13F-HR/A filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR/A for the quarter ended 2021-03-31, filed 2021-07-20, with 7,483 holding rows worth $344,627,046,000.
- Accession
- 0001567619-21-013701
- Filer
- CIK 1000275
- Filed
- 2021-07-20
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, amendment of type restatement, 28,081 entries on the cover page, a total value of $344,627,046,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $344,627,046,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAMG Funds LLC028-11395
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
- included managerRegent Trust Co Ltd028-21177
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO FUNDAMENTAL INVESTMENT GRADE CORPORATE BOND ETF | 46138E693 | ETF | 7,051 | $188,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 33,056 | $188,000 | thousands by filing date | |
| DECARBONIZATION PLUS ACQU II | 242794204 | UNIT 01/19/2026 | 18,702 | $188,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 11,259 | $187,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 21,242 | $187,000 | thousands by filing date | |
| HAMILTON LANE ALLIANCE HLDGS | 40749M202 | UNIT 99/99/9999 | 18,789 | $187,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 23,241 | $186,000 | thousands by filing date | |
| TREPONT ACQUISITION CORP I UNIT | G9095M119 | Stock | 18,210 | $186,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 2,738 | $185,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 16,360 | $185,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 13,927 | $185,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 12,564 | $185,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P553 | US CORE BOND ETF | 7,343 | $185,000 | thousands by filing date | |
| RESEARCH SOLUTIONS INC | 761025105 | CMN | 79,761 | $185,000 | thousands by filing date | |
| OMEGA ALPHA SPAC | G6749V107 | CL A | 18,709 | $185,000 | thousands by filing date | |
| YUCAIPA ACQUISITION CORP | G9879L121 | UNIT 99/99/9999 | 18,000 | $185,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 146,216 | $184,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 8,103 | $184,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 11,441 | $184,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 11,253 | $184,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 600 | $183,000 | thousands by filing date | put |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 12,241 | $183,000 | thousands by filing date | |
| COHN ROBBINS HOLDINGS CORP UNIT EX | G23726121 | Stock | 18,000 | $183,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 2,605 | $182,000 | thousands by filing date | |
| RUSH STREET INTERACTIVE INC | 782011100 | COM | 11,140 | $182,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 32,364 | $182,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 12,249 | $182,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 8,881 | $182,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 19,096 | $182,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 8,882 | $181,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 11,403 | $181,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 8,759 | $180,000 | thousands by filing date | |
| GREENCITY ACQUISITION CORP | G4086B107 | COM | 17,862 | $180,000 | thousands by filing date | |
| 26 CAPITAL ACQUISITION CORP | 90138P209 | UNIT 12/31/2027 | 18,003 | $180,000 | thousands by filing date | |
| INSPIRE INTERNATIONAL ETF | 66538H419 | ETF | 5,467 | $179,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 13,801 | $179,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 25,692 | $179,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 3,119 | $178,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 2,876 | $178,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 5,972 | $178,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G300 | S&P SMLCAP QTY | 4,830 | $178,000 | thousands by filing date | |
| GENERATION BIO CO | 37148K100 | COM | 6,242 | $178,000 | thousands by filing date | |
| HOLICITY INC | 435063102 | COM CL A | 15,034 | $178,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 18,629 | $178,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 7,486 | $177,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 1,258 | $177,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 44,360 | $177,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 13,070 | $177,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092329 | CMN | 8,849 | $177,000 | thousands by filing date | |
| APOLLO STRATEGIC GRWT CPTL I | G0412A110 | UNIT 99/99/9999 | 17,795 | $177,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 4,178 | $176,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 4,002 | $176,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 53,528 | $176,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 6,870 | $176,000 | thousands by filing date | |
| CORNER GROWTH ACQUISITION CO | G2425N121 | UNIT 01/01/2027 | 17,415 | $176,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 17,851 | $175,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 11,231 | $175,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 14,759 | $175,000 | thousands by filing date | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 29,616 | $175,000 | thousands by filing date | |
| PGIM ETF TR | 69344A602 | QMA STRGIC VAL | 2,762 | $175,000 | thousands by filing date | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 3,176 | $174,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 16,912 | $174,000 | thousands by filing date | |
| ACCOLADE INC | 00437E102 | COM | 3,832 | $174,000 | thousands by filing date | |
