13F-HR filed by NEUBERGER BERMAN GROUP LLC
NEUBERGER BERMAN GROUP LLC filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-13, with 1,759 holding rows worth $104,694,479,000.
- Accession
- 0001567619-21-009778
- Filer
- CIK 1465109
- Filed
- 2021-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 3,164 entries on the cover page, a total value of $104,694,479,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $104,694,479,000 with VALUE read as thousands by filing date, 13F file number 028-13573. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerNB Alternatives Advisers LLC028-13575
- included managerNeuberger Berman Investment Advisers LLC028-17085
- included managerNeuberger Berman Asia Ltd028-16869
- included managerNeuberger Berman Trust Co N.A.028-13985
- included managerNeuberger Berman Trust Co of Delaware N.A.028-13986
- included managerNeuberger Berman Breton Hill ULC028-15258
- included managerBank of New York Mellon Corp028-12592
- included managerBNY Mellon Investment Adviser, Inc.028-00127
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HANESBRANDS INC | 410345102 | COM | 23,325 | $459,000 | thousands by filing date | |
| GRID DYNAMICS HLDGS INC | 39813G109 | CL A | 28,825 | $459,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 3,218 | $450,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 6,175 | $449,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 11,728 | $448,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 11,104 | $444,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 2,035 | $444,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 6,721 | $444,000 | thousands by filing date | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 7,100 | $444,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 1,611 | $442,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 31,873 | $441,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 3,095 | $440,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 3,752 | $439,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 7,007 | $439,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 18,757 | $437,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 8,182 | $436,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 9,925 | $432,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 13,272 | $430,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 1,997 | $428,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 8,366 | $427,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 6,978 | $424,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 8,626 | $423,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 21,902 | $423,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 13,828 | $417,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 2,307 | $415,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 4,809 | $415,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 34,896 | $415,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 1,688 | $411,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 5,303 | $407,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 1,558 | $406,000 | thousands by filing date | |
| COURSERA INC COM | 22266M104 | Stock | 9,000 | $405,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 4,864 | $400,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 3,647 | $399,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 14,761 | $399,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 6,310 | $398,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 1,890 | $398,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 28,000 | $398,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 5,625 | $397,000 | thousands by filing date | call |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 3,240 | $395,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 15,998 | $393,000 | thousands by filing date | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 5,491 | $391,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 14,705 | $389,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 12,378 | $386,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 7,990 | $385,000 | thousands by filing date | |
| TERADYNE INC | 880770AG7 | NOTE | 1,000 | $385,000 | thousands by filing date | principal |
| CI FINL CORP | 125491100 | COM | 25,129 | $384,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 4,407 | $383,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 611 | $383,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 2,147 | $382,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 4,416 | $382,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 19,886 | $382,000 | thousands by filing date | |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 21,450 | $381,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 5,700 | $376,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 2,000 | $374,000 | thousands by filing date | principal |
| STANDEX INTL CORP | 854231107 | COM | 3,879 | $371,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAC6 | NOTE 6/0 | 1,000 | $370,000 | thousands by filing date | principal |
| IDACORP INC | 451107106 | COM | 3,899 | $368,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 5,414 | $367,000 | thousands by filing date | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 17,690 | $367,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 46,069 | $366,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 2,683 | $366,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 7,448 | $363,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 2,388 | $361,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 20,000 | $361,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 3,839 | $360,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 6,526 | $358,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 5,420 | $357,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 2,496 | $354,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 7,738 | $353,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 29,964 | $353,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 5,478 | $352,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 81,042 | $352,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 4,514 | $350,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 6,036 | $349,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 7,528 | $347,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 20,728 | $344,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 16,289 | $342,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 44,850 | $342,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 5,435 | $341,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 