13F-HR/A filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR/A for the quarter ended 2021-03-31, filed 2021-07-20, with 7,483 holding rows worth $344,627,046,000.
- Accession
- 0001567619-21-013701
- Filer
- CIK 1000275
- Filed
- 2021-07-20
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, amendment of type restatement, 28,081 entries on the cover page, a total value of $344,627,046,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $344,627,046,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAMG Funds LLC028-11395
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
- included managerRegent Trust Co Ltd028-21177
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WIMI HOLOGRAM CLOUD INC | 97264L100 | SPON ADS CL B | 2,800 | $18,000 | thousands by filing date | |
| VENUS CONCEPT INC | 92332W105 | COM | 7,689 | $18,000 | thousands by filing date | |
| LEO HLDGS CORP II | G5463R102 | COM CL A | 1,818 | $18,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 669 | $18,000 | thousands by filing date | |
| FAST ACQUISITION CORP II | 311874200 | UNIT 03/16/2026 | 1,770 | $18,000 | thousands by filing date | |
| EAST RES ACQUISITION CO | 274681105 | COM CL A | 1,823 | $18,000 | thousands by filing date | |
| BIOCEPT INC | 09072V501 | COM | 3,487 | $18,000 | thousands by filing date | |
| POEMA GLOBAL HOLDINGS CORP | G7154B107 | CL A SHS | 1,859 | $18,000 | thousands by filing date | |
| ARCHIMEDES TECH SPAC PARTNR | 039562202 | UNIT 03/10/2026 | 1,818 | $18,000 | thousands by filing date | |
| BROADSTONE ACQ CORP; TNT ACQ DT: 9/11/2022; CASH: $10.00 | G1739V100 | SHS CL A | 1,823 | $18,000 | thousands by filing date | |
| KINGSOFT CLOUD HLDGS LTD ADS | 49639K101 | ADR | 423 | $17,000 | thousands by filing date | |
| SITIME CORP COM | 82982T106 | Stock | 175 | $17,000 | thousands by filing date | |
| ISHARES ESG SELECT SCREENED S&P 500 ETF | 46436E569 | ETF | 550 | $17,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 3,022 | $17,000 | thousands by filing date | |
| TERNS PHARMACEUTICALS INC COM | 880881107 | Stock | 794 | $17,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 344 | $17,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 480 | $17,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 1,457 | $17,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 700 | $17,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 2,246 | $17,000 | thousands by filing date | |
| CVR PARTNERS LP | 126633205 | COM | 419 | $17,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 272 | $17,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 723 | $17,000 | thousands by filing date | |
| DIAMEDICA THERAPEUTICS INC | 25253X207 | COMMON STOCK | 1,805 | $17,000 | thousands by filing date | |
| FOGHORN THERAPEUTICS INC | 344174107 | COMMON STOCK | 1,279 | $17,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 2,527 | $17,000 | thousands by filing date | |
| MERUS N V | N5749R100 | COM | 818 | $17,000 | thousands by filing date | |
| FATHOM HOLDINGS | 31189V109 | COM | 460 | $17,000 | thousands by filing date | |
| Gravity Co Ltd-Sponsore | 38911N206 | COM | 149 | $17,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 443 | $17,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 3,375 | $17,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 790 | $17,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072760 | MID CAP GRW IMP | 338 | $17,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 2,031 | $17,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 703 | $17,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 4,868 | $17,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 1,166 | $17,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 5,000 | $17,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505756 | INNOVATION SHS | 450 | $17,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED ETF | 46090A770 | SELECT GROWT ETF | 1,390 | $17,000 | thousands by filing date | |
| PACER FDS TR | 69374H626 | CSOP FTSE CHINA | 764 | $17,000 | thousands by filing date | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 2,000 | $17,000 | thousands by filing date | |
| BINAH CAP GROUP INC | 496861204 | BCG | 1,656 | $17,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 3,026 | $17,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 9,379 | $17,000 | thousands by filing date | |
| DMY TECHNOLOGY GROUP INC III | 233278100 | COM CLASS A | 1,570 | $17,000 | thousands by filing date | |
| EXECUTIVE NETWORK PARTNERING | 30158L100 | CMN | 1,735 | $17,000 | thousands by filing date | |
| DUDDELL STREET ACQUISITN COR | G28553108 | CMN | 1,746 | $17,000 | thousands by filing date | |
| TIGA ACQUISITION CORP | G88672129 | UNIT 99/99/9999 | 1,632 | $17,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 955 | $17,000 | thousands by filing date | |
| CASCADE ACQUISITION CORP UNIT | 147151203 | Stock | 1,646 | $17,000 | thousands by filing date | |
| APEXIGEN INC | 11374E104 | COM | 1,750 | $17,000 | thousands by filing date | |
| PETRA ACQUISITION INC | 716421102 | COM | 1,736 | $17,000 | thousands by filing date | |
