13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-16, with 8,022 holding rows worth $932,222,289,000.
- Accession
- 0001567619-21-015876
- Filer
- CIK 70858
- Filed
- 2021-08-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 26,133 entries on the cover page, a total value of $932,222,289,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $932,222,289,000 with VALUE read as thousands by filing date, 13F file number 028-00158. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerBOFA SECURITIES, INC.028-19575
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBanc of America Strategic Ventures, Inc.028-20096
- included managerBofA Securities Europe SA028-20099
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 5,629 | $31,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 976 | $31,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K302 | COMMON STOCK | 4,166 | $31,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 6,750 | $31,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 571 | $31,000 | thousands by filing date | |
| DBX ETF TR | 233051259 | XTRACKERS HIGH | 641 | $31,000 | thousands by filing date | |
| PROSHARES | 74347Y839 | EXCHANGE TRADED | 1,100 | $31,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 16,000 | $31,000 | thousands by filing date | |
| SPDR S&P 500 ESG ETF | 78468R531 | SHS | 757 | $30,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 100 | $30,000 | thousands by filing date | put |
| XTRACKERS MSCI EAFE HIGH DIVIDEND YIELD EQUITY ETF | 233051630 | ETF | 1,215 | $30,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 10,414 | $30,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 3,178 | $30,000 | thousands by filing date | |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 5,245 | $30,000 | thousands by filing date | |
| INMUNE BIO INC | 45782T105 | COM | 1,700 | $30,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 1,553 | $30,000 | thousands by filing date | |
| SIFCO INDS INC | 826546103 | COM | 3,030 | $30,000 | thousands by filing date | |
| GUILD HLDGS CO | 40172N107 | CL A | 1,969 | $30,000 | thousands by filing date | |
| FINCH THERAPEUTICS GROUP INC | 31773D101 | COM | 2,108 | $30,000 | thousands by filing date | |
| THE MUSIC ACQUISITION CORP | 62752R118 | *W EXP 02/05/202 | 35,037 | $30,000 | thousands by filing date | |
| MASON INDUSTRIAL TECHNOLGY I | 57520Y114 | *W EXP 99/99/999 | 33,333 | $30,000 | thousands by filing date | |
| AEQUI ACQUISITION CORP | 00775W201 | UNIT 11/30/2027 | 3,000 | $30,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 2,852 | $30,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 1,291 | $29,000 | thousands by filing date | |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 3,000 | $29,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 2,059 | $29,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 3,309 | $29,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 1,589 | $29,000 | thousands by filing date | |
| ISHARES TR | 46429B515 | CMN | 586 | $29,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 18,821 | $29,000 | thousands by filing date | |
| PROPTECH INVESTMENT CORP II | 743497109 | CMN | 3,000 | $29,000 | thousands by filing date | |
| ATHENA TECHNOLOGY ACQUISI CO | 04687A117 | *W EXP 03/31/202 | 33,333 | $29,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 300 | $28,000 | thousands by filing date | call |
| MINISO GROUP HLDG LTD SPONSORED ADS | 66981J102 | ADR | 1,319 | $28,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 4,687 | $28,000 | thousands by filing date | |
| LOANDEPOT INC | 53946R106 | COM CL A | 2,175 | $28,000 | thousands by filing date | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 1,249 | $28,000 | thousands by filing date | |
| DBX ETF TR | 233051192 | XTKR EMGRIN MKTS | 819 | $28,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 1,016 | $28,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 13,527 | $28,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 11,048 | $28,000 | thousands by filing date | |
| POLYMET MNG CORP | 731916409 | COM | 8,079 | $28,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 7,625 | $28,000 | thousands by filing date | |
| GAMIDA CELL LTD | M47364100 | SHS | 4,402 | $28,000 | thousands by filing date | |
| WISA TECHNOLOGIES INC | 86633R203 | COM NEW | 7,003 | $28,000 | thousands by filing date | |
| ESPORTS TECHNOLOGIES INC | 29667L106 | COM | 1,358 | $28,000 | thousands by filing date | |
| CIVEO CORP | 17878Y207 | COMMON STOCK | 1,515 | $27,000 | thousands by filing date | |
| OCEAN PWR TECHNOLOGIES I | 674870506 | Equity | 10,859 | $27,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 1,396 | $27,000 | thousands by filing date | |
| APREA THERAPEUTICS INC | 03836J102 | COM | 5,616 | $27,000 | thousands by filing date | |
| TRANSOCEAN INC | 893830BJ7 | DEB 0.500% 1/3 | 30,000 | $27,000 | thousands by filing date | principal |
| FIRST EAGLE ALTR CAP BDC INC | 26943B100 | COM | 5,970 | $27,000 | thousands by filing date | |
| NEXIMMUNE INC | 65344D109 | COM | 1,666 | $27,000 | thousands by filing date | |
| BBQ HLDGS INC | 05551A109 | CMN | 1,400 | $27,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 1,000 | $26,000 | thousands by filing date | call |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 100 | $26,000 | thousands by filing date | call |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 7,065 | $26,000 | thousands by filing date | |
