13F-HR filed by PANAGORA ASSET MANAGEMENT INC
PANAGORA ASSET MANAGEMENT INC filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-12, with 2,843 holding rows worth $17,810,706,000.
- Accession
- 0001567619-21-009618
- Filer
- CIK 883677
- Filed
- 2021-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 2,843 entries on the cover page, a total value of $17,810,706,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $17,810,706,000 with VALUE read as thousands by filing date, 13F file number 028-03042. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 1,771 | $7,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 2,331 | $7,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 168 | $7,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 1,094 | $7,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 921 | $7,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 746 | $7,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 257 | $7,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 1,074 | $7,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 391 | $7,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 395 | $7,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 563 | $7,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 1,301 | $7,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 412 | $7,000 | thousands by filing date | |
| ZOVIO INC | 98979V102 | COMMON STOCK | 1,784 | $7,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 426 | $7,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 857 | $7,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 677 | $7,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 1,410 | $7,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 926 | $7,000 | thousands by filing date | |
| GENPREX INC | 372446104 | COM | 1,718 | $7,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 1,160 | $7,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 3,545 | $7,000 | thousands by filing date | |
| DFP HEALTHCARE ACQUISITNS CO | 23343Q118 | *W EXP 03/31/202 | 6,019 | $7,000 | thousands by filing date | |
| HORIZON ACQUISITION CORP | G46049113 | *W EXP 08/19/202 | 6,675 | $7,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVESTMENT | 443760202 | UNIT 01/31/2027 | 726 | $7,000 | thousands by filing date | |
| CHPMW US 22 Nov 24 C11.5 | 12558Y114 | *W EXP 11/22/202 | 9,275 | $7,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 112 | $6,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 119 | $6,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 1,071 | $6,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 197 | $6,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 1,025 | $6,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 1,202 | $6,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 994 | $6,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 608 | $6,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 316 | $6,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 201 | $6,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 1,207 | $6,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 195 | $6,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 161 | $6,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 1,420 | $6,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 1,282 | $6,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 417 | $6,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 362 | $6,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 491 | $6,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 335 | $6,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 335 | $6,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 176 | $6,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 707 | $6,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 232 | $6,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 243 | $6,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 142 | $6,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 500 | $6,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 333 | $6,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 136 | $6,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 255 | $6,000 | thousands by filing date | |
| LEE ENTERPRISES INC | 523768406 | COM | 248 | $6,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 313 | $6,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 1,525 | $6,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 161 | $6,000 | thousands by filing date | |
| MOHAWK GROUP HLDGS INC | 608189106 | COM | 203 | $6,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 196 | $6,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 527 | $6,000 | thousands by filing date | |
| Mid-Southern Bancorp | 59548Q107 | COM | 385 | $6,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 329 | $6,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 811 | $6,000 | thousands by filing date | |
| ROMAN DBDR TECH ACQUISITION | 77584N119 | *W EXP 10/31/202 | 8,456 | $6,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 73 | $5,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 88 | $5,000 | thousands by filing date | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 324 | $5,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 485 | $5,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 806 | $5,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 248 | $5,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 338 | $5,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 409 | $5,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 252 | $5,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 291 | $5,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 315 | $5,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 772 | $5,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 300 | $5,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 441 | $5,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 499 | $5,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 166 | $5,000 | thousands by filing date | |
| BANK7 CORP | 06652N107 | COMMON STOCK | 302 | $5,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 210 | $5,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 118 | $5,000 | thousands by filing date | |
| FULCRUM THERAPEUTICS INC | 359616109 | COMMON STOCK | 392 | $5,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 689 | $5,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 32 | $5,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 507 | $5,000 | thousands by filing date | |
