13F-HR filed by PRELUDE CAPITAL MANAGEMENT, LLC
PRELUDE CAPITAL MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-17, with 1,499 holding rows worth $3,885,316,000.
- Accession
- 0001567619-21-010303
- Filer
- CIK 1387508
- Filed
- 2021-05-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 1,499 entries on the cover page, a total value of $3,885,316,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,885,316,000 with VALUE read as thousands by filing date, 13F file number 028-12257. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HILL ROM HLDGS INC | 431475102 | COM | 3,654 | $404,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 1,500 | $402,000 | thousands by filing date | put |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 12,720 | $401,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 20,426 | $400,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 4,131 | $399,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 32,000 | $399,000 | thousands by filing date | call |
| COLONNADE ACQUISITION CORP I | G2284B127 | UNIT 99/99/9999 | 40,269 | $397,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 51,300 | $396,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 28,400 | $394,000 | thousands by filing date | call |
| BLACKBERRY LTD COM | 09228F103 | Stock | 46,700 | $394,000 | thousands by filing date | call |
| SENIOR CONNECT ACQUISITN COR | 81723H108 | COM CL A | 40,581 | $394,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 5,297 | $392,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 2,829 | $391,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 58,370 | $391,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 5,769 | $390,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 200,911 | $390,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 7,239 | $389,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 170,489 | $389,000 | thousands by filing date | |
| GREENTREE HOSPITALITY GROUP | 39579V100 | SPONSORED ADS | 29,450 | $387,000 | thousands by filing date | |
| TWIN RIDGE CAPITAL ACQUIS CO | G9151L112 | UNIT 99/99/9999 | 38,939 | $387,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 20,708 | $385,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 5,707 | $385,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 2,013 | $384,000 | thousands by filing date | |
| MINISO GROUP HLDG LTD SPONSORED ADS | 66981J102 | ADR | 16,000 | $384,000 | thousands by filing date | |
| CHAMPIONX CORPORATION | 15872M104 | COM | 17,449 | $379,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 20,600 | $378,000 | thousands by filing date | call |
| CHURCHILL CAPITAL CORP IV | 171439102 | CL A | 16,300 | $378,000 | thousands by filing date | call |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 94,100 | $377,000 | thousands by filing date | call |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 31,788 | $376,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 12,000 | $375,000 | thousands by filing date | |
| ESM ACQUISITION CORPORATION | G3195H120 | UNIT 99/99/9999 | 37,750 | $375,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 1,407 | $373,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 6,030 | $373,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 30,400 | $372,000 | thousands by filing date | put |
| WORKDAY INC CL A | 98138H101 | Stock | 1,499 | $372,000 | thousands by filing date | |
| FUSION ACQUISITION CORP II | 36118N201 | UNIT 02/29/2028 | 37,500 | $372,000 | thousands by filing date | |
| AON PLC SHS CL A | G0403H108 | Stock | 1,612 | $371,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 9,820 | $371,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 2,200 | $370,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 68,807 | $370,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 30,396 | $370,000 | thousands by filing date | |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 3,350 | $366,000 | thousands by filing date | |
| FUSION FUEL GREEN PLC | G3R25D118 | CL A | 27,287 | $366,000 | thousands by filing date | |
| IVANHOE CAPITAL ACQUISTIN CO | G4R87P122 | UNIT 99/99/9999 | 35,265 | $366,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 9,666 | $365,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 2,161 | $365,000 | thousands by filing date | |
| SITIME CORP COM | 82982T106 | Stock | 3,692 | $364,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 1,304 | $364,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 12,428 | $363,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 10,719 | $362,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 2,380 | $361,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 5,882 | $361,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 8,000 | $361,000 | thousands by filing date | call |
| ATLANTIC COASTAL ACQUISTN CO | 048453203 | UNIT 03/02/2026 | 36,610 | $361,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 13,050 | $360,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 5,225 | $359,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 185,000 | $359,000 | thousands by filing date | put |
| TS INNOVATION ACQUISITN CORP | 87284T100 | COM CL A | 33,013 | $359,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 5,100 | $358,000 | thousands by filing date | call |
