13F-HR filed by NOMURA HOLDINGS INC
NOMURA HOLDINGS INC filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-17, with 1,853 holding rows worth $44,090,087,000.
- Accession
- 0001567619-21-010334
- Filer
- CIK 1163653
- Filed
- 2021-05-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 2,487 entries on the cover page, a total value of $44,090,087,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $44,090,087,000 with VALUE read as thousands by filing date, 13F file number 028-10594. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerNOMURA SECURITIES INTERNATIONAL INC028-04983
- included managerNOMURA GLOBAL FINANCIAL PRODUCTS INC028-15494
- included managerNOMURA INTERNATIONAL PLC028-04985
- included managerNOMURA SECURITIES BERMUDA LTD028-04993
- included managerNOMURA SECURITIES CO LTD028-04979
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BLACKROCK INC CL A COM | 09247X101 | COM | 400 | $302,000 | thousands by filing date | put |
| Chubb Limited | H1467J104 | COM | 1,907 | $301,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 7,554 | $300,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 18,400 | $298,000 | thousands by filing date | put |
| MOMO INC | 60879B107 | ADR | 20,200 | $298,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 1,472 | $297,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 29,000 | $297,000 | thousands by filing date | |
| SO YOUNG INTERNATIONAL INC | 83356Q108 | SPONSORED ADS | 29,800 | $295,000 | thousands by filing date | |
| TWC TECH HLDGS II CORP | 90117G105 | COM | 30,000 | $295,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 882 | $291,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 3,059 | $291,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 10,000 | $290,000 | thousands by filing date | |
| PROPTECH INVESTMENT CORP II | 743497109 | CMN | 29,473 | $290,000 | thousands by filing date | |
| LIONHEART ACQUISITION CORP II WT EXP 021426 | 53625R112 | COM | 349,700 | $290,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 6,511 | $289,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 7,800 | $289,000 | thousands by filing date | |
| RICE ACQUISIT- A | 762594109 | COMMON STOCK | 28,851 | $289,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,067 | $287,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 13,885 | $286,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 3,979 | $285,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 1,463 | $284,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 12,500 | $284,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 4,568 | $283,000 | thousands by filing date | |
| CF ACQUISITION CORP IV | 12520T201 | UNIT 12/31/2027 | 28,137 | $283,000 | thousands by filing date | |
| SANDBRIDGE ACQUISITION CORP | 799793104 | COM CL A | 28,600 | $283,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 4,000 | $281,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 6,782 | $281,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 3,594 | $281,000 | thousands by filing date | |
| LEGATO MERGER CORP | 52473X106 | COM | 29,032 | $281,000 | thousands by filing date | |
| SPRING VY ACQUISITION CORP | G8377A116 | UNIT 11/11/2025 | 25,432 | $280,000 | thousands by filing date | |
| KINGSOFT CLOUD HLDGS LTD ADS | 49639K101 | ADR | 7,100 | $278,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 35,003 | $277,000 | thousands by filing date | |
| HEALTH SCIENCES ACQ CORP 2 | G4411D109 | ORD SHS | 25,000 | $276,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 2,358 | $271,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 13,300 | $271,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 1,623 | $271,000 | thousands by filing date | |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 109,220 | $271,000 | thousands by filing date | principal |
| LUX HEALTH TECH ACQUISITION | 55068A209 | UNIT 11/30/2027 | 25,185 | $271,000 | thousands by filing date | |
| SUPERNOVA PARTNERS ACQUISITI | 86846V207 | UNIT 99/99/9999 | 25,104 | $271,000 | thousands by filing date | |
| ASCENDANT DIGITAL ACQUISITIO | G05155125 | UNIT 99/99/9999 | 25,668 | $268,000 | thousands by filing date | |