| SOCIAL LEVERAGE ACQUISN CORP | 83363K110 | WARR | 24,051 | $26,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 25,000 | $26,000 | thousands by filing date | principal |
| AG MTG INVT TR INC | 001228105 | COM | 6,005 | $26,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 3,978 | $26,000 | thousands by filing date | |
| ISHARES TR | 46435G862 | MSCI UN KNGDOM | 1,150 | $26,000 | thousands by filing date | |
| CM LIFE SCIENCES II INC | 125842203 | UNIT 02/25/2028 | 1,968 | $26,000 | thousands by filing date | |
| AVANTI ACQUISITION CORP | G0682V109 | CMN | 2,699 | $26,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741LAC1 | NOTE 6.375%10/0 | 27,000 | $26,000 | thousands by filing date | principal |
| CENTER COAST BRKFLD MLP ENRGY SHS BEN INT | 151461209 | CEF | 1,919 | $26,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 1,040 | $25,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 4,297 | $25,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 983 | $25,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 6,432 | $25,000 | thousands by filing date | |
| GRINDROD SHIPPING HOLDINGS L | Y28895103 | COM | 2,274 | $25,000 | thousands by filing date | |
| HH&L ACQUISITION CO | G39714129 | WARR | 28,395 | $25,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 17,887 | $25,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP VII | 17144M110 | *W EXP 02/29/202 | 17,895 | $25,000 | thousands by filing date | |
| THIMBLE POINT ACQUISITION CO | 88408P115 | *W EXP 02/04/202 | 16,666 | $25,000 | thousands by filing date | |
| LEE ENTERPRISES INC | 523768406 | COM | 851 | $24,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572108 | CL B | 38 | $24,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 2,960 | $24,000 | thousands by filing date | |
| DYNATRONICS CORP | 268157401 | COM NEW | 20,000 | $24,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L811 | COM | 974 | $24,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D200 | COMMON | 6,662 | $24,000 | thousands by filing date | |
| Pershing Square T 25 WTS Warrants Exp 07/24/25 | 71531R117 | WT | 3,746 | $24,000 | thousands by filing date | |
| IMEDIA BRANDS INC | 452465206 | COM CL A | 3,000 | $24,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087R116 | *W EXP 03/05/202 | 25,000 | $24,000 | thousands by filing date | |
| LIONHEART ACQUISITION CORP II WT EXP 021426 | 53625R112 | COM | 25,000 | $24,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 4,820 | $23,000 | thousands by filing date | |
| AMERICAN RES CORP | 02927U208 | CL A | 8,906 | $23,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 841 | $23,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 2,265 | $23,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 1,637 | $23,000 | thousands by filing date | |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 907 | $23,000 | thousands by filing date | |
| LAZARD GROWTH ACQUISITION CO | G54035111 | *W EXP 02/10/202 | 20,000 | $23,000 | thousands by filing date | |
| BIOCARDIA INC | 09060U507 | COM | 5,735 | $23,000 | thousands by filing date | |
| MEDAVAIL HOLDINGS INC | 58406B103 | COM | 1,852 | $23,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 6,015 | $23,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 7,833 | $22,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 16,262 | $22,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 889 | $22,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 2,250 | $22,000 | thousands by filing date | |
| ISHARES ESG ADVANCED UNIVERSAL USD BOND ETF | 46436E619 | COM | 438 | $22,000 | thousands by filing date | |
| PRO DEX INC | 74265M205 | COMMON STOCK | 704 | $22,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 789 | $22,000 | thousands by filing date | |
| VERONA PHARMA PLC | 925050106 | SPONSORED ADS | 3,355 | $22,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 1,286 | $22,000 | thousands by filing date | |
| VICTORYSHARES U S | 92647N576 | MF Closed and MF Open | 342 | $22,000 | thousands by filing date | |
| HUT 8 MINING CORP | 44812T102 | COMMON STOCK-FO | 5,135 | $22,000 | thousands by filing date | |
| VERVE THERAPEUTICS INC | 92539P101 | COM | 372 | $22,000 | thousands by filing date | |
| RENEO PHARMACEUTICALS INC | 75974E103 | COM | 2,326 | $22,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 3,018 | $22,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVES III | 44376L115 | WTS | 20,000 | $22,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 1,595 | $22,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 5,024 | $21,000 | thousands by filing date | |
| BANK7 CORP | 06652N107 | COMMON STOCK | 1,230 | $21,000 | thousands by filing date | |
| FIVE STAR BANCORP | 33830T103 | COMMON STOCK | 875 | $21,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y683 | ENHNCD CMMDTY ST | 952 | $21,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 6,939 | $21,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U407 | LONG TERM CARE | 649 | $21,000 | thousands by filing date | |
| DIRTT ENVIRONMENTAL SOLUT LT | 25490H106 | COM | 5,000 | $21,000 | thousands by filing date | |
| MONGODB INC | 60937PAB2 | NOTE | 4,000 | $21,000 | thousands by filing date | principal |
| PLURISTEM THERAPEUTICS INC | 72940R300 | COM NEW | 5,096 | $21,000 | thousands by filing date | |
