13F-HR filed by NOMURA HOLDINGS INC
NOMURA HOLDINGS INC filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-16, with 1,505 holding rows worth $59,808,337,000.
- Accession
- 0001567619-21-003922
- Filer
- CIK 1163653
- Filed
- 2021-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 2,052 entries on the cover page, a total value of $59,808,337,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $59,808,337,000 with VALUE read as thousands by filing date, 13F file number 028-10594. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerNOMURA SECURITIES INTERNATIONAL INC028-04983
- included managerNOMURA GLOBAL FINANCIAL PRODUCTS INC028-15494
- included managerNOMURA INTERNATIONAL PLC028-04985
- included managerNOMURA SECURITIES BERMUDA LTD028-04993
- included managerNOMURA SECURITIES CO LTD028-04979
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NEVRO CORP | 64157F103 | COM | 6,351 | $1,100,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 163,330 | $1,097,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 92,345 | $1,093,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 110,800 | $1,093,000 | thousands by filing date | call |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 11,918 | $1,092,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 10,000 | $1,089,000 | thousands by filing date | call |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 28,800 | $1,087,000 | thousands by filing date | call |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 105,266 | $1,082,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 33,000 | $1,077,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 12,399 | $1,073,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 8,000 | $1,066,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 98,600 | $1,065,000 | thousands by filing date | call |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 7,500 | $1,061,000 | thousands by filing date | call |
| WW GRAINGER INC COM | 384802104 | Stock | 2,596 | $1,059,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 4,202 | $1,053,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 77,476 | $1,053,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 23,627 | $1,050,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 11,408 | $1,048,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 47,100 | $1,044,000 | thousands by filing date | call |
| HERSHEY CO COM | 427866108 | Stock | 6,839 | $1,042,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 6,131 | $1,042,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 6,471 | $1,036,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 28,680 | $1,033,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 95,300 | $1,031,000 | thousands by filing date | put |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 95,300 | $1,031,000 | thousands by filing date | call |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 24,123 | $1,029,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 8,453 | $1,024,000 | thousands by filing date | |
| IHUMAN INC | 45175B109 | CMN | 55,400 | $1,024,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 2,251 | $1,016,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 22,253 | $1,009,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 8,321 | $1,006,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 6,556 | $1,005,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 73,100 | $1,001,000 | thousands by filing date | call |
| CHEESECAKE FACTORY INC | 163072101 | COM | 27,000 | $999,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 11,369 | $994,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 838 | $993,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 17,700 | $993,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 6,290 | $990,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 72,000 | $989,000 | thousands by filing date | call |
| V F CORP COM | 918204108 | Stock | 11,566 | $988,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 20,266 | $981,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 861 | $981,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 35,472 | $978,000 | thousands by filing date | |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 16,700 | $978,000 | thousands by filing date | call |
| CENTURYLINK INC | 156700106 | COM | 100,000 | $976,000 | thousands by filing date | put |
| CLOROX CO DEL | 189054109 | COM | 4,827 | $974,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 9,700 | $966,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 25,000 | $963,000 | thousands by filing date | call |
| SEAGEN INC | 81181C104 | COM | 5,475 | $962,000 | thousands by filing date | |
| CARPARTS COM INC | 14427M107 | COM | 77,722 | $962,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 100,000 | $960,000 | thousands by filing date | call |
| AVAYA HLDGS CORP | 05351X101 | COM | 50,000 | $955,000 | thousands by filing date | put |
| ARRAY TECHNOLOGIES, INC. | 04271T100 | COM SHS | 21,900 | $945,000 | thousands by filing date | call |
| Cisco Systems,Inc. | 17275R102 | COM | 20,800 | $944,000 | thousands by filing date | put |
| Cisco Systems,Inc. | 17275R102 | COM | 20,800 | $944,000 | thousands by filing date | call |
| BROWN FORMAN CORP | 115637100 | CL A | 12,800 | $939,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 4,509 | $937,000 | thousands by filing date | |
| VERTIV HOLDINGS CO COM CL A | 92537N108 | Stock | 50,000 | $935,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 50,000 | $934,000 | thousands by filing date | call |
| TEXTRON INC COM | 883203101 | Stock | 19,300 | $933,000 | thousands by filing date | call |
| CENTURYLINK INC | 156700106 | COM | 95,437 | $932,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 70,750 | $932,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 4,900 | $926,000 | thousands by filing date | put |