| FORUM MERGER III CORP | 349885202 | UNIT 08/24/2027 | 25,000 | $268,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 9,500 | $267,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 540 | $267,000 | thousands by filing date | |
| PONTEM CORPORATION | G71707114 | UNIT 99/99/9999 | 26,950 | $267,000 | thousands by filing date | |
| Natural Order Acquisition Corp | 63889L206 | Equity | 25,000 | $267,000 | thousands by filing date | |
| CF Finance Acquisition Corp III | 12529D207 | Unit | 25,000 | $267,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 6,913 | $266,000 | thousands by filing date | |
| STAR PEAK CORP II | 855179206 | UNIT 99/99/9999 | 25,420 | $266,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 23,713 | $265,000 | thousands by filing date | |
| PPD INC | 69355F102 | COM | 7,000 | $265,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 1,227 | $264,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 937 | $264,000 | thousands by filing date | |
| LANDCADIA HOLDINGS III INC | 51476H209 | UNIT 99/99/9999 | 25,000 | $264,000 | thousands by filing date | |
| FORTRESS VALUE ACQUISITION I | 349642207 | UNIT 08/10/2027 | 25,000 | $264,000 | thousands by filing date | |
| FORTRESS VALUE ACQUIS CORP I | 34964G206 | UNIT 12/31/2027 | 25,970 | $263,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 1,400 | $262,000 | thousands by filing date | call |
| ARYA SCIENCES ACQU CORP IV | G31659108 | COM | 25,000 | $262,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 3,348 | $261,000 | thousands by filing date | |
| BCLS ACQUISITION CORP | G0904B105 | CMN | 25,000 | $261,000 | thousands by filing date | |
| BOXED, INC. | 81787X205 | COM | 25,247 | $260,000 | thousands by filing date | |
| SWITCHBACK II CORPORATION | G8633T123 | Cmn | 25,432 | $260,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 19,000 | $259,000 | thousands by filing date | call |
| MOONLAKE IMMUNOTHERAPEUTICS | G4444C102 | COM | 25,000 | $259,000 | thousands by filing date | |
| D8 HOLDINGS CORP | G2614K102 | UNIT 99/99/9999 | 25,000 | $259,000 | thousands by filing date | |
| MONTES ARCHIMEDES ACQUISITIO | 612657205 | UNIT 09/30/2025 | 25,000 | $258,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 378 | $257,000 | thousands by filing date | |
| GO ACQUISITION CORP | 362019200 | UNIT 08/31/2027 | 25,193 | $256,000 | thousands by filing date | |
| POPULATION HEALTH INVS CO IN | G71716123 | UNIT 99/99/9999 | 25,000 | $254,000 | thousands by filing date | |
| MANDIANT INC | 31816QAF8 | NOTE 0.875% 6/0 | 1,295,001 | $253,000 | thousands by filing date | principal |
| AUTHENTIC EQUITY ACQUISTN CO | G06607116 | UNIT 10/31/2027 | 25,491 | $253,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 2,000 | $251,000 | thousands by filing date | |
| KKR ACQUISITION HOLDING I CORP UNIT | 48253T208 | Stock | 25,000 | $251,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 876545203 | UNIT 12/31/2025 | 25,000 | $250,000 | thousands by filing date | |
| BRIGHT LIGHTS ACQUISITION CO | 10920K200 | UNIT 99/99/9999 | 25,106 | $250,000 | thousands by filing date | |
| SPORTS VENTURES ACQUISIN COR | G8372A111 | UNIT 99/99/9999 | 25,002 | $250,000 | thousands by filing date | |
| ADARA ACQUISITION CORP | 00653H201 | UNIT 99/99/9999 | 25,000 | $249,000 | thousands by filing date | |
| BENESSERE CAPITAL ACQUSTN CO | 08179B103 | COM CL A | 25,000 | $249,000 | thousands by filing date | |
| FTAC PARNASSUS ACQUISITN COR | 30319B207 | UNIT 03/10/2026 | 25,000 | $248,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 700 | $247,000 | thousands by filing date | put |
| COLONNADE ACQUISITION CORP I | G2284B127 | UNIT 99/99/9999 | 25,000 | $247,000 | thousands by filing date | |
| LANDCADIA HOLDINGS IV INC | 51477A203 | UNIT 05/01/2025 | 25,000 | $247,000 | thousands by filing date | |
| ASCENDANT DIGITAL ACQUISITIO | G05155109 | COM CL A | 25,000 | $247,000 | thousands by filing date | |
| TREPONT ACQUISITION CORP I | G9095M101 | SHS CL A | 25,000 | $247,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 7,700 | $246,000 | thousands by filing date | |