| CF FIN ACQUISITION CORP III | 12529D108 | CL A | 2,059 | $21,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 1,377 | $20,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 2,032 | $20,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 4,666 | $20,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 3,533 | $20,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G201 | S&P SMLCP MATL | 310 | $20,000 | thousands by filing date | |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 2,226 | $20,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AU8 | NOTE 0.125%11/1 | 18,000 | $20,000 | thousands by filing date | principal |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 2,878 | $20,000 | thousands by filing date | |
| HOME PT CAPITAL INCORPORATED | 43734L106 | COM | 3,299 | $20,000 | thousands by filing date | |
| VELOCITY ACQUISITION CORP | 92259E112 | WTS | 22,646 | $20,000 | thousands by filing date | |
| 5 01 ACQUISITION CORP | 33836P105 | CMN | 2,002 | $20,000 | thousands by filing date | |
| DECARBONIZATION PLUS ACQU CO | 242797108 | COM CL A | 1,900 | $20,000 | thousands by filing date | |
| OSPREY TECHNLGY AQUISTION CO | 68839R104 | COM CL A | 2,000 | $20,000 | thousands by filing date | |
| BTRS HOLDINGS INC | 11778X112 | W EXP 01/12/202 | 5,000 | $20,000 | thousands by filing date | |
| EMPOWER LTD | G3R39W102 | CL A COM | 2,006 | $20,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 200 | $19,000 | thousands by filing date | put |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 100 | $19,000 | thousands by filing date | call |
| FRONTIER GROUP HLDGS INC COM | 35909R108 | Stock | 1,113 | $19,000 | thousands by filing date | |
| KANZHUN LIMITED | 48553T106 | SPONSORED ADS | 468 | $19,000 | thousands by filing date | |
| LOOP INDS INC | 543518104 | COM | 1,526 | $19,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 1,376 | $19,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 3,427 | $19,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 466 | $19,000 | thousands by filing date | |
| NAVIOS MARITIME PARTNERS L.P. | Y62267409 | COM UNIT LPI | 644 | $19,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 4,000 | $19,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 25,000 | $19,000 | thousands by filing date | principal |
| MV OIL TR | 553859109 | TR UNITS | 2,135 | $19,000 | thousands by filing date | |
| CENTOGENE N V | N1976T109 | COM | 1,827 | $19,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 4,571 | $19,000 | thousands by filing date | |
| LEAD EDGE GROWTH OPRTUNTS LT | G54085116 | WARR | 18,425 | $19,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 1,100 | $19,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 8,192 | $19,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 20,000 | $19,000 | thousands by filing date | |
| PRECIPIO INC | 74019L503 | COM | 5,197 | $19,000 | thousands by filing date | |
| FIGURE ACQUISITION CORP I | 302438205 | UNIT 99/99/9999 | 1,800 | $19,000 | thousands by filing date | |
| Gores Technology Partners II Inc | 38287L115 | Warrant | 10,400 | $19,000 | thousands by filing date | |
| ISHARES TR | 46435U382 | MSCI JP EQUL | 476 | $19,000 | thousands by filing date | |
| ROBLOX CORP CL A | 771049103 | Stock | 200 | $18,000 | thousands by filing date | call |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 1,200 | $18,000 | thousands by filing date | |
| INVESCO INVESTMENT GRADE DEFENSIVE ETF | 46139W502 | ETF | 691 | $18,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 514 | $18,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P843 | CMN | 598 | $18,000 | thousands by filing date | |
| ROOT INC | 77664L108 | COMMON STOCK | 1,705 | $18,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 2,324 | $18,000 | thousands by filing date | |
| RAIN ONCOLOGY INC | 75082Q105 | COM | 1,140 | $18,000 | thousands by filing date | |
| VITRU LTD | G9440D103 | COM | 1,048 | $18,000 | thousands by filing date | |
| FUSION PHARMACEUTICALS INC | 36118A100 | COM | 2,325 | $18,000 | thousands by filing date | |
| HIGHPEAK ENERGY INC | 43114Q121 | *W EXP 08/21/202 | 7,322 | $18,000 | thousands by filing date | |
| ORBITAL ENERGY GROUP INC | 68559A109 | COM | 4,136 | $18,000 | thousands by filing date | |
| OYSTER ENTERPRISES ACQ CORP | 69242M112 | WTS | 25,000 | $18,000 | thousands by filing date | |
| DPCM CAP INC | 23344P101 | CMN | 1,799 | $18,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W200 | COM NEW | 4,634 | $18,000 | thousands by filing date | |
| SMARTRENT INC COM CL A | 316790104 | Common Stock | 1,500 | $18,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 100 | $17,000 | thousands by filing date | put |
| SPRING VALEY ACQUISTION III CL A ORD | 85521J109 | COM | 1,738 | $17,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 1,140 | $17,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 8,610 | $17,000 | thousands by filing date | |
| THERATECHNOLOGIES INC COM | 88338H100 | COM | 4,350 | $17,000 | thousands by filing date | |
| TFF PHARMACEUTICALS INC | 87241J104 | COM | 1,750 | $17,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 5,058 | $17,000 | thousands by filing date | |
| NEMAURA MED INC | 640442208 | COMMON | 1,718 | $17,000 | thousands by filing date | |
| BOWX ACQUISITION CORP | 103085114 | *W EXP 08/03/202 | 5,000 | $17,000 | thousands by filing date | |