12,599 | $339,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 3,355 | $338,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 3,756 | $334,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 2,370 | $333,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 7,246 | $332,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 3,261 | $332,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 2,276 | $329,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 4,400 | $328,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 34,676 | $328,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 18,519 | $327,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 1,780 | $327,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 16,652 | $324,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 4,135 | $321,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 3,652 | $320,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 6,000 | $320,000 | thousands by filing date | |
| DECIBEL THERAPEUTICS INC | 24343R106 | COM | 28,000 | $318,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 12,280 | $317,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 1,000 | $316,000 | thousands by filing date | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 7,000 | $315,000 | thousands by filing date | |
| TRINITY CAP INC | 896442308 | COM | 21,000 | $313,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 6,274 | $310,000 | thousands by filing date | |
| EARGO INC | 270087109 | COM | 6,200 | $310,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 21,329 | $309,000 | thousands by filing date | |
| VITAL FARMS INC | 92847W103 | COM | 14,025 | $306,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 2,161 | $305,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 20,361 | $304,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 1,323 | $303,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 48,333 | $301,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAB7 | NOTE 0.375% 9/0 | 1,000 | $301,000 | thousands by filing date | principal |
| CHEESECAKE FACTORY INC | 163072101 | COM | 5,296 | $299,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 4,220 | $297,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 2,050 | $297,000 | thousands by filing date | call |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 5,025 | $297,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 4,369 | $294,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 1,927 | $293,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 16,947 | $293,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 8,929 | $293,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 3,950 | $292,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 1,287 | $291,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 32,000 | $288,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 7,444 | $288,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 2,950 | $287,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 2,473 | $287,000 | thousands by filing date | |
| AARONS CO INC | 00258W108 | COM | 11,459 | $287,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 19,316 | $287,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 1,720 | $286,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 7,490 | $286,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 5,550 | $278,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 4,269 | $277,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 2,517 | $276,000 | thousands by filing date | |
| APOLLO ENDOSURGERY INC | 03767D108 | COM | 50,000 | $276,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 3,750 | $274,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 15,996 | $274,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 12,526 | $274,000 | thousands by filing date | |
| GAN LTD | G3728V109 | SHS | 15,000 | $273,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 5,043 | $272,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 7,124 | $271,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 27,746 | $270,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 14,579 | $269,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 3,827 | $268,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 9,374 | $262,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 2,625 | $261,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 3,973 | $260,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 8,522 | $260,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 1,435 | $260,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 4,005 | $260,000 | thousands by filing date | call |
| BADGER METER INC COM | 056525108 | Stock | 2,783 | $259,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 1,990 | $258,000 | thousands by filing date | |
| ADAPTHEALTH CORP | 00653Q102 | COMMON STOCK | 7,000 | $257,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 33,749 | $257,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 1,221 | $257,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 3,716 | $254,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 4,539 | $254,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 6,142 | $253,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 9,332 | $252,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 2,481 | $251,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 1,151 | $249,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 10,849 | $249,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 3,926 | $248,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 2,261 | $248,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 10,120 | $246,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 18,076 | $244,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 7,715 | $243,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 3,263 | $242,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 221 | $242,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 10,473 | $242,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 5,351 | $239,000 | thousands by filing date | |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 1,000 | $238,000 | thousands by filing date | principal |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 5,965 | $236,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 6,318 | $236,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 11,670 | $235,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 8,622 | $234,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 2,945 | $233,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 32,400 | $232,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 3,466 | $229,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 3,697 | $228,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 5,038 | $228,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 345 | $226,000 | thousands by filing date | call |
