13F-HR filed by NOMURA HOLDINGS INC
NOMURA HOLDINGS INC filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-16, with 1,988 holding rows worth $39,198,173,000.
- Accession
- 0001567619-21-015670
- Filer
- CIK 1163653
- Filed
- 2021-08-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 2,737 entries on the cover page, a total value of $39,198,173,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $39,198,173,000 with VALUE read as thousands by filing date, 13F file number 028-10594. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerNOMURA SECURITIES INTERNATIONAL INC028-04983
- included managerNOMURA INTERNATIONAL PLC028-04985
- included managerNOMURA SECURITIES BERMUDA LTD028-04993
- included managerNOMURA GLOBAL FINANCIAL PRODUCTS INC028-15494
- included managerNOMURA SECURITIES CO LTD028-04979
- included managerNomura Corporate Research & Asset Management Inc.028-13982
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 5,996 | $378,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 18,036 | $377,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 3,155 | $376,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 4,805 | $373,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 7,575 | $372,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 3,946 | $370,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 2,272 | $370,000 | thousands by filing date | |
| INDEPENDENCE HOLDINGS CORP | G4761A127 | *W EXP 03/31/202 | 350,000 | $370,000 | thousands by filing date | |
| REDBALL ACQUISITION CORP | G7417R121 | UNIT 99/99/9999 | 36,500 | $370,000 | thousands by filing date | |
| SUSTAINABLE DEVELP ACQU I CO | 86934L103 | COM | 38,000 | $369,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 2,964 | $368,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 2,837 | $368,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 4,455 | $367,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 5,803 | $367,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 2,615 | $364,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 5,990 | $363,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 19,403 | $363,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 6,797 | $362,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 3,974 | $360,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 3,552 | $360,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 10,622 | $360,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 5,600 | $359,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 6,250 | $355,000 | thousands by filing date | |
| GOLDEN FALCON ACQUISITION CO | 38102H208 | UNIT 99/99/9999 | 35,000 | $355,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 3,274 | $354,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 8,962 | $354,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 12,100 | $353,000 | thousands by filing date | call |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 15,000 | $353,000 | thousands by filing date | |
| ITIQUIRA ACQUISITION CORP | G49773115 | *W EXP 02/03/202 | 438,556 | $352,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 3,720 | $351,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 12,267 | $350,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 400 | $350,000 | thousands by filing date | put |
| TECH AND ENERGY TRANSITION | 87823R110 | *W EXP 03/31/202 | 365,000 | $350,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 6,410 | $349,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 1,818 | $349,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J114 | WTS | 150,006 | $349,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 18,400 | $348,000 | thousands by filing date | put |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 3,706 | $347,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 11,894 | $347,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 4,796 | $342,000 | thousands by filing date | |
| Warburg Pincus Capital Corp I-A | G9461D115 | Warrant | 270,000 | $342,000 | thousands by filing date | |
| SCHRODINGER INC COM | 80810D103 | Stock | 4,500 | $341,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 1,832 | $341,000 | thousands by filing date | |
| THE ODP CORP | 88337F105 | COM | 7,048 | $339,000 | thousands by filing date | |
| MULTIPLAN CORPORATION | 62548M118 | *W EXP 02/13/202 | 150,000 | $339,000 | thousands by filing date | |
| HUMANCO ACQUISITION CORP | 44487N208 | UNIT 12/08/2023 | 32,796 | $339,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 1,340 | $338,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 4,522 | $337,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 16,292 | $337,000 | thousands by filing date | |
| VROOM INC | 92918V109 | COM | 8,000 | $335,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 5,303 | $333,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 610,836 | $333,000 | thousands by filing date | principal |
| NORTH ATLANTIC ACQUISITN COR | G66139125 | *W EXP 10/20/202 | 321,111 | $333,000 | thousands by filing date | |
| DFP HEALTHCARE ACQUISITNS CO | 23343Q100 | COM CL A | 33,500 | $333,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 14,461 | $332,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 5,589 | $331,000 | thousands by filing date | |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 22,371 | $331,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 23,811 | $330,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 7,206 | $329,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 4,426 | $329,000 | thousands by filing date | |
| ZYNGA INC | 98986TAB4 | NOTE 0.250% 6/0 | 3,094,700 | $328,000 | thousands by filing date | principal |
| MISSION ADVANCEMENT CORP | 60501L119 | *W EXP 03/05/202 | 428,393 | $328,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 7,500 | $326,000 | thousands by filing date | put |
