13F-HR filed by Arena Capital Advisors, LLC- CA
Arena Capital Advisors, LLC- CA filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-05-25, with 85 holding rows worth $626,932,000.
- Accession
- 0001567619-21-011156
- Filer
- CIK 1833078
- Filed
- 2021-05-25
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 85 entries on the cover page, a total value of $626,932,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $626,932,000 with VALUE read as thousands by filing date, 13F file number 028-21268. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 68,443,000 | $68,785,000 | thousands by filing date | principal |
| PERIDOT ACQUISITION CORP | G7008A115 | SHS CL A | 2,711,243 | $28,088,000 | thousands by filing date | |
| APOLLO STRATEGIC GROWTH CAPT | G0411R122 | UNIT 99/99/9999 | 2,468,617 | $26,982,000 | thousands by filing date | |
| SCION TECH GROWTH I | G31067120 | UNIT 12/17/2025 | 2,500,000 | $25,800,000 | thousands by filing date | |
| H I G ACQUISITION CORP UNIT | G44898115 | Stock | 2,400,000 | $25,032,000 | thousands by filing date | |
| HUMANCO ACQUISITION CORP | 44487N208 | UNIT 12/08/2023 | 1,959,988 | $21,599,000 | thousands by filing date | |
| EMPOWER LTD | G3R39W128 | UNIT 99/99/9999 | 2,044,632 | $21,264,000 | thousands by filing date | |
| AJAX I | G0190X100 | COM | 1,649,388 | $19,463,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AJ8 | DBCV 0.875% 6/0 | 17,450,000 | $17,953,000 | thousands by filing date | principal |
| TPG PACE BEN FIN CORP | G8990D125 | CL A COM | 668,933 | $17,305,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CORP | G3312L129 | UNIT 99/99/9999 | 1,500,000 | $15,525,000 | thousands by filing date | |
| CAPITOL INVESTMENT CORP V | 14064F209 | UNIT 99/99/9999 | 1,500,000 | $15,450,000 | thousands by filing date | |
| WEIBO CORP | 948596AC5 | NOTE 1.250%11/1 | 15,788,000 | $15,393,000 | thousands by filing date | principal |
| TWC TECH HLDGS II CORP | 90117G105 | COM | 1,404,306 | $14,787,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q305 | COM STOCK | 590,369 | $13,927,000 | thousands by filing date | |
| RICE ACQUISITION CORP | 762594208 | UNIT 99/99/9999 | 1,113,788 | $12,597,000 | thousands by filing date | |
| DMY TECHNOLOGY GROUP INC III | 233278209 | UNIT 99/99/9999 | 1,000,000 | $11,400,000 | thousands by filing date | |
| TPG PACE TECH OPPORTUNITIES | G8990Y111 | UNIT 99/99/9999 | 917,484 | $10,423,000 | thousands by filing date | |
| NEBULA CARAVEL ACQUISITION C | 629070202 | UNIT 12/09/2023 | 963,100 | $10,401,000 | thousands by filing date | |
| ALTITUDE ACQUISITION CORP | 02156Y202 | UNIT 11/30/2027 | 1,000,000 | $10,350,000 | thousands by filing date | |
| Natural Order Acquisition Corp | 63889L206 | Equity | 920,597 | $9,988,000 | thousands by filing date | |
| SPARTAN ACQUISITION CORP II | 846775203 | UNIT 99/99/9999 | 911,363 | $9,843,000 | thousands by filing date | |
| CF ACQUISITION CORP IV | 12520T201 | UNIT 12/31/2027 | 900,000 | $9,261,000 | thousands by filing date | |
| AEQUI ACQUISITION CORP | 00775W201 | UNIT 11/30/2027 | 907,736 | $9,168,000 | thousands by filing date | |