| TELA BIO INC | 872381108 | COM | 345 | $5,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 258 | $5,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 80 | $5,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 193 | $5,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 720 | $5,000 | thousands by filing date | |
| DZS INC | 268211109 | COMMON STOCK | 314 | $5,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 491 | $5,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 1,804 | $5,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 923 | $5,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 1,468 | $5,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 348 | $5,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 1,318 | $5,000 | thousands by filing date | |
| BRIDGETOWN HOLDINGS LTD | G1355U121 | *W EXP 09/30/202 | 1,872 | $5,000 | thousands by filing date | |
| ESPORTS ENTMT GROUP INC | 29667K306 | COM | 325 | $5,000 | thousands by filing date | |
| BRILLIANT ACQUISITION CORP | G1643W129 | *W EXP 03/30/202 | 9,490 | $5,000 | thousands by filing date | |
| CASPER SLEEP INC | 147626105 | COM | 701 | $5,000 | thousands by filing date | |
| EDOC ACQUISITION CORP | G4000A136 | COM | 12,081 | $5,000 | thousands by filing date | |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 2,427 | $5,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T111 | *W EXP 07/29/202 | 4,410 | $5,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A111 | *W EXP 04/01/202 | 5,742 | $5,000 | thousands by filing date | |
| ATHLON ACQUISITION CORP | 04748A205 | UNIT 01/12/2026 | 500 | $5,000 | thousands by filing date | |
| BIG CYPRESS ACQUISITION CORP | 089115117 | *W EXP 07/25/202 | 7,501 | $5,000 | thousands by filing date | |
| LIV CAP ACQUISITION CORP | G5510C116 | *W EXP 12/13/202 | 8,910 | $5,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 274 | $4,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 328 | $4,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 376 | $4,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 50 | $4,000 | thousands by filing date | |
| ALPHA METALLURGICAL RESOUR I | 020764106 | COM | 324 | $4,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 157 | $4,000 | thousands by filing date | |
| XPEL INC | 98379L100 | COM | 85 | $4,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 373 | $4,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 140 | $4,000 | thousands by filing date | |
| ONE STOP SYSTEMS INC | 68247W109 | COMMON STOCK | 669 | $4,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 1,567 | $4,000 | thousands by filing date | |
| HF FOODS GROUP INC | 40417F109 | COM | 489 | $4,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 6 | $4,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 1,018 | $4,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 1,014 | $4,000 | thousands by filing date | |
| CARPARTS COM INC | 14427M107 | COM | 285 | $4,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 960 | $4,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 228 | $4,000 | thousands by filing date | |
| EDOC ACQUISITION CORP | G4000A110 | *W EXP 11/30/202 | 12,081 | $4,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 1,257 | $4,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 486 | $4,000 | thousands by filing date | |
| CORTLAND BANCORP COM | 220587109 | COM | 203 | $4,000 | thousands by filing date | |
| CAPSTAR SPL PURP ACQUISITION | 14070Y119 | *W EXP 99/99/999 | 5,537 | $4,000 | thousands by filing date | |
| IG ACQUISITION CORP | 449534114 | *W EXP 10/05/202 | 3,811 | $4,000 | thousands by filing date | |
| 1895 BANCORP OF WIS INC COM | 28252W105 | Stock | 257 | $4,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 1,393 | $4,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 365 | $4,000 | thousands by filing date | |
| YUCAIPA ACQUISITION CORP | G9879L113 | *W EXP 99/99/999 | 2,577 | $4,000 | thousands by filing date | |
| MONTES ARCHIMEDES ACQUISITIO | 612657114 | *W EXP 99/99/999 | 4,463 | $4,000 | thousands by filing date | |
| AEA-BRIDGES IMPACT CORP | G01046112 | *W EXP 09/19/202 | 4,009 | $4,000 | thousands by filing date | |
| SPORTS ENTERTAINMENT ACQU CO | 84918M114 | *W EXP 10/30/202 | 3,857 | $4,000 | thousands by filing date | |
| AVANTI ACQUISITION CORP | G0682V125 | *W EXP 99/99/999 | 3,955 | $4,000 | thousands by filing date | |
| OMEGA ALPHA SPAC | G6749V107 | CL A | 363 | $4,000 | thousands by filing date | |
| EXECUTIVE NETWORK PARTNERING | 30158L118 | *W EXP 09/25/202 | 5,077 | $4,000 | thousands by filing date | |
| SHAPEWAYS HOLDIN | G3770A110 | EQUITY WRT | 7,663 | $4,000 | thousands by filing date | |
| PETRA ACQUISITION INC | 716421110 | *W EXP 05/25/202 | 7,931 | $4,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 829 | $3,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 171 | $3,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 350 | $3,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 209 | $3,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 1,280 | $3,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 204 | $3,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 69 | $3,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 790 | $3,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 144 | $3,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 956 | $3,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 347 | $3,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 105 | $3,000 | thousands by filing date | |
| VALHI INC | 918905209 | COMMON STOCK | 163 | $3,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 631 | $3,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 286 | $3,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 446 | $3,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES IN | 34984V209 | COMMON STOCK | 141 | $3,000 | thousands by filing date | |
| EQUILLIUM INC | 29446K106 | COM | 385 | $3,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 405 | $3,000 | thousands by filing date | |
| Amplify Energy Corp | 03212B103 | COM | 962 | $3,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 470 | $3,000 | thousands by filing date | |
| Community West Bancshares | 204157101 | Common Stock | 223 | $3,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 124 | $3,000 | thousands by filing date | |