| NOV INC | 62955J103 | COM | 21,158 | $326,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 2,071 | $323,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 8,307 | $323,000 | thousands by filing date | |
| NOVABRIDGE BIOSCIENCES | 44975P103 | CMN | 4,000 | $323,000 | thousands by filing date | |
| MARLIN TECHNOLOGY CORP | G58411110 | WARR | 278,151 | $322,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 9,394 | $321,000 | thousands by filing date | |
| Goal Acquisitions Corp | 38021H115 | Warrant | 500,000 | $318,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 19,132 | $317,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 3,396 | $317,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 5,965 | $316,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 2,609 | $314,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 12,046 | $314,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 2,150 | $314,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 4,054 | $312,000 | thousands by filing date | |
| KISMET ACQUISITION THREE COR | G5276C102 | *W EXP 06/30/202 | 424,993 | $310,000 | thousands by filing date | |
| EJF ACQUISITION CORP | G2955B125 | *W EXP 03/10/202 | 377,608 | $310,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 653 | $309,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 226,011 | $309,000 | thousands by filing date | principal |
| GLOBE LIFE INC | 37959E102 | COM | 3,239 | $308,000 | thousands by filing date | |
| FINTECH EVOLUTION ACQUIS GRO | G3R19A120 | WTS | 333,333 | $307,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 9,200 | $306,000 | thousands by filing date | |
| VPC IMPACT ACQUISITION HLDG | G9460L118 | *W EXP 03/05/202 | 281,250 | $303,000 | thousands by filing date | |
| GLOBAL SYNERGY ACQUISIT CORP | G3934J122 | *W EXP 99/99/999 | 400,000 | $300,000 | thousands by filing date | |
| BOWLERO CORP | G4962C104 | EQUITY WRT | 333,333 | $300,000 | thousands by filing date | |
| NORTHERN STAR INVEST CORP IV | 66575B119 | *W EXP 02/25/202 | 241,666 | $299,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 3,800 | $298,000 | thousands by filing date | |
| TWC TECH HLDGS II CORP | 90117G105 | COM | 30,000 | $298,000 | thousands by filing date | |
| RUMBLE INC | 12521J111 | EQUITY WRT | 300,000 | $298,000 | thousands by filing date | |
| BITE ACQUISITION CORP | 09175K113 | *W EXP 02/12/203 | 481,988 | $296,000 | thousands by filing date | |
| CC NEUBERGER PRINCIPAL HOLDN | G1992N126 | *W EXP 02/05/202 | 250,000 | $294,000 | thousands by filing date | |
| Up Fintech Holding Ltd | 91531W106 | COM | 10,000 | $293,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 65,500 | $293,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 3,000 | $292,000 | thousands by filing date | put |
| LULULEMON ATHLETICA INC | 550021109 | COM | 799 | $292,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 6,353 | $291,000 | thousands by filing date | |
| ITHAX ACQUISITION CORP | G49775128 | WTS | 473,316 | $289,000 | thousands by filing date | |
| LIONHEART ACQUISITION CORP II WT EXP 021426 | 53625R112 | COM | 323,000 | $289,000 | thousands by filing date | |
| PROPTECH INVESTMENT CORP II | 743497109 | CMN | 29,473 | $288,000 | thousands by filing date | |
| COUSINSPPTYSINC | 222795502 | STOK | 7,800 | $287,000 | thousands by filing date | call |
| GROWTH CAP ACQUISITION CORP | 39986V115 | *W EXP 06/01/202 | 421,930 | $287,000 | thousands by filing date | |
| ONE EQUITY PARTNERS OPEN WTR | 68237L113 | WTS | 316,666 | $286,000 | thousands by filing date | |
| SANDBRIDGE ACQUISITION CORP | 799793104 | COM CL A | 28,600 | $286,000 | thousands by filing date | |
| PROGRESS ACQUISITION CORP | 74327P113 | *W EXP 11/11/202 | 425,000 | $285,000 | thousands by filing date | |
| COVAW US 31 Dec 27 C11.5 | G2554Y120 | *W EXP 02/05/202 | 350,277 | $285,000 | thousands by filing date | |
| TH INTERNATIONAL LIMITED WT EXP 092827 | G81355128 | Stock | 361,983 | $285,000 | thousands by filing date | |
| DHB CAPITAL CORP | 23291W117 | *W EXP 03/31/202 | 333,333 | $284,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 9,785 | $283,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 4,568 | $283,000 | thousands by filing date | |
| TLG ACQUISITION ONE CORP | 87257M116 | *W EXP 01/25/202 | 371,837 | $282,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 4,000 | $281,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 6,997 | $280,000 | thousands by filing date | |
| ARROWROOT ACQUISITION CORP | 04282M110 | WARR | 383,227 | $280,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 442 | $279,000 | thousands by filing date | |
| CF ACQUISITION CORP IV | 12520T201 | UNIT 12/31/2027 | 27,840 | $279,000 | thousands by filing date | |
| NORTHERN STAR INVEST CORP II | 66574L118 | *W EXP 02/25/202 | 241,666 | $277,000 | thousands by filing date | |
| GLOBAL PARTNER ACQISTN CORP | G3934P110 | UNIT 01/06/2026 | 28,000 | $277,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 700 | $276,000 | thousands by filing date | put |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 5,200 | $276,000 | thousands by filing date | put |
| UDR INC COM | 902653104 | REIT | 5,545 | $272,000 | thousands by filing date | |
| BOA ACQUISITION CORP | 05601A117 | WTS | 344,009 | $272,000 | thousands by filing date | |
| DATADOG INC | 23804LAB9 | NOTE 0.125% 6/1 | 258,798 | $270,000 | thousands by filing date | principal |
| ASTREA ACQUISITION CORP | 04637C114 | WTS | 424,576 | $268,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 1,400 | $266,000 | thousands by filing date | call |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 15,537 | $266,000 | thousands by filing date | |
| CARTESIAN GROWTH CORP | G19276115 | *W EXP 02/26/202 | 337,181 | $266,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 20,000 | $265,000 | thousands by filing date | |
