13F-HR filed by PRELUDE CAPITAL MANAGEMENT, LLC
PRELUDE CAPITAL MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-16, with 1,614 holding rows worth $3,364,361,000.
- Accession
- 0001567619-21-015653
- Filer
- CIK 1387508
- Filed
- 2021-08-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 1,614 entries on the cover page, a total value of $3,364,361,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,364,361,000 with VALUE read as thousands by filing date, 13F file number 028-12257. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 12,564 | $73,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 10,144 | $70,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087R116 | *W EXP 03/05/202 | 64,300 | $68,000 | thousands by filing date | |
| KISMET ACQUISITION THREE COR | G5276C102 | *W EXP 06/30/202 | 82,566 | $67,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 10,703 | $66,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 23,000 | $66,000 | thousands by filing date | |
| APOLLO STRATEGIC GRWT CPTL I | G0412A128 | *W EXP 02/12/202 | 52,200 | $66,000 | thousands by filing date | |
| AF ACQUISITION CORP | 001040112 | WTS | 75,199 | $66,000 | thousands by filing date | |
| TECH AND ENERGY TRANSITION | 87823R110 | *W EXP 03/31/202 | 64,699 | $65,000 | thousands by filing date | |
| Northern Revival Acquisition Corp | G6546R119 | Warrant | 75,381 | $64,000 | thousands by filing date | |
| ASENSUS SURGICAL INC | 04367G103 | COM | 19,500 | $62,000 | thousands by filing date | call |
| TLG ACQUISITION ONE CORP | 87257M116 | *W EXP 01/25/202 | 77,234 | $61,000 | thousands by filing date | |
| HYCROFT MINING HOLDING CORP | 44862P117 | *W EXP 05/29/202 | 122,678 | $59,000 | thousands by filing date | |
| ZHONGCHAO INC | G9897X107 | CL A | 31,897 | $59,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 13,400 | $57,000 | thousands by filing date | call |
| FORUM MERGER IV CORP | 349875112 | *W EXP 03/15/202 | 42,350 | $54,000 | thousands by filing date | |
| PONTEM CORPORATION | G71707122 | WARR | 52,430 | $52,000 | thousands by filing date | |
| AFRICAN GOLD ACQUISITION COR | G0112R124 | WTS | 81,220 | $51,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 11,000 | $47,000 | thousands by filing date | call |
| EDIFY ACQUISITION CORP | 28059Q111 | WARR | 66,451 | $47,000 | thousands by filing date | |
| ASTREA ACQUISITION CORP | 04637C114 | WTS | 71,061 | $47,000 | thousands by filing date | |
| LEGATO MERGER CORP | 52473X114 | *W EXP 12/31/202 | 24,202 | $45,000 | thousands by filing date | |
| LAZARD GROWTH ACQUISITION CO | G54035111 | *W EXP 02/10/202 | 36,579 | $42,000 | thousands by filing date | |
| MUDRICK CAPITAL ACQU CORP II | 62477L115 | *W EXP 09/10/202 | 10,000 | $42,000 | thousands by filing date | |
| ADARA ACQUISITION CORP | 00653H110 | *W EXP 02/11/202 | 60,630 | $41,000 | thousands by filing date | |
| ACCELERATE ACQUISITION CORP | 00439D110 | *W EXP 03/15/202 | 33,333 | $41,000 | thousands by filing date | |
