13F-HR/A filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR/A for the quarter ended 2021-06-30, filed 2021-09-13, with 8,025 holding rows worth $962,518,342,000.
- Accession
- 0001567619-21-017006
- Filer
- CIK 70858
- Filed
- 2021-09-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, amendment of type restatement, 26,485 entries on the cover page, a total value of $962,518,342,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $962,518,342,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerBOFA SECURITIES, INC.028-19575
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBanc of America Strategic Ventures, Inc.028-20096
- included managerBofA Securities Europe SA028-20099
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 57,263 | $8,479,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 185,899 | $8,472,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 278,405 | $8,470,000 | thousands by filing date | |
| TELUS INTL CDA INC | 87975H100 | SUB VTG SHS | 271,989 | $8,462,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 56,500 | $8,460,000 | thousands by filing date | put |
| CHURCHILL CAPITAL CORP IV | 171439102 | CL A | 293,400 | $8,456,000 | thousands by filing date | put |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 585,121 | $8,437,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 59,453 | $8,415,000 | thousands by filing date | |
| COHN ROBBINS HOLDINGS CORP | G23726105 | COM CL A | 849,691 | $8,370,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 133,900 | $8,361,000 | thousands by filing date | call |
| GENERAL ELEC CO | 369604103 | COM | 621,100 | $8,359,000 | thousands by filing date | call |
| EVERI HLDGS INC | 30034T103 | COM | 335,163 | $8,359,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 167,094 | $8,355,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 529,280 | $8,352,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 183,429 | $8,334,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 323,113 | $8,320,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 228,992 | $8,313,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 178,491 | $8,313,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 287,803 | $8,303,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 7,287,000 | $8,298,000 | thousands by filing date | principal |
| ASSOCIATED BANC-CORP | 045487105 | COM | 404,428 | $8,284,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 253,844 | $8,283,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 170,440 | $8,266,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 116,336 | $8,265,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 102,600 | $8,259,000 | thousands by filing date | put |
| CONVEY HEALTH SOLUTIONS HLDG | 21258C108 | CMN | 725,769 | $8,259,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 40,000 | $8,242,000 | thousands by filing date | call |
| Schlumberger Limited | 806857108 | COM | 257,200 | $8,233,000 | thousands by filing date | put |
| ROYAL GOLD INC | 780287108 | COM | 72,100 | $8,227,000 | thousands by filing date | put |
| PLEXUS CORP COM | 729132100 | Stock | 89,900 | $8,218,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 21,600 | $8,198,000 | thousands by filing date | put |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 384,460 | $8,186,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 136,150 | $8,182,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 355,696 | $8,181,000 | thousands by filing date | |
| MARVELL TECHNOLOGY INC | 573874104 | COM | 140,000 | $8,166,000 | thousands by filing date | put |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 294,199 | $8,156,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 153,983 | $8,151,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 1,245,400 | $8,145,000 | thousands by filing date | put |
| DRIL-QUIP INC | 262037104 | COM | 240,484 | $8,135,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 307,876 | $8,131,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 251,091 | $8,123,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 166,164 | $8,119,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 172,449 | $8,112,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 288,976 | $8,103,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 381,700 | $8,092,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 211,001 | $8,084,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 392,521 | $8,081,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 96,669 | $8,080,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 321,422 | $8,071,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 142,859 | $8,059,000 | thousands by filing date | |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 197,001 | $8,050,000 | thousands by filing date | |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 2,888,000 | $8,050,000 | thousands by filing date | principal |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 12,646 | $8,016,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 120,602 | $8,003,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 312,218 | $8,002,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 665,346 | $7,990,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 39,776 | $7,984,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 21,100 | $7,983,000 | thousands by filing date | put |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 153,607 | $7,981,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 170,914 | $7,963,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 171,955 | $7,958,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 1,250,100 | $7,938,000 | thousands by filing date | call |