| iShares High Yield Systematic Bond ETF | 46435G250 | SHS | 310 | $16,000 | thousands by filing date | |
| DIGITALOCEAN HLDGS INC COM | 25402D102 | Stock | 369 | $16,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 100 | $16,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524714 | 1 5YR CORP BD | 323 | $16,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 2,627 | $16,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 5,228 | $16,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 1,200 | $16,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 6,000 | $16,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 1,240 | $16,000 | thousands by filing date | |
| INTL GNRL INSURANCE HLDNGS L | G4809J106 | SHS | 2,000 | $16,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 670 | $16,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P306 | US CORE DIV TILT | 489 | $16,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 2,947 | $16,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N550 | VCTRYSHS INTL MO | 333 | $16,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 2,900 | $16,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 3,000 | $16,000 | thousands by filing date | |
| YATSEN HLDG LTD SPONSORED ADS | 985194109 | ADR | 1,243 | $16,000 | thousands by filing date | |
| TREAN INS GROUP INC | 89457R101 | COM | 969 | $16,000 | thousands by filing date | |
| KAIROS ACQUISITION CORP | G52110114 | COM | 1,607 | $16,000 | thousands by filing date | |
| LORDSTOWN MOTORS CORP | 54405Q100 | COM | 1,363 | $16,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 3,616 | $16,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 3,809 | $16,000 | thousands by filing date | |
| KRANESHARES TR | 500767728 | LRG CAP QTY DIVD | 529 | $16,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CORP | G3312L129 | UNIT 99/99/9999 | 1,588 | $16,000 | thousands by filing date | |
| LIGHTJUMP ACQUISITION CORP | 53228M205 | UNIT 01/06/2026 | 1,635 | $16,000 | thousands by filing date | |
| NORTHERN REVIVAL ACQUISITION | G6546R127 | UNIT 01/31/2028 | 1,544 | $16,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F500 | COM PAR | 10,000 | $16,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 6,794 | $16,000 | thousands by filing date | |
| TALIS BIOMEDICAL CORP | 87424L108 | CMN | 1,274 | $16,000 | thousands by filing date | |
| GALILEO ACQUISITION CORP | G3770A102 | SHS | 1,639 | $16,000 | thousands by filing date | |
| SCVX CORP | G79448208 | COM | 1,641 | $16,000 | thousands by filing date | |
| ASTREA ACQUISITION CORP UNIT 012828 | 04637C205 | Stock | 1,578 | $16,000 | thousands by filing date | |
| AEA-BRIDGES IMPACT CORP UNIT | G01046120 | Stock | 1,532 | $16,000 | thousands by filing date | |
| ZANITE ACQUISITION CORP | 98907K202 | un | 1,497 | $16,000 | thousands by filing date | |
| OTR ACQUISITION CORP | 67113Q204 | UNIT 10/01/2025 | 1,545 | $16,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 763 | $16,000 | thousands by filing date | |
| NEW BEGINNINGS ACQUISITION C | 64222H100 | COM | 1,635 | $16,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 210 | $15,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 100 | $15,000 | thousands by filing date | put |
| PROTARA THERAPEUTICS INC | 74365U107 | COM STK | 969 | $15,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 2,612 | $15,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W405 | COM | 6,846 | $15,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 1,086 | $15,000 | thousands by filing date | |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 1,356 | $15,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 1,460 | $15,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 502 | $15,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25490K596 | DAIL HO SUPP ETF | 195 | $15,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 22 | $15,000 | thousands by filing date | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 1,724 | $15,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 2,400 | $15,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 14,000 | $15,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 2,491 | $15,000 | thousands by filing date | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 1,200 | $15,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 3,000 | $15,000 | thousands by filing date | principal |
| NEXTCURE INC | 65343E108 | COM | 1,471 | $15,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 2,123 | $15,000 | thousands by filing date | |
| VISLINK TECHNOLOGIES INC | 92836Y300 | COM | 5,180 | $15,000 | thousands by filing date | |
| AYTU BIOPHARMA INC | 054754874 | COM | 1,990 | $15,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 2,902 | $15,000 | thousands by filing date | |
| CALIFORNIA BANCORP INC | 13005U101 | COM | 872 | $15,000 | thousands by filing date | |
| MOHAWK GROUP HLDGS INC | 608189106 | COM | 500 | $15,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 1,260 | $15,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 1,230 | $15,000 | thousands by filing date | |
| LAKE SHORE BANCORP INC | 510700107 | COM | 1,000 | $15,000 | thousands by filing date | |