| ASENSUS SURGICAL INC | 04367G103 | COM | 53,379 | $174,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 8,356 | $173,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 14,643 | $173,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922B204 | DEFIANCE NXT GN | 6,540 | $173,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 6,860 | $172,000 | thousands by filing date | |
| CIMPRESS PLC | G2143T103 | SHS EURO | 1,713 | $172,000 | thousands by filing date | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 6,573 | $172,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 16,571 | $172,000 | thousands by filing date | |
| PACTIV EVERGREEN INC | 69526K105 | COM | 12,546 | $172,000 | thousands by filing date | |
| METROMILE INC | 591697107 | COM | 16,754 | $172,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E420 | CMN | 3,970 | $171,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 5,939 | $171,000 | thousands by filing date | |
| HEADHUNTER GROUP PLC ADR | 42207L106 | COM | 5,045 | $171,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 8,222 | $171,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 5,017 | $170,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 588 | $170,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 8,545 | $170,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 9,061 | $169,000 | thousands by filing date | |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 6,500 | $169,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 13,818 | $169,000 | thousands by filing date | |
| SHOALS TECHNOLOGIES GROUP INC CL A | 82489W107 | Stock | 4,843 | $168,000 | thousands by filing date | |
| COGNYTE SOFTWARE LTD | M25133105 | ORD SHS | 6,062 | $168,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 7,718 | $168,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 4,264 | $168,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 63,965 | $168,000 | thousands by filing date | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 20,237 | $167,000 | thousands by filing date | |
| IMMUNIC INC | 4525EP101 | COM | 10,458 | $167,000 | thousands by filing date | |
| CLOUGH SELECT EQUITY ETF | 53656F631 | ETF | 5,796 | $167,000 | thousands by filing date | |
| GT BIOPHARMA INC | 36254L209 | COM NEW | 24,542 | $167,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 23,200 | $167,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 5,100 | $166,000 | thousands by filing date | put |
| ANTARES PHARMA INC | 036642106 | COM | 40,513 | $166,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 11,908 | $166,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 2,912 | $165,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 5,108 | $165,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 16,448 | $165,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 23,738 | $164,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 4,848 | $164,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 83,657 | $164,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 12,909 | $163,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 11,845 | $163,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V605 | DJ INDL AVG DV | 3,775 | $163,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 10,992 | $163,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 3,261 | $163,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 29,202 | $163,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 16,900 | $163,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 3,687 | $161,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 19,006 | $161,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 5,968 | $161,000 | thousands by filing date | |
| HOOKIPA PHARMA INC | 43906K100 | COM | 11,939 | $161,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 6,917 | $161,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 2,830 | $160,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 2,542 | $160,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 47,702 | $160,000 | thousands by filing date | |
| CARLOTZ INC | 142552108 | COMMON STOCK | 22,385 | $160,000 | thousands by filing date | |
| AMALGAMATED FINANCIAL CORP | 022671101 | COM | 9,570 | $159,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y529 | DORSY SHRT ETF | 17,174 | $159,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N840 | VCSHS INTL VOLTY | 3,731 | $159,000 | thousands by filing date | |
| KRANESHARES TR | 500767595 | CICC CN CONSUMER | 6,104 | $159,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 5,649 | $158,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 19,751 | $158,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 10,659 | $158,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 11,922 | $158,000 | thousands by filing date | |
| LUXEXPERIENCE BV | 55406W103 | SPONSORED ADS | 5,563 | $157,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 21,215 | $157,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 2,488 | $156,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 492 | $156,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 3,317 | $156,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 5,971 | $156,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 6,200 | $156,000 | thousands by filing date | |
| BGSF INC | 05601C105 | COM | 11,159 | $156,000 | thousands by filing date | |
| MERIDA MERGER CORP I | 58953M106 | COM | 15,804 | $156,000 | thousands by filing date | |
| AVIDITY BIOSCIENCES INC COM | 05370A108 | Stock | 7,123 | $155,000 | thousands by filing date | |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 5,885 | $155,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 3,269 | $155,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 3,150 | $155,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 156,000 | $155,000 | thousands by filing date | principal |