| Agora Inc-Adr | 00851L103 | COM | 6,100 | $265,000 | thousands by filing date | |
| SCP & CO HEALTHCARE ACQUSTN | 784065112 | WTS | 335,119 | $264,000 | thousands by filing date | |
| QUADRO ACQUISITION ONE CORP | G52807115 | *W EXP 06/30/202 | 366,508 | $263,000 | thousands by filing date | |
| CLASS ACCELERATION CORP | 18274B205 | UNIT 99/99/9999 | 26,126 | $262,000 | thousands by filing date | |
| CF Finance Acquisition Corp III | 12529D207 | Unit | 25,000 | $262,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 10,072 | $260,000 | thousands by filing date | |
| FORTRESS VALUE ACQUIS CORP I | 34964G206 | UNIT 12/31/2027 | 25,799 | $260,000 | thousands by filing date | |
| SUPERNOVA PARTNERS ACQUISITI | 86846V207 | UNIT 99/99/9999 | 25,000 | $260,000 | thousands by filing date | |
| ALPHA CAPITAL ACQUISITION CO | G0316P122 | *W EXP 02/16/202 | 306,050 | $259,000 | thousands by filing date | |
| Natural Order Acquisition Corp | 63889L206 | Equity | 24,700 | $259,000 | thousands by filing date | |
| AUSTERLITZ ACQUISITION CORP | G0633D117 | UNIT 99/99/9999 | 25,000 | $259,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 2,398 | $258,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 14,928 | $257,000 | thousands by filing date | |
| LUX HEALTH TECH ACQUISITION | 55068A209 | UNIT 11/30/2027 | 25,000 | $257,000 | thousands by filing date | |
| FORTISTAR SUSTAINABLE SOL CO | 34962M205 | UNIT 01/14/2026 | 25,000 | $256,000 | thousands by filing date | |
| ARK GLOBAL ACQUISITION CORP | 66981N202 | COM | 25,000 | $256,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 2,465 | $255,000 | thousands by filing date | |
| RACKSPACE TECHNOLOGY INC | 750102105 | COM | 12,995 | $255,000 | thousands by filing date | |
| MOONLAKE IMMUNOTHERAPEUTICS | G4444C102 | COM | 24,949 | $255,000 | thousands by filing date | |
| Northern Revival Acquisition Corp | G6546R119 | Warrant | 327,999 | $254,000 | thousands by filing date | |
| PROPERTY SOLUTIONS ACQUISITI | 74350A116 | WARR | 237,500 | $254,000 | thousands by filing date | |
| FTAC ATHENA ACQUISITION CORP | G37283127 | UNIT 99/99/9999 | 25,000 | $254,000 | thousands by filing date | |
| FTAC PARNASSUS ACQUISITN COR | 30319B207 | UNIT 03/10/2026 | 25,000 | $253,000 | thousands by filing date | |
| GO ACQUISITION CORP | 362019200 | UNIT 08/31/2027 | 25,000 | $253,000 | thousands by filing date | |
| POPULATION HEALTH INVS CO IN | G71716123 | UNIT 99/99/9999 | 25,000 | $253,000 | thousands by filing date | |
| ADARA ACQUISITION CORP | 00653H102 | COM CL A | 25,900 | $252,000 | thousands by filing date | |
| AUSTERLITZ ACQUISITION CORP | G0633U119 | UNIT 99/99/9999 | 25,000 | $252,000 | thousands by filing date | |
| BRIGHT LIGHTS ACQUISITION CO | 10920K200 | UNIT 99/99/9999 | 25,000 | $252,000 | thousands by filing date | |
| LEO HOLDINGS III CORP | g5463t116 | COM | 25,000 | $252,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 10,800 | $251,000 | thousands by filing date | |
| USHG ACQUISITION CORP | 91748P209 | COMMON STOCK | 25,000 | $251,000 | thousands by filing date | |
| COUSINSPPTYSINC | 222795502 | STOK | 6,798 | $250,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 29,547 | $250,000 | thousands by filing date | |
| LEO HLDGS CORP II | G5463R110 | UNIT 99/99/9999 | 25,000 | $250,000 | thousands by filing date | |
| NEW VISTA ACQUISITION CORP | G6529L113 | UNIT 02/01/2026 | 25,000 | $250,000 | thousands by filing date | |
| PONTEM CORPORATION | G71707114 | UNIT 99/99/9999 | 25,000 | $250,000 | thousands by filing date | |
| BENESSERE CAPITAL ACQUSTN CO | 08179B103 | COM CL A | 25,000 | $250,000 | thousands by filing date | |
| PROGRESS ACQUISITION CORP | 74327P204 | UNIT 12/25/2025 | 25,000 | $250,000 | thousands by filing date | |
| SUPERNOVA PARTNERS ACQUISTN | G8T86C113 | UNIT 99/99/9999 | 25,000 | $250,000 | thousands by filing date | |
| GAMING & HOSPITALITY ACQU CO | 364681114 | *W EXP 02/04/202 | 250,001 | $249,000 | thousands by filing date | |
| SCIENCE STRATEGIC ACQ ALPHA | 808641203 | UNT | 25,000 | $249,000 | thousands by filing date | |
| ASCENDANT DIGITAL ACQUISITIO | G05155109 | COM CL A | 25,000 | $249,000 | thousands by filing date | |
| InterPrivate II Acquisition Corp | 46064Q207 | Unit | 25,000 | $249,000 | thousands by filing date | |
| COLONNADE ACQUISITION CORP I | G2284B127 | UNIT 99/99/9999 | 25,000 | $248,000 | thousands by filing date | |
| DPCM CAP INC | 23344P101 | CMN | 25,000 | $247,000 | thousands by filing date | |
| SEVEN OAKS ACQUISITION CORP | 81787X106 | COM CL A | 25,000 | $247,000 | thousands by filing date | |
| TREPONT ACQUISITION CORP I | G9095M101 | SHS CL A | 25,000 | $247,000 | thousands by filing date | |
| YUCAIPA ACQ CRP; TNT ACQ DT; 8/4/2022; CASH: $10.00 | G9879L105 | COM | 25,000 | $247,000 | thousands by filing date | |
| INTERPRIVATE II ACQUISITION | 46064Q116 | *W EXP 03/09/202 | 225,000 | $246,000 | thousands by filing date | |
| LANDCADIA HOLDINGS IV INC | 51477A104 | CLASS A COM | 25,000 | $244,000 | thousands by filing date | |
| KKR ACQUISITION HOLDING I CO | 48253T109 | CMN | 25,000 | $244,000 | thousands by filing date | |
| PROSPECTOR CAPITAL CORP | G7273A105 | COM | 25,000 | $243,000 | thousands by filing date | |
| GOLDEN FALCON ACQUISITION CO | 38102H109 | CL A | 25,000 | $243,000 | thousands by filing date | |
| AVANTI ACQUISITION CORP | G0682V109 | CMN | 25,000 | $243,000 | thousands by filing date | |
| SPORTS VENTURES ACQUISIN COR | G8372A103 | CMN | 25,002 | $243,000 | thousands by filing date | |
| KINGSOFT CLOUD HLDGS LTD ADS | 49639K101 | ADR | 6,900 | $242,000 | thousands by filing date | |
| Youdao Inc - Adr | 98741T104 | COM | 10,000 | $242,000 | thousands by filing date | |
| APOLLO STRATEGIC GRWT CPTL I | G0412A128 | *W EXP 02/12/202 | 200,000 | $242,000 | thousands by filing date | |