| OXFORD INDS INC | 691497309 | COM | 80,189 | $7,927,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 279,629 | $7,916,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 142,394 | $7,909,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 351,195 | $7,895,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 110,522 | $7,890,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 307,608 | $7,859,000 | thousands by filing date | |
| Fidelity High Dividend ETF | 316092840 | SHS | 208,239 | $7,848,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 246,813 | $7,842,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 251,560 | $7,841,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 228,739 | $7,839,000 | thousands by filing date | |
| CLARIVATE PLC | G21810109 | ORD SHS | 284,700 | $7,838,000 | thousands by filing date | put |
| ARTIVION INC | 228903100 | COM | 275,511 | $7,824,000 | thousands by filing date | |
| CHAMPIONX CORPORATION | 15872M104 | COM | 305,000 | $7,823,000 | thousands by filing date | call |
| KENNAMETAL INC | 489170100 | COM | 217,491 | $7,813,000 | thousands by filing date | |
| DUN & BRADSTREET HLDGS INC | 26484T106 | COM | 365,526 | $7,812,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 395,005 | $7,809,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 79,762 | $7,756,000 | thousands by filing date | |
| FS KKR CAP CORP | 302635206 | COM | 360,204 | $7,747,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 126,595 | $7,740,000 | thousands by filing date | |
| ROTOR ACQUISITION CORP | 77879W105 | COM | 775,548 | $7,739,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 357,603 | $7,732,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 263,495 | $7,721,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 91,041 | $7,708,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 47,593 | $7,707,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 46,600 | $7,700,000 | thousands by filing date | put |
| MIDDLESEX WTR CO | 596680108 | COM | 94,202 | $7,699,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 64,400 | $7,698,000 | thousands by filing date | call |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 542,096 | $7,692,000 | thousands by filing date | |
| GLATFELTER CORP | 377320106 | COMMON STOCK | 550,604 | $7,691,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 90,000 | $7,675,000 | thousands by filing date | call |
| LIGHTSPEED POS INC | 53227R106 | SUB VTG SHS | 91,592 | $7,658,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G888 | SHORT TERM ETF | 72,341 | $7,644,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 360,100 | $7,638,000 | thousands by filing date | call |
| STEPSTONE GROUP INC | 85914M107 | COM CL A | 221,120 | $7,607,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 839,895 | $7,592,000 | thousands by filing date | |
| ABSOLUTE SOFTWARE CORP | 00386B109 | COM | 523,883 | $7,586,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 250,000 | $7,578,000 | thousands by filing date | call |
| MARINEMAX INC | 567908108 | COM | 155,431 | $7,576,000 | thousands by filing date | |
| PERSHING SQUARE TONTINE HLDG COM | 71531R109 | CL A | 332,573 | $7,569,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 46,915 | $7,560,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 114,831 | $7,547,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 45,764 | $7,543,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 132,361 | $7,540,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 81,740 | $7,537,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 1,113,054 | $7,535,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 194,987 | $7,519,000 | thousands by filing date | |
| ALLEGRO MICROSYSTEMS INC | 01749D105 | COM | 270,924 | $7,504,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 4,143,314 | $7,500,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 161,610 | $7,497,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 341,638 | $7,496,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 280,424 | $7,493,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 98,509 | $7,490,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 247,885 | $7,474,000 | thousands by filing date | |
| GEVO INC | 374396406 | COM PAR | 1,027,394 | $7,469,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD | 23248VAB1 | NOTE 11/1 | 6,900,000 | $7,461,000 | thousands by filing date | principal |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 183,006 | $7,447,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 537,272 | $7,426,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 95,380 | $7,418,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 85,500 | $7,416,000 | thousands by filing date | call |