| EASTMAN CHEM CO COM | 277432100 | Stock | 9,202 | $924,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 6,291 | $923,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 44,131 | $919,000 | thousands by filing date | |
| OVINTIV INC | 69047Q102 | COM | 64,000 | $919,000 | thousands by filing date | put |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 4,515 | $918,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 23,650 | $908,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 10,967 | $899,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 125,000 | $888,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 3,133 | $887,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 4,338 | $886,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 6,702 | $885,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 11,848 | $885,000 | thousands by filing date | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 13,469 | $883,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 30,800 | $880,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 11,264 | $878,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 8,783 | $873,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 104,600 | $872,000 | thousands by filing date | call |
| VULCAN MATLS CO COM | 929160109 | Stock | 5,859 | $868,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 12,195 | $863,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 32,000 | $863,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 6,956 | $860,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 8,994 | $860,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 21,223 | $859,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 68,500 | $853,000 | thousands by filing date | put |
| RIOT PLATFORMS INC | 767292105 | COM | 50,000 | $850,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 4,900 | $849,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 4,399 | $848,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 21,339 | $846,000 | thousands by filing date | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 10,000 | $845,000 | thousands by filing date | call |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 8,800 | $841,000 | thousands by filing date | call |
| STONECO LTD | G85158106 | COM CL A | 10,000 | $840,000 | thousands by filing date | |
| NEXTCURE INC | 65343E108 | COM | 76,800 | $840,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 19,200 | $831,000 | thousands by filing date | call |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 4,267 | $829,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 6,914 | $828,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 100,000 | $828,000 | thousands by filing date | call |
| THE COOPER COMPANIES | 216648402 | COM NEW | 2,274 | $824,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 3,016 | $822,000 | thousands by filing date | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 82,400 | $800,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 117,500 | $800,000 | thousands by filing date | put |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 46,500 | $799,000 | thousands by filing date | put |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 4,478 | $798,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 28,131 | $792,000 | thousands by filing date | |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 26,207 | $792,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 39,629 | $792,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 12,694 | $788,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 16,256 | $786,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 1,373 | $782,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 5,254 | $780,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 17,000 | $779,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 26,800 | $778,000 | thousands by filing date | put |
| UNITED RENTALS INC COM | 911363109 | Stock | 3,344 | $777,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 21,294 | $775,000 | thousands by filing date | |
| TELA BIO INC | 872381108 | COM | 50,000 | $771,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 14,150 | $771,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 70,473 | $769,000 | thousands by filing date | |
| JOYY INC ADS REPSTG COM A | 46591M109 | ADR | 9,500 | $763,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 12,132 | $761,000 | thousands by filing date | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 10,000 | $760,000 | thousands by filing date | call |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 5,400 | $760,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 45,316 | $760,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 40,500 | $756,000 | thousands by filing date | |
| ONESMART INTL ED GROUP LTD | 68276W103 | CMN | 203,542 | $753,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 5,990 | $752,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 16,878 | $748,000 | thousands by filing date | |
| STERIS PLC SHS USD | G8473T100 | Stock | 3,955 | $747,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 6,246 | $744,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 45,262 | $742,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 1,928 | $739,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 2,712 | $738,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 3,745 | $736,000 | thousands by filing date | |
| TCF FINANCIAL CORPORATION NE | 872307103 | COM | 19,835 | $734,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 12,386 | $733,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 7,608 | $733,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 5,000 | $732,000 | thousands by filing date | put |
| COTERRA ENERGY INC COM | 127097103 | Stock | 44,415 | $724,000 | thousands by filing date | |
| ANAPLAN INC | 03272L108 | COM | 10,000 | $719,000 | thousands by filing date | call |