| PROG HOLDINGS INC | 74319R101 | COM NPV | 5,000 | $241,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 12,500 | $241,000 | thousands by filing date | |
| SILVERBOX ENGAGED MERGER CO | 82836L119 | *W EXP 06/02/202 | 333,333 | $241,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 2,840 | $240,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 17,000 | $240,000 | thousands by filing date | |
| KINS TECHNOLOGY GROUP INC | 49714K109 | COM CL A | 24,322 | $240,000 | thousands by filing date | |
| ONESMART INTL ED GROUP LTD | 68276W103 | CMN | 191,642 | $240,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 500 | $237,000 | thousands by filing date | put |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 17,000 | $237,000 | thousands by filing date | |
| AMERICAS TECHNOLOGY ACQUISIT | G0404A102 | COM | 23,753 | $237,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 18,612 | $236,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 3,235 | $236,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,200 | $236,000 | thousands by filing date | put |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 5,100 | $234,000 | thousands by filing date | call |
| SUTRO BIOPHARMA INC | 869367102 | COM | 12,500 | $233,000 | thousands by filing date | |
| Jaws Mustang Acquisition Corp | G50737124 | Warrant | 187,500 | $232,000 | thousands by filing date | |
| TAILWIND INTERNATNAL ACQ COR | G8662F119 | WARR | 251,600 | $231,000 | thousands by filing date | |
| CLASS ACCELERATION CORP | 18274B114 | WTS | 339,135 | $231,000 | thousands by filing date | |
| DADA NEXUS LTD NPV ADR | 23344D108 | ADS | 7,400 | $229,000 | thousands by filing date | |
| FIRSTMARK HORIZON ACQUISITIO | 33765Y101 | CL A COM | 23,038 | $229,000 | thousands by filing date | |
| MANDIANT INC | 31816QAF8 | NOTE 0.875% 6/0 | 1,121,083 | $227,000 | thousands by filing date | principal |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 2,914 | $225,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 3,701 | $224,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 2,570 | $224,000 | thousands by filing date | |
| INTERPRIVATE III FINANCIAL PAR | 46064r114 | WT | 225,000 | $224,000 | thousands by filing date | |
| FORTISTAR SUSTAINABLE SOL CO | 34962M114 | WTS | 213,826 | $224,000 | thousands by filing date | |
| INVITAE CORP | 46185LAB9 | NOTE 2.000% 9/0 | 661,926 | $223,000 | thousands by filing date | principal |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 24,750 | $222,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 4,000 | $221,000 | thousands by filing date | |
| TAILWIND TWO ACQUISITION COR | G86613117 | UNIT 03/01/2028 | 22,100 | $221,000 | thousands by filing date | |
| GENETRON HLDGS LTD | 37186H100 | ADS | 10,000 | $218,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 900 | $217,000 | thousands by filing date | put |
| PERIDOT ACQUISITION CORP II | G7008B121 | WARR | 218,020 | $217,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 5,603 | $216,000 | thousands by filing date | |
| TRAVEL PLUS LEISURE CO COM | 894164102 | Stock | 3,600 | $213,000 | thousands by filing date | |
| PROVIDENT ACQUISITION CORP | G7282L126 | *W EXP 01/08/202 | 255,720 | $213,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 1,700 | $211,000 | thousands by filing date | put |
| RH | 74967X103 | COM | 311 | $211,000 | thousands by filing date | |
| BLOCK INC | 852234AF0 | NOTE 0.125% 3/0 | 86,515 | $211,000 | thousands by filing date | principal |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 4,226 | $210,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 55,987 | $208,000 | thousands by filing date | principal |
| FORTRESS CAPITAL ACQUISITION | G36427121 | WARR | 191,733 | $208,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 800 | $205,000 | thousands by filing date | |
| POWERED BRANDS | G7209M116 | WARR | 224,999 | $205,000 | thousands by filing date | |
| ADVANCED MERGER PARTNERS INC | 00777J117 | WTS | 191,666 | $205,000 | thousands by filing date | |
| EUROPEAN SUSTAINABLE GROWTH | G3194F117 | *W EXP 01/21/202 | 212,349 | $204,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 1,797 | $203,000 | thousands by filing date | |
| AJAX I | G0190X100 | COM | 20,000 | $199,000 | thousands by filing date | |
| AUTHENTIC EQUITY ACQUISTN CO | G06607124 | *W EXP 01/20/202 | 239,641 | $196,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 2,400 | $194,000 | thousands by filing date | call |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 997,156 | $194,000 | thousands by filing date | principal |
| SCION TECH GROWTH II | G31070116 | *W EXP 01/28/202 | 233,333 | $194,000 | thousands by filing date | |
| SPARTAN ACQUISITION CORP III | 84677R114 | *W EXP 02/04/202 | 159,875 | $193,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 3,943 | $192,000 | thousands by filing date | |
| BETTER WORLD ACQUISITION COR | 08772B104 | COM | 19,240 | $192,000 | thousands by filing date | |
| ORION ACQUISITION CORP | 68626A116 | WTS | 218,168 | $192,000 | thousands by filing date | |
| THE MUSIC ACQUISITION CORP | 62752R118 | *W EXP 02/05/202 | 252,950 | $191,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 1,445 | $188,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 5,141 | $188,000 | thousands by filing date | |
| HENNESSY CAPITAL INVS CORP V | 42589T107 | COM | 18,300 | $185,000 | thousands by filing date | |
| POEMA GLOBAL HOLDINGS CORP | G7154B115 | *W EXP 01/08/202 | 250,000 | $185,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 4,000 | $184,000 | thousands by filing date | put |
| NEW GOLD INC CDA | 644535106 | COM | 101,000 | $184,000 | thousands by filing date | call |
| ONECONNECT FINL TECHNOLOGY C | 68248T105 | ADR | 14,800 | $181,000 | thousands by filing date | |
| MUDRICK CAPITAL ACQU CORP II | 62477L107 | COM CL A | 14,469 | $180,000 | thousands by filing date | |
| NEBULA CARAVEL ACQUISITION COR COM CL A | 629070103 | Stock | 18,000 | $180,000 | thousands by filing date | |