| LUXEXPERIENCE BV | 55406W103 | SPONSORED ADS | 243,628 | $7,414,000 | thousands by filing date | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 78,054 | $7,413,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 130,136 | $7,401,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 343,100 | $7,397,000 | thousands by filing date | call |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 490,789 | $7,392,000 | thousands by filing date | |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 312,544 | $7,391,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 111,309 | $7,385,000 | thousands by filing date | |
| POSHMARK INC | 73739W104 | COM CL A | 154,600 | $7,381,000 | thousands by filing date | put |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 150,516 | $7,377,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 434,726 | $7,373,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 138,715 | $7,372,000 | thousands by filing date | |
| HAYWARD HLDGS INC | 421298100 | COM | 282,465 | $7,350,000 | thousands by filing date | |
| CONSTELLIUM SE | F21107101 | CL A SHS | 387,677 | $7,346,000 | thousands by filing date | |
| 26 Capital Acquisition Corp | 90138P100 | Equity | 756,222 | $7,343,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 118,425 | $7,338,000 | thousands by filing date | |
| OPTION CARE HEALTH INC COM NEW | 68404L201 | Stock | 335,304 | $7,333,000 | thousands by filing date | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 550,000 | $7,326,000 | thousands by filing date | put |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 286,975 | $7,318,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 70,049 | $7,315,000 | thousands by filing date | |
| CAPITOL INVESTMENT CORP V | 14064F100 | COM CL A | 732,247 | $7,301,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 597,362 | $7,300,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 169,372 | $7,294,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 125,000 | $7,274,000 | thousands by filing date | call |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 262,388 | $7,273,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 280,044 | $7,264,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 25,658 | $7,261,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 127,984 | $7,250,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 200,589 | $7,250,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 110,500 | $7,241,000 | thousands by filing date | call |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 212,108 | $7,228,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 976,623 | $7,227,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 236,132 | $7,226,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 273,672 | $7,225,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 161,843 | $7,221,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 115,500 | $7,212,000 | thousands by filing date | put |
| iShares MSCI Frontier 100 | 464286145 | cs | 217,199 | $7,209,000 | thousands by filing date | |
| TESLA INC | 88160RAG6 | NOTE 2.000% 5/1 | 659,000 | $7,207,000 | thousands by filing date | principal |
| ASHLAND INC | 044186104 | COM | 82,329 | $7,203,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 210,830 | $7,198,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 239,458 | $7,196,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 139,737 | $7,195,000 | thousands by filing date | |
| ISHARES TR | 46435U366 | CMN | 144,771 | $7,193,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 300,000 | $7,191,000 | thousands by filing date | call |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 137,570 | $7,187,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416409 | HARTFORD US EQTY | 178,944 | $7,185,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8251L105 | SHS CL A | 704,350 | $7,184,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 155,401 | $7,181,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 70,000 | $7,179,000 | thousands by filing date | put |
| ARCOSA INC COM | 039653100 | Stock | 122,159 | $7,175,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 78,400 | $7,175,000 | thousands by filing date | put |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 196,350 | $7,169,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 339,600 | $7,169,000 | thousands by filing date | call |
| MICROVISION INC DEL | 594960304 | COM NEW | 427,890 | $7,167,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 35,765 | $7,164,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 441,730 | $7,156,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 105,360 | $7,143,000 | thousands by filing date | |
| VIRTUOSO ACQ CORP; TNT ACQ DT: 1/22/2023; CASH: $10.00 | 92837J104 | COM CL A | 719,164 | $7,134,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 352,676 | $7,131,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 199,862 | $7,131,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 1,033,404 | $7,130,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 208,776 | $7,129,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 734,765 | $7,127,000 | thousands by filing date | |
| INSULET CORP | 45784PAK7 | NOTE 0.375% 9/0 | 5,242,000 | $7,126,000 | thousands by filing date | principal |