| ERIE INDTY CO CL A | 29530P102 | Stock | 701 | $154,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 18,037 | $154,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 15,313 | $154,000 | thousands by filing date | |
| SCION TECH GROWTH I | G31067120 | UNIT 12/17/2025 | 15,259 | $154,000 | thousands by filing date | |
| Avantis Emerging Markets Equity ETF | 025072604 | SHS | 2,330 | $153,000 | thousands by filing date | |
| Greenpower Motor Co | 39540E302 | COM | 6,171 | $153,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 23,909 | $152,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 26,784 | $152,000 | thousands by filing date | |
| POEMA GLOBAL HOLDINGS CORP | G7154B123 | UNIT 99/99/9999 | 15,135 | $152,000 | thousands by filing date | |
| PGIM ETF TR | 69344A503 | QMA STRGC GWTH | 2,152 | $152,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 10,142 | $151,000 | thousands by filing date | |
| VITAL FARMS INC | 92847W103 | COM | 6,889 | $151,000 | thousands by filing date | |
| THE ODP CORP | 88337F105 | COM | 3,489 | $151,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 5,682 | $151,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F130 | REAL ASSETS ETF | 6,244 | $150,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 8,378 | $150,000 | thousands by filing date | |
| PRELUDE THERAPEUTICS INC | 74065P101 | CMN | 3,449 | $150,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 3,348 | $149,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 7,188 | $149,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 7,815 | $149,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 2,809 | $148,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 13,843 | $148,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 6,561 | $148,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 4,891 | $148,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 1,242 | $148,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R738 | CMN | 5,240 | $148,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 4,827 | $148,000 | thousands by filing date | |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 2,615 | $147,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 5,373 | $147,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 13,833 | $147,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 3,325 | $147,000 | thousands by filing date | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 8,366 | $146,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 22,586 | $146,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 7,166 | $146,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 10,692 | $146,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 13,888 | $146,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 146,000 | $146,000 | thousands by filing date | principal |
| INVESCO CURRENCYSHARES SWISS | 46138R108 | SWISS FRANC | 1,504 | $145,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 18,329 | $145,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 2,636 | $145,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 4,696 | $144,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 7,607 | $144,000 | thousands by filing date | |
| Avantis International Equity ETF | 025072703 | SHS | 2,360 | $143,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 29,596 | $143,000 | thousands by filing date | |
| ARVINAS INC | 04335A105 | COM | 2,161 | $143,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 5,310 | $143,000 | thousands by filing date | |
| CARPARTS COM INC | 14427M107 | COM | 10,000 | $143,000 | thousands by filing date | put |
| CARPARTS COM INC | 14427M107 | COM | 10,000 | $143,000 | thousands by filing date | call |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 8,293 | $143,000 | thousands by filing date | |
| ORTHO CLINICAL DIAGNOSTICS H | G6829J107 | ORD SHS | 7,383 | $143,000 | thousands by filing date | |
| HORIZON ACQUISITION CORP | G46049105 | COM CL A | 14,500 | $143,000 | thousands by filing date | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 6,000 | $142,000 | thousands by filing date | put |
| FRANKLIN TEMPLETON ETF TR | 35473P827 | FTSE CANADA | 4,695 | $142,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 6,988 | $142,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 8,675 | $142,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 21,638 | $142,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 79,205 | $142,000 | thousands by filing date | |
| MOGO INC | 60800C109 | COM | 16,708 | $142,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 16,865 | $141,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 15,116 | $141,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 9,000 | $141,000 | thousands by filing date | |
| PMV CONSUMER ACQUISITION COR | 693486102 | CMN | 14,500 | $141,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 8,300 | $140,000 | thousands by filing date | put |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 8,609 | $140,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 3,533 | $140,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 4,425 | $140,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 3,972 | $140,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 3,140 | $140,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 9,871 | $140,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 7,577 | $140,000 | thousands by filing date | |
| SVF INVESTMENT CORP | G8601M100 | 2 CL A SHS | 13,830 | $140,000 | thousands by filing date | |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 7,992 | $139,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 14,169 | $139,000 | thousands by filing date | |