| SMITH A O CORP COM | 831865209 | Stock | 12,975 | $712,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 2,876 | $711,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 7,447 | $706,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 5,419 | $704,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 7,527 | $701,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 2,563 | $698,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 3,509 | $698,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 6,683 | $693,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 5,991 | $692,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 1,684 | $691,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 17,241 | $688,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 8,050 | $683,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 24,000 | $679,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 5,098 | $678,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 9,295 | $678,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 33,811 | $678,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 23,553 | $677,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 36,200 | $676,000 | thousands by filing date | put |
| PTC THERAPEUTICS INC | 69366J200 | COM | 11,000 | $674,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 70,000 | $674,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 5,301 | $672,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 167,022 | $668,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 12,130 | $667,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 6,518 | $663,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 22,907 | $656,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 100,000 | $655,000 | thousands by filing date | put |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 6,009 | $655,000 | thousands by filing date | |
| NISUN INTL ENT DVPMT GP CO L | G6593L106 | COM | 34,858 | $650,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 29,426 | $647,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 17,668 | $641,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 4,182 | $641,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 24,000 | $633,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC | 707569AU3 | NOTE 2.750% 5/1 | 730,415 | $631,000 | thousands by filing date | principal |
| CMS ENERGY CORP COM | 125896100 | Stock | 10,356 | $630,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 6,730 | $629,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 76,000 | $629,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 20,000 | $627,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 9,650 | $626,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 3,000 | $625,000 | thousands by filing date | put |
| Cigna Corporation | 125523100 | COM | 3,000 | $625,000 | thousands by filing date | call |
| ALBEMARLE CORP | 012653101 | COM | 4,232 | $625,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 6,566 | $620,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 5,957 | $620,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 16,072 | $616,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 4,723 | $613,000 | thousands by filing date | |
| INGERSOLL RAND INC COM | 45687V106 | Stock | 13,444 | $612,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 32,000 | $603,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 50,000 | $601,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 3,867 | $599,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 24,441 | $598,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 32,871 | $596,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 47,023 | $594,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 9,521 | $592,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 6,302 | $591,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 2,037 | $585,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 6,122 | $582,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 10,920 | $580,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 4,050 | $580,000 | thousands by filing date | |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 775,355 | $576,000 | thousands by filing date | principal |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 4,829 | $575,000 | thousands by filing date | |
| FOX CORP | 35137L204 | CL B COM | 19,924 | $575,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 35,580 | $574,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 15,226 | $570,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 23,000 | $568,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 45,000 | $567,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 24,056 | $564,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 29,000 | $562,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 102,985 | $562,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 4,200 | $555,000 | thousands by filing date | call |
| VERADIGM INC | 01988P108 | COMMON STOCK | 38,449 | $555,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 6,440 | $554,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 150,000 | $554,000 | thousands by filing date | |
| RMG ACQUISITION CORP II | G76083115 | UNIT 12/09/2025 | 50,000 | $552,000 | thousands by filing date | |
| APARTMENT INCOME REIT CORP | 03750L109 | COM | 14,331 | $551,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 1,425 | $547,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 4,693 | $540,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 1,452 | $540,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 8,079 | $535,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 20,900 | $535,000 | thousands by filing date | call |
| ABIOMED INC | 003654100 | COM | 1,634 | $530,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 56,300 | $530,000 | thousands by filing date | call |