| PERIDOT ACQUISIT | G7008A123 | UNIT | 758,000 | $8,528,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | 53069QAB5 | BOND | 8,400,000 | $8,024,000 | thousands by filing date | principal |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 7,200,000 | $7,931,000 | thousands by filing date | principal |
| REVOLUTION ACCEL | 76156P205 | UNIT | 750,000 | $7,808,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 7,300,000 | $7,547,000 | thousands by filing date | principal |
| SARISSA CAPITAL ACQUISITN CO | G7823W102 | CMN | 699,999 | $7,084,000 | thousands by filing date | |
| FTAC OLYMPUS ACQUISITION COR | G37288100 | CL A SHS | 655,957 | $6,756,000 | thousands by filing date | |
| CORNER GROWTH ACQUISITION CO | G2425N121 | UNIT 01/01/2027 | 600,241 | $6,273,000 | thousands by filing date | |
| DRAGONEER GROWTH OPPTY CORP | G28314105 | SHS CL A | 500,227 | $5,713,000 | thousands by filing date | |
| RACKSPACE TECHNOLOGY INC | 750102105 | COM | 297,950 | $5,679,000 | thousands by filing date | |
| LANDCADIA HOLDINGS III INC | 51476H209 | UNIT 99/99/9999 | 500,000 | $5,585,000 | thousands by filing date | |
| HORIZON ACQUISITION CORPORAT | G46044122 | UNIT 10/19/2027 | 500,000 | $5,370,000 | thousands by filing date | |
| ATLANTIC AVE ACQUISITION CORP UNIT | 04906P200 | Stock | 500,000 | $5,300,000 | thousands by filing date | |
| ATLAS CREST INVT CORP UNIT CL A & WT | 049284201 | Stock | 500,901 | $5,285,000 | thousands by filing date | |
| 7GC & CO HOLDINGS INC | 81786A206 | UNIT 12/23/2025 | 500,000 | $5,275,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP V | 17144T206 | UNIT 99/99/9999 | 500,000 | $5,250,000 | thousands by filing date | |
| L&F ACQUISITION CORP | G53702125 | UNIT 99/99/9999 | 500,000 | $5,185,000 | thousands by filing date | |
| TREPONT ACQUISITION CORP I UNIT | G9095M119 | Stock | 500,000 | $5,185,000 | thousands by filing date | |
| MONTES ARCHIMEDES ACQUISITIO | 612657205 | UNIT 09/30/2025 | 452,015 | $4,746,000 | thousands by filing date | |
| Decarbonization Plus Acquisition Corp | 242797207 | Unit | 406,259 | $4,668,000 | thousands by filing date | |
| POPULATION HEALTH INVS CO IN | G71716123 | UNIT 99/99/9999 | 400,000 | $4,180,000 | thousands by filing date | |
| FALCON CAPITAL ACQUISITN COR | 30606L207 | UNIT 08/20/2027 | 366,790 | $3,917,000 | thousands by filing date | |
| TWC TECH HLDGS II CORP | 90117G204 | UNIT 09/10/2025 | 362,402 | $3,896,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP II | G6715X129 | UNIT 09/15/2027 | 345,000 | $3,695,000 | thousands by filing date | |
| EDTECHX HOLDINGS ACQU CORP I | 28139A201 | UNIT 08/31/2027 | 327,118 | $3,376,000 | thousands by filing date | |
| FTAC OLYMPUS ACQUISITION COR | G37288118 | UNIT 08/24/2025 | 309,750 | $3,367,000 | thousands by filing date | |
| LIVE OAK ACQUISITION CORP II | 53804W205 | UNIT 99/99/9999 | 300,000 | $3,255,000 | thousands by filing date | |
| CERBERUS TELECOM ACQUISITION | G2040C112 | Cmn | 300,000 | $3,198,000 | thousands by filing date | |
| Forest Road Acquisition Corp | 34619R201 | Unit | 297,519 | $3,124,000 | thousands by filing date | |
| CONCORD ACQUISITION CORP | 206071201 | UNIT 12/28/2025 | 300,000 | $3,093,000 | thousands by filing date | |
| AVANTI ACQUISITION CORP UNIT | G0682V117 | Stock | 250,873 | $2,719,000 | thousands by filing date | |