| FINSERV ACQUISITION CORP II | 31809Y202 | UNIT 02/17/2026 | 35,940 | $358,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 7,458 | $356,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 24,072 | $356,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 2,765 | $355,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 780 | $354,000 | thousands by filing date | |
| XP INC CL A | G98239109 | Stock | 9,400 | $354,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 2,400 | $354,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 3,489 | $353,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 7,241 | $352,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 5,263 | $351,000 | thousands by filing date | |
| RMG ACQUISITION CORP II | G76083107 | CL A SHS | 35,000 | $351,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 3,100 | $350,000 | thousands by filing date | call |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 4,100 | $348,000 | thousands by filing date | call |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 842 | $348,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 13,000 | $348,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 2,939 | $347,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 8,700 | $347,000 | thousands by filing date | call |
| WAYFAIR INC | 94419L101 | CL A | 1,100 | $346,000 | thousands by filing date | call |
| Micron Technology,Inc. | 595112103 | COM | 3,900 | $344,000 | thousands by filing date | call |
| ROBLOX CORP CL A | 771049103 | Stock | 5,300 | $344,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 2,482 | $343,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 4,137 | $341,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 15,000 | $341,000 | thousands by filing date | call |
| SILVERGATE CAP CORP CLASS A | 82837P408 | CL A | 2,390 | $340,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 12,420 | $338,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 45,000 | $338,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 2,210 | $337,000 | thousands by filing date | |
| BURNING ROCK BIOTECH LTD | 12233L107 | SPONSORED ADS | 12,500 | $337,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 1,400 | $335,000 | thousands by filing date | put |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 3,103 | $333,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 14,592 | $331,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 3,795 | $331,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 4,400 | $331,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 14,354 | $331,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 22,380 | $331,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 3,740 | $329,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 7,300 | $329,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 9,800 | $328,000 | thousands by filing date | put |
| FLOWSERVE CORP | 34354P105 | COM | 8,421 | $328,000 | thousands by filing date | |
| IJH | 464287507 | COM | 1,257 | $327,000 | thousands by filing date | |
| SANARA MEDTECH INC | 79957L100 | COMMON STOCK | 10,485 | $327,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 23,365 | $327,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 2,100 | $326,000 | thousands by filing date | call |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 7,038 | $326,000 | thousands by filing date | |
| WTS/NOVUS CAPITAL CORP11.5000EXP06/30/2027 | 03783T111 | WARR | 48,704 | $326,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 2,290 | $325,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 36,200 | $324,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 11,250 | $323,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 6,573 | $322,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 21,749 | $321,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 700 | $319,000 | thousands by filing date | put |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 31,571 | $318,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 1,027 | $318,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 2,392 | $317,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 1,211 | $316,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 13,069 | $315,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 6,241 | $315,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 2,990 | $315,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 1,630 | $314,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 4,488 | $314,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 10,592 | $314,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 6,400 | $313,000 | thousands by filing date | call |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 929 | $312,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 57,720 | $312,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 1,800 | $311,000 | thousands by filing date | call |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 79,442 | $311,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 3,500 | $311,000 | thousands by filing date | put |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 1,156 | $310,000 | thousands by filing date | |
| COUSINSPPTYSINC | 222795502 | STOK | 8,731 | $309,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 3,392 | $309,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 6,048 | $309,000 | thousands by filing date | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 29,000 | $309,000 | thousands by filing date | call |