| DENTSPLY SIRONA INC | 24906P109 | COM | 10,130 | $529,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 5,218 | $524,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 6,601 | $524,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 3,953 | $523,000 | thousands by filing date | |
| 7GC & CO HOLDINGS INC | 81786A206 | UNIT 12/23/2025 | 50,000 | $523,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 9,884 | $522,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 12,000 | $522,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 27,000 | $521,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 3,229 | $517,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 38,600 | $516,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 4,608 | $514,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 4,838 | $508,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 58,290 | $506,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 10,031 | $503,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 8,084 | $502,000 | thousands by filing date | |
| LIONHEART ACQUISITION CORP II WT EXP 021426 | 53625R112 | COM | 429,609 | $502,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 3,603 | $496,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 25,000 | $495,000 | thousands by filing date | call |
| LOEWS CORP COM | 540424108 | Stock | 10,829 | $486,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 7,775 | $485,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 28,558 | $484,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 5,338 | $478,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 9,876 | $477,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 4,126 | $477,000 | thousands by filing date | |
| HUMANCO ACQUISITION CORP | 44487N208 | UNIT 12/08/2023 | 42,700 | $475,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 10,154 | $474,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 5,412 | $472,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 12,100 | $469,000 | thousands by filing date | put |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 6,000 | $466,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 802 | $466,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 9,033 | $464,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 52,100 | $462,000 | thousands by filing date | call |
| TERMINIX GLOBAL HOLDINGS INC COM | 88087E100 | Stock | 9,000 | $459,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 12,979 | $458,000 | thousands by filing date | |
| SHIFT4 PMTS INC CL A | 82452J109 | Stock | 6,000 | $451,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 1,969 | $447,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 2,760 | $447,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 25,800 | $444,000 | thousands by filing date | call |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 22,600 | $444,000 | thousands by filing date | |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 185,291 | $444,000 | thousands by filing date | principal |
| CARNIVAL PLC ADS | 14365C103 | ADR | 23,500 | $443,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 6,618 | $442,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 18,300 | $440,000 | thousands by filing date | put |
| BORGWARNER INC COM | 099724106 | Stock | 11,334 | $438,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC COM | 665531307 | Stock | 50,000 | $438,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 4,000 | $437,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 55,000 | $434,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 4,553 | $433,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 6,526 | $433,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 1,852 | $432,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 2,514 | $431,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 38,751 | $431,000 | thousands by filing date | |
| COLLECTIVE GROWTH CORP | 19424L101 | COM CL A | 29,704 | $430,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 18,128 | $424,000 | thousands by filing date | |
| GLOBE LIFE INC | 37959E102 | COM | 4,463 | $423,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 40,000 | $414,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 20,900 | $414,000 | thousands by filing date | put |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 3,019 | $412,000 | thousands by filing date | |
| LUFAX HOLDING LTD | 54975P102 | ADS REP SHS CL A | 28,200 | $410,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 4,808 | $409,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 2,262 | $408,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 20,000 | $407,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 7,600 | $402,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 13,357 | $394,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 2,228 | $392,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 291,651 | $387,000 | thousands by filing date | principal |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 10,000 | $385,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 98,400 | $377,000 | thousands by filing date | put |
| KINGSOFT CLOUD HLDGS LTD ADS | 49639K101 | ADR | 8,700 | $375,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 2,749 | $373,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 11,000 | $367,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 3,908 | $363,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 5,022 | $362,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 5,600 | $356,000 | thousands by filing date | call |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 11,200 | $353,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 30,604 | $350,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 9,416 | $348,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 80,000 | $343,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 1,500 | $341,000 | thousands by filing date | put |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 59,496 | $336,000 | thousands by filing date | |
