13F-HR filed by CAXTON ASSOCIATES LP
CAXTON ASSOCIATES LP filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-16, with 138 holding rows worth $1,447,529,000.
- Accession
- 0001567619-21-004022
- Filer
- CIK 872573
- Filed
- 2021-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 138 entries on the cover page, a total value of $1,447,529,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,447,529,000 with VALUE read as thousands by filing date, 13F file number 028-02856. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR GOLD TR | 78463V107 | GOLD SHS | 2,527,950 | $450,885,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 6,889,200 | $355,965,000 | thousands by filing date | call |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 1,573,000 | $81,277,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 462,225 | $60,223,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 2,105,805 | $49,486,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 375,497 | $28,230,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 1,005,000 | $24,683,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 550,000 | $19,811,000 | thousands by filing date | call |
| Apple Inc | 037833100 | COM | 145,601 | $19,320,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 500,000 | $18,010,000 | thousands by filing date | put |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 148,144 | $16,154,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 500,000 | $12,280,000 | thousands by filing date | put |
| NextEra Energy,Inc. | 65339F101 | COM | 149,279 | $11,517,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 50,500 | $11,232,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 147,957 | $9,921,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 323,261 | $9,116,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 11,096 | $9,078,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 207,692 | $8,883,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 102,668 | $8,882,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 151,388 | $8,826,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 171,208 | $8,822,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 16,300 | $8,814,000 | thousands by filing date | call |
| XCELENERGY INC | 98389B100 | COM | 131,412 | $8,761,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 95,621 | $8,755,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 71,985 | $8,740,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 400,990 | $8,677,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 204,693 | $8,642,000 | thousands by filing date | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 270,601 | $8,640,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 114,847 | $8,636,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 45,300 | $8,207,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 19,941 | $7,664,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 2,140 | $6,970,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 22,000 | $6,902,000 | thousands by filing date | call |
| DOCUSIGN INC COM | 256163106 | Stock | 30,292 | $6,734,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 2,000 | $6,514,000 | thousands by filing date | call |
| Microsoft Corp | 594918104 | COM | 27,500 | $6,117,000 | thousands by filing date | call |
| Uber Technologies | 90353T100 | COM | 114,738 | $5,852,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 55,710 | $5,632,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 227,800 | $5,595,000 | thousands by filing date | call |
| Visa Inc | 92826C839 | COM | 24,741 | $5,412,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 163,500 | $5,351,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 13,300 | $5,052,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 52,428 | $4,808,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 15,000 | $4,078,000 | thousands by filing date | call |
| AMBARELLA INC | G037AX101 | SHS | 38,500 | $3,535,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 6,438 | $3,220,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 20,000 | $3,150,000 | thousands by filing date | put |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 2,600 | $2,943,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 33,900 | $2,926,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 6,159 | $2,909,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 16,200 | $2,889,000 | thousands by filing date | call |
| Tesla Motors, Inc | 88160R101 | COM | 4,000 | $2,823,000 | thousands by filing date | put |
| Tesla Motors, Inc | 88160R101 | COM | 4,000 | $2,779,000 | thousands by filing date | call |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 15,100 | $2,401,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 26,700 | $2,329,000 | thousands by filing date | put |
| Starbucks Corporation | 855244109 | COM | 20,000 | $2,119,000 | thousands by filing date | call |
| PTC INC COM | 69370C100 | Stock | 17,321 | $2,072,000 | thousands by filing date | |
| Airbnb, Inc. Class A | 009066101 | COM | 12,600 | $1,850,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 8,000 | $1,571,000 | thousands by filing date | put |
| DYNATRACE INC COM NEW | 268150109 | Stock | 34,894 | $1,510,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 20,000 | $1,504,000 | thousands by filing date | call |
| CREE INC | 225447101 | COM | 11,900 | $1,260,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 4,500 | $1,047,000 | thousands by filing date | call |
| INVESCO QQQ TR | 46090E103 | COM | 2,500 | $784,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 42,000 | $727,000 | thousands by filing date | call |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 5,800 | $651,000 | thousands by filing date | call |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 8,900 | $503,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 11,900 | $491,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 2,002 | $449,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 10,471 | $447,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 17,933 | $431,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,205 | $428,000 | thousands by filing date | |
| EQUITABLE HLDGS INC | 29452E105 | COM | 16,334 | $418,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 7,070 | $416,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 1,184 | $389,000 | thousands by filing date | |
| ARES MANAGEMENT CORPORATION CL A COM STK | 03990B101 | Stock | 8,225 | $387,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 1,368 | $386,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 1,859 | $351,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 21,093 | $311,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 1,782 | $310,000 | thousands by filing date | |
| GEN DIGITAL INC COM | 668771108 | Stock | 14,827 | $308,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 47,851 | $305,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 992 | $303,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 4,841 | $302,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 4,517 | $300,000 | thousands by filing date | |
| AVANTOR INC COM | 05352A100 | Stock | 10,221 | $288,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 3,917 | $287,000 | thousands by filing date | |
| MATCH GROUP INC NEW | 57667L107 | COM | 1,885 | $285,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 7,804 | $283,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 4,824 | $277,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 753 | $269,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 3,897 | $262,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 14,617 | $261,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 2,648 | $259,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 471 | $255,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 6,732 | $255,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 1,376 | $253,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 575 | $248,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 1,130 | $244,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 2,542 | $240,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 378 | $234,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 10,258 | $230,000 | thousands by filing date | |
| VERISIGN INC | 92343E106 | COM | 1,059 | $229,000 | thousands by filing date | |
| HEADHUNTER GROUP PLC ADR | 42207L106 | COM | 7,353 | $222,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 2,966 | $221,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 4,081 | $213,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 7,500 | $212,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 2,125 | $212,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 1,611 | $208,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 5,498 | $208,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 756 | $206,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 3,281 | $205,000 | thousands by filing date | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 1,156 | $205,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 3,214 | $205,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 51,085 | $204,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 571 | $203,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 1,180 | $201,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 12,194 | $196,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 16,677 | $183,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 18,526 | $182,000 | thousands by filing date | |
| GREENTREE HOSPITALITY GROUP | 39579V100 | SPONSORED ADS | 12,390 | $166,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q105 | COM | 10,657 | $159,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 17,341 | $150,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 21,933 | $144,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 197 | $139,000 | thousands by filing date | |
| AIX INC | 30712A103 | SPONSORED ADS | 11,394 | $137,000 | thousands by filing date | |
| PERDOCEO ED CORP | 71363P106 | COM | 10,712 | $135,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 4,000 | $116,000 | thousands by filing date | call |
| EXTREME NETWORKS INC | 30226D106 | COM | 16,422 | $113,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 19,901 | $112,000 | thousands by filing date | |
| HAPPEN INC COM NEW | 52603A208 | Stock | 10,527 | $111,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 57,692 | $104,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 16,337 | $89,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 14,076 | $87,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 24,592 | $82,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 25,119 | $79,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 10,747 | $37,000 | thousands by filing date | |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 11,288 | $36,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-21-004022 | this filing | 2021-02-16 | acceptance time not in the bulk data set |