13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-14, with 4,262 holding rows worth $195,270,605,000.
- Accession
- 0001567619-21-009965
- Filer
- CIK 824468
- Filed
- 2021-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 18,488 entries on the cover page, a total value of $195,270,605,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $195,270,605,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Italy) S.p.a.028-13035
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PATHFINDER ACQUISITION CORP | G04119114 | UNIT 02/17/2026 | 30,000 | $297,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 6,639 | $294,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 22,043 | $294,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 19,170 | $294,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 5,000 | $293,000 | thousands by filing date | call |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 2,669 | $293,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 29,213 | $292,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 5,000 | $291,000 | thousands by filing date | call |
| FISKER INC | 33813J106 | CL A COM STK | 16,752 | $289,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 43,463 | $288,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 22,715 | $288,000 | thousands by filing date | |
| 111 INC | 68247Q102 | ADR | 20,664 | $286,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 12,068 | $285,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAD1 | BOND | 297,000 | $285,000 | thousands by filing date | principal |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 18,102 | $284,000 | thousands by filing date | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 13,336 | $283,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 12,320 | $283,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 2,000 | $282,000 | thousands by filing date | call |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 10,075 | $281,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 22,943 | $280,000 | thousands by filing date | |
| DUN & BRADSTREET HLDGS INC | 26484T106 | COM | 11,712 | $279,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 3,944 | $278,000 | thousands by filing date | |
| ORIC PHARMACEUTICALS INC | 68622P109 | COM | 11,300 | $277,000 | thousands by filing date | call |
| EVERQUOTE INC | 30041R108 | COM CL A | 7,623 | $276,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 7,253 | $275,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 77,504 | $275,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 19,973 | $273,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 3,096 | $272,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 16,036 | $272,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 5,000 | $269,000 | thousands by filing date | put |
| ANNEXON INC | 03589W102 | COM | 9,613 | $267,000 | thousands by filing date | |
| ISHARES TR | 46434V514 | MSCI CHINA A | 6,500 | $267,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 12,580 | $266,000 | thousands by filing date | |
| PDD HOLDINGS INC | 722304AC6 | NOTE 12/0 | 250,000 | $265,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 1,213 | $264,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 9,457 | $264,000 | thousands by filing date | |
| ASSETMARK FINL HLDGS INC | 04546L106 | COM | 11,232 | $263,000 | thousands by filing date | |
| REPARE THERAPEUTICS INC | 760273102 | COM | 8,516 | $261,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 9,595 | $261,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 2,075 | $260,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 9,473 | $260,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 156,580 | $260,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 6,066 | $259,000 | thousands by filing date | |
| ALLOVIR INC | 019818103 | COM | 11,078 | $258,000 | thousands by filing date | |
| VAXCYTE INC COM | 92243G108 | Stock | 13,042 | $257,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 29,331 | $255,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 5,771 | $255,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G864 | FUND | 1,101 | $255,000 | thousands by filing date | |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 7,204 | $254,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 16,200 | $254,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 600 | $252,000 | thousands by filing date | call |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 16,786 | $252,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 7,222 | $251,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 10,700 | $251,000 | thousands by filing date | put |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 8,112 | $251,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 12,778 | $251,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 6,303 | $250,000 | thousands by filing date | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 35,544 | $249,000 | thousands by filing date | |
| PASSAGE BIO INC | 702712100 | COM | 14,205 | $249,000 | thousands by filing date | |
| VITAL FARMS INC | 92847W103 | COM | 11,334 | $247,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 42,736 | $247,000 | thousands by filing date | |
| MOGO INC | 60800C109 | COM | 29,000 | $247,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 8,305 | $245,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AD7 | BOND | 249,000 | $245,000 | thousands by filing date | principal |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8252P105 | SHS CL A | 14,300 | $245,000 | thousands by filing date | |