| PROSHARES TR II ULTRA VIX SHORT TERM FUTURES ETF | 74347W148 | ULTRA VIX SHORT | 2,650 | $15,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 15,000 | $15,000 | thousands by filing date | principal |
| EDOC ACQUISITION CORP | G4000A102 | CL A | 1,494 | $15,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 2,096 | $15,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 1,953 | $15,000 | thousands by filing date | |
| BCLS ACQUISITION CORP | G0904B105 | CMN | 1,400 | $15,000 | thousands by filing date | |
| KUBIENT INC COM USD0.00001 | 50116V107 | COM | 2,000 | $15,000 | thousands by filing date | |
| AURORA MOBILE LTD | 051857100 | ADS | 3,536 | $15,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 3,849 | $15,000 | thousands by filing date | |
| STARBOARD VALUE ACQUISITN CO | 85521J117 | *W EXP 09/10/202 | 10,000 | $15,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRANCH | 22539T266 | XLINK CRD ETN37 | 3,296 | $15,000 | thousands by filing date | |
| UPHEALTH INC | 375036100 | Common Stock | 1,450 | $15,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 1,395 | $14,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 638 | $14,000 | thousands by filing date | |
| EMERALD HOLDING INC | 29103W104 | COM | 2,546 | $14,000 | thousands by filing date | |
| LENSAR INC | 52634L108 | COM | 1,922 | $14,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 731 | $14,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 2,241 | $14,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 1,080 | $14,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 547 | $14,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 2,005 | $14,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 1,191 | $14,000 | thousands by filing date | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 1,000 | $14,000 | thousands by filing date | |
| NIU TECHNOLOGIES | 65481N100 | CMN | 389 | $14,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 2,000 | $14,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 6,970 | $14,000 | thousands by filing date | |
| RAPT THERAPEUTICS INC | 75382E109 | COM | 650 | $14,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 3,628 | $14,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 3,704 | $14,000 | thousands by filing date | |
| EYENOVIA INC | 30234E104 | COM | 2,800 | $14,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 1,230 | $14,000 | thousands by filing date | |
| ALIGOS THERAPEUTICS INC COM NEW | 01626L105 | Stock | 630 | $14,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 684 | $14,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 1,744 | $14,000 | thousands by filing date | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 6,000 | $14,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 1,204 | $14,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 1,067 | $14,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 811 | $14,000 | thousands by filing date | |
| PRESIDIO PPTY TR INC | 74102L303 | COM CL A | 3,885 | $14,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N832 | VCSHS US SML CAP | 214 | $14,000 | thousands by filing date | |
| AYALA PHARMACEUTICALS INC | 05465V108 | COM | 1,250 | $14,000 | thousands by filing date | |
| AFRICAN GOLD ACQUISITION COR | G0112R116 | UNIT 99/99/9999 | 1,443 | $14,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q795 | US DIVIDEND | 460 | $14,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 2,646 | $14,000 | thousands by filing date | |
| NEXIMMUNE INC | 65344D109 | COM | 754 | $14,000 | thousands by filing date | |
| KL ACQUISITION CORP | 49837C109 | CMN | 1,413 | $14,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 6,184 | $14,000 | thousands by filing date | |
| MP MATERIALS CORP | 553368119 | *W EXP 05/04/202 | 566 | $14,000 | thousands by filing date | |
| BOA ACQUISITION CORP UNIT EX 022228 | 05601A208 | Stock | 1,375 | $14,000 | thousands by filing date | |
| OYSTER ENTERPRISES ACQUISITION CORP. | 69242M203 | COM | 1,419 | $14,000 | thousands by filing date | |
| STANDARD AVB FINANCIAL CORP | 85303b100 | COM | 435 | $14,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 5,132 | $14,000 | thousands by filing date | |
| Schwab 5-10 Year Corporate Bond ETF | 808524698 | SHS | 260 | $13,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 1,310 | $13,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 206 | $13,000 | thousands by filing date | |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 481 | $13,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 1,329 | $13,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L607 | MULTI SEC MUNI | 562 | $13,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 596 | $13,000 | thousands by filing date | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 2,111 | $13,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 667 | $13,000 | thousands by filing date | |
| SONIDA SENIOR LIVING INC | 140475203 | COMMON STOCK | 319 | $13,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 146 | $13,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 7,048 | $13,000 | thousands by filing date | |