| RAPT THERAPEUTICS INC | 75382E109 | COM | 147 | $3,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 122 | $3,000 | thousands by filing date | |
| PHX MINERALS INC CL A | 69291A100 | Stock | 872 | $3,000 | thousands by filing date | |
| ONTRAK INC | 683373104 | COM | 99 | $3,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 39 | $3,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 1,008 | $3,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 182 | $3,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 608 | $3,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 406 | $3,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 487 | $3,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 162 | $3,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 1,550 | $3,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 141 | $3,000 | thousands by filing date | |
| H I G ACQUISITION CORP | G44898123 | *W EXP 99/99/999 | 2,750 | $3,000 | thousands by filing date | |
| REDBALL ACQUISITION CORP | G7417R113 | *W EXP 08/17/202 | 2,532 | $3,000 | thousands by filing date | |
| EAST RES ACQUISITION CO | 274681113 | *W EXP 07/01/202 | 3,804 | $3,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 915 | $3,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 712 | $3,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 428 | $3,000 | thousands by filing date | |
| ISLEWORTH HEALTHCARE ACQU CO | 46468P110 | WTS | 6,767 | $3,000 | thousands by filing date | |
| APOLLO STRATEGIC GROWTH CAPT | G0411R114 | *W EXP 10/29/202 | 2,585 | $3,000 | thousands by filing date | |
| NORTH MOUNTAIN MERGER CORP WT EXP 091625 | 661204115 | Stock | 2,548 | $3,000 | thousands by filing date | |
| LFTRW US 23 Oct 25 C11.5 | 52470X117 | *W EXP 10/23/202 | 2,760 | $3,000 | thousands by filing date | |
| RECHARGE ACQUISITION CORP | 756229118 | *W EXP 10/05/202 | 3,811 | $3,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 648 | $3,000 | thousands by filing date | |
| BROADSTONE ACQUISITION CORP | G1739V126 | *W EXP 09/15/202 | 3,969 | $3,000 | thousands by filing date | |
| AMPLITUDE HLTHCRE AQUSTIN CO | 03212A113 | *W EXP 12/01/202 | 3,729 | $3,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 8 | $2,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 1,115 | $2,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 122 | $2,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 306 | $2,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 221 | $2,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 113 | $2,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 84 | $2,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q886 | COM | 102 | $2,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 149 | $2,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 137 | $2,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 50 | $2,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 151 | $2,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 115 | $2,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 141 | $2,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 128 | $2,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 36 | $2,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 121 | $2,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 115 | $2,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 96 | $2,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 88 | $2,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 41 | $2,000 | thousands by filing date | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 304 | $2,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 973 | $2,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 296 | $2,000 | thousands by filing date | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 142 | $2,000 | thousands by filing date | |
| GREAT ELM GROUP INC COM NEW | 39037G109 | COM NEW | 770 | $2,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 142 | $2,000 | thousands by filing date | |
| DYADIC INTL INC DEL | 26745T101 | COM | 413 | $2,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 122 | $2,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 124 | $2,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 892 | $2,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 730 | $2,000 | thousands by filing date | |
| BK Technologies Corp. | 05587G104 | COM | 425 | $2,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 182 | $2,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 1,047 | $2,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 644 | $2,000 | thousands by filing date | |
| VENUS CONCEPT INC | 92332W105 | COM | 966 | $2,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 668 | $2,000 | thousands by filing date | |
| FFBW INC MD | 30260M103 | COM | 182 | $2,000 | thousands by filing date | |
| ACON S2 ACQUISITION CORP | G00748114 | *W EXP 09/15/202 | 2,067 | $2,000 | thousands by filing date | |
| BRILLIANT ACQUISITION CORP | G1643W137 | RIGHT 99/99/9999 | 7,540 | $2,000 | thousands by filing date | |
| HORIZON ACQUISITION CORPORAT | G46044114 | *W EXP 10/19/202 | 946 | $2,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 86 | $2,000 | thousands by filing date | |
| TEKKORP DIGITAL ACQUISITN CO | G8739H106 | CMN | 230 | $2,000 | thousands by filing date | |
| SARISSA CAPITAL ACQUISITN CO | G7823W102 | CMN | 231 | $2,000 | thousands by filing date | |
| DPCM CAP INC | 23344P101 | CMN | 231 | $2,000 | thousands by filing date | |
| FINSERV ACQUISITION CORP | 318085115 | *W EXP 12/31/202 | 623 | $2,000 | thousands by filing date | |
| E MERGE TECHNOLOGY ACQUISITI | 26873Y112 | *W EXP 07/30/202 | 2,543 | $2,000 | thousands by filing date | |
| STARRY GROUP HOLDINGS INC WT EXP 032927 | 33765Y119 | Common Stock | 1,433 | $2,000 | thousands by filing date | |
| YELLOWSTONE ACQUISITION CO COM CL A | 98566K105 | Stock | 230 | $2,000 | thousands by filing date | |