| MINISO GROUP HLDG LTD SPONSORED ADS | 66981J102 | ADR | 12,745 | $336,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 22,934 | $334,000 | thousands by filing date | |
| LENSAR INC | 52634L108 | COM | 40,706 | $334,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 7,315 | $333,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 14,106 | $332,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 6,570 | $331,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 18,644 | $331,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 4,146 | $331,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 7,603 | $329,000 | thousands by filing date | |
| OVINTIV INC | 69047Q102 | COM | 22,935 | $329,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 14,626 | $329,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 640 | $327,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 17,800 | $323,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 39,491 | $322,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 9,400 | $317,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 113,415 | $316,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 8,001 | $312,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 4,500 | $312,000 | thousands by filing date | |
| AJAX I | G0190X118 | UNIT 99/99/9999 | 25,000 | $312,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 2,100 | $311,000 | thousands by filing date | put |
| VULCAN MATLS CO COM | 929160109 | Stock | 2,100 | $311,000 | thousands by filing date | call |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 7,500 | $311,000 | thousands by filing date | call |
| BRIDGEBIO PHARMA INC | 10806X102 | COM | 4,330 | $308,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 6,805 | $308,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 2,163 | $305,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 17,307 | $302,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 20,047 | $300,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 5,732 | $299,000 | thousands by filing date | |
| MANDIANT INC | 31816QAF8 | NOTE 0.875% 6/0 | 1,295,000 | $299,000 | thousands by filing date | principal |
| MULTIPLAN CORPORATION | 62548M118 | *W EXP 02/13/202 | 200,000 | $299,000 | thousands by filing date | |
| ZYNGA INC | 98986TAB4 | NOTE 0.250% 6/0 | 3,009,237 | $297,000 | thousands by filing date | principal |
| 51JOB INC | 316827104 | SPONSORED ADS | 4,300 | $295,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 22,627 | $293,000 | thousands by filing date | |
| SUPERNOVA PARTNERS ACQUISITI | 86846V207 | UNIT 99/99/9999 | 25,000 | $291,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 1,292 | $289,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 4,785 | $286,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 6,326 | $283,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 45,173 | $283,000 | thousands by filing date | |
| DOUYU INTL HLDGS LTD | 25985W105 | SPONSORED ADS | 24,544 | $282,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 8,045 | $280,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 11,000 | $277,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 1,794 | $276,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 46,566 | $274,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 12,500 | $272,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 4,718 | $267,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 4,300 | $266,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 1,206 | $265,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 120,300 | $265,000 | thousands by filing date | call |
| DOORDASH INC CL A | 25809K105 | Stock | 1,855 | $264,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 2,367 | $264,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 5,500 | $263,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 19,118 | $263,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 1,500 | $259,000 | thousands by filing date | |
| COUSINSPPTYSINC | 222795502 | STOK | 7,700 | $258,000 | thousands by filing date | call |
| ROBERT HALF INC. COM | 770323103 | Stock | 4,122 | $258,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 16,289 | $258,000 | thousands by filing date | |
| AVANTI ACQUISITION CORP | G0682V109 | CMN | 25,000 | $256,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 14,140 | $254,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 14,537 | $254,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 109,200 | $253,000 | thousands by filing date | call |
| Spire Global Inc Com Cl A New | 639358100 | COM | 25,127 | $253,000 | thousands by filing date | |
| Afya Ltd-Class A | G01125106 | COM | 10,000 | $252,000 | thousands by filing date | |
| MULTIPLAN CORPORATION | 62548M100 | COM | 31,495 | $252,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 912 | $250,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 5,048 | $244,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 39,808 | $243,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 16,146 | $235,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 16,380 | $233,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 15,900 | $232,000 | thousands by filing date | put |
| JETBLUE AWYS CORP | 477143101 | COM | 15,900 | $232,000 | thousands by filing date | call |
| SYNAPTICS INC COM | 87157D109 | Stock | 2,349 | $226,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 9,751 | $226,000 | thousands by filing date | |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 998,450 | $226,000 | thousands by filing date | principal |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 201,487 | $225,000 | thousands by filing date | principal |