| MRC GLOBAL INC | 55345K103 | COM | 757,598 | $7,121,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 196,046 | $7,120,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 215,173 | $7,114,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 49,900 | $7,106,000 | thousands by filing date | call |
| ONEOK INC NEW | 682680103 | COM | 127,700 | $7,105,000 | thousands by filing date | call |
| Prologis,Inc. | 74340W103 | COM | 59,300 | $7,088,000 | thousands by filing date | put |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 213,043 | $7,087,000 | thousands by filing date | |
| NETSTREIT CORP | 64119V303 | COM | 306,833 | $7,075,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 71,113 | $7,072,000 | thousands by filing date | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 82,481 | $7,063,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 418,123 | $7,049,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 446,012 | $7,025,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 178,265 | $7,017,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 192,733 | $7,012,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 534,691 | $7,010,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR FTSE TAIWAN | 35473P686 | FTSE TAIWAN | 156,613 | $7,008,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 610,574 | $6,991,000 | thousands by filing date | |
| DTE ENERGY CO | 233331842 | UNIT 11/01/2022 | 141,439 | $6,991,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 391,350 | $6,990,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 108,306 | $6,988,000 | thousands by filing date | |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 294,900 | $6,974,000 | thousands by filing date | put |
| B2GOLD CORP COM | 11777Q209 | Stock | 1,654,943 | $6,968,000 | thousands by filing date | |
| XP INC CL A | G98239109 | Stock | 159,946 | $6,965,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 1,537,396 | $6,964,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 287,738 | $6,957,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 308,351 | $6,951,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 140,098 | $6,944,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 404,568 | $6,942,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 99,875 | $6,907,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 255,364 | $6,896,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 138,009 | $6,880,000 | thousands by filing date | |
| TUSIMPLE HLDGS INC | 90089L108 | CL A | 96,530 | $6,877,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 419,165 | $6,874,000 | thousands by filing date | |
| SILVER CREST ACQUISITION COR | G81355102 | CMN | 712,184 | $6,873,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 430,680 | $6,870,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 179,318 | $6,865,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 57,040 | $6,863,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 142,504 | $6,860,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 42,200 | $6,859,000 | thousands by filing date | put |
| UNITI GROUP INC | 91325V108 | COM | 647,241 | $6,855,000 | thousands by filing date | |
| SCP & CO HEALTHCARE ACQUSTN | 784065104 | CMN | 708,123 | $6,855,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 86,132 | $6,852,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 64,000 | $6,841,000 | thousands by filing date | put |
| TXNM ENERGY INC COM | 69349H107 | Stock | 139,849 | $6,820,000 | thousands by filing date | |
| ISHARES | 46435U432 | EXCHANGE TRADED | 243,592 | $6,820,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 5,828,000 | $6,816,000 | thousands by filing date | principal |
| Boston Scientific Corporation | 101137107 | COM | 159,300 | $6,812,000 | thousands by filing date | call |
| METLIFE INC COM | 59156R108 | Stock | 113,800 | $6,811,000 | thousands by filing date | call |
| TRIPADVISOR INC | 896945201 | COM | 169,021 | $6,811,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 263,945 | $6,804,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 483,318 | $6,800,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 431,203 | $6,791,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P706 | CMN | 199,936 | $6,789,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 134,224 | $6,786,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 170,235 | $6,783,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 793,798 | $6,771,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 110,103 | $6,763,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 155,697 | $6,761,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 35,400 | $6,753,000 | thousands by filing date | call |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 306,278 | $6,753,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 88,701 | $6,750,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 39,800 | $6,747,000 | thousands by filing date | put |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 327,228 | $6,738,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A804 | TOTAL RETURN | 117,719 | $6,717,000 | thousands by filing date | |
| UTZ BRANDS INC COM CL A | 918090101 | Stock | 308,157 | $6,715,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 642,590 | $6,715,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 62,000 | $6,708,000 | thousands by filing date | put |