| DPCM CAP INC | 23344P101 | CMN | 25,000 | $246,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 640 | $245,000 | thousands by filing date | |
| AVANTI ACQUISITION CORP | G0682V109 | CMN | 25,000 | $244,000 | thousands by filing date | |
| PROSPECTOR CAPITAL CORP | G7273A105 | COM | 25,000 | $243,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 1,400 | $242,000 | thousands by filing date | |
| POWERED BRANDS | G7209M108 | COM | 25,000 | $242,000 | thousands by filing date | |
| PROVIDENT ACQUISITION CORP | G7282L126 | *W EXP 01/08/202 | 255,720 | $242,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 3,104 | $240,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 1,907 | $239,000 | thousands by filing date | |
| KINS TECHNOLOGY GROUP INC | 49714K109 | COM CL A | 24,322 | $239,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 2,850 | $238,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 21,000 | $238,000 | thousands by filing date | |
| AMERICAS TECHNOLOGY ACQUISIT | G0404A102 | COM | 23,753 | $236,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 7,900 | $235,000 | thousands by filing date | put |
| Eaton Corp. Plc | G29183103 | COM | 1,686 | $233,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 10,000 | $233,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 3,255 | $232,000 | thousands by filing date | |
| FAST ACQUISITION CORP. CMN | 311875108 | COM | 18,538 | $231,000 | thousands by filing date | |
| FIRSTMARK HORIZON ACQUISITIO | 33765Y101 | CL A COM | 23,038 | $231,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 2,542 | $230,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,200 | $229,000 | thousands by filing date | put |
| HUMANA INC COM | 444859102 | Stock | 546 | $229,000 | thousands by filing date | |
| CLASS ACCELERATION CORP | 18274B114 | WTS | 339,135 | $229,000 | thousands by filing date | |
| SPARTAN ACQUISITION CORP II | 846775203 | UNIT 99/99/9999 | 20,000 | $228,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 100 | $227,000 | thousands by filing date | put |
| HERSHEY CO COM | 427866108 | Stock | 1,439 | $227,000 | thousands by filing date | |
| OVINTIV INC | 69047Q102 | COM | 9,506 | $227,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 700 | $226,000 | thousands by filing date | call |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 5,100 | $225,000 | thousands by filing date | call |
| FOOT LOCKER INC | 344849104 | COM | 4,000 | $225,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 3,000 | $224,000 | thousands by filing date | put |
| ETSY INC | 29786A106 | COM | 1,100 | $222,000 | thousands by filing date | put |
| HOSTESS BRANDS INC | 44109J114 | WTS | 150,006 | $222,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 1,680 | $221,000 | thousands by filing date | |
| PIONEER MERGER CORP | G7S24C111 | *W EXP 01/07/202 | 232,177 | $221,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 5,000 | $220,000 | thousands by filing date | call |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 2,400 | $217,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 2,170 | $216,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 2,778 | $215,000 | thousands by filing date | |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 997,156 | $215,000 | thousands by filing date | principal |
| Waste Management, Inc. | 94106L109 | COM | 1,654 | $214,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 3,500 | $214,000 | thousands by filing date | |
| AON PLC SHS CL A | G0403H108 | Stock | 932 | $213,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 3,510 | $209,000 | thousands by filing date | |
| 10X CAPITAL VENTURE ACQU COR | 88025V107 | COM CL A | 20,611 | $209,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 10,359 | $207,000 | thousands by filing date | |
| GORES HLDGS V INC | 382864205 | UNIT 99/99/9999 | 20,133 | $207,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 1,947 | $206,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 4,357 | $206,000 | thousands by filing date | |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 1,240 | $205,000 | thousands by filing date | |