| ASPIRATIONAL CONSUMER LIFEST | G05436103 | COM | 1,753 | $17,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A103 | COM | 1,655 | $17,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 4,877 | $16,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 1,046 | $16,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 1,489 | $16,000 | thousands by filing date | |
| SMITH MIDLAND CORP | 832156103 | COMMON STOCK | 683 | $16,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061862 | TAIL RISK | 844 | $16,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 814 | $16,000 | thousands by filing date | |
| LISTED FDS TR | 53656F706 | ROUNDHILL VIDEO | 500 | $16,000 | thousands by filing date | |
| Day One Biopharmaceuticals Inc | 23954D109 | Common Stock | 700 | $16,000 | thousands by filing date | |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 1,241 | $16,000 | thousands by filing date | |
| ABRAXAS PETE CORP COM NEW | 003830304 | Stock | 5,093 | $16,000 | thousands by filing date | |
| NEW YORK CITY REIT INC | 649439205 | COM | 1,204 | $16,000 | thousands by filing date | |
| BIORA THERAPEUTICS INC | 74319F107 | COM | 4,381 | $16,000 | thousands by filing date | |
| NULL | 68620A203 | NULL | 1,783 | $16,000 | thousands by filing date | |
| CF ACQUISITION CORP IV | 12520T110 | *W EXP 12/31/202 | 14,985 | $16,000 | thousands by filing date | |
| BIOMERICA INC | 09061H307 | COM NEW | 4,032 | $16,000 | thousands by filing date | |
| ARCLIGHT CLEAN TRANSITION II | G0R21B112 | WTS | 9,780 | $16,000 | thousands by filing date | |
| SKILLSOFT CORP | 83066P119 | *W EXP 06/11/202 | 7,600 | $16,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 4,997 | $16,000 | thousands by filing date | |
| VECTOR ACQUISITION CORP | G9442R126 | COM CL A | 1,500 | $16,000 | thousands by filing date | |
| NAUTILUS BIOTECHNOLOGY INC | 63909J108 | COM | 1,500 | $15,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P660 | FRANKLIN ASIA | 514 | $15,000 | thousands by filing date | |
| LENSAR INC | 52634L108 | COM | 1,728 | $15,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 1,887 | $15,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 1,430 | $15,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 500 | $15,000 | thousands by filing date | |
| ALITHYA GROUP INC | 01643b106 | COM | 5,500 | $15,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 3,398 | $15,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 1,810 | $15,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 1,075 | $15,000 | thousands by filing date | |
| SPRING VALLEY ACQ CORP | G8377A108 | COMMON STOCK-FO | 1,465 | $15,000 | thousands by filing date | |
| SWK HLDGS CORP | 78501P203 | COM NEW | 887 | $15,000 | thousands by filing date | |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 1,300 | $15,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 4,963 | $15,000 | thousands by filing date | |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 11,734 | $15,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 10,990 | $15,000 | thousands by filing date | |
| KKR ACQUISITION HOLDING I CO | 48253T117 | WTS | 12,500 | $15,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 02557T307 | UNIT 08/15/2023 | 296 | $15,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 1,402 | $15,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 100 | $14,000 | thousands by filing date | call |
| QUANTUM SI INC | 74765K105 | COM CL A | 1,110 | $14,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 900 | $14,000 | thousands by filing date | |
| ACRES COMMERCIAL REALTY CORP | 00489Q102 | REIT | 895 | $14,000 | thousands by filing date | |
| VASTA PLATFORM LTD CL A | G9440A109 | Stock | 1,705 | $14,000 | thousands by filing date | |
| ARTS WAY MFG INC | 043168103 | COM | 4,000 | $14,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P637 | FTSE JAPAN HDG | 463 | $14,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 11,435 | $14,000 | thousands by filing date | |
| TUFIN SOFTWARE TECHNOLOGIS L | M8893U102 | SHS | 1,469 | $14,000 | thousands by filing date | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 1,516 | $14,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 2,891 | $14,000 | thousands by filing date | |
| FREEDOM ACQUISITION I CORP | G3663X128 | *W EXP 03/02/202 | 12,500 | $14,000 | thousands by filing date | |
| BROADSCALE ACQUISITION CORP | 11134Y119 | WTS | 12,500 | $14,000 | thousands by filing date | |
| DYNAMICS SPECIAL PURPOSE COR | 268010105 | CLASS A COM | 1,434 | $14,000 | thousands by filing date | |
| UNITED STS COMMODITY INDEX F | 911718104 | CM REP COPP FD | 500 | $13,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 2,657 | $13,000 | thousands by filing date | |
| DLOCAL LTD | G29018101 | CLASS A COM | 250 | $13,000 | thousands by filing date | |
| PRINCIPAL ACTIVE HIGH YIELD ETF | 74255Y102 | COM | 320 | $13,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 2,136 | $13,000 | thousands by filing date | |
| VIOMI TECHNOLOGY CO LTD | 92762J103 | SPONSORED ADS | 1,561 | $13,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 1,062 | $13,000 | thousands by filing date | |
| Renovaro Inc | 29350E104 | Common Stock | 2,702 | $13,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 3,160 | $13,000 | thousands by filing date | |
| SATSUMA PHARMACEUTICALS INC | 80405P107 | COM | 1,903 | $13,000 | thousands by filing date | |
| AXCELLA HEALTH INC | 05454B105 | COM | 3,330 | $13,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 3,325 | $13,000 | thousands by filing date | |