| ISHARES TR | 46429B515 | CMN | 282 | $13,000 | thousands by filing date | |
| PERMIANVILLE RTY TR | 71425H100 | TR UNIT | 8,555 | $13,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 3,714 | $13,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 1,914 | $13,000 | thousands by filing date | |
| INVESCO | 46138J528 | EXCHANGE TRADED | 500 | $13,000 | thousands by filing date | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 3,385 | $13,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 3,855 | $13,000 | thousands by filing date | |
| Instil Bio, Inc. | 45783C101 | Common Stock | 500 | $13,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 2,008 | $13,000 | thousands by filing date | |
| NEW YORK CITY REIT INC | 649439205 | COM | 1,602 | $13,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 618 | $13,000 | thousands by filing date | |
| Ouster Inc | 68989M103 | COM | 1,505 | $13,000 | thousands by filing date | |
| SPRUCE BIOSCIENCES INC | 85209E109 | COM | 797 | $13,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 2,613 | $13,000 | thousands by filing date | |
| IKONICS CORP | 45172K102 | COM | 1,300 | $13,000 | thousands by filing date | |
| OPIANT PHARMACEUTICALS INC | 683750103 | COM | 1,200 | $13,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 5,990 | $13,000 | thousands by filing date | |
| SPINNAKER ETF SERIES | 84858T400 | CANNABIS ETF | 640 | $13,000 | thousands by filing date | |
| MORINGA ACQUISITION CORP | G6S23K116 | UNIT 02/16/2026 | 1,358 | $13,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 3,455 | $13,000 | thousands by filing date | |
| GOLD ROYALTY CORP | 38071H114 | W EXP 99/99/999 | 12,500 | $13,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 509 | $13,000 | thousands by filing date | |
| VY GLOBAL GROWTH | G9444H126 | UNIT 99/99/9999 | 1,214 | $13,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 4,264 | $13,000 | thousands by filing date | |
| ASPIRATIONAL CONSUMER LIFEST | G05436103 | COM | 1,300 | $13,000 | thousands by filing date | |
| NATIXIS ETF TR | 63875W109 | UST II US EQUITY OPPORT | 401 | $13,000 | thousands by filing date | |
| MUDRICK CAPITAL ACQU CORP II | 62477L206 | UNIT 99/99/9999 | 1,282 | $13,000 | thousands by filing date | |
| Blue Water Acquisition Corp/US | 09607T203 | Unit | 1,246 | $13,000 | thousands by filing date | |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 944 | $12,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 3,171 | $12,000 | thousands by filing date | |
| ISHARES TR | 46436E551 | ESG SELECT SCRE | 324 | $12,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 110 | $12,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 108 | $12,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 513 | $12,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C532 | US EQTY ULTRA B | 425 | $12,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 1,240 | $12,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092337 | FIDELITY FUND LR | 627 | $12,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430305 | ACTIVEBETA EUR | 363 | $12,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 3,443 | $12,000 | thousands by filing date | |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 199 | $12,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 3,520 | $12,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 1,104 | $12,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 11,498 | $12,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 1,177 | $12,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 3,435 | $12,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 272 | $12,000 | thousands by filing date | |
| ONCORUS INC | 68236R103 | COM | 855 | $12,000 | thousands by filing date | |
| LUCIRA HEALTH INC | 54948U105 | COM | 1,002 | $12,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 6,505 | $12,000 | thousands by filing date | |
| BROADWAY FINL CORP DEL | 111444105 | COM | 5,000 | $12,000 | thousands by filing date | |
| INHIBIKASE THERAPEUTICS INC | 45719W106 | COM | 2,000 | $12,000 | thousands by filing date | |
| NEW VISTA ACQUISITION CORP | G6529L113 | UNIT 02/01/2026 | 1,176 | $12,000 | thousands by filing date | |
| HPX CORP | G32219100 | SHS CL A | 1,220 | $12,000 | thousands by filing date | |
| FIRST RESERVE SUSTAINABLE GW | 336169206 | UNIT 03/05/2026 | 1,206 | $12,000 | thousands by filing date | |
| CATCHA INVESTMENT CORP | G1962Y128 | UNIT 99/99/9999 | 1,200 | $12,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 5,948 | $12,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 5,624 | $12,000 | thousands by filing date | |
| SANDBRIDGE X2 CORP | 799792205 | UNIT 99/99/9999 | 1,238 | $12,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 3,793 | $12,000 | thousands by filing date | |
| INSPIREMD INC | 45779A853 | COM | 17,500 | $12,000 | thousands by filing date | |
| BRIGHT LIGHTS ACQUISITION CO | 10920K200 | UNIT 99/99/9999 | 1,226 | $12,000 | thousands by filing date | |
| Z-WORK ACQUISITION CORP | 98880C201 | UNIT 99/99/9999 | 1,190 | $12,000 | thousands by filing date | |