| PROPTECH INVESTMENT CORP II UNIT EX | 743497208 | Stock | 250,000 | $2,658,000 | thousands by filing date | |
| TPG PACE BEN FIN CORP | G8990D109 | UNIT 99/99/9999 | 91,628 | $2,492,000 | thousands by filing date | |
| NERDY INC CL A COM | G8990Y103 | Stock | 191,426 | $2,125,000 | thousands by filing date | |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 1,725,000 | $1,685,000 | thousands by filing date | principal |
| CLIMATE CHANGE CRISIS REAL I | 18716C209 | UNIT 99/99 | 149,455 | $1,598,000 | thousands by filing date | |
| EQUITY DISTR ACQUISITION COR | 29465E106 | CMN | 150,000 | $1,536,000 | thousands by filing date | |
| PERIDOT ACQUISITION CORP | G7008A107 | *W EXP 11/30/202 | 821,886 | $1,463,000 | thousands by filing date | |
| AJAX I | G0190X126 | *W EXP 10/27/202 | 412,347 | $1,352,000 | thousands by filing date | |
| TPG PACE BEN FIN CORP | G8990D117 | *W EXP 10/09/202 | 183,187 | $1,345,000 | thousands by filing date | |
| GO ACQUISITION CORP | 362019101 | CMN | 118,738 | $1,210,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP II | G89554110 | UNIT 06/14/2027 | 104,688 | $1,181,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 1,051,000 | $1,047,000 | thousands by filing date | principal |
| TWC TECH HLDGS II CORP | 90117G113 | *W EXP 09/15/202 | 552,046 | $911,000 | thousands by filing date | |
| FIRSTMARK HORIZON ACQUISITIO | 33765Y101 | CL A COM | 72,498 | $768,000 | thousands by filing date | |
| GORES HOLDINGS VI INC | 38286R204 | UNIT 08/24/2027 | 67,097 | $711,000 | thousands by filing date | |
| SARISSA CAPITAL ACQUISITN CO | G7823W110 | *W EXP 10/23/202 | 233,333 | $642,000 | thousands by filing date | |
| SPORTS ENTERTAINMENT ACQU CO | 84918M106 | COM CL A | 46,693 | $473,000 | thousands by filing date | |
| CONTEXTLOGIC INC | 21077C107 | COMMON STOCK | 25,000 | $456,000 | thousands by filing date | |
| FTAC OLYMPUS ACQUISITION COR | G37288126 | *W EXP 08/28/202 | 218,651 | $415,000 | thousands by filing date | |
| FG NEW AMER ACQUISITION CORP | 30259V106 | COM | 38,500 | $392,000 | thousands by filing date | |
| REDBALL ACQUISITION CORP | G7417R105 | COM CL A | 25,000 | $272,000 | thousands by filing date | |
| QELL ACQUISITION CORP | G7307X121 | UNIT 10/01/2025 | 9,744 | $129,000 | thousands by filing date | |
| INSU ACQUISITION CORP III | 457817302 | UNIT 12/31/2026 | 8,742 | $92,000 | thousands by filing date | |
| VG ACQUISITION C | G9446E121 | UNIT | 6,938 | $83,000 | thousands by filing date | |
| STARRY GROUP HOLDINGS INC WT EXP 032927 | 33765Y119 | Common Stock | 24,166 | $60,000 | thousands by filing date | |
| CF FINANCE ACQUISITION CORP | 15725Q112 | *W EXP 08/01/202 | 16,615 | $40,000 | thousands by filing date | |
| AJAX I | G0190X118 | UNIT 99/99/9999 | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SARISSA CAPITAL ACQUISITN CO | G7823W128 | UNIT 10/23/2027 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRSTMARK HORIZON ACQUISITIO | 33765Y200 | UNIT 99/99/9999 | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CF FINANCE ACQUISITION CORP | 15725Q203 | UNIT 08/01/2027 | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-21-011156 | this filing | 2021-05-25 | acceptance time not in the bulk data set |