| MINISO GROUP HLDG LTD SPONSORED ADS | 66981J102 | ADR | 10,174 | $244,000 | thousands by filing date | |
| HUMANIGEN INC | 444863203 | COM NEW | 12,763 | $244,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 135,944 | $244,000 | thousands by filing date | |
| BIT DIGITAL INC | G1144A105 | COMMON STOCK | 16,196 | $243,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 9,569 | $240,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 61,661 | $240,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 6,000 | $239,000 | thousands by filing date | call |
| DSP GROUP INC | 23332B106 | COM | 16,817 | $239,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 40,207 | $238,000 | thousands by filing date | |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 6,151 | $238,000 | thousands by filing date | |
| EBANG INTL HLDGS INC | G3R33A106 | CL A SHS | 29,930 | $238,000 | thousands by filing date | |
| Greenpower Motor Co | 39540E302 | COM | 9,559 | $237,000 | thousands by filing date | |
| PROSHARES TR | 74347B177 | BASIC MAT NEW | 29,833 | $236,000 | thousands by filing date | |
| AVIDITY BIOSCIENCES INC COM | 05370A108 | Stock | 10,784 | $235,000 | thousands by filing date | |
| PROSHARES TR II | 74347W460 | PROSHS U/SHAUS | 5,206 | $235,000 | thousands by filing date | |
| RAPT THERAPEUTICS INC | 75382E109 | COM | 10,457 | $231,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 35,304 | $229,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 12,337 | $229,000 | thousands by filing date | |
| VG ACQUISITION-A | G9446E113 | EQUITY WRT | 136,102 | $229,000 | thousands by filing date | call |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 10,183 | $227,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 23,604 | $226,000 | thousands by filing date | |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 9,293 | $225,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 7,100 | $224,000 | thousands by filing date | put |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 16,986 | $224,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 3,894 | $223,000 | thousands by filing date | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 2,000 | $223,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 5,259 | $221,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA INC | 89421B109 | COMMON STOCK | 8,132 | $221,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 39,798 | $221,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 200,000 | $220,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 41,578 | $220,000 | thousands by filing date | |
| NKARTA INC | 65487U108 | COMMON STOCK | 6,669 | $219,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 19,766 | $218,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y442 | CLOUD COMPUTNG | 8,459 | $218,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 12,000 | $217,000 | thousands by filing date | |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 17,612 | $216,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 2,647 | $214,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 18,782 | $213,000 | thousands by filing date | |
| PROSHARES TR II ULTRA VIX SHORT TERM FUTURES ETF | 74347W148 | ULTRA VIX SHORT | 37,790 | $213,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 8,152 | $211,000 | thousands by filing date | |
| CIMPRESS PLC | G2143T103 | SHS EURO | 2,100 | $210,000 | thousands by filing date | call |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 2,250 | $209,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 3,535 | $209,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D104 | BEARISH FD | 10,000 | $209,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 81,471 | $209,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 3,900 | $208,000 | thousands by filing date | call |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 9,852 | $206,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 2,200 | $205,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 71,342 | $204,000 | thousands by filing date | |
| PROSHARES TR | 74347X310 | CMN | 6,202 | $204,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 4,211 | $203,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 16,085 | $203,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 943 | $202,000 | thousands by filing date | |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | COMMON STOCK | 5,366 | $202,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 8,689 | $202,000 | thousands by filing date | |
| CLEANSPARK INC | 18452B209 | COM NEW | 8,413 | $201,000 | thousands by filing date | |
| GORES TECHNOLOGY PARTNERS IN | 382870202 | UNIT 03/16/2028 | 20,000 | $200,000 | thousands by filing date | |
| EXPAND ENERGY CORPORATION | 165167180 | *W EXP 02/09/202 | 11,707 | $199,000 | thousands by filing date | call |
| CERBERUS TELECOM ACQUISITION | G2040C104 | SHS CL A | 20,100 | $199,000 | thousands by filing date | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 20,958 | $198,000 | thousands by filing date | |
| ASPIRATIONAL CONSUMER LIFEST | G05436103 | COM | 19,765 | $198,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 26,872 | $197,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 14,000 | $197,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 23,300 | $196,000 | thousands by filing date | put |