| NAVSIGHT HLDGS INC | 639358118 | *W EXP 01/01/203 | 23,550 | $40,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 10,000 | $39,000 | thousands by filing date | |
| THUNDER BRIDGE CAP PRTNRS II | 88605T118 | *W EXP 02/01/202 | 30,000 | $39,000 | thousands by filing date | |
| GX ACQUISITION CORP II | 36260F113 | *W EXP 03/17/202 | 41,466 | $38,000 | thousands by filing date | |
| DIGITAL TRANSFORMATN OPT COR | 25401K115 | *W EXP 03/31/202 | 38,105 | $36,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 69,650 | $34,000 | thousands by filing date | |
| LOCAL BOUNTI COR | G5463T124 | EQUITY WRT | 28,891 | $34,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 55,000 | $33,000 | thousands by filing date | call |
| DENISON MINES CORP | 248356107 | COM | 27,502 | $33,000 | thousands by filing date | |
| G&P ACQUISITION CORP | 36146G111 | WTS | 45,027 | $32,000 | thousands by filing date | |
| PLUM ACQUISITION CORP I | G7134L118 | *W EXP 03/18/202 | 26,800 | $31,000 | thousands by filing date | |
| KL ACQUISITION CORP | 49837C117 | WTS | 33,333 | $31,000 | thousands by filing date | |
| TZP STRATEGIES ACQUISTN CORP | G91595119 | WARR | 36,700 | $30,000 | thousands by filing date | |
| KKR ACQUISITION HOLDING I CO | 48253T117 | WTS | 25,000 | $30,000 | thousands by filing date | |
| GLENFARNE MERGER CORP | 378579114 | WTS | 26,666 | $29,000 | thousands by filing date | |
| NEWBURY STREET ACQUISITN COR | 65101L112 | *W EXP 04/30/202 | 36,709 | $28,000 | thousands by filing date | |
| MAGNUM OPUS ACQUISITION LTD | G5S70A112 | *W EXP 03/06/202 | 30,900 | $26,000 | thousands by filing date | |
| SUSTAINABLE OPPORTNTS ACQ CO | G8598Y117 | W EXP 99/99/999 | 18,145 | $26,000 | thousands by filing date | |
| ACE CONVERGENCE ACQU CORP | G0083D104 | *W EXP 09/30/202 | 12,500 | $25,000 | thousands by filing date | |
| NUVVE HOLDING | 67079Y118 | Rights and Bearer Warrants; Warrants (except Bearer) | 10,477 | $23,000 | thousands by filing date | |
| FUSION ACQUISITION CORP | 36118H113 | *W EXP 06/01/202 | 14,795 | $21,000 | thousands by filing date | |
| FALCON CAPITAL ACQUISITN COR | 30606L116 | *W EXP 08/20/202 | 11,430 | $20,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 16,300 | $19,000 | thousands by filing date | call |
| BYTE ACQUISITION CORP | G1R25Q113 | *W EXP 03/18/202 | 15,990 | $19,000 | thousands by filing date | |
| ISLEWORTH HEALTHCARE ACQU CO | 46468P110 | WTS | 26,796 | $19,000 | thousands by filing date | |
| ROTOR ACQUISITION CORP | 77879W113 | W EXP 06/15/202 | 14,524 | $18,000 | thousands by filing date | |
| MCAP ACQUISITION CORP | 55282T117 | *W EXP 03/02/202 | 16,625 | $18,000 | thousands by filing date | |
| EVO ACQUISITION CORP | 30052G116 | WARR | 27,526 | $17,000 | thousands by filing date | |
| RXR ACQUISITION CORP | 74981W115 | WTS | 16,140 | $17,000 | thousands by filing date | |
| GROWTH CAP ACQUISITION CORP | 39986V115 | *W EXP 06/01/202 | 26,627 | $17,000 | thousands by filing date | |
| ADIT EDTECH ACQUISITION CORP | 007024110 | *W EXP 99/99/999 | 22,275 | $16,000 | thousands by filing date | |
