13F-HR filed by PRELUDE CAPITAL MANAGEMENT, LLC
PRELUDE CAPITAL MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-16, with 1,213 holding rows worth $3,925,522,000.
- Accession
- 0001567619-21-003779
- Filer
- CIK 1387508
- Filed
- 2021-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 1,213 entries on the cover page, a total value of $3,925,522,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,925,522,000 with VALUE read as thousands by filing date, 13F file number 028-12257. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Enzo Biochem Inc | 294100102 | Common Stock | 100,000 | $252,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 13,495 | $251,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 3,900 | $251,000 | thousands by filing date | put |
| SILVERGATE CAP CORP CLASS A | 82837P408 | CL A | 3,375 | $251,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 3,500 | $250,000 | thousands by filing date | put |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 4,167 | $250,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 6,010 | $249,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 13,868 | $249,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 4,050 | $248,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 2,950 | $247,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 3,697 | $246,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 43,601 | $246,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 1,165 | $245,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 1,000 | $245,000 | thousands by filing date | call |
| BURNING ROCK BIOTECH LTD | 12233L107 | SPONSORED ADS | 10,597 | $245,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B106 | COM CL A | 11,700 | $245,000 | thousands by filing date | call |
| DOCUSIGN INC COM | 256163106 | Stock | 1,097 | $244,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 16,999 | $244,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD | 23248VAB1 | NOTE 11/1 | 200,000 | $244,000 | thousands by filing date | principal |
| APPIAN CORP | 03782L101 | CL A | 1,500 | $243,000 | thousands by filing date | put |
| CLEARWATER PAPER CORP | 18538R103 | COM | 6,372 | $241,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 100,000 | $241,000 | thousands by filing date | call |
| BEAM THERAPEUTICS INC | 07373V105 | COM | 2,950 | $241,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 1,700 | $240,000 | thousands by filing date | put |
| CONAGRA FOODS INC | 205887102 | COM | 6,619 | $240,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 619 | $240,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 11,456 | $239,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | 53069QAB5 | BOND | 250,000 | $239,000 | thousands by filing date | principal |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 1,800 | $237,000 | thousands by filing date | call |
| HEICO CORP NEW | 422806208 | CL A | 2,026 | $237,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 23,859 | $237,000 | thousands by filing date | |
| TCF FINANCIAL CORPORATION NE | 872307103 | COM | 6,381 | $236,000 | thousands by filing date | |
| ONTRAK INC | 683373104 | COM | 3,815 | $236,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 13,900 | $233,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 4,358 | $232,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 16,140 | $232,000 | thousands by filing date | |
| VIVOPOWER INTERNATIO ORD | G9376R100 | COM | 25,000 | $232,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 3,400 | $231,000 | thousands by filing date | put |
| INVITATION HOMES INC COM | 46187W107 | REIT | 7,786 | $231,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 2,477 | $231,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 4,000 | $231,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 4,900 | $230,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 3,000 | $230,000 | thousands by filing date | call |
| DIREXION SHS TR ETF DAILY S&P OIL & GAS EXP & PROD BULL 2X | 25460G500 | ETF | 6,000 | $229,000 | thousands by filing date | call |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 26,797 | $229,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 4,000 | $228,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 264,318 | $228,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 1,331 | $227,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 24,000 | $226,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 12,560 | $226,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 5,063 | $226,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 3,419 | $225,000 | thousands by filing date | |
| LI AUTO INC SPONSORED ADS | 50202M102 | ADR | 7,800 | $225,000 | thousands by filing date | call |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 1,700 | $225,000 | thousands by filing date | put |
| GAMESTOP CORP | 36467W109 | CL A | 11,900 | $224,000 | thousands by filing date | put |
| Booking Holdings Inc. | 09857L108 | COM | 100 | $223,000 | thousands by filing date | put |
| REPLIGEN CORP COM | 759916109 | Stock | 1,162 | $223,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 33,337 | $222,000 | thousands by filing date | |
| LONGVIEW ACQUISITION CORP | 543195101 | COM CL A | 11,200 | $222,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 1,940 | $221,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 5,070 | $220,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 10,700 | $220,000 | thousands by filing date | call |
| EASTMAN CHEM CO COM | 277432100 | Stock | 2,198 | $220,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 9,900 | $220,000 | thousands by filing date | call |
| FUELCELL ENERGY INC | 35952H601 | COM | 19,700 | $220,000 | thousands by filing date | call |
| CF FINANCE ACQUISITION CORP | 15725Q104 | COM CL A A | 20,000 | $220,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 14,528 | $219,000 | thousands by filing date | |