| ARTIUS ACQUISITION INC | 04316G105 | COM CL A | 1,162 | $12,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED ETF | 46090A200 | BLNCD MLTI AST | 732 | $12,000 | thousands by filing date | |
| CHECKMATE PHARMACEUTICALS IN | 162818108 | COM | 1,023 | $12,000 | thousands by filing date | |
| AULT GLOBAL HOLDINGS INC | 05150X104 | COM | 3,580 | $12,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 432 | $11,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 292 | $11,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 278 | $11,000 | thousands by filing date | |
| LISTED FD TR | 53656F623 | HORIZON KINETICS | 400 | $11,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 380 | $11,000 | thousands by filing date | |
| IMMUNOME INC | 45257U108 | COM | 336 | $11,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 265 | $11,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P660 | FRANKLIN ASIA | 395 | $11,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 5,236 | $11,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 700 | $11,000 | thousands by filing date | |
| FRANKLIN FTSE EUROPE ETF | 35473P652 | ETF | 402 | $11,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 704 | $11,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 490 | $11,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 489 | $11,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 2,277 | $11,000 | thousands by filing date | |
| ADC THERAPEUTICS SA | H0036K147 | COMMON STOCK | 427 | $11,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 242 | $11,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 4,613 | $11,000 | thousands by filing date | |
| AMERICAN CENTURY ETF TR QUALITY DIVERSIFIED INTL | 025072406 | ETF | 222 | $11,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F585 | OIL REFINERS ETF | 400 | $11,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 673 | $11,000 | thousands by filing date | |
| DBX ETF TR | 233051697 | XTRACK MSCI EURO | 300 | $11,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y782 | EMGRING MKTS | 420 | $11,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 276 | $11,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 1,955 | $11,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC | 16961L106 | COM | 743 | $11,000 | thousands by filing date | |
| SCIPLAY CORPORATION | 809087109 | CL A | 700 | $11,000 | thousands by filing date | |
| ADICET BIO INC | 007002108 | COM | 784 | $11,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 4,979 | $11,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 163 | $11,000 | thousands by filing date | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 11,000 | $11,000 | thousands by filing date | principal |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 6,000 | $11,000 | thousands by filing date | principal |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 2,000 | $11,000 | thousands by filing date | |
| CENTOGENE N V | N1976T109 | COM | 879 | $11,000 | thousands by filing date | |
| CREATIVE MEDIA & CMNTY TR | 125525584 | TRUS | 850 | $11,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 3,515 | $11,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 1,518 | $11,000 | thousands by filing date | |
| SENSEI BIOTHERAPEUTICS INC | 81728A108 | COM | 735 | $11,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 304 | $11,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 2,007 | $11,000 | thousands by filing date | |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 375 | $11,000 | thousands by filing date | |
| PINGTAN MARINE ENTERPRISE LT | G7114V102 | SHS | 10,784 | $11,000 | thousands by filing date | |
| NULL | 032108854 | NULL | 370 | $11,000 | thousands by filing date | |
| BYTE ACQUISITION CORP | G1R25Q121 | UNIT 03/18/2029 | 1,067 | $11,000 | thousands by filing date | |
| EA SERIES TRUST | 02072L706 | MERLYN AI BULL | 330 | $11,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 8,710 | $11,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K200 | COM NEW | 7,063 | $11,000 | thousands by filing date | |
| AKUMIN INC | 01021F109 | COM | 2,903 | $11,000 | thousands by filing date | |
| CODIAK BIOSCIENCES INC | 192010106 | COM | 728 | $11,000 | thousands by filing date | |
| NORTHERN STAR ACQUISITION CO | 665742102 | COM CL A | 945 | $11,000 | thousands by filing date | |
| AKERNA CORP | 00973W102 | COM | 2,258 | $11,000 | thousands by filing date | |
| PAYA HOLDINGS INC | 70434P111 | *W EXP 10/16/202 | 3,350 | $11,000 | thousands by filing date | |
| SUPERNOVA PARTNERS ACQUISITI | 86846V207 | UNIT 99/99/9999 | 1,000 | $11,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 100 | $10,000 | thousands by filing date | put |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 2,000 | $10,000 | thousands by filing date | |