| TLG ACQUISITION ONE CORP | 87257M116 | *W EXP 01/25/202 | 15,977 | $13,000 | thousands by filing date | |
| TANTECH HLDGS LTD | G8675X107 | COM | 10,248 | $13,000 | thousands by filing date | |
| Warburg Pincus Capital Corp I-A | G9461D115 | Warrant | 10,000 | $13,000 | thousands by filing date | |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 413 | $12,000 | thousands by filing date | |
| BNY MELLON ETF TRUST | 09661T107 | US LRG CP CORE | 148 | $12,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 2,026 | $12,000 | thousands by filing date | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 1,590 | $12,000 | thousands by filing date | |
| IMMATICS N.V | N44445109 | SHS | 998 | $12,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 2,238 | $12,000 | thousands by filing date | |
| JEWETT CAMERON TRADING LTD | 47733C207 | COM NEW | 1,208 | $12,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 1,803 | $12,000 | thousands by filing date | |
| DHC ACQUISITION CORP | G2758T117 | WARR | 11,715 | $12,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 4,984 | $12,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 11,070 | $12,000 | thousands by filing date | |
| EBANG INTL HLDGS INC | G3R33A106 | CL A SHS | 3,888 | $12,000 | thousands by filing date | |
| ONE EQUITY PARTNERS OPEN WTR | 68237L113 | WTS | 12,875 | $12,000 | thousands by filing date | |
| ZEALAND PHARMA A/S | 98920Y304 | CMN | 398 | $12,000 | thousands by filing date | |
| ALBERTON ACQUISITION CORP WT EXP 042625 | G35006124 | COM | 29,596 | $12,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044AJ7 | Bond | 12,000 | $12,000 | thousands by filing date | principal |
| PATRIA INVESTMENTS LIMITED | G69451105 | COM CL A | 625 | $11,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 2,116 | $11,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A309 | COMMON STOCK | 5,873 | $11,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 1,949 | $11,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P835 | FTSE BRAZIL | 432 | $11,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 1,618 | $11,000 | thousands by filing date | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 150 | $11,000 | thousands by filing date | |
| VISTRA CORP | 92840M128 | COM | 36,746 | $11,000 | thousands by filing date | |
| PERIDOT ACQUISITION CORP II | G7008B121 | WARR | 10,000 | $11,000 | thousands by filing date | |
| Greenpower Motor Co | 39540E302 | COM | 547 | $11,000 | thousands by filing date | |
| AEA-BRIDGES IMPACT CORP | G01046104 | CMN | 1,179 | $11,000 | thousands by filing date | |
| ELUTIA INC | 05479K106 | CL A COM | 1,076 | $10,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 313 | $10,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W405 | COM | 4,894 | $10,000 | thousands by filing date | |
| PHARVARIS NV | N69605108 | COMMON STOCK | 550 | $10,000 | thousands by filing date | |
| IZEA WORLDWIDE INC COM NEW | 46604H105 | Stock | 3,899 | $10,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 4,183 | $10,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X271 | DYNAMIC INTL SML | 300 | $10,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 4,098 | $10,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 1,638 | $10,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 924 | $10,000 | thousands by filing date | |
| DBX ETF TR | 233051754 | XTRACK CSI 500 A | 250 | $10,000 | thousands by filing date | |
| PERIDOT ACQUISITION CORP | G7008A115 | SHS CL A | 800 | $10,000 | thousands by filing date | |
| BRIGHT HEALTH GROUP INC | 10920V107 | COM | 580 | $10,000 | thousands by filing date | |
| DECIBEL THERAPEUTICS INC | 24343R106 | COM | 1,192 | $10,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 9,639 | $10,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G625 | DAILY CLUD BUL2X | 385 | $10,000 | thousands by filing date | |
| ALSET EHOME INTERNATIONAL IN | 02116A104 | COM | 1,682 | $10,000 | thousands by filing date | |
| TAILWIND ACQUISITION CORP | 87403Q102 | COM CL A | 963 | $10,000 | thousands by filing date | |
| QUADRO ACQUISITION ONE CORP | G52807107 | CL A SHS | 1,000 | $10,000 | thousands by filing date | |
| GDS HLDGS LTD | 36165LAB4 | NOTE 2.000% 6/0 | 6,000 | $10,000 | thousands by filing date | principal |
| COHBAR INC COM NEW | 19249J109 | Stock | 7,195 | $10,000 | thousands by filing date | |
| HEALTHCARE SERVICES ACQU COR | 42227K203 | UNT | 1,000 | $10,000 | thousands by filing date | |
| SCIENCE STRATEGIC ACQ ALPHA | 808641112 | *W EXP 01/20/202 | 12,196 | $10,000 | thousands by filing date | |
| SOARING EAGLE ACQUISITION CO | G8354H126 | CL A SHS | 1,000 | $10,000 | thousands by filing date | |
| SIMON PROPERTY GRP ACQ HOLDI | 82880R202 | UNIT 99/99/9999 | 950 | $10,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F759 | CHINA GROWTH LDR | 218 | $10,000 | thousands by filing date | |
| KISMET ACQUISITION ONE CORP | G52753129 | UNIT 08/06 | 1,000 | $10,000 | thousands by filing date | |
| CALAMOS LNG SHR EQT DYNAMIC | 12812C106 | COM | 424 | $9,000 | thousands by filing date | |
| PROTARA THERAPEUTICS INC | 74365U107 | COM STK | 932 | $9,000 | thousands by filing date | |