| LMF ACQUISITION OPPORTUNIT I | 502015118 | WTS | 32,427 | $16,000 | thousands by filing date | |
| FORTRESS VALUE ACQUISI CORP | 34964K116 | *W EXP 03/18/202 | 12,500 | $16,000 | thousands by filing date | |
| VISTAS MEDIA ACQUISITION CO | 92840T115 | *W EXP 08/01/202 | 14,250 | $16,000 | thousands by filing date | |
| GOLDEN ARROW MERGER CORP | 380799114 | *W EXP 07/31/202 | 18,233 | $15,000 | thousands by filing date | |
| AUTHENTIC EQUITY ACQUISTN CO | G06607124 | *W EXP 01/20/202 | 17,367 | $15,000 | thousands by filing date | |
| TWELVE SEAS INVESTMENT CO II | 90118T114 | *W EXP 03/02/202 | 17,289 | $15,000 | thousands by filing date | |
| WARRIOR TECHNOLOGIES ACQUI C | 936273119 | WTS | 19,615 | $15,000 | thousands by filing date | |
| EPWR/WS US 31 Dec 27 C11.5 | 29248N118 | *W EXP 01/12/202 | 20,650 | $15,000 | thousands by filing date | |
| BOWLERO CORP | G4962C104 | EQUITY WRT | 15,050 | $15,000 | thousands by filing date | |
| BIOTECH ACQUISITION COMPANY | G1125A116 | *W EXP 11/30/202 | 16,004 | $14,000 | thousands by filing date | |
| ATHLON ACQUISITION CORP | 04748A114 | WTS | 18,888 | $14,000 | thousands by filing date | |
| DELWINDS INS ACQUISITION COR | 24803C110 | WTS | 20,040 | $14,000 | thousands by filing date | |
| GLOBAL SYNERGY ACQUISIT CORP | G3934J122 | *W EXP 99/99/999 | 17,450 | $14,000 | thousands by filing date | |
| Globis Acquisition Corp | 379582117 | *W EXP 11/01/202 | 20,253 | $14,000 | thousands by filing date | |
| OCA ACQUISITION CORP | 670865112 | *W EXP 01/14/202 | 18,567 | $13,000 | thousands by filing date | |
| FOXWAYNE ENTERPRIS AQSTN COR | 35166L117 | *W EXP 01/12/202 | 20,628 | $13,000 | thousands by filing date | |
| IBERE PHARMACEUTICALS | G46843119 | *W EXP 03/01/202 | 17,701 | $13,000 | thousands by filing date | |
| MODEL PERFORMANCE ACQU CORP | G6246M139 | *W EXP 04/29/202 | 25,000 | $13,000 | thousands by filing date | |
| OYSTER ENTERPRISES ACQ CORP | 69242M112 | WTS | 19,119 | $13,000 | thousands by filing date | |
| KINGSWOOD ACQUISI 27 WTS WARRANTS EXP 05/01/27 | 496861113 | COM | 18,331 | $13,000 | thousands by filing date | |
| TREPONT ACQUISITION COR-CW26 | G9095M127 | *W EXP 11/24/202 | 13,975 | $13,000 | thousands by filing date | |
| NEW BEGINNINGS ACQUISITION C | 64222H118 | *W EXP 11/01/202 | 11,142 | $13,000 | thousands by filing date | |
| PTK ACQUISITION CORP | 69375f116 | COM | 25,000 | $13,000 | thousands by filing date | |
| ROYALTY MGMT HLDG CORP | 02369M110 | *W EXP 10/31/202 | 18,484 | $12,000 | thousands by filing date | |
| LIGHTJUMP ACQUISITION CORP | 53228M114 | WARR | 16,206 | $12,000 | thousands by filing date | |
| MONUMENT CIRCLE ACQUISITN CO | 61531M119 | *W EXP 01/14/202 | 15,767 | $12,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 12,400 | $12,000 | thousands by filing date | put |
| EDTECHX HOLDINGS ACQU CORP I | 28139A110 | *W EXP 06/15/202 | 19,011 | $12,000 | thousands by filing date | |
| BENESSERE CAPITAL ACQUSTN CO | 08179B111 | W EXP 99/99/999 | 21,942 | $12,000 | thousands by filing date | |