| ACV AUCTIONS INC | 00091G104 | COM CL A | 300 | $10,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 806 | $10,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 666 | $10,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 581 | $10,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 956 | $10,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 541 | $10,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 103 | $10,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 1,016 | $10,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 400 | $10,000 | thousands by filing date | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 680 | $10,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 1,100 | $10,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y327 | GLBX MSCI COLUM | 355 | $10,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 1,154 | $10,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 2,000 | $10,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 918 | $10,000 | thousands by filing date | |
| USHG ACQUISITION CORP | 91748P209 | COMMON STOCK | 1,000 | $10,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 518 | $10,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 3,403 | $10,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 3,846 | $10,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 3,980 | $10,000 | thousands by filing date | |
| SQZ BIOTECHNOLOGIES CO | 78472W104 | COM | 696 | $10,000 | thousands by filing date | |
| ORGENESIS INC | 68619K204 | COM | 1,744 | $10,000 | thousands by filing date | |
| ANGION BIOMEDICA CORP | 03476J107 | COM | 564 | $10,000 | thousands by filing date | |
| MFA FINL INC | 55272XAA0 | BOND | 10,000 | $10,000 | thousands by filing date | principal |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 6,749 | $10,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H601 | GOLD FD | 201 | $10,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326300 | COM | 2,048 | $10,000 | thousands by filing date | |
| NUCANA PLC | 67022C106 | ADR | 2,000 | $10,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 296 | $10,000 | thousands by filing date | |
| TEKKORP DIGITAL ACQUISITN CO | G8739H122 | UNIT 09/29/2027 | 1,022 | $10,000 | thousands by filing date | |
| LIVE OAK ACQUISITION CORP II | 53804W106 | COM CL A | 1,000 | $10,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 74275N201 | UNIT 99/99/9999 | 1,007 | $10,000 | thousands by filing date | |
| CLASS ACCELERATION CORP | 18274B205 | UNIT 99/99/9999 | 1,000 | $10,000 | thousands by filing date | |
| ITHAX ACQUISITION CORP UNIT EX 123127 | G49775110 | Stock | 1,000 | $10,000 | thousands by filing date | |
| BIONDVAX PHARMACEUTICALS LTD | 09073Q105 | SPOND ADS | 2,540 | $10,000 | thousands by filing date | |
| THAYER VENTURES ACQU CORP | 88332T209 | UNIT 01/01/2030 | 1,000 | $10,000 | thousands by filing date | |
| SC HEALTH CORP | G78516203 | COM CL A | 1,011 | $10,000 | thousands by filing date | |
| JAWS SPITFIRE ACQUISITION CO | G50740128 | UNIT 99/99/9999 | 910 | $10,000 | thousands by filing date | |
| GORES HOLDINGS VI INC | 38286R204 | UNIT 08/24/2027 | 700 | $10,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 350 | $9,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 125 | $9,000 | thousands by filing date | |
| EYEPOINT INC COM NEW | 30233G209 | Stock | 804 | $9,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 596 | $9,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 8,460 | $9,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 100 | $9,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 2,584 | $9,000 | thousands by filing date | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 467 | $9,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 1,004 | $9,000 | thousands by filing date | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 1,000 | $9,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 4,189 | $9,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 2,865 | $9,000 | thousands by filing date | |
| TELA BIO INC | 872381108 | COM | 581 | $9,000 | thousands by filing date | |
| METALLA ROYALTY & STREAMING | 59124U605 | COM | 1,031 | $9,000 | thousands by filing date | |
| CAMBRIA EMERGING SHAREHOLDER YIELD ETF | 132061706 | ETF | 232 | $9,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 796 | $9,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 1,317 | $9,000 | thousands by filing date | |
| FIRST US BANCSHARES INC | 33744V103 | COM | 1,000 | $9,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X418 | CMN | 94 | $9,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 100 | $9,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767850 | MSCI CHINA CLEAN | 210 | $9,000 | thousands by filing date | |
| ACKRELL SPAC PARTNERS I CO | 00461L204 | COMMON STOCK | 922 | $9,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 1,000 | $9,000 | thousands by filing date | principal |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 1,071 | $9,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 9,000 | $9,000 | thousands by filing date | principal |
| DECIBEL THERAPEUTICS INC | 24343R106 | COM | 786 | $9,000 | thousands by filing date | |
| BEYOND AIR INC | 08862L103 | COM | 1,615 | $9,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 3,392 | $9,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 7,612 | $9,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L811 | COM | 388 | $9,000 | thousands by filing date | |
| SOS LIMITED | 83587W106 | SPNSORD ADS NEW | 1,790 | $9,000 | thousands by filing date | |