| THE REAL BROKERAGE INC | 75585H206 | COM NEW | 1,000 | $9,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 501 | $9,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J726 | RAFI STRG US ETF | 282 | $9,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 2,017 | $9,000 | thousands by filing date | |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 200 | $9,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 140 | $9,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 2,000 | $9,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 1,493 | $9,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375205 | CL A | 418 | $9,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 571 | $9,000 | thousands by filing date | |
| Tempest Therapeutics, Inc. | 87978U108 | Common Stock | 834 | $9,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 1,351 | $9,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 2,950 | $9,000 | thousands by filing date | |
| GFL ENVIRONMENTAL INC | 36168Q120 | CONV | 122 | $9,000 | thousands by filing date | |
| DIGITAL MEDIA SOLUTIONS INC | 25401G106 | COM | 894 | $9,000 | thousands by filing date | |
| META MATERIALS INC | 59134N104 | COM | 1,245 | $9,000 | thousands by filing date | |
| BLUESCAPE OPPORTUNITIES ACQU | G1195N105 | COM | 876 | $9,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B602 | IQ REAL RTN ETF | 332 | $9,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CORP | G3312L103 | SHS CL A | 900 | $9,000 | thousands by filing date | |
| BIOTECH ACQUISITION COMPANY | G1125A116 | *W EXP 11/30/202 | 10,063 | $9,000 | thousands by filing date | |
| NUCANA PLC | 67022C106 | ADR | 3,245 | $9,000 | thousands by filing date | |
| NICE SYS INC | 65366HAB9 | BOND | 3,000 | $9,000 | thousands by filing date | principal |
| DAVIDSTEA INC | 238661102 | COM | 2,000 | $9,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 7,685 | $9,000 | thousands by filing date | |
| REINVENT TECHNOLOGY PARTNERS | G7483N129 | CL A | 915 | $9,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G658 | DLY S&P OIL GAS | 1,226 | $9,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 3,667 | $9,000 | thousands by filing date | |
| STRATIM CLOUD ACQUISITION CO | 86309R206 | UNIT 03/05/2026 | 900 | $9,000 | thousands by filing date | |
| Invesco BulletShares 2030 Corp Bd ETF | 46138J460 | SHS | 410 | $8,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V708 | US CORE EQUITY 2 | 301 | $8,000 | thousands by filing date | |
| AVEANNA HEALTHCARE HLDGS INC | 05356F105 | COM | 677 | $8,000 | thousands by filing date | |
| BIOVENTUS INC | 09075A108 | COM CL A | 454 | $8,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G781 | DAI GOL BUL ETF | 140 | $8,000 | thousands by filing date | |
| WEREWOLF THERAPEUTICS INC | 95075A107 | CMN | 487 | $8,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y888 | CMN | 107 | $8,000 | thousands by filing date | |
| ENLIVEX LTD | M4130Y106 | CMN | 897 | $8,000 | thousands by filing date | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 457 | $8,000 | thousands by filing date | |
| PHENIXFIN CORP | 71742W103 | COM | 200 | $8,000 | thousands by filing date | |
| PACER FDS TR | 69374H550 | SWAN SOS MOD JAN | 354 | $8,000 | thousands by filing date | |
| Cango Inc/KY | 137586103 | ADS | 1,451 | $8,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 600 | $8,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAC6 | NOTE 6/0 | 2,000 | $8,000 | thousands by filing date | principal |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 2,751 | $8,000 | thousands by filing date | |
| CORVUS GOLD INC | 221013105 | COM | 2,900 | $8,000 | thousands by filing date | |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 2,500 | $8,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 544 | $8,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 856 | $8,000 | thousands by filing date | |
| ROSS ACQUISITION CORP II | G7641C122 | UNIT 99/99/9999 | 800 | $8,000 | thousands by filing date | |
| FSD PHARMA INC | 35954B206 | CL B SUB VTG | 4,401 | $8,000 | thousands by filing date | |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 6,996 | $8,000 | thousands by filing date | |
| TISHMAN SPEYER INNOVATION CO | 88825H209 | UNIT 02/11/2026 | 783 | $8,000 | thousands by filing date | |
| CLIMATE CHANGE CRISIS REAL I | 18716C100 | CL A COM | 500 | $8,000 | thousands by filing date | |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 898 | $8,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 5,918 | $8,000 | thousands by filing date | |
| LOCUST WALK ACQUISITION CORP | 54015L301 | UNIT 12/31 | 801 | $8,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 1,300 | $7,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 1,113 | $7,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 1,052 | $7,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767678 | INDX FD | 200 | $7,000 | thousands by filing date | |
| GREENLAND TECHNOLOGIES HLDG | G4095T107 | ORD SHS CL A | 940 | $7,000 | thousands by filing date | |
| KALEYRA INC | 483379103 | COMMON EQUITY | 590 | $7,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 1,993 | $7,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 7,000 | $7,000 | thousands by filing date | principal |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 2,316 | $7,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 4,455 | $7,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 2,617 | $7,000 | thousands by filing date | |
| OCEAN BIO-CHEM INC | 674631106 | COM | 610 | $7,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID CAP ETF | 46434G202 | ETF | 675 | $7,000 | thousands by filing date | |