| SIREN ETF TR | 829658301 | CMN | 2,803 | $139,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A511 | CMN | 4,406 | $139,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 66,000 | $139,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H207 | COM | 6,763 | $139,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 9,069 | $138,000 | thousands by filing date | |
| METROCITY BANKSHARES INC | 59165J105 | COMMON STOCK | 8,971 | $138,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 48,007 | $138,000 | thousands by filing date | |
| ESPORTS ENTMT GROUP INC | 29667K306 | COM | 9,225 | $138,000 | thousands by filing date | |
| REVOLUTION MEDICINES INC COM | 76155X100 | Stock | 2,994 | $137,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 4,843 | $137,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 32,558 | $137,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 8,151 | $137,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 5,129 | $137,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741L207 | CMN | 6,111 | $137,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 32,770 | $137,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 3,615 | $137,000 | thousands by filing date | |
| BURGUNDY TECHNOLOGY ACQU COR | G1702T116 | CL A | 13,836 | $137,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 3,431 | $136,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 10,369 | $136,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 9,804 | $136,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 8,580 | $136,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 3,779 | $136,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 7,968 | $136,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 2,217 | $136,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 8,500 | $136,000 | thousands by filing date | |
| PROSHARES TR | 74347G606 | S&P TECH DIVIDEN | 2,385 | $136,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 3,337 | $136,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 20,000 | $136,000 | thousands by filing date | call |
| ALPHA CAPITAL ACQUISITION CO | G0316P114 | UNIT 02/16/2026 | 13,568 | $136,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 5,294 | $135,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 8,899 | $135,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 1,963 | $135,000 | thousands by filing date | |
| ALPINE INCOME PROPERTY TRUST | 02083X103 | REIT | 7,789 | $135,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 27,413 | $135,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 11,349 | $135,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 1,374 | $135,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 4,840 | $135,000 | thousands by filing date | |
| ATOTECH LTD | G0625A105 | COM | 6,678 | $135,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 43,783 | $134,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 12,755 | $134,000 | thousands by filing date | |
| COLLPLANT BIOTECHNOLOGIES LTD SHS NEW | 19516R107 | Stock | 10,000 | $134,000 | thousands by filing date | |
| EXCELLON RES INC F | 30069C801 | FOREIGN CANADIAN | 48,441 | $134,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 2,592 | $133,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 10,240 | $132,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 10,067 | $132,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D416 | ETRACS MARKETVEC | 7,107 | $132,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 7,592 | $132,000 | thousands by filing date | |
| PRESURANCE HLDGS INC | 20731J102 | EQUITY | 35,294 | $132,000 | thousands by filing date | |
| HUMANIGEN INC | 444863203 | COM NEW | 6,900 | $132,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 18,888 | $132,000 | thousands by filing date | |
| CF ACQUISITION CORP VIII | 12520C208 | UNIT 03/31/2028 | 13,299 | $132,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 5,618 | $131,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W648 | U.S. TECH INDEPD | 2,690 | $131,000 | thousands by filing date | |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 14,200 | $131,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 8,268 | $131,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 8,121 | $131,000 | thousands by filing date | |
| RELAY THERAPEUTICS INC COM | 75943R102 | Stock | 3,765 | $130,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 21,928 | $130,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 3,849 | $130,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 8,083 | $130,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 3,000 | $130,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 7,180 | $130,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 973 | $130,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 28,236 | $130,000 | thousands by filing date | |
| CONSTELLATION PHARMACEUTICALS INC. | 210373106 | Common Stock | 5,527 | $130,000 | thousands by filing date | |
| RANDOLPH BANCORP INC | 752378109 | COM | 6,500 | $130,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 10,649 | $129,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 11,038 | $129,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F137 | SHS | 1,381 | $129,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 4,027 | $129,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 13,156 | $129,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 124,399 | $129,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 7,900 | $129,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 9,171 | $129,000 | thousands by filing date | |