| ARCONIC ROLLED PRODS CORP | 03966V107 | COM | 7,500 | $223,000 | thousands by filing date | |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 15,500 | $221,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 3,120 | $220,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 30,500 | $219,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 9,441 | $217,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 15,366 | $210,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 25,000 | $206,000 | thousands by filing date | |
| ZOOMINFO TECHNOLOGIES INC COMMON STOCK | 98980F104 | Stock | 4,224 | $204,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 20,000 | $203,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 5,451 | $202,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 21,344 | $201,000 | thousands by filing date | |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 216,221 | $196,000 | thousands by filing date | principal |
| ALLOT LTD | M0854Q105 | SHS | 18,000 | $189,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 9,522 | $189,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 30,000 | $181,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 10,000 | $181,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 13,409 | $179,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 10,000 | $176,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 75,545 | $171,000 | thousands by filing date | principal |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 4,622 | $167,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 41,960 | $163,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 52,700 | $157,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 14,000 | $153,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 38,777 | $151,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 30,000 | $151,000 | thousands by filing date | |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 225,610 | $148,000 | thousands by filing date | principal |
| INVITAE CORP | 46185LAB9 | NOTE 2.000% 9/0 | 349,845 | $146,000 | thousands by filing date | principal |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 10,449 | $141,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 313,834 | $138,000 | thousands by filing date | principal |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 7,747 | $133,000 | thousands by filing date | |
| REALPAGE INC | 75606NAB5 | NOTE | 147,970 | $129,000 | thousands by filing date | principal |
| BOYDGAMINGCORP | 103304101 | STOK | 2,968 | $127,000 | thousands by filing date | |
| PENNYMAC CORP | 70932AAD5 | BOND | 720,534 | $127,000 | thousands by filing date | principal |
| QEP RESOURCES INC | 74733V100 | COM | 50,000 | $119,000 | thousands by filing date | put |
| CARS COM INC | 14575E105 | COM | 10,000 | $113,000 | thousands by filing date | |
| SILICON LABORATORIES INC | 826919AB8 | NOTE 1.375% 3/0 | 85,268 | $109,000 | thousands by filing date | principal |
| UNDER ARMOUR INC | 904311206 | CL C | 7,039 | $105,000 | thousands by filing date | |
| BLUECITY HLDGS LTD | 09610L106 | ADS | 10,000 | $102,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 27,828 | $99,000 | thousands by filing date | principal |
| LIVEPERSON INC | 538146AB7 | BOND | 152,735 | $95,000 | thousands by filing date | principal |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 96,850 | $92,000 | thousands by filing date | principal |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 77,500 | $92,000 | thousands by filing date | |
| COWEN GROUP INC | 223622AE1 | BOND | 348,666 | $91,000 | thousands by filing date | principal |
| NEWELL BRANDS INC COM | 651229106 | Stock | 3,847 | $82,000 | thousands by filing date | |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 296,348 | $81,000 | thousands by filing date | principal |
| COUSINSPPTYSINC | 222795502 | STOK | 2,372 | $80,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 2,294 | $79,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 20,327 | $75,000 | thousands by filing date | principal |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 109,722 | $74,000 | thousands by filing date | principal |
| 8X8 INC NEW | 282914AB6 | BOND | 212,891 | $73,000 | thousands by filing date | principal |
| NEW YORK MTG TRUST | 649604AD7 | NOTE 6.250% 1/1 | 1,946,767 | $72,000 | thousands by filing date | principal |
| ENVESTNET INC | 29404KAB2 | BOND | 86,847 | $71,000 | thousands by filing date | principal |
| ZILLOW GROUP INC | 98954MAE1 | NOTE 0.750% 9/0 | 52,309 | $68,000 | thousands by filing date | principal |
| SPLUNK INC | 848637AC8 | NOTE 0.500% 9/1 | 36,589 | $62,000 | thousands by filing date | principal |
| ALTAIR ENGR INC | 021369AA1 | BOND | 106,535 | $62,000 | thousands by filing date | principal |
| SPLUNK INC | 848637AD6 | BOND | 32,846 | $56,000 | thousands by filing date | principal |
| ENCORE CAP GROUP INC | 292554AK8 | NOTE 3.250% 3/1 | 142,412 | $55,000 | thousands by filing date | principal |
| RAPID7 INC | 753422AB0 | NOTE | 60,114 | $54,000 | thousands by filing date | principal |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 135,820 | $53,000 | thousands by filing date | principal |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 270,484 | $51,000 | thousands by filing date | principal |
| MARRIOTT VACTINS WORLDWID CO | 57164YAB3 | NOTE 1.500% 9/1 | 36,924 | $51,000 | thousands by filing date | principal |
| CORECIVIC INC | 21871N101 | COM | 7,637 | $50,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 19,837 | $47,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 45,046 | $47,000 | thousands by filing date | principal |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 45,849 | $44,000 | thousands by filing date | principal |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 110,127 | $44,000 | thousands by filing date | principal |