| GAMING & HOSPITALITY ACQU CO | 364681114 | *W EXP 02/04/202 | 6,200 | $7,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 7,810 | $7,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J692 | STRG EMERG ETF | 220 | $7,000 | thousands by filing date | |
| GRAYBUG VISION INC COM | 38942Q103 | SHS | 1,221 | $7,000 | thousands by filing date | |
| Q2 HLDGS INC | 74736LAB5 | NOTE 0.750% 2/1 | 4,000 | $7,000 | thousands by filing date | principal |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 1,646 | $7,000 | thousands by filing date | |
| LIVE OAK ACQUISITION CORP II | 53804W106 | COM CL A | 709 | $7,000 | thousands by filing date | |
| LIVE OAK ACQUISITION CORP II | 53804W205 | UNIT 99/99/9999 | 700 | $7,000 | thousands by filing date | |
| COVAW US 31 Dec 27 C11.5 | G2554Y120 | *W EXP 02/05/202 | 7,681 | $7,000 | thousands by filing date | |
| BIT BROTHER LIMITED | G1144D109 | SHS | 3,400 | $7,000 | thousands by filing date | |
| IMMUNOCORE HLDGS PLC ADS | 45258D105 | ADR | 145 | $6,000 | thousands by filing date | |
| SKYWATER TECHNOLOGY INC COM | 83089J108 | Stock | 212 | $6,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 100 | $6,000 | thousands by filing date | put |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 1,698 | $6,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 1,026 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 60 | $6,000 | thousands by filing date | |
| ENVELA CORP | 29402E102 | COMMON STOCK | 1,223 | $6,000 | thousands by filing date | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 447 | $6,000 | thousands by filing date | |
| TREACE MED CONCEPTS INC | 89455T109 | COM | 194 | $6,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430180 | MARKETBETA INTL | 100 | $6,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 422 | $6,000 | thousands by filing date | |
| NEW CONCEPT ENERGY INC | 643611106 | COM | 959 | $6,000 | thousands by filing date | |
| PHX MINERALS INC CL A | 69291A100 | Stock | 1,607 | $6,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 6,000 | $6,000 | thousands by filing date | principal |
| INDUS REALTY TRUST INC | 45580R103 | TRUS | 103 | $6,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009RAD1 | BOND | 4,000 | $6,000 | thousands by filing date | principal |
| GRAPHITE BIO INC | 38870X104 | COM | 200 | $6,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 6,490 | $6,000 | thousands by filing date | |
| AMESITE INC | 031094105 | COM | 2,000 | $6,000 | thousands by filing date | |
| PYROGENESIS CDA INC | 74734T104 | COM | 1,182 | $6,000 | thousands by filing date | |
| IMV INC | 44974L103 | COM | 3,000 | $6,000 | thousands by filing date | |
| HUBSPOT INC | 443573AB6 | NOTE 0.250% 6/0 | 1,000 | $6,000 | thousands by filing date | principal |
| VECTOR ACQUISITION CORP | G9442R100 | UNIT 09/30/2027 | 473 | $6,000 | thousands by filing date | |
| COOTEK CAYMAN INC SPONSORED ADS | 21718L102 | ADR | 3,559 | $6,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637113 | SHS | 4,193 | $6,000 | thousands by filing date | |
| BYRNA TECHNOLOGIES INC | 12448X201 | COM NEW | 214 | $5,000 | thousands by filing date | |
| BIG SKY INDL INC | 911805307 | COM | 994 | $5,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 200 | $5,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 1,304 | $5,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 497 | $5,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 87 | $5,000 | thousands by filing date | |
| FIRST US BANCSHARES INC | 33744V103 | COM | 500 | $5,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 252 | $5,000 | thousands by filing date | |
| BRASILAGRO COMPANHIA BRASILE | 10554B104 | SPONSORED ADR | 778 | $5,000 | thousands by filing date | |
| CKX LDS INC | 12562N104 | COM | 421 | $5,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 234 | $5,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 1,159 | $5,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 1,233 | $5,000 | thousands by filing date | |
| XCEL BRANDS INC | 98400M101 | COM NEW | 1,781 | $5,000 | thousands by filing date | |
| SOCIAL LEVERAGE ACQUISN CORP | 83363K201 | TRUS | 500 | $5,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 1,628 | $5,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 429 | $5,000 | thousands by filing date | |
| OCONEE FED FINL CORP | 675607105 | COM | 215 | $5,000 | thousands by filing date | |
| HELIUS MED TECHNOLOGIES INC | 42328V603 | COM CL A NEW | 299 | $5,000 | thousands by filing date | |
| MONUMENT CIRCLE ACQUISITN CO | 61531M119 | *W EXP 01/14/202 | 7,136 | $5,000 | thousands by filing date | |
| LIVE OAK MOBILITY ACQUISI CO | 538126202 | UNIT 03/01/2028 | 500 | $5,000 | thousands by filing date | |
| PAVMED INC | 70387R122 | *W EXP 04/30/202 | 1,000 | $5,000 | thousands by filing date | |
| ANZU SPECIAL ACQUISITIN CORP | 03737A200 | UNIT 01/27/2026 | 500 | $5,000 | thousands by filing date | |
| VERICITY INC | 92347D100 | COM | 483 | $5,000 | thousands by filing date | |
| FRANKLIN FTSE RUSSIA ETF | 35473P728 | OUTDATED | 179 | $5,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP II | G89554102 | COM CL A | 500 | $5,000 | thousands by filing date | |
| GORES HOLDINGS VI INC | 38286R105 | COM CL A | 300 | $5,000 | thousands by filing date | |
| AKARI THERAPEUTICS PLC | 00972G108 | ADR | 3,000 | $5,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 499 | $5,000 | thousands by filing date | |