| EQ HEALTH ACQUISITION CORP | 26886A119 | WTS | 16,620 | $12,000 | thousands by filing date | |
| 0 | 39947R112 | 0 | 10,486 | $12,000 | thousands by filing date | |
| Atlantic Avenue Acquisition Corp | 04906P119 | Warrant | 13,082 | $12,000 | thousands by filing date | |
| SEAPORT GLOBAL ACQUISITN COR | 812227114 | *W EXP 12/15/202 | 13,818 | $12,000 | thousands by filing date | |
| LOCUST WALK ACQUISITION CORP | 54015L111 | *W EXP 12/31/202 | 12,055 | $12,000 | thousands by filing date | |
| PROGRESS ACQUISITION CORP | 74327P113 | *W EXP 11/11/202 | 15,005 | $11,000 | thousands by filing date | |
| JACK CREEK INVESTMENT CORP | G4989X123 | *W EXP 10/01/202 | 13,276 | $11,000 | thousands by filing date | |
| OTR ACQUISITION CORP | 67113Q113 | *W EXP 11/30/202 | 13,601 | $11,000 | thousands by filing date | |
| PETRA ACQUISITION INC | 716421110 | *W EXP 05/25/202 | 17,033 | $11,000 | thousands by filing date | |
| UNION ACQUISITION CORP II | G9402Q126 | *W EXP 04/01/202 | 11,946 | $11,000 | thousands by filing date | |
| Goal Acquisitions Corp | 38021H115 | Warrant | 15,400 | $10,000 | thousands by filing date | |
| EQUITY UNCOVERED AMERICAN CALL | 56564V119 | COM | 18,434 | $10,000 | thousands by filing date | |
| VICKERS VANTAGE CORP I | G9440B115 | *W EXP 09/15/202 | 18,225 | $10,000 | thousands by filing date | |
| BLUE WTR ACQUISITION CORP | 09607T112 | *W EXP 08/31/202 | 13,273 | $10,000 | thousands by filing date | |
| ACE GLOBAL BUSINESS ACQU LTD | G0083E110 | *W EXP 02/20/202 | 18,995 | $9,000 | thousands by filing date | |
| BREEZE HOLDINGS ACQUISITN CO | 106762115 | *W EXP 05/25/202 | 12,889 | $9,000 | thousands by filing date | |
| TH INTERNATIONAL LIMITED WT EXP 092827 | G81355128 | Stock | 10,923 | $9,000 | thousands by filing date | |
| AMERICAS TECHNOLOGY ACQSN CO | G0404A110 | *W EXP 12/31/202 | 13,961 | $9,000 | thousands by filing date | |
| ALPHA CAPITAL ACQUISITION CO | G0316P122 | *W EXP 02/16/202 | 11,230 | $9,000 | thousands by filing date | |
| CARTESIAN GROWTH CORP | G19276115 | *W EXP 02/26/202 | 10,000 | $8,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 876545112 | *W EXP 01/07/202 | 10,840 | $8,000 | thousands by filing date | |
| EAST STONE ACQUISITION CORP | G2911D116 | *W EXP 12/31/202 | 28,592 | $8,000 | thousands by filing date | |
| WTS/BULL HORN HLDGS CORP EXP10/31/2025 | G1686P122 | COM | 15,000 | $8,000 | thousands by filing date | |
| DATA KNIGHTS ACQUISITION COR | 237699111 | *W EXP 11/11/202 | 15,000 | $7,000 | thousands by filing date | |
| QUANTUM FINTECH ACQUISTIN CO | 74767A113 | WTS | 19,488 | $6,000 | thousands by filing date | |
| Venus Acquisition Corp | G9420F110 | Warrant | 17,902 | $6,000 | thousands by filing date | |
| ALBERTON ACQUISITION CORP WT EXP 042625 | G35006124 | COM | 13,987 | $6,000 | thousands by filing date | |
| VIVEON HEALTH ACQUISITION CO | 92853V122 | RIGHT 12/31/2025 | 14,057 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-21-015653 | this filing | 2021-08-16 | acceptance time not in the bulk data set |