| ALLIED HEALTHCARE PRODS INC | 019222207 | COM | 2,000 | $9,000 | thousands by filing date | |
| BITE ACQUISITION CORP | 09175K204 | UNIT 99/99/9999 | 909 | $9,000 | thousands by filing date | |
| NEMAURA MED INC | 640442208 | COMMON | 1,147 | $9,000 | thousands by filing date | |
| AGRIFY CORP | 00853E107 | COM | 682 | $9,000 | thousands by filing date | |
| OSI ETF TR | 67110P506 | OSHARES FTSE EUR | 337 | $9,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J305 | MULTIFACTOR CO | 175 | $9,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P793 | FTSE FRANCE | 324 | $9,000 | thousands by filing date | |
| ASCENDANT DIGITAL ACQUISITIO | G05155109 | COM CL A | 932 | $9,000 | thousands by filing date | |
| COLFAX CORP | 194014205 | UNIT 01/15/2022T | 51 | $9,000 | thousands by filing date | principal |
| PROSIGHT GLOBAL INC | 74349J103 | COM | 736 | $9,000 | thousands by filing date | |
| RODGERS SILICON VALLEY AQ CO | 774873103 | COM | 689 | $9,000 | thousands by filing date | |
| TS INNOVATION ACQUISITN CORP | 87284T209 | UNIT 99/99/9999 | 750 | $9,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 285 | $8,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 3,044 | $8,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 1,484 | $8,000 | thousands by filing date | |
| PERPETUA RESOURCES CORP | 714266103 | COM | 1,215 | $8,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 310 | $8,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 3,348 | $8,000 | thousands by filing date | |
| AVITA THERAPEUTICS, INC. | 05380C102 | COM | 400 | $8,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 3,507 | $8,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 1,069 | $8,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 1,273 | $8,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 173 | $8,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 200 | $8,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 756 | $8,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 947 | $8,000 | thousands by filing date | |
| Up Fintech Holding Ltd | 91531W106 | COM | 452 | $8,000 | thousands by filing date | |
| BIODESIX INC | 09075X108 | COM | 401 | $8,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 299 | $8,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BULL 3X ETF | 25490K323 | ETF | 100 | $8,000 | thousands by filing date | |
| CLS | 14070Y101 | Stock | 862 | $8,000 | thousands by filing date | |
| STONEMOR INC | 86184W106 | COM | 4,100 | $8,000 | thousands by filing date | |
| CITIZENS HLDG CO MISS | 174715102 | COM | 430 | $8,000 | thousands by filing date | |
| HOME PT CAPITAL INCORPORATED | 43734L106 | COM | 837 | $8,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 602 | $8,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 1,184 | $8,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 1,050 | $8,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 5,125 | $8,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 2,571 | $8,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 650 | $8,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 309 | $8,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E705 | CHINA INDL ETF | 481 | $8,000 | thousands by filing date | |
| ASPEN GROUP INC | 04530L203 | COM NEW | 1,334 | $8,000 | thousands by filing date | |
| KINS TECHNOLOGY GROUP INC | 49714K109 | COM CL A | 819 | $8,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E248 | S&P INTL DEV | 300 | $8,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 2,696 | $8,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L306 | COM | 1,600 | $8,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP II | G89554102 | COM CL A | 705 | $8,000 | thousands by filing date | |
| NEW PROVIDENCE ACQUISITION | 64822P106 | COM CL A | 710 | $8,000 | thousands by filing date | |
| Spire Global Inc Com Cl A New | 639358100 | COM | 776 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74347G713 | ULTSHT FINLS NEW | 668 | $8,000 | thousands by filing date | |
| ALPHA HEALTHCARE ACQUISTN CO | 020751103 | CL A | 715 | $8,000 | thousands by filing date | |
| INSULET CORP | 45784PAH4 | NOTE 1.375%11/1 | 3,000 | $8,000 | thousands by filing date | principal |
| LGL SYS ACQUISITION CORP | 50201G106 | COM CL A | 774 | $8,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 545 | $8,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 327 | $8,000 | thousands by filing date | |
| MTBC INC | 55378G102 | COM | 1,000 | $8,000 | thousands by filing date | |
| EYEGATE PHARMACEUTICALS INC | 30233M503 | COM NEW | 1,690 | $8,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 100 | $7,000 | thousands by filing date | put |
| NATIXIS ETF TRUST II | 63875W208 | VAUGHAN NELSN SL | 231 | $7,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q647 | MUNICIPAL ETF | 135 | $7,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 2,797 | $7,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 273 | $7,000 | thousands by filing date | |