| PRIMAVERA CAPITAL ACQUIST CO | G7255E125 | UNIT 01/19/2026 | 19,000 | $195,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 35,000 | $193,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 20,289 | $193,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 20,507 | $192,000 | thousands by filing date | |
| ZYNEX INC | 98986M103 | COM | 12,625 | $192,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 25,182 | $192,000 | thousands by filing date | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 28,608 | $189,000 | thousands by filing date | |
| SO YOUNG INTERNATIONAL INC | 83356Q108 | SPONSORED ADS | 19,001 | $188,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 19,222 | $187,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 18,706 | $187,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 15,500 | $186,000 | thousands by filing date | |
| AMBER INTL HLDG LTD SPON ADS NEW | 45113Y104 | ADR | 15,661 | $184,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 46,680 | $183,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 32,000 | $182,000 | thousands by filing date | call |
| INTEC PHARMA LTD JERUSALEM | M53644148 | SHS NEW | 40,875 | $179,000 | thousands by filing date | |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 78,828 | $178,000 | thousands by filing date | |
| CEREVEL THERAPEUTICS HLDNG I | 15678U128 | COM | 12,947 | $178,000 | thousands by filing date | |
| MAVERIX METALS INC | 57776F405 | COMMON STOCK-FO | 33,356 | $177,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 18,624 | $177,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 16,900 | $173,000 | thousands by filing date | call |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 12,909 | $173,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 12,200 | $164,000 | thousands by filing date | |
| SPARTAN ACQUISITION CORP II | 846775203 | UNIT 99/99/9999 | 14,331 | $163,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 13,791 | $161,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 27,813 | $161,000 | thousands by filing date | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 10,492 | $160,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 35,269 | $160,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 14,920 | $158,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 14,894 | $158,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 13,201 | $156,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 13,040 | $155,000 | thousands by filing date | |
| GLOBUS MARITIME LIMITED NEW | Y27265126 | COM NEW | 31,882 | $150,000 | thousands by filing date | |
| NORTHERN STAR INVEST CORP IV | 66575B200 | UNIT 02/25/2028 | 15,000 | $149,000 | thousands by filing date | |
| ADVANTAGE SOLUTIONS INC. | 00791N102 | COM CL A | 12,310 | $145,000 | thousands by filing date | |
| OCUGEN INC | 67577C105 | COMMON STOCK | 21,225 | $144,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 10,985 | $141,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 14,742 | $139,000 | thousands by filing date | |
| TELEFONICA BRASIL SA | 87936R205 | SPONSORED ADS | 17,350 | $137,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 14,330 | $135,000 | thousands by filing date | |
| PROSHARES SHORT BASIC MAT | 74347X559 | COM | 12,297 | $135,000 | thousands by filing date | |
| BESPOKE CAP ACQUISITION CORP | 086344108 | CL A REST VTG | 13,524 | $135,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 23,266 | $130,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 27,449 | $130,000 | thousands by filing date | |
| FIRSTMARK HORIZON ACQUISITIO | 33765Y101 | CL A COM | 12,910 | $129,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 18,885 | $127,000 | thousands by filing date | |
| CANOO INC | 13803R102 | COM CL A | 13,883 | $126,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 10,000 | $125,000 | thousands by filing date | call |
| JOBY AVIATION IN | G7483N103 | EQUITY WRT | 62,000 | $125,000 | thousands by filing date | call |
| OSPREY TECHNLGY AQUISTION CO | 68839R104 | COM CL A | 12,050 | $124,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 11,122 | $120,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 10,255 | $120,000 | thousands by filing date | |
| CITIC CAPITAL ACQUISITION CO | G21513109 | COM CL A | 11,956 | $120,000 | thousands by filing date | |
| ONESMART INTL ED GROUP LTD | 68276W103 | CMN | 51,381 | $119,000 | thousands by filing date | |
| PAYA HOLDINGS INC | 70434P103 | COM CL A | 10,779 | $118,000 | thousands by filing date | |
| GRANITESHARES PLATINUM TR | 38748T103 | SHS BEN INT | 10,000 | $117,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 15,298 | $116,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 25,129 | $115,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 11,110 | $113,000 | thousands by filing date | |
| RATTLER MIDSTREAM LP | 75419T103 | CMN | 10,498 | $112,000 | thousands by filing date | |
| SOC TELEMED | 78472F101 | COM | 17,343 | $109,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 26,727 | $104,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 19,198 | $103,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 10,605 | $102,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 10,537 | $102,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 12,826 | $101,000 | thousands by filing date | |
| PIVOTAL INVESTMENT CORP III | 72582M205 | UNIT 01/28/2028 | 10,000 | $100,000 | thousands by filing date | |