| BOWL AMER INC BWL | 102565108 | COMMON | 12,308 | $129,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 232 | $129,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 44,482 | $128,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 2,656 | $128,000 | thousands by filing date | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 9,514 | $128,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 17,360 | $128,000 | thousands by filing date | |
| SVMK INC | 78489X103 | COM | 6,965 | $128,000 | thousands by filing date | |
| PINE IS ACQUISITION CORP | 722615101 | CL A | 12,779 | $128,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X214 | EMERG MKTS ESG | 3,392 | $128,000 | thousands by filing date | |
| TELOS CORP MD | 87969B101 | COM | 3,350 | $127,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 5,429 | $127,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 24,878 | $127,000 | thousands by filing date | |
| LISTED FD TR | 53656F607 | COM | 3,579 | $126,000 | thousands by filing date | |
| RIVERNORTH FLEXIBLE MUNI INC | 76883Y107 | COM | 6,300 | $126,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 3,490 | $126,000 | thousands by filing date | |
| IDEAL PWR INC | 451622203 | COM NEW | 9,500 | $126,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 9,713 | $126,000 | thousands by filing date | |
| SPRING VALLEY ACQ CORP | G8377A108 | COMMON STOCK-FO | 12,421 | $126,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 2,194 | $125,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 10,236 | $125,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 8,685 | $125,000 | thousands by filing date | |
| VIDLER WATER RESOUCES INC | 92660E107 | COM | 14,120 | $125,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 1,746 | $124,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 3,097 | $124,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 1,537 | $124,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 12,900 | $124,000 | thousands by filing date | call |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 3,521 | $124,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 8,514 | $124,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 14,939 | $124,000 | thousands by filing date | |
| IQ HEDGE MARKET NEUT TRACK | 45409B503 | CMN | 4,571 | $124,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 9,040 | $123,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 5,422 | $123,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 15,747 | $123,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 8,666 | $123,000 | thousands by filing date | |
| KARUNA THERAPEUTICS INC | 48576A100 | COM | 1,023 | $123,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 77,000 | $123,000 | thousands by filing date | principal |
| DRAGONEER GROWTH OPPTY CORP | G28314105 | SHS CL A | 11,929 | $123,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 19,200 | $123,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 10,169 | $122,000 | thousands by filing date | |
| PROFOUND MED CORP | 74319B502 | COM NEW | 6,080 | $122,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 6,641 | $122,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 11,567 | $122,000 | thousands by filing date | |
| VIR BIOTECHNOLOGY INC | 92764N102 | COM | 2,368 | $121,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 6,697 | $121,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 11,632 | $121,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 1,291 | $120,000 | thousands by filing date | |
| Perion Network Ltd | M78673114 | COM | 6,717 | $120,000 | thousands by filing date | |
| EXPAND ENERGY CORPORATION | 165167172 | *W EXP 02/09/202 | 6,087 | $120,000 | thousands by filing date | |
| BESPOKE CAP ACQUISITION CORP | 086344108 | CL A REST VTG | 12,097 | $120,000 | thousands by filing date | |
| GOLD ROYALTY CORP | 38071H106 | COMMON SHARES | 26,500 | $119,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 11,344 | $119,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 4,476 | $119,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 8,497 | $119,000 | thousands by filing date | |
| STAR PEAK ENERGY TRANSITION | 855185104 | CL A | 4,446 | $119,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 1,200 | $118,000 | thousands by filing date | put |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 29,358 | $118,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505731 | ROBO GLB ARTIF | 2,980 | $118,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 8,499 | $118,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P589 | FUND | 2,079 | $118,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 3,853 | $117,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 2,268 | $117,000 | thousands by filing date | |
| DBX ETF TR | 233051127 | XTRACKERS S&P MD | 4,516 | $117,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 4,000 | $117,000 | thousands by filing date | put |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 9,483 | $117,000 | thousands by filing date | |
| PRIME IMPACT ACQUISITION I | G61074111 | UNIT 10/01/2030 | 11,854 | $117,000 | thousands by filing date | |
| ALLEGRO MICROSYSTEMS INC | 01749D105 | COM | 4,578 | $116,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 5,093 | $116,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 2,266 | $116,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 6,815 | $116,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 7,781 | $116,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 8,648 | $116,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K200 | COM | 6,686 | $116,000 | thousands by filing date | |