| CONAGRA FOODS INC | 205887102 | COM | 8,191 | $308,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 8,113 | $308,000 | thousands by filing date | |
| ANNOVIS BIO INC | 03615A108 | COM | 11,048 | $308,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 1,000 | $307,000 | thousands by filing date | call |
| ASPIRATIONAL CONSUMER LIFEST | G05436103 | COM | 30,600 | $306,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 4,600 | $305,000 | thousands by filing date | call |
| OUTFRONT MEDIA INC | 69007J106 | COM | 13,963 | $305,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 1,500 | $304,000 | thousands by filing date | put |
| SYNOPSYS INC COM | 871607107 | Stock | 1,223 | $303,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 1,436 | $303,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 3,064 | $302,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 529 | $302,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 3,512 | $302,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC COM | 665531307 | Stock | 24,900 | $301,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 1,993 | $300,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 3,856 | $299,000 | thousands by filing date | |
| EXPAND ENERGY CORPORATION COM | 165167735 | Stock | 6,900 | $299,000 | thousands by filing date | call |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 9,670 | $299,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 6,025 | $299,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 4,900 | $298,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 17,600 | $298,000 | thousands by filing date | call |
| FAST ACQUISITION CORP II | 311874200 | UNIT 03/16/2026 | 30,000 | $298,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 7,339 | $297,000 | thousands by filing date | |
| SEAGEN INC | 81181C104 | COM | 2,140 | $297,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 4,138 | $296,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 250,000 | $295,000 | thousands by filing date | principal |
| SouthState Corp | 840441109 | Common Stock | 3,757 | $295,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 1,603 | $293,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 6,687 | $293,000 | thousands by filing date | |
| TFF PHARMACEUTICALS INC | 87241J104 | COM | 21,567 | $293,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 5,083 | $292,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 4,000 | $291,000 | thousands by filing date | call |
| STEPAN CO | 858586100 | COM | 2,289 | $291,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 85,000 | $291,000 | thousands by filing date | |
| WARRIOR TECHNOLOGIES ACQUI CO UNIT EX 033128 | 936273200 | Stock | 29,250 | $290,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 3,024 | $289,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 2,144 | $289,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 8,600 | $288,000 | thousands by filing date | call |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 1,072 | $288,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 2,034 | $287,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 1,000 | $287,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 5,891 | $287,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 600 | $286,000 | thousands by filing date | put |
| TEXAS PACIFIC LAND CORPORATION COM | 88262P102 | Stock | 180 | $286,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 14,558 | $286,000 | thousands by filing date | |
| HEXO CORP | 428304307 | COM NEW | 44,100 | $286,000 | thousands by filing date | call |
| Applied Materials,Inc. | 038222105 | COM | 2,134 | $285,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 919 | $284,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 581 | $284,000 | thousands by filing date | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 21,300 | $284,000 | thousands by filing date | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 1,300 | $282,000 | thousands by filing date | call |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 14,276 | $282,000 | thousands by filing date | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 5,573 | $282,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 1,944 | $281,000 | thousands by filing date | |
| ASANA INC | 04342Y104 | CL A | 9,791 | $280,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 3,286 | $279,000 | thousands by filing date | |
| MARA HOLDINGS INC COM | 565788106 | Stock | 5,800 | $279,000 | thousands by filing date | call |
| SCION TECH GROWTH I | G31067104 | CMN | 28,463 | $279,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 3,660 | $277,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 4,500 | $276,000 | thousands by filing date | call |
| WENDYS CO COM | 95058W100 | Stock | 13,553 | $275,000 | thousands by filing date | |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 6,900 | $273,000 | thousands by filing date | call |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 1,544 | $273,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 1,502 | $272,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 2,434 | $270,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 4,229 | $270,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 3,400 | $267,000 | thousands by filing date | call |