| AMERICAN WELL CORP | 03044L105 | CL A | 13,005 | $226,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 20,000 | $226,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 2,457 | $225,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 2,819 | $225,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 3,267 | $224,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 5,318 | $224,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 4,469 | $221,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 25,000 | $220,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 13,817 | $220,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 9,664 | $219,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 2,560 | $219,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 5,944 | $219,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 3,430 | $218,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 2,476 | $217,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 8,265 | $217,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 31,454 | $215,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 7,296 | $215,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 2,340 | $215,000 | thousands by filing date | |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 14,835 | $215,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 3,140 | $213,000 | thousands by filing date | |
| ACCOLADE INC | 00437E102 | COM | 4,700 | $213,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 11,634 | $212,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D382 | ETRACS ALER MLP | 15,000 | $212,000 | thousands by filing date | |
| SAFEHOLD INC | 78645L100 | COM | 3,009 | $211,000 | thousands by filing date | |
| PHREESIA INC | 71944F106 | COM | 4,025 | $210,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 2,978 | $209,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 4,414 | $209,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 2,417 | $208,000 | thousands by filing date | call |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 2,000 | $208,000 | thousands by filing date | principal |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 27,938 | $207,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO CL A | 03748R747 | REIT | 33,068 | $203,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 2,045 | $202,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 1,958 | $200,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 4,869 | $200,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 16,958 | $199,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 31,450 | $199,000 | thousands by filing date | |
| METROMILE INC | 591697107 | COM | 19,385 | $199,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 14,605 | $190,000 | thousands by filing date | |
| SVF INVESTMENT CORP | G8601M100 | 2 CL A SHS | 18,000 | $182,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 28,754 | $179,000 | thousands by filing date | |
| BURFORD CAPITAL LIMITED | G17977110 | ORD SHS | 19,813 | $178,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 17,903 | $177,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 11,852 | $174,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 37,649 | $172,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 12,695 | $164,000 | thousands by filing date | |
| VESPER HEALTHCARE ACQSTN COR | 92538T104 | COM CL A | 14,896 | $161,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 16,887 | $156,000 | thousands by filing date | |
| DPCM CAP INC | 23344P119 | *W EXP 10/14/202 | 121,124 | $151,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 16,000 | $149,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 14,165 | $148,000 | thousands by filing date | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 11,344 | $147,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 17,852 | $147,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 73,436 | $141,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 12,075 | $140,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 37,500 | $132,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 52,580 | $127,000 | thousands by filing date | |
| BM TECHNOLOGIES INC | 05591L115 | *W EXP 01/04/202 | 63,355 | $127,000 | thousands by filing date | |
| SENIOR CONNECT ACQUISITN COR | 81723H116 | *W EXP 12/31/202 | 174,620 | $124,000 | thousands by filing date | |
| MOTUS GI HLDGS INC | 62014P108 | COM | 101,586 | $123,000 | thousands by filing date | |
| NOV INC | 62955J103 | COM | 10,096 | $122,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 20,700 | $121,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 20,760 | $120,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 17,977 | $109,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 12,624 | $107,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251KAB6 | NOTE 6.125% 5/1 | 104,000 | $107,000 | thousands by filing date | principal |
| MARQUEE RAINE ACQUISITION CO | G58442123 | *W EXP 12/01/202 | 85,987 | $107,000 | thousands by filing date | |
| EPIPHANY TECHNOLOGY ACQUISIT | 29429X117 | *W EXP 01/12/202 | 125,000 | $104,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 10,851 | $91,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 15,563 | $90,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 13,145 | $88,000 | thousands by filing date | |
| SWITCHBACK II CORPORATION | G8633T107 | *W EXP 01/07/202 | 38,322 | $76,000 | thousands by filing date | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 12,018 | $75,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 87,056 | $72,000 | thousands by filing date | |
| ION ACQUISITION CORP 1 LTD | G49392114 | *W EXP 10/05/202 | 30,100 | $68,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 12,968 | $60,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 15,000 | $59,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 18,913 | $52,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 13,614 | $30,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 11,696 | $27,000 | thousands by filing date | |
| EMPOWER LTD | G3R39W110 | *W EXP 11/30/202 | 10,000 | $12,000 | thousands by filing date | |
| TAILWIND ACQUISITION CORP | 87403Q110 | *W EXP 09/07/202 | 10,000 | $10,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 21,609 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-21-009778 | this filing | 2021-05-13 | acceptance time not in the bulk data set |