| OVINTIV INC | 69047Q102 | COM | 5,692 | $179,000 | thousands by filing date | |
| EAST RES ACQUISITION CO | 274681204 | UNIT 07/01/2027 | 17,202 | $178,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 8,200 | $176,000 | thousands by filing date | call |
| 26 Capital Acquisition Corp | 90138P118 | Warrant | 171,623 | $176,000 | thousands by filing date | |
| FORTRESS VALUE ACQUIS CORP I | 34964G107 | COM CL A | 17,796 | $175,000 | thousands by filing date | |
| CLARIM ACQUISITION CORP | 18049C116 | WTS | 221,854 | $174,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVES III | 44376L115 | WTS | 176,480 | $174,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 1,198 | $173,000 | thousands by filing date | |
| PATHFINDER ACQUISITION CORP | G04119122 | *W EXP 02/19/202 | 183,840 | $172,000 | thousands by filing date | |
| RIGETTI COMPUTIN | G8T86C121 | EQUITY WRT | 150,000 | $170,000 | thousands by filing date | |
| FIRST RESERVE SUSTAINABLE GW | 336169115 | *W EXP 03/05/202 | 150,000 | $169,000 | thousands by filing date | |
| MASON INDUSTRIAL TECHNOLGY I | 57520Y114 | *W EXP 99/99/999 | 200,000 | $168,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 10,000 | $166,000 | thousands by filing date | |
| GORES HOLDINGS VII INC | 38286T119 | WTS | 125,000 | $165,000 | thousands by filing date | |
| ALTIMAR ACQUISITION CORP III | G0370U116 | WTS | 150,000 | $164,000 | thousands by filing date | |
| FOX CORP | 35137L204 | CL B COM | 4,634 | $163,000 | thousands by filing date | |
| VELOCITY ACQUISITION CORP | 92259E112 | WTS | 189,079 | $163,000 | thousands by filing date | |
| CHINDATA GROUP HLDGS LTD | 16955F107 | ADS | 10,800 | $162,000 | thousands by filing date | |
| TZP STRATEGIES ACQUISTN CORP | G91595119 | WARR | 216,666 | $161,000 | thousands by filing date | |
| BIOTECH ACQUISITION COMPANY | G1125A116 | *W EXP 11/30/202 | 200,000 | $161,000 | thousands by filing date | |
| ASCENDANT DIGITAL ACQUISITIO | G05155125 | UNIT 99/99/9999 | 15,000 | $161,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 5,898 | $159,000 | thousands by filing date | |
| SPORTSTEK ACQUISITION CORP | 849196118 | *W EXP 02/16/202 | 215,355 | $157,000 | thousands by filing date | |
| HEALTH SCIENCES ACQ CORP 2 | G4411D109 | ORD SHS | 15,502 | $157,000 | thousands by filing date | |
| LIVEVOX HOLDING INC | 53838L118 | WTS | 110,000 | $157,000 | thousands by filing date | |
| SOCIAL LEVERAGE ACQUISN CORP | 83363K110 | WARR | 144,654 | $155,000 | thousands by filing date | |
| ROSECLIFF ACQUISITION CORP I | 77732R111 | *W EXP 02/11/202 | 190,395 | $155,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 300 | $151,000 | thousands by filing date | put |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 700 | $151,000 | thousands by filing date | put |
| JACK CREEK INVESTMENT CORP | G4989X123 | *W EXP 10/01/202 | 187,500 | $151,000 | thousands by filing date | |
| NOBLE CORP NEW | G6610J209 | SHS | 6,033 | $149,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 26,304 | $149,000 | thousands by filing date | |
| RXR ACQUISITION CORP | 74981W115 | WTS | 160,000 | $149,000 | thousands by filing date | |
| HIGHLAND TRANSCEND PARTNERS | G44690116 | UNIT 99/99/9999 | 14,714 | $148,000 | thousands by filing date | |
| PTK Acquisition Corp | 69375F108 | Common Stock | 15,000 | $148,000 | thousands by filing date | |
| CRUCIBLE ACQUISITION CORP | 22877P108 | CMN | 15,000 | $146,000 | thousands by filing date | |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 15,500 | $145,000 | thousands by filing date | |
| G Squared Ascend I Inc | G4204R117 | Warrant | 117,932 | $143,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 100,000 | $142,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 150,000 | $142,000 | thousands by filing date | |
| G&P ACQUISITION CORP | 36146G111 | WTS | 213,700 | $141,000 | thousands by filing date | |
| SCIENCE STRATEGIC ACQ ALPHA | 808641112 | *W EXP 01/20/202 | 175,000 | $140,000 | thousands by filing date | |
| CF ACQUISITION CORP V | 12520R114 | *W EXP 01/25/202 | 133,333 | $138,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP V | 31810Q107 | COM CL A | 11,252 | $136,000 | thousands by filing date | |
| THE REALREAL INC | 88339PAB7 | NOTE 3.000% 6/1 | 689,860 | $136,000 | thousands by filing date | principal |
| RLX TECHNOLOGY INC | 74969N103 | SPONSORED ADS | 15,300 | $133,000 | thousands by filing date | |
| LOCAL BOUNTI COR | G5463T124 | EQUITY WRT | 109,394 | $130,000 | thousands by filing date | |
| ATLAS CREST INVESTMENT CORP W EXP 02/03/202 DELETED | 049287113 | *W EXP 02/03/202 | 116,243 | $129,000 | thousands by filing date | |
| STAR PEAK CORP II | 855179206 | UNIT 99/99/9999 | 12,500 | $129,000 | thousands by filing date | |
| NEW VISTA ACQUISITION CORP | G6529L121 | *W EXP 02/01/202 | 129,663 | $128,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 400 | $127,000 | thousands by filing date | call |
| PAR TECHNOLOGY CORP | 698884AC7 | NOTE 2.875% 4/1 | 178,591 | $125,000 | thousands by filing date | principal |
| CAPSTAR SPL PURP ACQUISITION | 14070Y200 | UNIT 07/09/2027 | 12,215 | $125,000 | thousands by filing date | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 150,000 | $124,000 | thousands by filing date | |
| ARYA SCIENCES ACQU CORP IV | G31659108 | COM | 11,700 | $124,000 | thousands by filing date | |
| SWITCHBACK II CORPORATION | G8633T115 | COM CL A | 12,500 | $124,000 | thousands by filing date | |
| HEALTHCARE CAPITAL CORP | 42228C119 | *W EXP 12/31/202 | 167,075 | $123,000 | thousands by filing date | |
| FINSERV ACQUISITION CORP II | 31809Y111 | *W EXP 02/17/202 | 109,084 | $120,000 | thousands by filing date | |
| TB SA ACQUISITION CORP | G8657L121 | *W EXP 03/25/202 | 133,333 | $119,000 | thousands by filing date | |