| ITEOS THERAPEUTICS INC | 46565G104 | COM | 6,478 | $219,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 9,600 | $219,000 | thousands by filing date | |
| BILL HOLDINGS INC | 090043100 | COM | 1,600 | $218,000 | thousands by filing date | put |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 1,759 | $218,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 7,855 | $218,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 6,000 | $217,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 7,216 | $217,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 5,400 | $216,000 | thousands by filing date | call |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 5,797 | $216,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 1,660 | $216,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 1,000 | $215,000 | thousands by filing date | put |
| REGENCY CTRS CORP COM | 758849103 | REIT | 4,710 | $215,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 27,294 | $215,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 2,113 | $215,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 1,071 | $215,000 | thousands by filing date | |
| ADAPTHEALTH CORP | 00653Q102 | COMMON STOCK | 5,737 | $215,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 2,988 | $215,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 1,575 | $215,000 | thousands by filing date | |
| CALLON PETROLEUM CORP | 13123X508 | COMMON STOCK | 16,300 | $215,000 | thousands by filing date | call |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 18,700 | $213,000 | thousands by filing date | call |
| Chevron Corporation | 166764100 | COM | 2,500 | $211,000 | thousands by filing date | call |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 40,800 | $211,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 9,662 | $211,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 18,700 | $210,000 | thousands by filing date | call |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 19,258 | $210,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 12,798 | $210,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 16,800 | $209,000 | thousands by filing date | put |
| CBRE GROUP INC CL A | 12504L109 | Stock | 3,337 | $209,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 5,000 | $209,000 | thousands by filing date | call |
| INVESCO LTD SHS | G491BT108 | Stock | 11,910 | $208,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 4,481 | $208,000 | thousands by filing date | |
| HEXO CORP | 428304307 | COM NEW | 56,600 | $208,000 | thousands by filing date | call |
| REVOLUTION ACCEL | 76156P205 | UNIT | 20,000 | $208,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 1,433 | $207,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 37,000 | $207,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 22,500 | $207,000 | thousands by filing date | call |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 10,524 | $206,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 2,894 | $206,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 2,773 | $206,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 715 | $205,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 50 | $204,000 | thousands by filing date | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 4,100 | $204,000 | thousands by filing date | call |
| REDBALL ACQUISITION CORP | G7417R105 | COM CL A | 18,703 | $204,000 | thousands by filing date | |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 92,963 | $204,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 1,161 | $203,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 382 | $203,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 8,800 | $202,000 | thousands by filing date | |
| RUSH STREET INTERACTIVE INC | 782011100 | COM | 9,312 | $202,000 | thousands by filing date | |
| AEQUI ACQUISITION CORP | 00775W201 | UNIT 11/30/2027 | 20,040 | $202,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 1,880 | $201,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 23,000 | $201,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 9,032 | $201,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 291,332 | $201,000 | thousands by filing date | |
| THE ODP CORP | 88337F105 | COM | 6,821 | $200,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 22,300 | $198,000 | thousands by filing date | put |
| KALEYRA INC | 483379103 | COMMON EQUITY | 19,934 | $197,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 13,398 | $195,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 11,100 | $193,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 10,200 | $192,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 13,822 | $190,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 17,500 | $189,000 | thousands by filing date | call |
| MEREO BIOPHARMA GROUP PLC | 589492107 | CMN | 52,521 | $188,000 | thousands by filing date | |
| ZOVIO INC | 98979V102 | COMMON STOCK | 39,570 | $188,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 14,282 | $185,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 12,692 | $182,000 | thousands by filing date | |
| TREPONT ACQUISITION CORP I UNIT | G9095M119 | Stock | 17,500 | $181,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 13,381 | $180,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 71,819 | $180,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 14,900 | $178,000 | thousands by filing date | call |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 28,336 | $178,000 | thousands by filing date | |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 10,983 | $178,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 46,550 | $172,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 50,649 | $169,000 | thousands by filing date | |
| SPARK NETWORKS SE | 846517100 | SPONSORED ADR | 31,477 | $167,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 18,321 | $165,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 20,000 | $163,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 45,300 | $161,000 | thousands by filing date | put |
