13F-HR filed by Transamerica Financial Advisors, LLC
Transamerica Financial Advisors, LLC filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-17, with 199 holding rows worth $4,106,000.
- Accession
- 0001567619-21-010406
- Filer
- CIK 1502149
- Filed
- 2021-05-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A combination report, 199 entries on the cover page, a total value of $4,106,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,106,000 with VALUE read as thousands by filing date, 13F file number 028-14018. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerBetterment LLC028-16706
- included managerTRANSAMERICA CORP028-00136
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 3,884 | $720,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 3,607 | $306,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 3,153 | $234,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 3,995 | $197,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 1,604 | $175,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 2,385 | $125,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 2,129 | $124,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT BASIC MATERIALS MOMENTUMETF | 46137V704 | ETF | 1,406 | $117,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 1,239 | $114,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 4,363 | $109,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 1,064 | $109,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V803 | DORSEY WRGT CSMR | 1,195 | $106,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 715 | $90,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 1,497 | $86,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 512 | $74,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 1,867 | $74,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 1,239 | $71,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 606 | $69,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R795 | NASDAQ TRANSN | 2,085 | $69,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 1,135 | $67,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 200 | $64,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 507 | $56,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 985 | $55,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 399 | $54,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 577 | $48,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 380 | $44,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 561 | $40,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 495 | $39,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 410 | $38,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 732 | $37,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 661 | $33,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D382 | ETRACS ALER MLP | 2,049 | $29,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 244 | $28,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 4,951 | $28,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 475 | $27,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 584 | $26,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 546 | $25,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 447 | $25,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 694 | $25,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 75 | $12,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 446 | $12,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 114 | $11,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 204 | $11,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 43 | $11,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 151 | $11,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 144 | $10,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 55 | $9,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 45 | $7,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES SWISS | 46138R108 | SWISS FRANC | 66 | $7,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 136 | $6,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 105 | $6,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 89 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 92 | $6,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 149 | $6,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 91 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 20 | $5,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 134 | $4,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 24 | $3,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 15 | $3,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 13 | $3,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 12 | $2,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 15 | $2,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1 | $2,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 5 | $2,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 12 | $2,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 33 | $2,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 24 | $2,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 12 | $2,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 5 | $2,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 7 | $2,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 3 | $2,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 11 | $2,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 5 | $2,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 4 | $2,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 25 | $2,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 6 | $2,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 3 | $2,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 9 | $2,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 31 | $2,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 11 | $2,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 19 | $2,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 17 | $2,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 11 | $2,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 1 | $2,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 9 | $2,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 22 | $2,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 10 | $2,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 7 | $2,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 14 | $2,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 21 | $2,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 10 | $2,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 27 | $2,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 18 | $2,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 89 | $2,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 36 | $2,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 12 | $2,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 21 | $2,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 102 | $2,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 3 | $2,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 15 | $2,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 25 | $2,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 6 | $2,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 3 | $2,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 7 | $2,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 6 | $2,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 10 | $2,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 4 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 62 | $2,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 17 | $2,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 75 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 60 | $2,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 10 | $2,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 16 | $2,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 12 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 58 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 18 | $2,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 1 | $1,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 3 | $1,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 4 | $1,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 2 | $1,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 2 | $1,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 8 | $1,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 15 | $1,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 13 | $1,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 2 | $1,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 2 | $1,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 11 | $1,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 3 | $1,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 3 | $1,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 11 | $1,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 1 | $1,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 4 | $1,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 3 | $1,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 4 | $1,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 12 | $1,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 5 | $1,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 20 | $1,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 8 | $1,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 6 | $1,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 8 | $1,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 5 | $1,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 9 | $1,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 3 | $1,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 10 | $1,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 4 | $1,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1 | $1,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 3 | $1,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 4 | $1,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 8 | $1,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 12 | $1,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 10 | $1,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 9 | $1,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 3 | $1,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 3 | $1,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 8 | $1,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 2 | $1,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 14 | $1,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 3 | $1,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 2 | $1,000 | thousands by filing date | |
| ESSENTIAL UTILS INC COM | 29670G102 | Stock | 13 | $1,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 12 | $1,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 11 | $1,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 3 | $1,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 1 | $1,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 4 | $1,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 4 | $1,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 4 | $1,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 1 | $1,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 5 | $1,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 5 | $1,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 8 | $1,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 5 | $1,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 5 | $1,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 11 | $1,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 11 | $1,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 8 | $1,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 3 | $1,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 5 | $1,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 5 | $1,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 10 | $1,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 7 | $1,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 6 | $1,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 4 | $1,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 22 | $1,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 10 | $1,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 7 | $1,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 6 | $1,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 6 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 8 | $1,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 1 | $1,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 1 | $1,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 1 | $1,000 | thousands by filing date | |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 10 | $1,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 21 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 4 | $1,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 15 | $1,000 | thousands by filing date | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 12 | $1,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 5 | $1,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 6 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-21-010406 | this filing | 2021-05-17 | acceptance time not in the bulk data set |