| OSI ETF TR | 67110P100 | OSI ETF TR | 190,987 | $6,705,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 35,100 | $6,696,000 | thousands by filing date | put |
| CALIX INC | 13100M509 | COM | 140,908 | $6,693,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 221,401 | $6,691,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 153,269 | $6,690,000 | thousands by filing date | |
| United States Oil Fund LP | 91232N207 | COM | 134,122 | $6,690,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 657,739 | $6,676,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 268,405 | $6,624,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 144,211 | $6,619,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 717,822 | $6,618,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 687,790 | $6,617,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 62,292 | $6,611,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 504,510 | $6,599,000 | thousands by filing date | |
| ISHARES TR ETF GENOMICS IMMUNOLOGY & HEALTHCARE | 46435U192 | ETF | 126,660 | $6,590,000 | thousands by filing date | |
| UBIQUITI INC | 90353W103 | COM | 21,090 | $6,583,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 268,052 | $6,573,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 20,600 | $6,572,000 | thousands by filing date | put |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 254,918 | $6,559,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 75,000 | $6,549,000 | thousands by filing date | put |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 437,416 | $6,541,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 154,501 | $6,531,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 561,969 | $6,523,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214XAB2 | NOTE 4.000% 6/0 | 4,412,000 | $6,519,000 | thousands by filing date | principal |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 75,283 | $6,518,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 33,687 | $6,518,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 118,748 | $6,514,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 524,211 | $6,510,000 | thousands by filing date | |
| HANNON ARMSTRONG SUST INFR C | 41068XAD2 | BOND | 5,284,000 | $6,499,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 114,024 | $6,497,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 172,943 | $6,492,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 17,900 | $6,485,000 | thousands by filing date | call |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 461,877 | $6,466,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 106,800 | $6,462,000 | thousands by filing date | put |
| DOUBLELINE YIELD OPPORTUNITI | 25862D105 | COM | 322,768 | $6,455,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 366,855 | $6,437,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 75,000 | $6,436,000 | thousands by filing date | call |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 105,113 | $6,433,000 | thousands by filing date | |
| LUFAX HOLDING LTD | 54975P102 | ADS REP SHS CL A | 568,641 | $6,425,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 355,705 | $6,424,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 18,200 | $6,419,000 | thousands by filing date | put |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 276,151 | $6,419,000 | thousands by filing date | |
| CANOO INC | 13803R102 | COM CL A | 645,647 | $6,418,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 31,811 | $6,415,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 152,113 | $6,413,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 51,500 | $6,393,000 | thousands by filing date | call |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 142,029 | $6,393,000 | thousands by filing date | |
| PRECISION DRILLING CORP COM NEW | 74022D407 | Stock | 153,016 | $6,380,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 256,841 | $6,377,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 293,960 | $6,373,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 101,780 | $6,371,000 | thousands by filing date | |
| ZENDESK INC | 98936JAD3 | NOTE 0.625% 6/1 | 4,374,000 | $6,370,000 | thousands by filing date | principal |
| Booking Holdings Inc. | 09857L108 | COM | 2,900 | $6,345,000 | thousands by filing date | put |
| TRI CONTL CORP | 895436103 | COM | 185,935 | $6,339,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 411,182 | $6,328,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 228,497 | $6,309,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 409,942 | $6,297,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 312,221 | $6,278,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 127,023 | $6,268,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 103,200 | $6,245,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 32,199 | $6,239,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 111,025 | $6,222,000 | thousands by filing date | |
| Apollo Global Management Inc | 03768E105 | COM CL A | 100,000 | $6,220,000 | thousands by filing date | put |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 43,200 | $6,213,000 | thousands by filing date | put |