| ENERGY FUELS INC | 292671708 | COM NEW | 37,849 | $161,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 45,100 | $160,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 30,500 | $160,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 14,500 | $157,000 | thousands by filing date | put |
| MARATHON PATENT GROUP INC | 56585W401 | COM | 15,000 | $157,000 | thousands by filing date | call |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 14,200 | $154,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 18,300 | $151,000 | thousands by filing date | call |
| ICAD INC | 44934S206 | COM NEW | 11,397 | $150,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 23,800 | $147,000 | thousands by filing date | call |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 11,912 | $145,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 15,909 | $144,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 72,600 | $144,000 | thousands by filing date | call |
| AG MTG INVT TR INC | 001228105 | COM | 48,700 | $144,000 | thousands by filing date | call |
| LEAF GROUP LTD | 52177G102 | COM | 31,048 | $144,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 37,000 | $140,000 | thousands by filing date | call |
| 111 INC | 68247Q102 | ADR | 20,117 | $140,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 16,800 | $139,000 | thousands by filing date | call |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 14,900 | $138,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 27,152 | $134,000 | thousands by filing date | |
| HYCROFT MINING HOLDING CORP | 44862P117 | *W EXP 05/29/202 | 93,177 | $132,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 150,000 | $131,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 61,300 | $130,000 | thousands by filing date | call |
| GOPRO INC | 38268T103 | CL A | 15,747 | $130,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 24,570 | $129,000 | thousands by filing date | |
| ALTITUDE ACQUISITION CORP | 02156Y202 | UNIT 11/30/2027 | 12,500 | $129,000 | thousands by filing date | |
| SENIOR CONNECT ACQUISITN COR | 81723H207 | UNIT 12/09/2023 | 12,500 | $129,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 22,157 | $121,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 13,347 | $121,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 70,836 | $117,000 | thousands by filing date | |
| JAWS SPITFIRE ACQUISITION CO | G50740128 | UNIT 99/99/9999 | 10,000 | $111,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 25,000 | $109,000 | thousands by filing date | |
| MARQUEE RAINE ACQUISITION CO | G58442115 | UNIT 12/01/2025 | 10,000 | $108,000 | thousands by filing date | |
| MOGO INC | 60800C109 | COM | 28,073 | $106,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 15,800 | $105,000 | thousands by filing date | call |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 10,977 | $104,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 15,100 | $103,000 | thousands by filing date | |
| SIO GENE THERAPIES INC | 829399104 | COM | 34,000 | $95,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 65,800 | $91,000 | thousands by filing date | call |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 17,700 | $87,000 | thousands by filing date | call |
| FINSERV ACQUISITION CORP | 318085115 | *W EXP 12/31/202 | 25,000 | $87,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 71,647 | $86,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 24,100 | $81,000 | thousands by filing date | call |
| PBF ENERGY INC | 69318G106 | CL A | 11,257 | $80,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 24,931 | $79,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 10,900 | $75,000 | thousands by filing date | call |
| GREAT PANTHER MINING | 39115V101 | COM | 83,710 | $71,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326300 | COM | 14,000 | $71,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 17,800 | $70,000 | thousands by filing date | call |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 10,300 | $70,000 | thousands by filing date | call |
| YRC WORLDWIDE INC | 984249607 | COM | 15,091 | $67,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 22,470 | $62,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 23,000 | $61,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 11,100 | $60,000 | thousands by filing date | call |
| QEP RESOURCES INC | 74733V100 | COM | 24,130 | $58,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 25,302 | $54,000 | thousands by filing date | |
| HALL OF FAME RESORT & ENTMT | 40619L102 | COM | 43,936 | $54,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 12,458 | $47,000 | thousands by filing date | |
| BOXLIGHT CORP | 103197109 | COM CL A | 29,282 | $45,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 23,700 | $43,000 | thousands by filing date | call |
| SOS LIMITED | 83587W106 | SPNSORD ADS NEW | 27,600 | $41,000 | thousands by filing date | call |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 11,700 | $36,000 | thousands by filing date | call |
| XWELL INC COM NEW | 98420U703 | Stock | 29,944 | $36,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 12,900 | $35,000 | thousands by filing date | call |
| Bristol-Myers Squibb Company | 110122108 | COM | 47,000 | $32,000 | thousands by filing date | call |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 17,069 | $30,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 10,158 | $28,000 | thousands by filing date | |
| Amplify Energy Corp | 03212B103 | COM | 17,774 | $23,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 10,013 | $13,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 19,400 | $9,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-21-003779 | this filing | 2021-02-16 | acceptance time not in the bulk data set |