| Cigna Corporation | 125523100 | COM | 1,105 | $267,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 323,000 | $267,000 | thousands by filing date | principal |
| TFI INTERNATIONAL INC COM | 87241L109 | Stock | 3,551 | $265,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 4,562 | $265,000 | thousands by filing date | |
| JAWS ACQUISITION CORP | G50744104 | SHS | 20,000 | $265,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 3,991 | $264,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 6,900 | $264,000 | thousands by filing date | put |
| BOX INC CL A | 10316T104 | Stock | 11,456 | $263,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 3,000 | $262,000 | thousands by filing date | call |
| DOORDASH INC CL A | 25809K105 | Stock | 2,000 | $262,000 | thousands by filing date | call |
| CALIFORNIA RES CORP | 13057Q305 | COM STOCK | 10,879 | $262,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 4,060 | $260,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 42,145 | $260,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 5,000 | $259,000 | thousands by filing date | call |
| Walt Disney Co | 254687106 | COM | 1,400 | $258,000 | thousands by filing date | call |
| EVO PMTS INC | 26927E104 | CL A COM | 9,367 | $258,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 8,803 | $257,000 | thousands by filing date | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 250,000 | $257,000 | thousands by filing date | principal |
| ENOVIS CORP | 194014106 | COMMON STOCK | 5,833 | $256,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 3,300 | $255,000 | thousands by filing date | put |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 16,570 | $255,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 10,400 | $253,000 | thousands by filing date | call |
| INVITATION HOMES INC COM | 46187W107 | REIT | 7,897 | $253,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 5,911 | $253,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 1,000 | $253,000 | thousands by filing date | put |
| BIOGEN INC COM | 09062X103 | Stock | 900 | $252,000 | thousands by filing date | put |
| WAYFAIR INC | 94419L101 | CL A | 800 | $252,000 | thousands by filing date | put |
| URBAN OUTFITTERS INC | 917047102 | COM | 6,780 | $252,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 12,625 | $252,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 2,142 | $251,000 | thousands by filing date | |
| FIRST RESERVE SUSTAINABLE GW | 336169206 | UNIT 03/05/2026 | 25,043 | $250,000 | thousands by filing date | |
| BYTE ACQUISITION CORP | G1R25Q121 | UNIT 03/18/2029 | 25,000 | $250,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 1,887 | $249,000 | thousands by filing date | |
| MISSION ADVANCEMENT CORP | 60501L200 | UNIT 99/99/9999 | 25,000 | $249,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 1,972 | $248,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | 53069QAB5 | BOND | 250,000 | $248,000 | thousands by filing date | principal |
| PINE TECHNOLOGY ACQUISITN CO | 722850203 | UNIT 03/31/2028 | 25,000 | $248,000 | thousands by filing date | |
| M3 BRIGADE ACQUISITION II CO | 553800202 | UNIT 99/99/9999 | 25,000 | $248,000 | thousands by filing date | |
| DHB CAPITAL CORP | 23291W208 | UNIT 03/31/2028 | 25,000 | $248,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 1,255 | $247,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 4,390 | $247,000 | thousands by filing date | |
| RXR ACQUISITION CORP UNIT EXP 010125 | 74981W206 | Stock | 25,000 | $246,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 56,900 | $245,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 33,800 | $245,000 | thousands by filing date | call |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 2,461 | $244,000 | thousands by filing date | |
| TERMINIX GLOBAL HOLDINGS INC COM | 88087E100 | Stock | 5,111 | $244,000 | thousands by filing date | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 14,400 | $242,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 4,000 | $242,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 19,400 | $242,000 | thousands by filing date | put |
| PERMIAN RES OPER LLC | 15136AAA0 | NOTE 3.250% 4/0 | 250,000 | $241,000 | thousands by filing date | principal |
| FORD MTR CO COM | 345370860 | Stock | 19,612 | $240,000 | thousands by filing date | |
| BRAINSWAY LTD | 10501L106 | CMN | 26,617 | $240,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 10,000 | $239,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 5,024 | $239,000 | thousands by filing date | |
| TEEKAY CORPORATION | 87900YAE3 | NOTE 5.000% 1/1 | 250,000 | $239,000 | thousands by filing date | principal |
| VISTA OUTDOOR INC | 928377100 | COM | 7,400 | $237,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 7,254 | $236,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 792 | $236,000 | thousands by filing date | |
| PROSHARES TR II | 74347W130 | SHT VIX ST TRM | 5,000 | $236,000 | thousands by filing date | call |
| EASTMAN CHEM CO COM | 277432100 | Stock | 2,136 | $235,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 3,945 | $235,000 | thousands by filing date | |
| STANDARD AVB FINANCIAL CORP | 85303b100 | COM | 7,192 | $235,000 | thousands by filing date | |