| RICE ACQUISIT- A | 762594109 | COMMON STOCK | 230 | $2,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 313 | $1,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 85 | $1,000 | thousands by filing date | |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 71 | $1,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 74 | $1,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 265 | $1,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 53 | $1,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 454 | $1,000 | thousands by filing date | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 100 | $1,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 446 | $1,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 72 | $1,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 101 | $1,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 70 | $1,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 134 | $1,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 75 | $1,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 52 | $1,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 88 | $1,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 84 | $1,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 67 | $1,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 96 | $1,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 61 | $1,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 92 | $1,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 69 | $1,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 122 | $1,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 182 | $1,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 41 | $1,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 65 | $1,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 72 | $1,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 98 | $1,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 105 | $1,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 39 | $1,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 24 | $1,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 58 | $1,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 81 | $1,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 58 | $1,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 81 | $1,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 45 | $1,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 102 | $1,000 | thousands by filing date | |
| MAYS J W INC | 578473100 | COM | 21 | $1,000 | thousands by filing date | |
| BEAM GLOBAL | 07373B109 | COM | 18 | $1,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 466 | $1,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 49 | $1,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 64 | $1,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 107 | $1,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA INC | 89421B109 | COMMON STOCK | 40 | $1,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 98 | $1,000 | thousands by filing date | |
| PRESURANCE HLDGS INC | 20731J102 | EQUITY | 162 | $1,000 | thousands by filing date | |
| GRAB HOLDINGS LIMITED | G0370L116 | W EXP 12/1/202 | 190 | $1,000 | thousands by filing date | |
| ALIGOS THERAPEUTICS INC COM NEW | 01626L105 | Stock | 28 | $1,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 104 | $1,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 8 | $1,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 686 | $1,000 | thousands by filing date | |
| IMARA INC | 45249V107 | COM | 122 | $1,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 67 | $1,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC COM NEW | 079481404 | Stock | 324 | $1,000 | thousands by filing date | |
| VACCINEX INC | 918640103 | CMN | 466 | $1,000 | thousands by filing date | |
| RIBBIT LEAP LTD | G7552B113 | WTS | 187 | $1,000 | thousands by filing date | |
| CITIC CAPITAL ACQUISITION CO | G21513117 | *W EXP 01/17/202 | 624 | $1,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP II | G6715X111 | *W EXP 09/15/202 | 1,170 | $1,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 34 | $1,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO MUN INCOME FD | 72200R107 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELEDON PHARMACEUTICALS INC | 28617k101 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COGENT BIOSCIENCES INC | 19240Q201 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARCHEX INC | 56624R108 | CMN | 68 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 213 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MERITOR INC | 59001K100 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Gulfport Energy | 402635304 | COM | 4,100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 844 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRIDGETOWN HOLDINGS LTD | G1355U105 | UNIT 10/15/2025 | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APREA THERAPEUTICS INC | 03836J102 | COM | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HORIZON ACQUISITION CORPORAT | G46044122 | UNIT 10/19/2027 | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WTS/PARKER DRILLING COMPANY EXP09/16/2024 | 701081119 | WARR | 62 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VY GLOBAL GROWTH | G9444H118 | WTS | 187 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MONTES ARCHIMEDES ACQUISITIO | 612657205 | UNIT 09/30/2025 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DENBURY INC | 24790A127 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RICE ACQUISITION CORP | 762594117 | *W EXP 10/26/202 | 115 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGBA ACQUISITION LTD | G0120M117 | *W EXP 05/10/202 | 372 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATLANTIC AVE ACQUISITION CORP UNIT | 04906P200 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVANTI ACQUISITION CORP UNIT | G0682V117 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| H I G ACQUISITION CORP UNIT | G44898115 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEFTERIS ACQUISITION CORP UNIT EX | 52470X208 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEKKORP DIGITAL ACQUISITN CO | G8739H114 | *W EXP 10/26/202 | 115 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SARISSA CAPITAL ACQUISITN CO | G7823W110 | *W EXP 10/23/202 | 77 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGBA ACQUISITION LTD | G0120M125 | RIGHT 05/10/2024 | 192 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DPCM CAP INC | 23344P119 | *W EXP 10/14/202 | 77 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YUNHONG INTL RT | G98882130 | WARRANT AND RIGH | 201 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MCCLATCHY CO | 579489303 | CL A NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YUNHONG INTL | G98882122 | *W EXP 01/31/202 | 301 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MORGAN GROUP HOLDING CO | 61735R203 | COMMON | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-21-009618 | this filing | 2021-05-12 | acceptance time not in the bulk data set |