| EXAGEN INC | 30068X103 | COM | 401 | $7,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 1,687 | $7,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 653 | $7,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 1,018 | $7,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 256 | $7,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 1,032 | $7,000 | thousands by filing date | |
| THREDUP INC CLASS A | 88556E102 | COMMON STOCK | 300 | $7,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 3,364 | $7,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 292 | $7,000 | thousands by filing date | |
| FURY GOLD MINES LTD | 36117T100 | COM | 5,721 | $7,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 360 | $7,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935607 | US MULTIFACTOR | 70 | $7,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072505 | DIVERSIFIED MU | 121 | $7,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X271 | DYNAMIC INTL SML | 221 | $7,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 1,357 | $7,000 | thousands by filing date | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 355 | $7,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G781 | DAI GOL BUL ETF | 123 | $7,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 464 | $7,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q746 | USD EMRNG MKT | 138 | $7,000 | thousands by filing date | |
| WESTWATER RES INC | 961684206 | COM NEW | 1,307 | $7,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y545 | VICE E T F | 200 | $7,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 1,633 | $7,000 | thousands by filing date | |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 3,011 | $7,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 5,700 | $7,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 4,023 | $7,000 | thousands by filing date | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 1,052 | $7,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061821 | CANNABIS ETF | 358 | $7,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 4,000 | $7,000 | thousands by filing date | principal |
| GALERA THERAPEUTICS EQUICLASS EQUITY | 36338D108 | COMMON STOCK | 760 | $7,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 2,263 | $7,000 | thousands by filing date | |
| SATSUMA PHARMACEUTICALS INC | 80405P107 | COM | 1,236 | $7,000 | thousands by filing date | |
| BELLUS HEALTH INC NEW | 07987C204 | COM | 1,861 | $7,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 2,527 | $7,000 | thousands by filing date | |
| AXCELLA HEALTH INC | 05454B105 | COM | 1,518 | $7,000 | thousands by filing date | |
| IMARA INC | 45249V107 | COM | 840 | $7,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103877 | COM SHS | 2,525 | $7,000 | thousands by filing date | |
| RMG ACQUISITION CORP II | G76083115 | UNIT 12/09/2025 | 700 | $7,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 2,090 | $7,000 | thousands by filing date | |
| PETROS PHARMACEUTICALS INC | 71678J100 | COM | 2,000 | $7,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 611 | $7,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 2,644 | $7,000 | thousands by filing date | |
| FG NEW AMER ACQUISITION CORP | 30259V106 | COM | 684 | $7,000 | thousands by filing date | |
| LIMESTONE BANCORP INC | 53262L105 | COM | 460 | $7,000 | thousands by filing date | |
| WARRIOR TECHNOLOGIES ACQUI CO UNIT EX 033128 | 936273200 | Stock | 685 | $7,000 | thousands by filing date | |
| ECP ENVIRONMENTAL GW OPT COR | 26829T209 | UNIT 03/01/2026 | 650 | $7,000 | thousands by filing date | |
| Rodgers Silicon Valley Acquisition Corp | 774873202 | Unit | 500 | $7,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 1,481 | $6,000 | thousands by filing date | |
| PORTMAN RIDGE FIN CORP | 73688F102 | COM | 3,000 | $6,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 91 | $6,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A594 | AAM S&P 500 | 200 | $6,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 112 | $6,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J726 | RAFI STRG US ETF | 196 | $6,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 567 | $6,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 278 | $6,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 1,409 | $6,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 557 | $6,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 229 | $6,000 | thousands by filing date | |
| OCUGEN INC | 67577C105 | COMMON STOCK | 879 | $6,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 2,190 | $6,000 | thousands by filing date | |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 211 | $6,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 507 | $6,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 841 | $6,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 363 | $6,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 344 | $6,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092311 | FIDELITY REL EST | 271 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-21-010380 | superseded | 2021-05-17 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001567619-21-013701 | this filing | 2021-07-20 | acceptance time not in the bulk data set |