| ENVELA CORP | 29402E102 | COMMON STOCK | 46,667 | $234,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 10,100 | $233,000 | thousands by filing date | call |
| LORDSTOWN MOTORS CORP | 54405Q100 | COM | 19,700 | $232,000 | thousands by filing date | call |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 1,498 | $230,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 38,400 | $230,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 2,385 | $229,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 15,700 | $229,000 | thousands by filing date | |
| United States Oil Fund LP | 91232N207 | COM | 4,400 | $229,000 | thousands by filing date | put |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 15,283 | $229,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 1,149 | $228,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 11,278 | $228,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 2,152 | $227,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 2,886 | $227,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 2,260 | $226,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 1,985 | $226,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 2,460 | $226,000 | thousands by filing date | |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 30,905 | $226,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 4,000 | $226,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 700 | $225,000 | thousands by filing date | put |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 2,065 | $225,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 1,380 | $224,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 2,500 | $223,000 | thousands by filing date | put |
| BLUEGREEN VACATIONS HLDG COR | 096308101 | COM | 12,028 | $223,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 32,849 | $222,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 2,252 | $221,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 5,289 | $221,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 21,000 | $221,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 2,827 | $220,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 4,600 | $220,000 | thousands by filing date | put |
| Gaotu Techedu Inc | 36257Y109 | COM | 6,500 | $220,000 | thousands by filing date | call |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 20,000 | $219,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 7,300 | $218,000 | thousands by filing date | call |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 4,700 | $218,000 | thousands by filing date | put |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 5,000 | $218,000 | thousands by filing date | put |
| SPLUNK INC | 848637104 | COM | 1,600 | $217,000 | thousands by filing date | call |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 1,000 | $217,000 | thousands by filing date | call |
| CYBERARK SOFTWARE LTD | 23248VAB1 | NOTE 11/1 | 200,000 | $217,000 | thousands by filing date | principal |
| CREE INC | 225447101 | COM | 2,000 | $216,000 | thousands by filing date | put |
| CNO FINL GROUP INC | 12621E103 | COM | 8,800 | $214,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 4,067 | $214,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 28,400 | $214,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 14,500 | $213,000 | thousands by filing date | put |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 13,300 | $213,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 500 | $212,000 | thousands by filing date | put |
| MIDDLEBYCORP | 596278101 | STOK | 1,279 | $212,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 7,210 | $212,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 2,145 | $212,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 905 | $212,000 | thousands by filing date | |
| KALEYRA INC | 483379103 | COMMON EQUITY | 15,000 | $212,000 | thousands by filing date | call |
| REINVENT TECHNOLOGY PARTNERS | G74847107 | SHS CL A | 21,175 | $212,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 5,591 | $211,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 669 | $211,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 67,638 | $211,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 8,871 | $210,000 | thousands by filing date | |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 5,245 | $208,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 2,800 | $207,000 | thousands by filing date | put |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 71,000 | $205,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 8,898 | $205,000 | thousands by filing date | |
| CHARGEPOINT HOLDINGS IN-CW24 | 15961r113 | WT | 13,500 | $205,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 300 | $204,000 | thousands by filing date | put |
| TERADATA CORP DEL | 88076W103 | COM | 5,288 | $204,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 2,396 | $203,000 | thousands by filing date | |
| TREPONT ACQUISITION CORP I | G9095M101 | SHS CL A | 20,647 | $203,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 6,000 | $202,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 9,200 | $202,000 | thousands by filing date | put |
| GORES METROPOULOS II INC | 382873206 | UNIT 01/31/2028 | 20,000 | $202,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 1,600 | $201,000 | thousands by filing date | put |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 1,700 | $201,000 | thousands by filing date | call |