| GWG HLDGS INC | 36192A109 | COM | 746 | $5,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B388 | IQ U.S. LRGE CAP | 150 | $5,000 | thousands by filing date | |
| ALPHA HEALTHCARE ACQUISTN CO | 020751103 | CL A | 500 | $5,000 | thousands by filing date | |
| BIT MINING LIMITED | 055474100 | SPON ADR REP A | 600 | $5,000 | thousands by filing date | |
| CHINA ONLINE ED GROUP | 16954L105 | SPONSORED ADR | 653 | $5,000 | thousands by filing date | |
| DHB CAPITAL CORP | 23291W208 | UNIT 03/31/2028 | 500 | $5,000 | thousands by filing date | |
| H I G ACQUISITION CORP UNIT | G44898115 | Stock | 500 | $5,000 | thousands by filing date | |
| WEATHERFORD INTL PLC ORD SHS | G48833118 | Stock | 252 | $4,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 61 | $4,000 | thousands by filing date | |
| ALPHA METALLURGICAL RESOUR I | 020764106 | COM | 144 | $4,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 1,000 | $4,000 | thousands by filing date | |
| WESTERN ASSET DIVERSIFIED IN | 95790K109 | COM SHS BEN INT | 200 | $4,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 221 | $4,000 | thousands by filing date | |
| BNY MELLON ETF TRUST | 09661T404 | INTERNATIONL EQT | 51 | $4,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P108 | INTL COR DIV TIL | 137 | $4,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 1,353 | $4,000 | thousands by filing date | |
| NOUVEAU MONDE GRAPHITE INC | 66979W842 | COM NEW | 500 | $4,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 192 | $4,000 | thousands by filing date | |
| ASIA PACIFIC WIRE & CABLE CO | G0535E106 | ORD | 1,000 | $4,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 664 | $4,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 784 | $4,000 | thousands by filing date | |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 2,000 | $4,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 2,000 | $4,000 | thousands by filing date | principal |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 1,204 | $4,000 | thousands by filing date | |
| LGL GROUP INC | 50186A132 | *W EXP 11/16/202 | 8,195 | $4,000 | thousands by filing date | |
| MUDRICK CAPITAL ACQU CORP II | 62477L107 | COM CL A | 365 | $4,000 | thousands by filing date | |
| CNS PHARMACEUTICALS INC | 18978H102 | COM | 2,000 | $4,000 | thousands by filing date | |
| SPI ENERGY CO LTD | G8651P110 | SHS NEW | 635 | $4,000 | thousands by filing date | |
| FORTRESS VALUE ACQUIS CORP I | 34964G206 | UNIT 12/31/2027 | 385 | $4,000 | thousands by filing date | |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 2,320 | $4,000 | thousands by filing date | |
| VANECK EGYPT INDEX ETF | 92189F775 | FUND | 159 | $4,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUIS CORP | Y62159143 | SHS | 1,205 | $4,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771300 | COM NEW | 740 | $4,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 1,717 | $4,000 | thousands by filing date | |
| SOCIAL CAP SUVRETTA HLD CRPI | G8253W109 | CMN | 400 | $4,000 | thousands by filing date | |
| ESPORTS ENTMT GROUP INC | 29667K116 | *W EXP 04/16/202 | 611 | $4,000 | thousands by filing date | |
| COHN ROBBINS HOLDINGS CORP | G23726113 | *W EXP 08/28/202 | 3,000 | $4,000 | thousands by filing date | |
| AVENUE THERAPEUTICS INC | 05360L205 | COM | 1,694 | $4,000 | thousands by filing date | |
| NEUROBO PHARMACEUTICALS INC | 64132R107 | COM | 1,062 | $4,000 | thousands by filing date | |
| ALPHA CAPITAL ACQUISITION CO | G0316P114 | UNIT 02/16/2026 | 395 | $4,000 | thousands by filing date | |
| TAIWAN LIPOSOME CO LTD | 874038102 | SPONSORED | 728 | $4,000 | thousands by filing date | |
| ISHARES TR | 46436E791 | FACTORS US | 100 | $4,000 | thousands by filing date | |
| AUDIOEYE INC | 050734201 | COM NEW | 150 | $3,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 1,536 | $3,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 212 | $3,000 | thousands by filing date | |
| QUIPT HOME MEDICAL CORP | 74880P104 | COM | 400 | $3,000 | thousands by filing date | |
| SCHWAB LONG-TERM U.S. TREASURY ETF | 808524680 | ETF | 52 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y491 | DAX GERMANY ETF | 87 | $3,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 270 | $3,000 | thousands by filing date | |
| SONIDA SENIOR LIVING INC | 140475203 | COMMON STOCK | 63 | $3,000 | thousands by filing date | |
| BNY MELLON ETF TRUST | 09661T206 | US MDCP CORE EQT | 37 | $3,000 | thousands by filing date | |
| NEXA RES S A | L67359106 | COM | 350 | $3,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 365 | $3,000 | thousands by filing date | |
| ATAIBECKLEY INC | N0731H103 | Equity | 150 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347G705 | ULTRA ENERGY | 40 | $3,000 | thousands by filing date | |
| BATTALION OIL CORP | 07134L107 | COM | 243 | $3,000 | thousands by filing date | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 211 | $3,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P705 | ST STR NUVEE ETF | 100 | $3,000 | thousands by filing date | |
| KOSS CORP | 500692108 | COM | 141 | $3,000 | thousands by filing date | |
| GULF RES INC | 40251W408 | COM | 400 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-21-015876 | this filing | 2021-08-16 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001567619-21-017006 | base | 2021-09-13 | acceptance time not in the bulk data set |