| APRIA INC | 03836A101 | COMMON STOCK | 221,925 | $6,213,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 139,202 | $6,210,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 417,681 | $6,203,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 437,963 | $6,197,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 236,200 | $6,195,000 | thousands by filing date | put |
| PALOMAR HLDGS INC COM | 69753M105 | Stock | 82,087 | $6,193,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 338,056 | $6,193,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 114,262 | $6,190,000 | thousands by filing date | |
| MARA HOLDINGS INC COM | 565788106 | Stock | 197,209 | $6,186,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR HEALTHCARE ETF | 47804J503 | ETF | 129,044 | $6,182,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 911,081 | $6,177,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 315,864 | $6,176,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 349,667 | $6,174,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HLDGS | 78781PAB1 | NOTE | 3,299,000 | $6,172,000 | thousands by filing date | principal |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 94,911 | $6,171,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC | 63845RAB3 | NOTE 2.500% 5/1 | 3,500,000 | $6,162,000 | thousands by filing date | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 346,857 | $6,129,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 76,055 | $6,120,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 449,804 | $6,117,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 107,439 | $6,103,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 613,138 | $6,100,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 171,089 | $6,097,000 | thousands by filing date | |
| Invesco S&P 500 Momentum ETF | 46138E339 | SHS | 102,734 | $6,096,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 65,105 | $6,093,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 327,173 | $6,085,000 | thousands by filing date | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 196,783 | $6,083,000 | thousands by filing date | |
| HUMANIGEN INC | 444863203 | COM NEW | 350,000 | $6,083,000 | thousands by filing date | call |
| CHP MERGER CORP | 12558Y106 | COM CL A | 610,922 | $6,079,000 | thousands by filing date | |
| WARNER MUSIC GROUP CORP | 934550203 | COM CL A | 168,629 | $6,078,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F BETABULDRS JAPAN | 46641Q217 | BETABULDRS JAPAN | 107,496 | $6,073,000 | thousands by filing date | |
| ASCENDANT DIGITAL ACQUISITIO | G05155109 | COM CL A | 610,000 | $6,070,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 425,933 | $6,048,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 227,800 | $6,041,000 | thousands by filing date | call |
| SPIRIT AIRLS INC | 848577AB8 | NOTE 1.000% 5/1 | 6,338,000 | $6,041,000 | thousands by filing date | principal |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 384,088 | $6,034,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 241,787 | $6,006,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 128,095 | $6,001,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 76,113 | $5,997,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 358,000 | $5,996,000 | thousands by filing date | put |
| RAVEN INDS INC COM | 754212108 | Stock | 103,574 | $5,992,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 278,838 | $5,987,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 278,063 | $5,981,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y691 | CMN | 106,798 | $5,969,000 | thousands by filing date | |
| SUSTAINABLE OPPORTNTS ACQ CO | G8598Y109 | ORD SHS A | 599,833 | $5,968,000 | thousands by filing date | |
| CANOO INC | 13803R102 | COM CL A | 600,000 | $5,964,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 389,554 | $5,964,000 | thousands by filing date | |
| ICL GROUP LTD SHS | M53213100 | Stock | 868,605 | $5,959,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 114,803 | $5,951,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 183,675 | $5,949,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 571,949 | $5,942,000 | thousands by filing date | |
| STEM INC | 85859N102 | COM | 164,800 | $5,934,000 | thousands by filing date | call |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 353,484 | $5,932,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 75,000 | $5,921,000 | thousands by filing date | call |
| ACUSHNET HLDGS CORP | 005098108 | COM | 119,806 | $5,918,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 107,628 | $5,915,000 | thousands by filing date | |
| STEM INC | 85859N102 | COM | 163,900 | $5,902,000 | thousands by filing date | put |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 145,747 | $5,899,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 88,635 | $5,897,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 252,648 | $5,877,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 72,300 | $5,858,000 | thousands by filing date | call |
| PEGASYSTEMS INC | 705573AB9 | NOTE 0.750% 3/0 | 4,917,000 | $5,857,000 | thousands by filing date | principal |
| BLUEBIRD BIO INC | 09609G100 | COM | 183,087 | $5,855,000 | thousands by filing date | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 200,000 | $5,852,000 | thousands by filing date | call |