| AJAX I | G0190X100 | COM | 20,000 | $205,000 | thousands by filing date | |
| REVOLUTION ACCELERTN ACQU CO | 76156P106 | COM CL A | 20,000 | $203,000 | thousands by filing date | |
| GLOBAL SYNERGY ACQUISIT CORP | G3934J122 | *W EXP 99/99/999 | 400,000 | $202,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 1,700 | $201,000 | thousands by filing date | put |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 4,571 | $201,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 2,301 | $201,000 | thousands by filing date | |
| INVITAE CORP | 46185LAB9 | NOTE 2.000% 9/0 | 522,633 | $200,000 | thousands by filing date | principal |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 432,797 | $197,000 | thousands by filing date | principal |
| CAPSTAR SPL PURP ACQUISITION | 14070Y200 | UNIT 07/09/2027 | 18,815 | $194,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 22,250 | $193,000 | thousands by filing date | |
| GENETRON HLDGS LTD | 37186H100 | ADS | 10,000 | $193,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 500 | $192,000 | thousands by filing date | put |
| BETTER WORLD ACQUISITION COR | 08772B104 | COM | 19,240 | $192,000 | thousands by filing date | |
| MULTIPLAN CORPORATION | 62548M118 | *W EXP 02/13/202 | 200,000 | $192,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 3,303 | $190,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 833 | $190,000 | thousands by filing date | |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 15,500 | $190,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 49,480 | $187,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 12,500 | $182,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 128 | $180,000 | thousands by filing date | |
| EAST RES ACQUISITION CO | 274681204 | UNIT 07/01/2027 | 17,202 | $178,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 4,000 | $177,000 | thousands by filing date | put |
| TARGET CORP COM | 87612E106 | Stock | 900 | $177,000 | thousands by filing date | put |
| FORTRESS VALUE ACQUIS CORP I | 34964G107 | COM CL A | 17,796 | $176,000 | thousands by filing date | |
| REALPAGE INC | 75606NAB5 | NOTE | 200,417 | $175,000 | thousands by filing date | principal |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 10,996 | $173,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 13,170 | $171,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 9,783 | $167,000 | thousands by filing date | |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 195,837 | $167,000 | thousands by filing date | principal |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 30,000 | $165,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 6,105 | $164,000 | thousands by filing date | |
| HEALTH ASSURANCE ACQUISITION | 42226W208 | UNIT 99/99/9999 | 15,285 | $164,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 4,900 | $162,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 133,500 | $162,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 2,700 | $158,000 | thousands by filing date | call |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 8,200 | $154,000 | thousands by filing date | call |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 24,890 | $152,000 | thousands by filing date | |
| HIGHLAND TRANSCEND PARTNERS | G44690116 | UNIT 99/99/9999 | 14,714 | $151,000 | thousands by filing date | |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 245,653 | $150,000 | thousands by filing date | principal |
| CRUCIBLE ACQUISITION CORP | 22877P108 | CMN | 15,000 | $150,000 | thousands by filing date | |
| PTK Acquisition Corp | 69375F108 | Common Stock | 15,000 | $148,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 44,078 | $142,000 | thousands by filing date | principal |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 766 | $141,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 300 | $137,000 | thousands by filing date | put |
| Boston Scientific Corporation | 101137107 | COM | 3,500 | $135,000 | thousands by filing date | put |
| FEDEX CORP COM | 31428X106 | Stock | 500 | $135,000 | thousands by filing date | put |
| CLASS ACCELERATION CORP | 18274B205 | UNIT 99/99/9999 | 13,425 | $135,000 | thousands by filing date | |