| PIVOTAL INVESTMENT CORP III | 72582M114 | W EXP 01/28/202 | 110,000 | $118,000 | thousands by filing date | |
| AGILE GROWTH CORP | G01202129 | UNIT 03/09/2026 | 11,515 | $115,000 | thousands by filing date | |
| ARCTOS NORTHSTAR ACQUIS CORP | G0477L126 | *W EXP 99/99/999 | 118,750 | $114,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 1,600 | $113,000 | thousands by filing date | put |
| EVENTBRITE INC | 29975EAB5 | NOTE 5.000%12/0 | 580,264 | $110,000 | thousands by filing date | principal |
| GLOBAL PARTNER ACQISTN CORP | G3934P128 | *W EXP 01/14/202 | 108,967 | $110,000 | thousands by filing date | |
| TWIN RIDGE CAPITAL ACQUIS CO | G9151L120 | WARR | 124,999 | $109,000 | thousands by filing date | |
| 8X8 INC NEW | 282914AB6 | BOND | 384,966 | $107,000 | thousands by filing date | principal |
| NEXTGEN ACQUISITION CORP | G65305115 | UNIT 11/26/2020 | 10,000 | $105,000 | thousands by filing date | |
| ATHLON ACQUISITION CORP | 04748A114 | WTS | 139,200 | $104,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 3,000 | $101,000 | thousands by filing date | |
| MONUMENT CIRCLE ACQUISITN CO | 61531M119 | *W EXP 01/14/202 | 150,550 | $101,000 | thousands by filing date | |
| PRIMAVERA CAPITAL ACQUIST CO | G7255E117 | WTS | 113,559 | $100,000 | thousands by filing date | |
| OTR ACQUISITION CORP | 67113Q105 | COM CL A | 10,000 | $100,000 | thousands by filing date | |
| RMG ACQUISITION CORP III | G76088122 | *W EXP 99/99/999 | 81,070 | $99,000 | thousands by filing date | |
| LIVEPERSON INC | 538146AB7 | BOND | 152,736 | $97,000 | thousands by filing date | principal |
| KADEM SUSTAINABLE IMPACT COR | 48284E113 | *W EXP 03/16/202 | 125,000 | $97,000 | thousands by filing date | |
| EQ HEALTH ACQUISITION CORP | 26886A119 | WTS | 150,000 | $97,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 400 | $96,000 | thousands by filing date | call |
| ROSS ACQUISITION II CORP | g7641c114 | WT | 105,000 | $96,000 | thousands by filing date | |
| IBERE PHARMACEUTICALS | G46843119 | *W EXP 03/01/202 | 141,843 | $96,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 100 | $92,000 | thousands by filing date | call |
| LIVE OAK MOBILITY ACQUISI CO | 538126111 | *W EXP 03/04/202 | 60,000 | $92,000 | thousands by filing date | |
| FTAC ATHENA ACQUISITION CORP | G37283119 | *W EXP 03/01/202 | 75,000 | $90,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978AAC8 | NOTE 0.125%12/1 | 65,216 | $89,000 | thousands by filing date | principal |
| 8X8 INC | 282914100 | COMMON STOCK | 3,100 | $86,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 177,050 | $86,000 | thousands by filing date | principal |
| COLICITY INC | 194170114 | *W EXP 02/24/202 | 60,000 | $85,000 | thousands by filing date | |
| SIMON PROPERTY GRP ACQ HOLDI | 82880R111 | *W EXP 02/04/202 | 60,000 | $84,000 | thousands by filing date | |
| DEEP LAKE CAPITAL ACQUSTN CO | G27029118 | *W EXP 01/04/202 | 97,543 | $82,000 | thousands by filing date | |
| CF ACQUISITION CORP VIII | 12520C117 | *W EXP 03/31/202 | 80,950 | $81,000 | thousands by filing date | |
| GORES HLDGS VIII INC | 382863116 | *W EXP 03/01/202 | 62,500 | $77,000 | thousands by filing date | |
| OMEROS CORP | 682143AG7 | NOTE 5.250% 2/1 | 510,470 | $76,000 | thousands by filing date | principal |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 10,000 | $74,000 | thousands by filing date | |
| BLUECITY HLDGS LTD | 09610L106 | ADS | 10,000 | $74,000 | thousands by filing date | |
| HH&L ACQUISITION CO | G39714129 | WARR | 83,822 | $73,000 | thousands by filing date | |
| LAZARD GROWTH ACQUISITION CO | G54035111 | *W EXP 02/10/202 | 67,480 | $73,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAB2 | BOND | 94,167 | $72,000 | thousands by filing date | principal |
| LYFT INC | 55087PAB0 | NOTE 1.500% 5/1 | 121,024 | $71,000 | thousands by filing date | principal |
| DECARBONIZATION PLUS ACQU II | 242794113 | *W EXP 01/19/202 | 50,000 | $71,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 300 | $70,000 | thousands by filing date | put |
| INTERPRIVATE IV INFRATECH PR | 46064T110 | *W EXP 03/05/202 | 70,000 | $70,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVS CORP I | 443760111 | WTS | 62,375 | $70,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 12,821 | $69,000 | thousands by filing date | |
| CROWN PROPTECH ACQUISITIONS | g25741110 | WT | 89,991 | $69,000 | thousands by filing date | |
| SLAM CORP | G8210L121 | *W EXP 02/23/202 | 62,800 | $68,000 | thousands by filing date | |
| EVO ACQUISITION CORP | 30052G108 | COM CL A | 7,000 | $68,000 | thousands by filing date | |
| POWER & DIGITAL INFRA ACQ CO | 739190114 | *W EXP 02/12/202 | 51,259 | $68,000 | thousands by filing date | |
| DMY TECHNOLOGY GROUP INC IV | 23344K110 | *W EXP 03/04/202 | 50,000 | $68,000 | thousands by filing date | |
| EPWR/WS US 31 Dec 27 C11.5 | 29248N118 | *W EXP 01/12/202 | 100,000 | $67,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 85,103 | $65,000 | thousands by filing date | principal |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 79,216 | $65,000 | thousands by filing date | principal |
| FREEDOM ACQUISITION I CORP | G3663X128 | *W EXP 03/02/202 | 60,324 | $63,000 | thousands by filing date | |
| LEGATO MERGER CORP | 52473X114 | *W EXP 12/31/202 | 34,200 | $63,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 81,698 | $62,000 | thousands by filing date | principal |
| NUANCE COMMUNICATIONS INC | 67020YAN0 | NOTE 1.250% 4/0 | 114,494 | $62,000 | thousands by filing date | principal |
| KL ACQUISITION CORP | 49837C117 | WTS | 75,000 | $61,000 | thousands by filing date | |
| 0 | 39947R112 | 0 | 56,500 | $59,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 200 | $58,000 | thousands by filing date | put |
| Applied Materials,Inc. | 038222105 | COM | 400 | $57,000 | thousands by filing date | call |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 200 | $57,000 | thousands by filing date | put |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 1,000 | $56,000 | thousands by filing date | put |