| U S PHYSICAL THERAPY | 90337L108 | COM | 50,382 | $5,837,000 | thousands by filing date | |
| OPEN LENDING CORP | 68373J104 | COM | 135,446 | $5,836,000 | thousands by filing date | |
| PATRICK INDS INC | 703343AB9 | DBCV 1.000% 2/0 | 5,406,000 | $5,832,000 | thousands by filing date | principal |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 31,345 | $5,823,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 1,101,507 | $5,816,000 | thousands by filing date | |
| PROSHARES TR | 74347G796 | MSCI TRANFRMTNAL | 125,910 | $5,816,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC | 253393AD4 | NOTE 3.250% 4/1 | 1,965,000 | $5,815,000 | thousands by filing date | principal |
| MP MATERIALS CORP | 553368101 | COM CL A | 157,703 | $5,813,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 33,641 | $5,805,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 100,324 | $5,789,000 | thousands by filing date | |
| ALTIMETER GROWTH CORP | G0370L108 | CL A | 494,799 | $5,789,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 25,192 | $5,787,000 | thousands by filing date | |
| ALTO INGREDIENTS INC | 021513106 | COMMON STOCK | 944,771 | $5,773,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 84,310 | $5,765,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 94,287 | $5,760,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 398,227 | $5,756,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 232,619 | $5,750,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 78,000 | $5,738,000 | thousands by filing date | put |
| URBAN OUTFITTERS INC | 917047102 | COM | 139,177 | $5,735,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 412,310 | $5,735,000 | thousands by filing date | |
| BROADWAY FINL CORP DEL | 111444105 | COM | 2,131,943 | $5,735,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 26,100 | $5,725,000 | thousands by filing date | call |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 57,081 | $5,724,000 | thousands by filing date | |
| ALTIMETER GROWTH CORP | G0370L108 | CL A | 488,700 | $5,718,000 | thousands by filing date | put |
| SCVX CORP | G79448208 | COM | 578,151 | $5,718,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 217,566 | $5,715,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 82,062 | $5,706,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 78,804 | $5,705,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 96,873 | $5,684,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 326,149 | $5,671,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 213,482 | $5,666,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 81,982 | $5,655,000 | thousands by filing date | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 179,430 | $5,649,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 266,922 | $5,646,000 | thousands by filing date | |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 148,683 | $5,632,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 85,080 | $5,632,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 150,000 | $5,630,000 | thousands by filing date | call |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 553,400 | $5,628,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 401,362 | $5,623,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 54,800 | $5,615,000 | thousands by filing date | call |
| APPIAN CORP | 03782L101 | CL A | 40,749 | $5,615,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 14,700 | $5,612,000 | thousands by filing date | put |
| KODIAK SCIENCES INC | 50015M109 | COM | 60,348 | $5,612,000 | thousands by filing date | |
| LANDCADIA HOLDINGS III INC | 51476H100 | COM CL A | 452,657 | $5,612,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 52,338 | $5,595,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 362,852 | $5,595,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 3,970,000 | $5,595,000 | thousands by filing date | principal |
| ORION S.A. | L72967109 | COM | 294,270 | $5,588,000 | thousands by filing date | |
| QIAGEN NV | N72482AT4 | DEBT 1.000%11/1 | 4,600,000 | $5,585,000 | thousands by filing date | principal |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 64,505 | $5,584,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 64,530 | $5,576,000 | thousands by filing date | |
| MP MATERIALS CORP | 553368101 | COM CL A | 150,900 | $5,562,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 225,578 | $5,560,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 87,613 | $5,556,000 | thousands by filing date | |
| ONE EQUITY PARTNERS OPEN WTR | 68237L105 | CMN | 572,522 | $5,553,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 63,899 | $5,540,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 192,289 | $5,539,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 259,308 | $5,518,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 634,100 | $5,504,000 | thousands by filing date | put |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 55,116 | $5,472,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 23,917 | $5,470,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 320,878 | $5,462,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 86,312 | $5,454,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 210,846 | $5,451,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 1,088,531 | $5,443,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 149,930 | $5,439,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 111,296 | $5,432,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 708,656 | $5,421,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 165,004 | $5,412,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 374,235 | $5,378,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 13,100 | $5,377,000 | thousands by filing date | call |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 99,300 | $5,373,000 | thousands by filing date | call |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 335,620 | $5,370,000 | thousands by filing date | |