| CRESCENT ACQUISITION CORP WT EXP 03/07/24 | 22564L113 | Warrants | 110,000 | $135,000 | thousands by filing date | |
| NORTHERN GENESIS ACQUISITION | 66516U200 | UNIT 99/99/9999 | 12,931 | $133,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 32,794 | $131,000 | thousands by filing date | |
| DOUYU INTL HLDGS LTD | 25985W105 | SPONSORED ADS | 12,600 | $129,000 | thousands by filing date | |
| ATHLON ACQUISITION CORP | 04748A106 | CMN | 12,948 | $125,000 | thousands by filing date | |
| GROUP NINE ACQUISITION CORP | 39947R104 | CMN | 12,267 | $121,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 590 | $120,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 12,820 | $119,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 400 | $116,000 | thousands by filing date | call |
| 26 Capital Acquisition Corp | 90138P118 | Warrant | 146,623 | $116,000 | thousands by filing date | |
| PENNYMAC CORP | 70932AAD5 | BOND | 586,196 | $115,000 | thousands by filing date | principal |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 3,000 | $114,000 | thousands by filing date | call |
| 8X8 INC NEW | 282914AB6 | BOND | 343,953 | $112,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 256,208 | $111,000 | thousands by filing date | principal |
| REALPAGE INC | 75606NAC3 | NOTE 1.500% 5/1 | 126,832 | $111,000 | thousands by filing date | principal |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 427,666 | $107,000 | thousands by filing date | principal |
| NEXTGEN ACQUISITION CORP | G65305115 | UNIT 11/26/2020 | 10,000 | $106,000 | thousands by filing date | |
| FALCON CAPITAL ACQUISITN COR | 30606L207 | UNIT 08/20/2027 | 10,000 | $106,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 1,400 | $103,000 | thousands by filing date | call |
| FUSION ACQUISITION CORP | 36118H113 | *W EXP 06/01/202 | 79,536 | $103,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 2,800 | $102,000 | thousands by filing date | call |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 110,774 | $101,000 | thousands by filing date | principal |
| RMG ACQUISITION CORP II | G76083107 | CL A SHS | 10,000 | $101,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 1,100 | $100,000 | thousands by filing date | put |
| BIOGEN INC COM | 09062X103 | Stock | 356 | $100,000 | thousands by filing date | |
| OTR ACQUISITION CORP | 67113Q105 | COM CL A | 10,000 | $100,000 | thousands by filing date | |
| MARRIOTT VACTINS WORLDWID CO | 57164YAB3 | NOTE 1.500% 9/1 | 54,294 | $95,000 | thousands by filing date | principal |
| CRONOS GROUP INC | 22717L101 | COM | 9,500 | $91,000 | thousands by filing date | call |
| D R HORTON INC COM | 23331A109 | Stock | 1,000 | $89,000 | thousands by filing date | call |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 653 | $89,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 2,951 | $88,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 75,000 | $85,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 1,719 | $84,000 | thousands by filing date | |
| BLUECITY HLDGS LTD | 09610L106 | ADS | 10,000 | $83,000 | thousands by filing date | |
| Sandbridge Acquisition Corp | 799793203 | Unit | 7,800 | $82,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 1,400 | $81,000 | thousands by filing date | put |
| LENNAR CORP CL A | 526057104 | Stock | 800 | $81,000 | thousands by filing date | put |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 21,008 | $81,000 | thousands by filing date | principal |
| LIVEPERSON INC | 538146AB7 | BOND | 152,736 | $81,000 | thousands by filing date | principal |
| CONDUENT INC | 206787103 | COM | 12,000 | $79,000 | thousands by filing date | |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 228,415 | $78,000 | thousands by filing date | principal |
| EVERBRIDGE INC | 29978AAC8 | NOTE 0.125%12/1 | 61,617 | $75,000 | thousands by filing date | principal |
| TPG PACE BEN FIN CORP | G8990D125 | CL A COM | 3,838 | $75,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 100 | $74,000 | thousands by filing date | call |
| REPLIGEN CORP | 759916AB5 | BOND | 36,739 | $72,000 | thousands by filing date | principal |