| EAGLE MATLS INC COM | 26969P108 | Stock | 1,492 | $201,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 1,520 | $201,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 2,700 | $201,000 | thousands by filing date | call |
| WOODWARD INC COM | 980745103 | Stock | 1,661 | $200,000 | thousands by filing date | |
| ROSS ACQUISITION CORP II | G7641C122 | UNIT 99/99/9999 | 20,122 | $200,000 | thousands by filing date | |
| SANDBRIDGE X2 CORP | 799792205 | UNIT 99/99/9999 | 20,000 | $200,000 | thousands by filing date | |
| FINSERV ACQUISITION CORP | 318085115 | *W EXP 12/31/202 | 58,098 | $200,000 | thousands by filing date | |
| PWP FORWARD ACQUISITION CORP I UNIT EXP 031026 | 74709Q200 | Stock | 20,000 | $199,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 12,645 | $198,000 | thousands by filing date | |
| TAILWIND TWO ACQUISITION COR | G86613117 | UNIT 03/01/2028 | 20,000 | $198,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 49,863 | $197,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 11,597 | $195,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 14,528 | $195,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 18,300 | $195,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 12,165 | $191,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 31,200 | $190,000 | thousands by filing date | call |
| SILVERBOX ENGAGED MERGER CO | 82836L200 | UNIT 03/31/2028 | 19,125 | $190,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 13,000 | $187,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 11,000 | $183,000 | thousands by filing date | call |
| SPOK HLDGS INC COM | 84863T106 | Stock | 17,208 | $181,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 23,000 | $180,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 100,000 | $180,000 | thousands by filing date | call |
| VISTA ENERGY S.A.B. DE C.V. SPONSORED ADS | 92837L109 | ADR | 70,000 | $179,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 25,500 | $179,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 91,900 | $178,000 | thousands by filing date | call |
| E2OPEN PARENT HOLDINGS INC | 29788T103 | COM CL A | 17,776 | $177,000 | thousands by filing date | |
| AIX INC | 30712A103 | SPONSORED ADS | 12,444 | $176,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 50,000 | $172,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 10,887 | $171,000 | thousands by filing date | |
| ATHENA TECHNOLOGY ACQUISITION | 04687a208 | COM | 17,200 | $170,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 17,500 | $168,000 | thousands by filing date | put |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 15,646 | $167,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326300 | COM | 34,700 | $167,000 | thousands by filing date | |
| HIMS & HERS HEALTH INC | 433000106 | COM CL A | 12,542 | $166,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259202 | COM | 17,276 | $166,000 | thousands by filing date | |
| GLOBAL SYNERGY ACQUISIT CORP UNIT EX 010124 | G3934J114 | Stock | 16,538 | $165,000 | thousands by filing date | |
| JAWS MUSTANG ACQUISITION COR | G50737116 | UNIT 99/99/9999 | 16,154 | $164,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 200,000 | $164,000 | thousands by filing date | principal |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 17,520 | $163,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 11,200 | $161,000 | thousands by filing date | put |
| ADVANTAGE SOLUTIONS INC. | 00791N102 | COM CL A | 13,215 | $156,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 52,600 | $154,000 | thousands by filing date | call |
| REVOLUTION ACCELERTN ACQU CO | 76156P106 | COM CL A | 15,000 | $152,000 | thousands by filing date | |
| PONTEM CORPORATION | G71707106 | COM | 15,519 | $150,000 | thousands by filing date | |
| ESPORTS ENTMT GROUP INC | 29667K306 | COM | 10,000 | $150,000 | thousands by filing date | |
| BTRS HOLDINGS INC | 11778X104 | COM CL 1 | 10,399 | $150,000 | thousands by filing date | |
| GORES HLDGS V INC | 382864106 | COM CL A | 15,000 | $150,000 | thousands by filing date | |
| ROTOR ACQUISITION CORP | 77879W204 | UNIT 06/15/2027 | 15,000 | $150,000 | thousands by filing date | |
| GCM GROSVENOR INC | 36831E108 | COM CL A | 12,506 | $149,000 | thousands by filing date | |
| POWERED BRANDS | G7209M124 | UNIT 99/99/9999 | 15,000 | $149,000 | thousands by filing date | |
| ARES ACQUISITION CORPORATION | G33032114 | UNIT 99/99/9999 | 14,809 | $148,000 | thousands by filing date | |
| VENUS ACQUISITION CORPORATIO | G9420F136 | UNIT 02/01/2024 | 14,613 | $146,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 14,102 | $145,000 | thousands by filing date | |
| METROMILE INC | 591697107 | COM | 14,095 | $145,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 32,000 | $143,000 | thousands by filing date | call |
| LMF ACQUISITION OPPORTUNIT I | 502015100 | CMN | 14,577 | $143,000 | thousands by filing date | |
| ARTIUS ACQUISITION INC | 04316G105 | COM CL A | 13,805 | $139,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 11,399 | $137,000 | thousands by filing date | |
| SCION TECH GROWTH II | G31070124 | UNIT 99/99/9999 | 13,700 | $136,000 | thousands by filing date | |
| PAYSAFE LIMITED | G6964L107 | ORD | 10,000 | $135,000 | thousands by filing date | |