| PRIMAVERA CAPITAL ACQUIST CO | G7255E125 | UNIT 01/19/2026 | 11,290 | $116,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R643 | ENHANCD SHORT | 1,144 | $115,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 4,359 | $115,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 39,150 | $115,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 18,174 | $115,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L300 | SUSTANABLE US | 3,322 | $115,000 | thousands by filing date | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 18,400 | $115,000 | thousands by filing date | |
| MOTIVE CAPITAL CORP | G6293A129 | UNIT 99/99/9999 | 11,445 | $115,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 2,765 | $114,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 1,717 | $114,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 4,250 | $114,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 5,742 | $114,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 3,424 | $114,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 5,434 | $114,000 | thousands by filing date | |
| BIORA THERAPEUTICS INC | 74319F107 | COM | 23,884 | $114,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B412 | IQ S&P HGH YLD | 4,583 | $114,000 | thousands by filing date | |
| PROSHARES TR | 74347B813 | mc | 2,945 | $114,000 | thousands by filing date | |
| APOLLO STRATEGIC GROWTH CAPT | G0411R122 | UNIT 99/99/9999 | 11,019 | $114,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 872 | $113,000 | thousands by filing date | |
| SI BONE INC | 825704109 | COM | 3,571 | $113,000 | thousands by filing date | |
| GOLDMINING INC | 38149E101 | COM | 68,487 | $113,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 6,262 | $113,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 50,000 | $113,000 | thousands by filing date | principal |
| ORCHID IS CAP INC | 68571X103 | COM | 18,782 | $113,000 | thousands by filing date | |
| SARISSA CAPITAL ACQUISITN CO | G7823W128 | UNIT 10/23/2027 | 10,395 | $113,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 11,645 | $112,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E396 | S&P 500 CONC ETF | 2,812 | $112,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 15,697 | $112,000 | thousands by filing date | |
| TATTOOED CHEF INC | 87663X102 | COM | 5,782 | $112,000 | thousands by filing date | |
| TWO HARBORS INVENTMENT CORPO | 90187BAA9 | NOTE 6.250% 1/1 | 110,000 | $112,000 | thousands by filing date | principal |
| COMSTOCK RES INC COM | 205768302 | Stock | 20,100 | $111,000 | thousands by filing date | |
| ALPHA METALLURGICAL RESOUR I | 020764106 | COM | 8,727 | $111,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 3,166 | $111,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 4,637 | $111,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC COM | 665531307 | Stock | 9,077 | $110,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 5,509 | $110,000 | thousands by filing date | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 2,452 | $110,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J875 | MLTFCTR CONSMR | 3,249 | $110,000 | thousands by filing date | |
| CF ACQUISITION CORP V | 12520R205 | UNIT 01/25/2026 | 10,960 | $110,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q670 | CORE PLUS BD ETF | 2,014 | $109,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 11,974 | $109,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A150 | COM | 2,999 | $109,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 15,716 | $109,000 | thousands by filing date | |
| DBX ETF TR | 233051218 | XTRACKERS MSCI | 3,667 | $109,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P110 | NUVEEN ESG 1-5 | 4,305 | $109,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 15,102 | $109,000 | thousands by filing date | |
| BURGERFI INTERNATIONAL INC | 12122L101 | COM | 7,082 | $109,000 | thousands by filing date | |
| CF ACQUISITION CORP VI | 12521J202 | UNIT 99/99/9999 | 10,980 | $109,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 3,851 | $108,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 2,011 | $108,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE-TRA | 74255Y870 | USMC | 2,914 | $108,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 5,940 | $108,000 | thousands by filing date | |
| EXPAND ENERGY CORPORATION | 165167164 | *W EXP 02/09/202 | 5,478 | $108,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 10,655 | $108,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 6,166 | $107,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937303 | INTNTL IPO ETF | 3,079 | $107,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G201 | S&P SMLCP MATL | 1,702 | $107,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 19,241 | $107,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G706 | WEDBUSH VID GAME | 1,100 | $107,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C748 | US EQTY PWR BUF | 3,445 | $106,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 1,198 | $106,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 5,162 | $106,000 | thousands by filing date | |
| CASTLE BIOSCIENCES INC | 14843C105 | COMMON STOCK | 1,540 | $106,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 9,895 | $106,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 5,469 | $106,000 | thousands by filing date | |
| ISHARES TR | 46435G706 | MSCI CDA ETF | 3,601 | $106,000 | thousands by filing date | |
| THUNDER BRDG ACQUISTION II L | G8857S124 | UNIT 99/99/9999 | 9,557 | $106,000 | thousands by filing date | |
| JFROG LTD ORD SHS | M6191J100 | Stock | 2,366 | $105,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 4,724 | $105,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 10,483 | $105,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 7,654 | $105,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 2,617 | $105,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 27,381 | $105,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N881 | VCSHS INTL HG DV | 3,290 | $105,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 02557T307 | UNIT 08/15/2023 | 2,150 | $105,000 | thousands by filing date | principal |