| Costco Wholesale Corporation | 22160K105 | COM | 202 | $71,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 200 | $71,000 | thousands by filing date | put |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 691 | $70,000 | thousands by filing date | |
| DEEP LAKE CAPITAL ACQUSTN CO | G27029118 | *W EXP 01/04/202 | 97,543 | $69,000 | thousands by filing date | |
| ALTAIR ENGR INC | 021369AA1 | BOND | 109,976 | $69,000 | thousands by filing date | principal |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 300 | $68,000 | thousands by filing date | put |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 513 | $68,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637AB6 | BOND | 87,867 | $68,000 | thousands by filing date | principal |
| RH | 74967XAA1 | BOND | 11,232 | $67,000 | thousands by filing date | principal |
| AT&T Inc | 00206R102 | COM | 2,200 | $66,000 | thousands by filing date | call |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 85,257 | $65,000 | thousands by filing date | principal |
| BLACKLINE INC | 09239BAB5 | NOTE 0.125% 8/0 | 59,716 | $65,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 81,697 | $63,000 | thousands by filing date | principal |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 103,385 | $62,000 | thousands by filing date | principal |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 3,282 | $61,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 134,571 | $59,000 | thousands by filing date | principal |
| DMY TECHNOLOGY GROUP INC II | 233277110 | *W EXP 07/29/202 | 12,066 | $56,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAB2 | BOND | 74,318 | $54,000 | thousands by filing date | principal |
| CONMED CORP | 207410AF8 | BOND | 41,597 | $54,000 | thousands by filing date | principal |
| Applied Materials,Inc. | 038222105 | COM | 400 | $53,000 | thousands by filing date | call |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 16,655 | $53,000 | thousands by filing date | principal |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 38,619 | $52,000 | thousands by filing date | principal |
| SUSTAINABLE OPPORTNTS ACQ CO | G8598Y125 | UNIT 99/99/9999 | 4,800 | $52,000 | thousands by filing date | |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 104,402 | $50,000 | thousands by filing date | principal |
| EPWR/WS US 31 Dec 27 C11.5 | 29248N118 | *W EXP 01/12/202 | 100,000 | $50,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 200 | $49,000 | thousands by filing date | put |
| TAPESTRY INC COM | 876030107 | Stock | 1,177 | $49,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AP0 | NOTE 1.625%10/1 | 119,339 | $49,000 | thousands by filing date | principal |
| ENCORE CAP GROUP INC | 292554AK8 | NOTE 3.250% 3/1 | 119,368 | $48,000 | thousands by filing date | principal |
| CENCORA INC COM | 03073E105 | Stock | 400 | $47,000 | thousands by filing date | call |
| NEWS CORP NEW CL A | 65249B109 | Stock | 1,657 | $42,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 700 | $40,000 | thousands by filing date | call |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 29,974 | $40,000 | thousands by filing date | principal |
| DUNE ACQUISITION CORP | 265334110 | *W EXP 10/29/202 | 50,000 | $40,000 | thousands by filing date | |
| ALTERYX INC | 02156BAD5 | BOND | 47,174 | $39,000 | thousands by filing date | principal |
| INSULET CORP | 45784PAK7 | NOTE 0.375% 9/0 | 14,466 | $38,000 | thousands by filing date | principal |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 178,824 | $38,000 | thousands by filing date | principal |
| ENVIRONMENTAL IMPACT ACQU CO | 29408N205 | UNIT 11/05/2025 | 3,743 | $38,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 5,534 | $37,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAE1 | NOTE 0.750% 9/0 | 27,580 | $36,000 | thousands by filing date | principal |
| MONGODB INC | 60937PAD8 | NOTE 0.250% 1/1 | 13,201 | $35,000 | thousands by filing date | principal |
| REALPAGE INC | 75606N109 | COM | 400 | $35,000 | thousands by filing date | put |
| CLOVIS ONCOLOGY INC | 189464AE0 | NOTE 4.500% 8/0 | 500,172 | $35,000 | thousands by filing date | principal |