| CARTESIAN GROWTH CORP | G19276123 | UNIT 02/26/2028 | 10,000 | $100,000 | thousands by filing date | |
| EJF ACQUISITION CORP | G2955B117 | UNIT 03/10/2026 | 10,000 | $100,000 | thousands by filing date | |
| ALTIMAR ACQUISITION CORP | G03707117 | *W EXP 99/99/999 | 70,986 | $100,000 | thousands by filing date | call |
| BOQII HLDG LTD | 09950L104 | SPONSORED ADS | 17,746 | $99,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 16,739 | $97,000 | thousands by filing date | |
| MULTIPLAN CORPORATION | 62548M100 | COM | 17,143 | $95,000 | thousands by filing date | |
| LIZHI INC | 53933L104 | ADS | 10,359 | $95,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 13,616 | $86,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 75,000 | $82,000 | thousands by filing date | call |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 35,751 | $80,000 | thousands by filing date | |
| ARRIVAL GROUP | L0423Q116 | *W EXP 03/24/202 | 14,244 | $80,000 | thousands by filing date | call |
| GREENSKY INC | 39572G100 | CL A | 11,939 | $74,000 | thousands by filing date | |
| WHOLE EARTH BRANDS INC | 96684W126 | WARRANT | 35,424 | $74,000 | thousands by filing date | call |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 30,712 | $74,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 11,439 | $72,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 11,457 | $72,000 | thousands by filing date | |
| TAILWIND ACQUISITION CORP | 87403Q110 | *W EXP 09/07/202 | 68,243 | $70,000 | thousands by filing date | call |
| TITAN PHARMACEUTICALS INC DE | 888314606 | COMMON | 23,200 | $69,000 | thousands by filing date | |
| 180 LIFE SCIENCES CORP | 68236V104 | COM | 10,300 | $68,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 10,290 | $67,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 38,745 | $67,000 | thousands by filing date | |
| Kelso Technologies Inc | 48826D201 | COM | 56,400 | $66,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 11,036 | $65,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 16,101 | $65,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 13,304 | $59,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 11,598 | $57,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 14,524 | $57,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 29,918 | $55,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 16,207 | $53,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 12,477 | $53,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 11,271 | $52,000 | thousands by filing date | |
| BIO-KEY INTL INC | 09060C408 | COM NEW | 14,006 | $49,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 10,601 | $48,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 14,134 | $47,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 13,738 | $47,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 22,285 | $45,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A309 | COMMON STOCK | 10,000 | $45,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 18,379 | $45,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 15,408 | $45,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 12,766 | $44,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 13,383 | $42,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 14,377 | $41,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A168 | RIGHT 04/14/2021 | 369,428 | $41,000 | thousands by filing date | call |
| CTI BIOPHARMA CORP | 12648L601 | COM | 14,117 | $41,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 31,221 | $41,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 10,915 | $40,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 25,153 | $39,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 12,003 | $37,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 20,398 | $37,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 18,328 | $32,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 10,341 | $32,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 17,513 | $31,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 17,836 | $30,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 16,688 | $30,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 14,562 | $28,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 13,186 | $27,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 15,649 | $26,000 | thousands by filing date | |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 10,760 | $23,000 | thousands by filing date | |
| SHAPEWAYS HOLDIN | G3770A110 | EQUITY WRT | 42,500 | $23,000 | thousands by filing date | call |
| SANDBRIDGE ACQUISITION CORP | 799793112 | *W EXP 09/14/202 | 20,900 | $21,000 | thousands by filing date | call |
| ZOMEDICA CORP COM | 98980M109 | Stock | 13,160 | $20,000 | thousands by filing date | |
| Atlantic Avenue Acquisition Corp | 04906P119 | Warrant | 24,800 | $18,000 | thousands by filing date | call |
| SEANERGY MARITIME HLDGS CORP | Y73760194 | COM | 13,000 | $14,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 10,000 | $14,000 | thousands by filing date | |
| REPLAY ACQUISITION CORP | G75130115 | *W EXP 03/01/202 | 10,000 | $13,000 | thousands by filing date | call |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 15,000 | $10,000 | thousands by filing date | |
| NAKED BRAND GROUP LIMITED | Q6519T117 | SHS NEW | 10,089 | $7,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-21-009965 | this filing | 2021-05-14 | acceptance time not in the bulk data set |