| COLICITY INC UNIT EX 022426 | 194170205 | Stock | 10,360 | $105,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 4,948 | $104,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C862 | INNOVATOR DEEPW | 1,930 | $104,000 | thousands by filing date | |
| APOLLO STRATEGIC GROWTH CAPITAL | G0411R106 | COMMON STOCK-FO | 10,500 | $104,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J404 | CMN | 2,223 | $104,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 22,717 | $103,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 28 | $103,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 1,978 | $103,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 2,841 | $103,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 5,505 | $103,000 | thousands by filing date | |
| ZENTALIS PHARMACEUTICALS INC | 98943L107 | COMMON STOCK | 2,365 | $103,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P563 | FUND | 2,891 | $103,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 15,283 | $102,000 | thousands by filing date | |
| CANOO INC | 13803R102 | COM CL A | 11,270 | $102,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 7,979 | $102,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y438 | Q DYNAMIC GROWTH | 4,000 | $102,000 | thousands by filing date | |
| INVESCO | 46090C305 | EXCHANGE TRADED | 1,812 | $102,000 | thousands by filing date | |
| GAN LTD | G3728V109 | SHS | 5,592 | $102,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 8,500 | $102,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8251L121 | UNIT 99/99/9999 | 9,000 | $102,000 | thousands by filing date | |
| GROUP NINE ACQUISITION CORP | 39947R203 | UNIT 01/15/2026 | 10,000 | $102,000 | thousands by filing date | |
| FIRSTMARK HORIZON ACQUISITIO | 33765Y101 | CL A COM | 10,200 | $102,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 2,999 | $101,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G822 | VIRTUS INFRCAP | 4,180 | $101,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 4,626 | $101,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 3,000 | $101,000 | thousands by filing date | call |
| CARA THERAPEUTICS INC | 140755109 | COM | 4,644 | $101,000 | thousands by filing date | |
| LDH GROWTH CORP I | G54094118 | UNIT 03/17/2026 | 10,000 | $101,000 | thousands by filing date | |
| NORTH MOUNTAIN MERGER CORP | 661204206 | UNIT 09/16/2025 | 9,871 | $101,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 1,000 | $100,000 | thousands by filing date | call |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 3,274 | $100,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 6,617 | $100,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 18,809 | $100,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 5,387 | $100,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 10,163 | $100,000 | thousands by filing date | |
| FORTRESS VALUE ACQUIS CORP I | 34964G206 | UNIT 12/31/2027 | 9,939 | $100,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 2,390 | $99,000 | thousands by filing date | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 12,462 | $99,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 2,870 | $99,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 10,806 | $99,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 17,264 | $99,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 6,796 | $99,000 | thousands by filing date | |
| ALX ONCOLOGY HOLDINGS INC | 00166B105 | COMMON STOCK | 1,347 | $99,000 | thousands by filing date | |
| ISHARES TR | 46435G441 | ESG ADVNCD HY BD | 1,901 | $99,000 | thousands by filing date | |
| Angel Oak DFS Inc TR | 03462A102 | COM | 5,275 | $99,000 | thousands by filing date | |
| BREEZE HOLDINGS ACQUISITN CO | 106762107 | COM | 9,887 | $99,000 | thousands by filing date | |
| NEOVASC INC | 64065J304 | COM | 92,019 | $99,000 | thousands by filing date | |
| KL ACQUISITION CORP | 49837C208 | UNIT 99/99/9999 | 10,000 | $99,000 | thousands by filing date | |
| VELOCITY ACQUISITION CORP UNIT | 92259E203 | Stock | 10,000 | $99,000 | thousands by filing date | |
| YUCAIPA ACQ CRP; TNT ACQ DT; 8/4/2022; CASH: $10.00 | G9879L105 | COM | 10,000 | $99,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 5,060 | $98,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 8,130 | $98,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 26,882 | $98,000 | thousands by filing date | |
| E2OPEN PARENT HOLDINGS INC | 29788T103 | COM CL A | 9,850 | $98,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 31,433 | $97,000 | thousands by filing date | |
| ModivCare Inc | 60783X104 | Common Stock | 653 | $97,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 3,018 | $97,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 2,164 | $97,000 | thousands by filing date | |
| 111 INC | 68247Q102 | ADR | 7,000 | $97,000 | thousands by filing date | |
| LEGATO MERGER CORP | 52473X106 | COM | 10,000 | $97,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 21,564 | $97,000 | thousands by filing date | |
| GREENROSE ACQUISITION CORP | 395392103 | COM | 9,720 | $97,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 3,076 | $96,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y201 | COM | 2,941 | $96,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 3,765 | $96,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 1,974 | $96,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-21-010380 | superseded | 2021-05-17 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001567619-21-013701 | this filing | 2021-07-20 | acceptance time not in the bulk data set |