| LIVONGO HEALTH INC | 539183AA1 | NOTE 0.875% 6/0 | 3,400,000 | $5,366,000 | thousands by filing date | principal |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 842,572 | $5,358,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 243,968 | $5,357,000 | thousands by filing date | |
| GOHEALTH INC | 38046W105 | COM CL A | 477,460 | $5,352,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 28,700 | $5,349,000 | thousands by filing date | put |
| SUMMIT MIDSTREAM PARTNERS LP | 866142409 | COM | 175,943 | $5,345,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 893,600 | $5,344,000 | thousands by filing date | put |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 80,591 | $5,335,000 | thousands by filing date | |
| IQ ULTRA SHORT DURATION ETF | 45409F819 | FUND | 107,584 | $5,333,000 | thousands by filing date | |
| ANAPLAN INC | 03272L108 | COM | 100,000 | $5,330,000 | thousands by filing date | put |
| ANAPLAN INC | 03272L108 | COM | 100,000 | $5,330,000 | thousands by filing date | call |
| CRICUT INC | 22658D100 | COM CL A | 124,914 | $5,322,000 | thousands by filing date | |
| PACER TRENDPILOT FUND OF FUNDS ETF | 69374H675 | ETF | 175,242 | $5,321,000 | thousands by filing date | |
| SO YOUNG INTERNATIONAL INC | 83356Q108 | SPONSORED ADS | 553,547 | $5,320,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 146,084 | $5,318,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 291,958 | $5,313,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 163,178 | $5,278,000 | thousands by filing date | |
| VERADIGM INC | 01988PAF5 | BOND | 3,528,000 | $5,242,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78464A110 | CMN | 23,169 | $5,238,000 | thousands by filing date | |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 145,325 | $5,234,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 90,161 | $5,231,000 | thousands by filing date | |
| OAK STR HEALTH INC | 67181A107 | COM | 89,188 | $5,225,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 514,357 | $5,210,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 76,404 | $5,209,000 | thousands by filing date | |
| DOUYU INTL HLDGS LTD | 25985W105 | SPONSORED ADS | 758,921 | $5,191,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 196,618 | $5,181,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 557,614 | $5,175,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 331,789 | $5,173,000 | thousands by filing date | |
| AUSTERLITZ ACQUISITION CORP | G0633D117 | UNIT 99/99/9999 | 500,188 | $5,167,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 85,634 | $5,153,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 129,069 | $5,137,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 56,997 | $5,124,000 | thousands by filing date | |
| NCINO INC | 63947U107 | COM | 85,385 | $5,116,000 | thousands by filing date | |
| FG NEW AMER ACQUISITION CORP | 30259V106 | COM | 500,000 | $5,105,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 126,026 | $5,089,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 4,838,000 | $5,086,000 | thousands by filing date | principal |
| SVF INVESTMENT CORP | G8601L102 | CL A SHS | 514,000 | $5,078,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 237,829 | $5,075,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 281,000 | $5,075,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 149,636 | $5,067,000 | thousands by filing date | |
| ROMAN DBDR TECH ACQ CORP; TNT ACQ DT: 5/6/2022; CASH: $10.20 | 77584N101 | COM CL A | 500,000 | $5,055,000 | thousands by filing date | |
| EAST STONE ACQUISITION CORP | G2911D108 | SHS | 500,000 | $5,045,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 4,971,000 | $5,039,000 | thousands by filing date | principal |
| TENNANT CO | 880345103 | COM | 63,058 | $5,034,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 123,024 | $5,034,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 17,200 | $5,021,000 | thousands by filing date | put |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 95,454 | $5,014,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L886 | COM | 174,158 | $5,012,000 | thousands by filing date | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 81,041 | $5,002,000 | thousands by filing date | |
| ISHARES SYSTEMATIC BOND ETF | 46435U796 | COM | 49,702 | $5,002,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-21-015876 | superseded | 2021-08-16 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001567619-21-017006 | this filing | 2021-09-13 | acceptance time not in the bulk data set |