| Apollo Global Management Inc | 03768E105 | COM CL A | 900 | $56,000 | thousands by filing date | call |
| Z-WORK ACQUISITION CORP | 98880C110 | *W EXP 01/04/202 | 66,666 | $54,000 | thousands by filing date | |
| FAZE HOLDINGS INC WT EXP 030128 | 05601V111 | Common Stock | 50,000 | $54,000 | thousands by filing date | |
| SILICON LABORATORIES INC | 826919AD4 | NOTE 0.625% 6/1 | 34,779 | $53,000 | thousands by filing date | principal |
| ALTAIR ENGR INC | 021369AA1 | BOND | 77,074 | $53,000 | thousands by filing date | principal |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 16,480 | $52,000 | thousands by filing date | principal |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 3,000 | $51,000 | thousands by filing date | |
| REPLIGEN CORP | 759916AB5 | BOND | 25,480 | $51,000 | thousands by filing date | principal |
| SPRINGBIG HOLDIN | G9118J119 | EQUITY WRT | 47,553 | $50,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 200 | $49,000 | thousands by filing date | put |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 57,450 | $48,000 | thousands by filing date | principal |
| USHG ACQUISITION CORP | 91748P118 | WTS | 50,000 | $48,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 60,001 | $47,000 | thousands by filing date | principal |
| ECP ENVIRONMENTAL GW OPT COR | 26829T118 | *W EXP 03/01/202 | 40,472 | $47,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 38,290 | $45,000 | thousands by filing date | principal |
| ALTIMAR ACQUISITION CORP II | G03709121 | COMMON STOCK | 40,168 | $45,000 | thousands by filing date | |
| D AND Z MEDIA ACQUISITION CO | 23305Q114 | *W EXP 01/27/202 | 53,763 | $45,000 | thousands by filing date | |
| DUNE ACQUISITION CORP | 265334110 | *W EXP 10/29/202 | 50,000 | $45,000 | thousands by filing date | |
| AGILE GROWTH CORP | G01202111 | *W EXP 03/09/202 | 50,000 | $44,000 | thousands by filing date | |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 17,757 | $42,000 | thousands by filing date | principal |
| PIVOTAL HOLDINGS CORP | G7315C119 | *W EXP 01/19/202 | 41,523 | $42,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 700 | $40,000 | thousands by filing date | call |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 31,923 | $40,000 | thousands by filing date | principal |
| ON SEMICONDUCTOR CORP | 682189AP0 | NOTE 1.625%10/1 | 96,369 | $37,000 | thousands by filing date | principal |
| LIVEVOX HOLDING INC | 53838L100 | COM | 4,270 | $36,000 | thousands by filing date | |
| HCARW US 31 Dec 27 C11.5 | 42227K112 | *W EXP 12/28/202 | 37,500 | $35,000 | thousands by filing date | |
| ENVIRONMENTAL IMPACT ACQU CO | 29408N205 | UNIT 11/05/2025 | 3,435 | $35,000 | thousands by filing date | |
| THIMBLE POINT ACQUISITION CO | 88408P115 | *W EXP 02/04/202 | 25,132 | $35,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAE1 | NOTE 0.750% 9/0 | 27,580 | $34,000 | thousands by filing date | principal |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 230,496 | $34,000 | thousands by filing date | principal |
| CLIMATE REAL IMPACT SLUTINS | 187171111 | *W EXP 01/29/202 | 25,020 | $34,000 | thousands by filing date | |
| MONGODB INC | 60937PAD8 | NOTE 0.250% 1/1 | 9,224 | $33,000 | thousands by filing date | principal |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 185,276 | $33,000 | thousands by filing date | principal |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 11,775 | $31,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765UAB9 | NOTE 0.750% 2/1 | 31,120 | $31,000 | thousands by filing date | principal |
| WINNEBAGO INDS INC | 974637AB6 | BOND | 45,110 | $31,000 | thousands by filing date | principal |
| THUNDER BRIDGE CAP PRTNRS II | 88605T118 | *W EXP 02/01/202 | 25,820 | $31,000 | thousands by filing date | |
| CATCHA INVESTMENT CORP | g1962y110 | WT | 33,333 | $29,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 84,300 | $28,000 | thousands by filing date | call |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 34,232 | $28,000 | thousands by filing date | principal |
| ZILLOW GROUP INC | 98954MAH4 | NOTE 2.750% 5/1 | 22,968 | $28,000 | thousands by filing date | principal |
| STRATIM CLOUD ACQUISITION CO | 86309R115 | *W EXP 03/05/202 | 33,333 | $28,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 23,280 | $27,000 | thousands by filing date | principal |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 68,444 | $26,000 | thousands by filing date | principal |
| SANDBRIDGE X2 CORP | 799792114 | *W EXP 03/11/202 | 24,666 | $26,000 | thousands by filing date | |
| HUMANCO ACQUISITION CORP | 44487N117 | WTS | 21,802 | $26,000 | thousands by filing date | |
| TWITTER INC | 90184LAF9 | NOTE 0.250% 6/1 | 38,255 | $25,000 | thousands by filing date | principal |
| KBR INC | 48242WAB2 | BOND | 62,719 | $24,000 | thousands by filing date | principal |
| CONMED CORP | 207410AF8 | BOND | 16,891 | $23,000 | thousands by filing date | principal |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 75,032 | $21,000 | thousands by filing date | principal |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 31,269 | $21,000 | thousands by filing date | principal |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 33,770 | $21,000 | thousands by filing date | principal |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 400 | $19,000 | thousands by filing date | put |
| SUSTAINABLE DEVELP ACQU I CO | 86934L111 | WARR | 19,000 | $18,000 | thousands by filing date | |
| OCA ACQUISITION CORP | 670865112 | *W EXP 01/14/202 | 22,295 | $18,000 | thousands by filing date | |
| COMPUTE HEALTH ACQUISITIN CO | 204833115 | *W EXP 01/25/202 | 12,500 | $18,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 1,200 | $17,000 | thousands by filing date | put |