| NUVATION BIO INC COM CL A | 67080N101 | Stock | 12,762 | $133,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 28,200 | $133,000 | thousands by filing date | call |
| NEBULA CARAVEL ACQUISITION COR COM CL A | 629070103 | Stock | 13,370 | $133,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 13,300 | $131,000 | thousands by filing date | |
| MAGNUM OPUS ACQUISITION LTD | G5S70A120 | UNIT 06/03/2026 | 13,029 | $129,000 | thousands by filing date | |
| ACIES ACQUISITION CORP | G0103T105 | CL A | 12,986 | $129,000 | thousands by filing date | |
| CONSTELLATION ACQUISITN CORP | G2R18K121 | UNIT 99/99/9999 | 12,857 | $127,000 | thousands by filing date | |
| ALTITUDE ACQUISITION CORP | 02156Y103 | COM CL A | 12,500 | $125,000 | thousands by filing date | |
| IG ACQUISITION CORP | 449534106 | COM CL A | 12,500 | $124,000 | thousands by filing date | call |
| ENERGY FUELS INC | 292671708 | COM NEW | 21,663 | $123,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 31,786 | $123,000 | thousands by filing date | |
| AJAX I | G0190X100 | COM | 12,000 | $123,000 | thousands by filing date | call |
| CURIS INC | 231269200 | COM | 10,788 | $122,000 | thousands by filing date | |
| COHN ROBBINS HOLDINGS CORP | G23726105 | COM CL A | 12,308 | $121,000 | thousands by filing date | |
| XWELL INC COM NEW | 98420U703 | Stock | 64,500 | $119,000 | thousands by filing date | call |
| PROPERTY SOLUTIONS ACQUISITI | 74348Q116 | *W EXP 03/20/202 | 46,500 | $119,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 13,244 | $114,000 | thousands by filing date | |
| MONUMENT CIRCLE ACQUISITN CO | 61531M200 | UNIT 01/14/2026 | 11,557 | $114,000 | thousands by filing date | |
| ARCHIMEDES TECH SPAC PARTNR | 039562202 | UNIT 03/10/2026 | 11,384 | $113,000 | thousands by filing date | |
| MARQUEE RAINE ACQUISITION CO | G58442107 | CMN | 11,413 | $113,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 21,500 | $112,000 | thousands by filing date | put |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 11,669 | $111,000 | thousands by filing date | |
| VIEW INC | 92671V106 | COM | 15,000 | $111,000 | thousands by filing date | |
| Porch Group Inc Ordinary Shares - Class A | 733245112 | Stock | 17,863 | $110,000 | thousands by filing date | |
| QUADRO ACQUISITION ONE CORP | G52807123 | UNIT 99/99/9999 | 11,000 | $109,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 14,600 | $109,000 | thousands by filing date | |
| KISMET ACQUISITION THREE | G5276C128 | CL A SHARES | 11,000 | $109,000 | thousands by filing date | |
| G&P ACQUISITION CORP | 36146G202 | UNIT 02/28/2028 | 11,000 | $109,000 | thousands by filing date | |
| MULTIPLAN CORPORATION | 62548M100 | COM | 19,221 | $107,000 | thousands by filing date | |
| PERIDOT ACQUISITION CORP | G7008A115 | SHS CL A | 10,000 | $107,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220KAF5 | NOTE 0.750% 5/1 | 100,000 | $104,000 | thousands by filing date | principal |
| KHOSLA VENTURES ACQUT CO III | 482506102 | COM CL A | 10,432 | $104,000 | thousands by filing date | |
| CRUCIBLE ACQUISITION CORP | 22877P207 | UNIT 12/26/2025 | 10,000 | $104,000 | thousands by filing date | |
| LUX HEALTH TECH ACQUISITION | 55068A100 | CMN | 10,000 | $103,000 | thousands by filing date | |
| JAWS SPITFIRE ACQUISITION CO | G50740102 | SHS CL A | 10,000 | $103,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP V | 17144T206 | UNIT 99/99/9999 | 10,000 | $102,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 16,300 | $101,000 | thousands by filing date | call |
| EUROPEAN BIOTECH ACQUTN CORP | G3167F110 | UNIT 03/09/2026 | 10,000 | $101,000 | thousands by filing date | |
| CRESCENT ACQUISITION CORP | 22564L105 | COM CL A | 10,000 | $101,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A103 | COM | 10,000 | $101,000 | thousands by filing date | |
| FIGURE ACQUISITION CORP I | 302438205 | UNIT 99/99/9999 | 10,000 | $101,000 | thousands by filing date | |
| SOARING EAGLE ACQUISITION CO | G8354H100 | UNIT 02/23/2026 | 10,000 | $101,000 | thousands by filing date | |
| CORAZON CAPITAL V838 MONOCER | G24237110 | UNIT 03/24/2026 | 10,000 | $100,000 | thousands by filing date | |
| TCW SPECIAL PURPOSE ACQU COR | 87301L205 | UNIT 99/99/9999 | 10,000 | $100,000 | thousands by filing date | |
| GLASS HOUSES ACQUISITION COR | 37714P202 | UNIT 03/25/2028 | 10,000 | $100,000 | thousands by filing date | |
| SILVER SPIKE ACQUISITN CORP | G8201H121 | UNIT 02/26/2026 | 10,000 | $99,000 | thousands by filing date | |
| TB SA ACQUISITION CORP | G8657L113 | UNIT 03/25/2028 | 10,000 | $99,000 | thousands by filing date | |
| IBERE PHARMACEUTICALS | G46843127 | UNIT 99/99/9999 | 10,000 | $99,000 | thousands by filing date | |
| VIRGIN GROUP ACQUISIT CORP I | G9460K110 | UNIT 99/99/9999 | 10,000 | $99,000 | thousands by filing date | |
| NEXTGEN ACQUISITION CORP II | G65317110 | UNIT 03/23/2026 | 10,000 | $99,000 | thousands by filing date | |
| GORES GUGGENHEIM INC | 38286Q206 | UNIT 03/25/2028 | 10,000 | $99,000 | thousands by filing date | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 12,800 | $97,000 | thousands by filing date | call |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 11,600 | $96,000 | thousands by filing date | call |
| GOSSAMER BIO INC | 38341PAA0 | NOTE 5.000% 6/0 | 100,000 | $90,000 | thousands by filing date | principal |