| JPMorgan Chase & Co | 46625H100 | COM | 226 | $34,000 | thousands by filing date | |
| KL ACQUISITION CORP | 49837C117 | WTS | 50,000 | $34,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 913 | $33,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAH4 | NOTE 2.750% 5/1 | 24,890 | $32,000 | thousands by filing date | principal |
| KBR INC | 48242WAB2 | BOND | 81,346 | $31,000 | thousands by filing date | principal |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 81,762 | $30,000 | thousands by filing date | principal |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 26,666 | $27,000 | thousands by filing date | principal |
| SPLUNK INC | 848637AD6 | BOND | 20,169 | $27,000 | thousands by filing date | principal |
| HUMANCO ACQUISITION CORP | 44487N117 | WTS | 21,802 | $26,000 | thousands by filing date | |
| PIVOTAL HOLDINGS CORP | G7315C119 | *W EXP 01/19/202 | 24,857 | $26,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 34,053 | $25,000 | thousands by filing date | principal |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 161,833 | $25,000 | thousands by filing date | principal |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 1,100 | $24,000 | thousands by filing date | put |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 81,190 | $24,000 | thousands by filing date | principal |
| CLIMATE REAL IMPACT SLUTINS | 187171111 | *W EXP 01/29/202 | 20,020 | $24,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 194,386 | $23,000 | thousands by filing date | principal |
| Union Pacific Corporation | 907818108 | COM | 100 | $22,000 | thousands by filing date | call |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 11,775 | $21,000 | thousands by filing date | |
| AJAX I | G0190X118 | UNIT 99/99/9999 | 1,866 | $20,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 400 | $19,000 | thousands by filing date | put |
| ICPT 2 05 15 26 2 000000 | 45845PAB4 | CONV BD US | 82,275 | $19,000 | thousands by filing date | principal |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 9,009 | $18,000 | thousands by filing date | principal |
| INTEGRA LIFESCIENCES HLDGS C | 457985AM1 | NOTE 0.500% 8/1 | 26,401 | $18,000 | thousands by filing date | principal |
| VISTRA CORP | 92840M128 | COM | 56,194 | $18,000 | thousands by filing date | |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 26,310 | $18,000 | thousands by filing date | principal |
| 7GC & CO HOLDINGS INC | 81786A115 | *W EXP 12/28/202 | 20,000 | $17,000 | thousands by filing date | |
| VERADIGM INC | 01988PAF5 | BOND | 102,131 | $15,000 | thousands by filing date | principal |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 40,984 | $15,000 | thousands by filing date | principal |
| FORD MTR CO COM | 345370860 | Stock | 1,200 | $14,000 | thousands by filing date | put |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 13,943 | $14,000 | thousands by filing date | principal |
| SPLUNK INC | 848637AC8 | NOTE 0.500% 9/1 | 10,607 | $14,000 | thousands by filing date | principal |
| Abbott Laboratories | 002824100 | COM | 100 | $12,000 | thousands by filing date | put |
| PLURALSIGHT INC | 72941BAB2 | NOTE 0.375% 3/0 | 55,088 | $12,000 | thousands by filing date | principal |
| ALTERYX INC | 02156BAF0 | BOND | 13,577 | $11,000 | thousands by filing date | principal |
| INSIGHT ENTERPRISES INC | 45765UAB9 | NOTE 0.750% 2/1 | 10,246 | $10,000 | thousands by filing date | principal |
| DEXCOM INC | 252131AH0 | NOTE 0.750%12/0 | 2,770 | $10,000 | thousands by filing date | principal |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 37,923 | $10,000 | thousands by filing date | principal |
| PARATEK PHARMACEUTICALS INC | 699374AB0 | Convertible Bond | 138,805 | $10,000 | thousands by filing date | principal |
| CHURCHILL CAPITAL CORP IV | 171439201 | UNIT 99/99/9999 | 409 | $10,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 9,860 | $9,000 | thousands by filing date | principal |
| CAPITOL INVESTMENT CORP V | 14064F209 | UNIT 99/99/9999 | 886 | $9,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAK3 | NOTE 6.750% 2/1 | 154,993 | $8,000 | thousands by filing date | principal |