| NCL CORP LTD | 62886HAT8 | NOTE 6.000% 5/1 | 56,532 | $17,000 | thousands by filing date | principal |
| 7GC & CO HOLDINGS INC | 81786A115 | *W EXP 12/28/202 | 20,000 | $17,000 | thousands by filing date | |
| GIGCAPITAL4 INC | 37518G119 | *W EXP 02/08/202 | 15,000 | $17,000 | thousands by filing date | |
| VISTRA CORP | 92840M128 | COM | 56,194 | $16,000 | thousands by filing date | |
| DFP HEALTHCARE ACQUISITNS CO | 23343Q118 | *W EXP 03/31/202 | 8,375 | $15,000 | thousands by filing date | |
| HAMILTON LANE ALLIANCE HLDGS | 40749M111 | *W EXP 01/12/202 | 18,875 | $15,000 | thousands by filing date | |
| SEVEN OAKS ACQUISITION CORP | 81787X114 | *W EXP 12/22/202 | 12,500 | $14,000 | thousands by filing date | |
| ATHENA TECHNOLOGY ACQUISI CO | 04687A117 | *W EXP 03/31/202 | 16,666 | $14,000 | thousands by filing date | |
| NDACW US 31 Dec 27 C11.5 | 65413D113 | *W EXP 02/26/202 | 9,075 | $13,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AE0 | NOTE 4.500% 8/0 | 225,729 | $13,000 | thousands by filing date | principal |
| PAYA HOLDINGS INC | 70434P111 | *W EXP 10/16/202 | 4,950 | $13,000 | thousands by filing date | |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 5,702 | $12,000 | thousands by filing date | principal |
| ALTERYX INC | 02156BAD5 | BOND | 14,491 | $12,000 | thousands by filing date | principal |
| GOLDEN FALCON ACQUISITION CO | 38102H117 | *W EXP 11/04/202 | 12,500 | $12,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 100 | $11,000 | thousands by filing date | put |
| VERADIGM INC | 01988PAF5 | BOND | 59,101 | $11,000 | thousands by filing date | principal |
| SNAP INC | 83304AAD8 | NOTE 0.250% 5/0 | 16,914 | $10,000 | thousands by filing date | principal |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 200 | $9,000 | thousands by filing date | put |
| SPRING VALLEY ACQ CORP | G8377A124 | COMMON STOCK | 6,840 | $9,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAD3 | NOTE 1.125%11/0 | 2,887 | $9,000 | thousands by filing date | principal |
| PRIVETERRA ACQUISITION CORP | 876545112 | *W EXP 01/07/202 | 12,500 | $9,000 | thousands by filing date | |
| PROOFPOINT INC | 743424AF0 | NOTE 0.250% 8/1 | 4,384 | $8,000 | thousands by filing date | principal |
| SPORTS VENTURES ACQUISIN COR | G8372A129 | WTS | 8,334 | $8,000 | thousands by filing date | |
| SWITCHBACK II CORPORATION | G8633T107 | *W EXP 01/07/202 | 6,250 | $8,000 | thousands by filing date | |
| ADARA ACQUISITION CORP | 00653H110 | *W EXP 02/11/202 | 12,550 | $7,000 | thousands by filing date | |
| KKR ACQUISITION HOLDING I CO | 48253T117 | WTS | 6,250 | $7,000 | thousands by filing date | |
| GOSSAMER BIO INC | 38341PAA0 | NOTE 5.000% 6/0 | 79,567 | $6,000 | thousands by filing date | principal |
| ALTERYX INC | 02156BAF0 | BOND | 6,469 | $6,000 | thousands by filing date | principal |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 5,266 | $6,000 | thousands by filing date | principal |
| LANDCADIA HOLDINGS IV INC | 51477A112 | *W EXP 03/29/202 | 6,250 | $6,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AK8 | NOTE 3.250% 3/1 | 10,732 | $5,000 | thousands by filing date | principal |
| LEMONADEINC | 52567D107 | STOK | 41 | $4,000 | thousands by filing date | |
| DEXCOM INC | 252131AH0 | NOTE 0.750%12/0 | 883 | $4,000 | thousands by filing date | principal |
| PEGASYSTEMS INC | 705573AB9 | NOTE 0.750% 3/0 | 2,806 | $4,000 | thousands by filing date | principal |
| SABRE GLBL INC | 78573NAE2 | BOND | 31,737 | $4,000 | thousands by filing date | principal |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 32,736 | $4,000 | thousands by filing date | principal |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 6,793 | $4,000 | thousands by filing date | principal |
| FLEXION THERAPEUTICS INC | 33938JAB2 | NOTE | 37,341 | $3,000 | thousands by filing date | principal |
| PALO ALTO NETWORKS INC | 697435AF2 | NOTE 0.375% 6/0 | 672 | $2,000 | thousands by filing date | principal |
| EVO ACQUISITION CORP | 30052G116 | WARR | 3,500 | $2,000 | thousands by filing date | |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 2,593 | $1,000 | thousands by filing date | principal |
| SPLUNK INC | 848637AC8 | NOTE 0.500% 9/1 | 378 | $1,000 | thousands by filing date | principal |
| COHERUS BIOSCIENCES INC | 19249HAB9 | BOND | 6,833 | $1,000 | thousands by filing date | principal |
| ENCORE CAP GROUP INC | 292554AM4 | NOTE 3.250%10/0 | 1,809 | $1,000 | thousands by filing date | principal |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 139 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| BLACKLINE INC | 09239BAB5 | NOTE 0.125% 8/0 | 395 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| SPLUNK INC | 848637AF1 | NOTE 1.125% 6/1 | 243 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 65,577 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| TRIP COM GROUP LTD | G9066FAA9 | DEBT 1.500% 7/0 | 1,438,202 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| PG&E CORP | 69331C140 | CONV | 24,273 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEXTERA ENERGY INC | 65339F739 | CONV | 50,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEXTERA ENERGY INC | 65339F796 | COM | 7,899 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INNOVIVA INC | 45781MAB7 | NOTE 2.500% 8/1 | 811 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| CORNER GROWTH ACQUISITION CO | G2425N113 | *W EXP 99/99/999 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| M3 BRIGADE ACQUISITION II CO | 553800202 | UNIT 99/99/9999 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANZU SPECIAL ACQUISITIN CORP | 03737A200 | UNIT 01/27/2026 | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ECP ENVIRONMENTAL GW OPT COR | 26829T209 | UNIT 03/01/2026 | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-21-015670 | this filing | 2021-08-16 | acceptance time not in the bulk data set |