| ENCORE CAP GROUP INC | 292554AM4 | NOTE 3.250%10/0 | 110,618 | $43,000 | thousands by filing date | principal |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 81,499 | $43,000 | thousands by filing date | principal |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 24,776 | $42,000 | thousands by filing date | principal |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 73,081 | $40,000 | thousands by filing date | principal |
| HOSTESS BRANDS INC | 44109J114 | WTS | 25,005 | $40,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 1,706 | $39,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 1,518 | $39,000 | thousands by filing date | |
| INSULET CORP | 45784PAK7 | NOTE 0.375% 9/0 | 15,154 | $39,000 | thousands by filing date | principal |
| KRAFT HEINZ CO COM | 500754106 | Stock | 1,100 | $38,000 | thousands by filing date | put |
| ON SEMICONDUCTOR CORP | 682189AP0 | NOTE 1.625%10/1 | 115,767 | $38,000 | thousands by filing date | principal |
| BEST INC | 08653C106 | SPONSORED ADS | 17,102 | $37,000 | thousands by filing date | |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 124,480 | $37,000 | thousands by filing date | principal |
| REALPAGE INC | 75606NAC3 | NOTE 1.500% 5/1 | 39,595 | $35,000 | thousands by filing date | principal |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 34,152 | $33,000 | thousands by filing date | principal |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 66,999 | $31,000 | thousands by filing date | principal |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 92,270 | $31,000 | thousands by filing date | principal |
| CLOVIS ONCOLOGY INC | 189464AE0 | NOTE 4.500% 8/0 | 637,392 | $31,000 | thousands by filing date | principal |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 95,515 | $30,000 | thousands by filing date | principal |
| INSULET CORP | 45784PAH4 | NOTE 1.375%11/1 | 11,568 | $30,000 | thousands by filing date | principal |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 51,267 | $29,000 | thousands by filing date | principal |
| ALTERYX INC | 02156BAD5 | BOND | 24,170 | $29,000 | thousands by filing date | principal |
| CHEFS WHSE INC | 163086101 | COM | 1,048 | $27,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 20,624 | $27,000 | thousands by filing date | principal |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 25,227 | $26,000 | thousands by filing date | principal |
| OKTA INC | 679295AD7 | NOTE 0.125% 9/0 | 10,221 | $26,000 | thousands by filing date | principal |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 58,177 | $26,000 | thousands by filing date | principal |
| ZILLOW GROUP INC | 98954MAH4 | NOTE 2.750% 5/1 | 17,293 | $22,000 | thousands by filing date | principal |
| ICPT 2 05 15 26 2 000000 | 45845PAB4 | CONV BD US | 89,414 | $22,000 | thousands by filing date | principal |
| FORD MTR CO COM | 345370860 | Stock | 2,100 | $19,000 | thousands by filing date | call |
| BLACKLINE INC | 09239BAB5 | NOTE 0.125% 8/0 | 12,616 | $17,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 39,525 | $17,000 | thousands by filing date | principal |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 100,968 | $17,000 | thousands by filing date | principal |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 47,793 | $15,000 | thousands by filing date | principal |
| ZENDESK INC | 98936JAB7 | NOTE 0.250% 3/1 | 10,068 | $14,000 | thousands by filing date | principal |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 26,615 | $14,000 | thousands by filing date | principal |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 7,355 | $13,000 | thousands by filing date | principal |
| CONMED CORP | 207410AF8 | BOND | 11,260 | $13,000 | thousands by filing date | principal |
| KBR INC | 48242WAB2 | BOND | 39,335 | $12,000 | thousands by filing date | principal |
| PARATEK PHARMACEUTICALS INC | 699374AB0 | Convertible Bond | 189,119 | $12,000 | thousands by filing date | principal |
| GOSSAMER BIO INC | 38341PAA0 | NOTE 5.000% 6/0 | 102,665 | $10,000 | thousands by filing date | principal |
| ZILLOW GROUP INC | 98954MAC5 | NOTE 1.500% 7/0 | 7,438 | $10,000 | thousands by filing date | principal |
| PLURALSIGHT INC | 72941BAB2 | NOTE 0.375% 3/0 | 44,121 | $9,000 | thousands by filing date | principal |
| SAILPOINT TECHNOLOGIES HLDGS | 78781PAB1 | NOTE | 17,592 | $9,000 | thousands by filing date | principal |
| WAYFAIR INC | 94419LAD3 | NOTE 1.125%11/0 | 3,530 | $8,000 | thousands by filing date | principal |
| REDWOOD TRUST INC | 758075AD7 | BOND | 75,136 | $7,000 | thousands by filing date | principal |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 48,406 | $6,000 | thousands by filing date | principal |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 9,582 | $6,000 | thousands by filing date | principal |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 23,906 | $4,000 | thousands by filing date | principal |
| EVERBRIDGE INC | 29978AAC8 | NOTE 0.125%12/1 | 2,703 | $4,000 | thousands by filing date | principal |
| REPLIGEN CORP | 759916AB5 | BOND | 1,977 | $4,000 | thousands by filing date | principal |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 86,044 | $4,000 | thousands by filing date | principal |
| FISKER INC | 33813J114 | *W EXP 12/01/202 | 715 | $4,000 | thousands by filing date | |
| CREE INC | 225447AB7 | NOTE 0.875% 9/0 | 2,701 | $3,000 | thousands by filing date | principal |
| OMEROS CORP | 682143AG7 | NOTE 5.250% 2/1 | 18,761 | $3,000 | thousands by filing date | principal |
| NUANCE COMMUNICATIONS INC | 67020YAN0 | NOTE 1.250% 4/0 | 2,285 | $1,000 | thousands by filing date | principal |
| NOVAVAX INC | 670002AB0 | NOTE 3.750% 2/0 | 1,152 | $1,000 | thousands by filing date | principal |
| LIGAND PHARMACEUTICALS INC | 53220KAF5 | NOTE 0.750% 5/1 | 245 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| SERVICENOW INC | 81762PAC6 | NOTE 6/0 | 22 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| NEXTERA ENERGY INC | 65339F739 | CONV | 161,321 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-21-003922 | this filing | 2021-02-16 | acceptance time not in the bulk data set |