| NEOGENOMICS INC | 64049MAB6 | NOTE 0.250% 1/1 | 15,070 | $7,000 | thousands by filing date | principal |
| GOSSAMER BIO INC | 38341PAA0 | NOTE 5.000% 6/0 | 75,491 | $7,000 | thousands by filing date | principal |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 94,254 | $7,000 | thousands by filing date | principal |
| FOX CORP | 35137L204 | CL B COM | 165 | $6,000 | thousands by filing date | |
| FISKER INC | 33813J114 | *W EXP 12/01/202 | 715 | $6,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AD7 | BOND | 45,894 | $5,000 | thousands by filing date | principal |
| HALOZYME THERAPEUTICS INC | 40637HAB5 | NOTE 1.250%12/0 | 10,842 | $5,000 | thousands by filing date | principal |
| CRUCIBLE ACQUISITION CORP | 22877P207 | UNIT 12/26/2025 | 523 | $5,000 | thousands by filing date | |
| VIRTUOSO ACQUISITION CORP | 92837j203 | COM | 515 | $5,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 92 | $4,000 | thousands by filing date | |
| BRIDGEBIO PHARMA INC | 10806XAB8 | NOTE 2.500% 3/1 | 6,931 | $4,000 | thousands by filing date | principal |
| DEEP LAKE CAPITAL ACQUSTN CO | G27029126 | UNIT 01/04/2026 | 413 | $4,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 32,736 | $4,000 | thousands by filing date | principal |
| OMEROS CORP | 682143AG7 | NOTE 5.250% 2/1 | 18,762 | $3,000 | thousands by filing date | principal |
| EPIPHANY TECHNOLOGY ACQUISIT | 29429X208 | UNIT 99/99/9999 | 276 | $3,000 | thousands by filing date | |
| CORNER GROWTH ACQUISITION CO | G2425N121 | UNIT 01/01/2027 | 306 | $3,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938JAB2 | NOTE | 37,341 | $3,000 | thousands by filing date | principal |
| POEMA GLOBAL HOLDINGS CORP | G7154B123 | UNIT 99/99/9999 | 338 | $3,000 | thousands by filing date | |
| PROSPECTOR CAPITAL CORP | G7273A121 | UNIT 01/01/2030 | 235 | $2,000 | thousands by filing date | |
| FUSION ACQUISITION CORP | 36118H204 | UNIT 99/99/9999 | 228 | $2,000 | thousands by filing date | |
| EMPOWERMENT & INCLUSION CAPI | 29248N209 | UNIT 99/99/9999 | 245 | $2,000 | thousands by filing date | |
| INSULET CORP | 45784PAH4 | NOTE 1.375%11/1 | 837 | $2,000 | thousands by filing date | principal |
| FOLEY TRASIMENE ACQUISTN COR | 34431F203 | UNIT 99/99/9999 | 153 | $2,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 200 | $1,000 | thousands by filing date | call |
| PROOFPOINT INC | 743424AF0 | NOTE 0.250% 8/1 | 942 | $1,000 | thousands by filing date | principal |
| NUANCE COMMUNICATIONS INC | 67020YAN0 | NOTE 1.250% 4/0 | 1,676 | $1,000 | thousands by filing date | principal |
| SPORTS ENTERTAINMENT ACQU CO | 84918M205 | UNIT 99/99/9999 | 113 | $1,000 | thousands by filing date | |
| MARQUEE RAINE ACQUISITION CO | G58442115 | UNIT 12/01/2025 | 108 | $1,000 | thousands by filing date | |
| REVOLUTION ACCEL | 76156P205 | UNIT | 112 | $1,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 304 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| LIGAND PHARMACEUTICALS INC | 53220KAF5 | NOTE 0.750% 5/1 | 93 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 19,251 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| PG&E CORP | 69331C140 | CONV | 69,273 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AES CORP | 00130H204 | CONV | 25,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEXTERA ENERGY INC | 65339F739 | CONV | 102,821 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEXTERA ENERGY INC | 65339F796 | COM | 47,899 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEOGENOMICS INC | 64049MAA8 | Convertible Debt | 818 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| CORNER GROWTH ACQUISITION CO | G2425N113 | *W EXP 99/99/999 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSOCEAN INC | 893830BJ7 | DEB 0.500% 1/3 | 3,892 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| SOUTHERN CO | 842587602 | UNIT 08/01/2022 | 10,184 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PTC THERAPEUTICS INC | 69366JAB7 | NOTE | 657 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-21-010334 | this filing | 2021-05-17 | acceptance time not in the bulk data set |