| OPTINOSE INC | 68404V100 | COM | 24,000 | $89,000 | thousands by filing date | |
| SIO GENE THERAPIES INC | 829399104 | COM | 34,000 | $89,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 10,331 | $86,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 14,623 | $85,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 21,000 | $85,000 | thousands by filing date | call |
| HIGHPEAK ENERGY INC | 43114Q105 | COMMON STOCK | 13,607 | $82,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 23,000 | $79,000 | thousands by filing date | |
| FG NEW AMER ACQUISITION CORP | 30259V114 | *W EXP 08/31/202 | 50,130 | $77,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 98,106 | $76,000 | thousands by filing date | |
| HYCROFT MINING HOLDING CORP | 44862P117 | *W EXP 05/29/202 | 143,662 | $75,000 | thousands by filing date | |
| VG ACQUISITION-A | G9446E113 | EQUITY WRT | 42,400 | $71,000 | thousands by filing date | |
| ASENSUS SURGICAL INC | 04367G103 | COM | 21,400 | $70,000 | thousands by filing date | call |
| NORTHERN GENESIS ACQUISITION | 66516T112 | W EXP 07/31/202 | 11,700 | $70,000 | thousands by filing date | |
| MDH ACQUISITION CORP | 55283P114 | WTS | 100,500 | $60,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 92,900 | $59,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 29,500 | $55,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 13,790 | $54,000 | thousands by filing date | |
| SOS LIMITED | 83587W106 | SPNSORD ADS NEW | 10,700 | $53,000 | thousands by filing date | call |
| Ampio Pharmaceuticals | 03209T109 | COM | 29,598 | $50,000 | thousands by filing date | |
| ARES ACQUISITION CORPORATION | G33032122 | *W EXP 02/02/202 | 57,000 | $50,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 35,200 | $48,000 | thousands by filing date | call |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 46,000 | $48,000 | thousands by filing date | principal |
| TELLURIAN INC NEW | 87968A104 | COM | 19,600 | $46,000 | thousands by filing date | call |
| TREVENA INC | 89532E109 | COM | 25,815 | $46,000 | thousands by filing date | |
| FOREST ROAD ACQUISITION CORP | 34619R110 | *W EXP 12/31/202 | 16,100 | $43,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 17,529 | $41,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 11,700 | $40,000 | thousands by filing date | call |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 63,700 | $40,000 | thousands by filing date | call |
| TLG ACQUISITION ONE CORP | 87257M116 | *W EXP 01/25/202 | 69,166 | $39,000 | thousands by filing date | |
| HYCROFT MINING HOLDING CORP | 44862P109 | COM | 10,702 | $37,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 10,500 | $35,000 | thousands by filing date | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 16,600 | $35,000 | thousands by filing date | call |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 20,200 | $26,000 | thousands by filing date | put |
| ACE CONVERGENCE ACQU CORP | G0083D104 | *W EXP 09/30/202 | 12,585 | $25,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 15,712 | $24,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 11,500 | $23,000 | thousands by filing date | call |
| DENISON MINES CORP | 248356107 | COM | 15,900 | $17,000 | thousands by filing date | call |
| THERAPEUTICSMD INC | 88338N107 | COM | 10,300 | $14,000 | thousands by filing date | call |
| SUNDIAL GROWERS INC | 86730L109 | COM | 12,800 | $14,000 | thousands by filing date | put |
| SUSTAINABLE OPPORTNTS ACQ CO | G8598Y117 | W EXP 99/99/999 | 15,125 | $14,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 10,000 | $12,000 | thousands by filing date | |
| OYSTER ENTERPRISES ACQ CORP | 69242M112 | WTS | 20,749 | $10,000 | thousands by filing date | |
| LMF ACQUISITION OPPORTUNIT I | 502015118 | WTS | 22,827 | $9,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T115 | *W EXP 12/05/201 | 11,176 | $9,000 | thousands by filing date | |
| AUTHENTIC EQUITY ACQUISTN CO | G06607124 | *W EXP 01/20/202 | 12,500 | $8,000 | thousands by filing date | |
| EPWR/WS US 31 Dec 27 C11.5 | 29248N118 | *W EXP 01/12/202 | 16,525 | $8,000 | thousands by filing date | |
| KINGSWOOD ACQUISI 27 WTS WARRANTS EXP 05/01/27 | 496861113 | COM | 12,451 | $7,000 | thousands by filing date | |
| AMERICAS TECHNOLOGY ACQSN CO | G0404A110 | *W EXP 12/31/202 | 13,165 | $7,000 | thousands by filing date | |
| OCA ACQUISITION CORP | 670865112 | *W EXP 01/14/202 | 13,375 | $6,000 | thousands by filing date | |
| ASTREA ACQUISITION CORP | 04637C114 | WTS | 10,788 | $6,000 | thousands by filing date | |
| VISTAS MEDIA ACQUISITION CO | 92840T115 | *W EXP 08/01/202 | 10,125 | $6,000 | thousands by filing date | |
| ADIT EDTECH ACQUISITION CORP | 007024110 | *W EXP 99/99/999 | 10,559 | $5,000 | thousands by filing date | |
| BENESSERE CAPITAL ACQUSTN CO | 08179B111 | W EXP 99/99/999 | 11,659 | $5,000 | thousands by filing date | |
| QUANTUM FINTECH ACQUISTIN CO | 74767A113 | WTS | 15,327 | $5,000 | thousands by filing date | |
| EAST STONE ACQUISITION CORP | G2911D116 | *W EXP 12/31/202 | 19,250 | $5,000 | thousands by filing date | |
| LEGATO MERGER CORP | 52473X114 | *W EXP 12/31/202 | 10,771 | $5,000 | thousands by filing date | |
| Northern Revival Acquisition Corp | G6546R119 | Warrant | 67,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-21-010303 | this filing | 2021-05-17 | acceptance time not in the bulk data set |