13F-HR filed by NEUBERGER BERMAN GROUP LLC
NEUBERGER BERMAN GROUP LLC filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-10, with 1,671 holding rows worth $96,446,664,000.
- Accession
- 0001567619-21-002727
- Filer
- CIK 1465109
- Filed
- 2021-02-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 2,906 entries on the cover page, a total value of $96,446,664,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $96,446,664,000 with VALUE read as thousands by filing date, 13F file number 028-13573. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerNB Alternatives Advisers LLC028-13575
- included managerNeuberger Berman Investment Advisers LLC028-17085
- included managerNeuberger Berman Asia Ltd028-16869
- included managerNeuberger Berman Trust Co N.A.028-13985
- included managerNeuberger Berman Trust Co of Delaware N.A.028-13986
- included managerNeuberger Berman Breton Hill ULC028-15258
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MURPHY USA INC COM | 626755102 | Stock | 2,447 | $320,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 7,770 | $319,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 8,442 | $319,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 5,290 | $318,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 13,396 | $317,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 3,834 | $316,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 2,728 | $315,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 3,280 | $315,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 31,616 | $315,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 3,573 | $314,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 4,217 | $313,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 9,565 | $311,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 18,828 | $310,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 3,280 | $309,000 | thousands by filing date | |
| GAN LTD | G3728V109 | SHS | 15,000 | $304,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 1,348 | $302,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 500 | $302,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 1,780 | $302,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 2,361 | $301,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 5,625 | $300,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 22,141 | $297,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 44,197 | $295,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 3,848 | $294,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 4,062 | $294,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 14,834 | $289,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 16,700 | $287,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 4,135 | $287,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 19,316 | $287,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 7,786 | $287,000 | thousands by filing date | |
| BRIDGEBIO PHARMA INC | 10806X102 | COM | 4,083 | $284,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 5,043 | $283,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 30,000 | $280,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 4,498 | $278,000 | thousands by filing date | |
| EARGO INC | 270087109 | COM | 6,200 | $278,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 3,950 | $277,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 3,750 | $275,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 6,000 | $274,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 3,423 | $273,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 3,882 | $271,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 4,693 | $271,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 4,369 | $271,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 15,111 | $271,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 11,250 | $269,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 4,096 | $267,000 | thousands by filing date | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 1,500 | $267,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 2,472 | $267,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 8,049 | $267,000 | thousands by filing date | |
| STAR PEAK ENERGY TRANSITION | 855185112 | *W EXP 08/11/202 | 45,130 | $267,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 3,149 | $265,000 | thousands by filing date | |
| AMERICAN WELL CORP | 03044L105 | CL A | 10,430 | $264,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 6,371 | $263,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 3,969 | $260,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 7,081 | $258,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 3,797 | $258,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 5,484 | $258,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 3,473 | $258,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 2,705 | $257,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 3,734 | $256,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 12,670 | $256,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 5,027 | $255,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 2,044 | $254,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 5,550 | $254,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 4,216 | $250,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 5,531 | $250,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 2,252 | $249,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 2,225 | $249,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 2,719 | $247,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 1,403 | $246,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 1,000 | $245,000 | thousands by filing date | principal |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 5,864 | $244,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 1,582 | $244,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 4,220 | $243,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 12,824 | $243,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 2,394 | $242,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 2,639 | $241,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 15,123 | $239,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 3,396 | $236,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 20,984 | $236,000 | thousands by filing date | |
| TRITERRAS INC | G9103H110 | *W EXP 02/02/202 | 106,428 | $236,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 5,423 | $235,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 3,070 | $235,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 4,843 | $235,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 1,167 | $234,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 6,107 | $230,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 3,085 | $229,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 2,042 | $228,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 4,391 | $227,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 1,387 | $227,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 7,715 | $227,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 6,874 | $227,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 32,000 | $225,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 9,372 | $225,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 7,296 | $224,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 2,945 | $223,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 4,469 | $223,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 2,701 | $223,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 7,566 | $222,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 5,239 | $221,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 31,454 | $220,000 | thousands by filing date | |
| SAFEHOLD INC | 78645L100 | COM | 3,031 | $220,000 | thousands by filing date | |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 1,000 | $220,000 | thousands by filing date | principal |
| WESTROCK CO | 96145D105 | COM | 5,328 | $219,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 13,093 | $219,000 | thousands by filing date | |
| PHREESIA INC | 71944F106 | COM | 4,025 | $218,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 3,198 | $216,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAB7 | NOTE 0.375% 9/0 | 1,000 | $216,000 | thousands by filing date | principal |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 9,599 | $215,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 11,000 | $215,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 12,384 | $214,000 | thousands by filing date | |
| ACCOLADE INC | 00437E102 | COM | 4,925 | $214,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 878 | $213,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 2,476 | $211,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 4,182 | $211,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 4,842 | $209,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 3,430 | $208,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 4,340 | $206,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 2,540 | $206,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 23,609 | $206,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 1,151 | $205,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 31,450 | $205,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 28,400 | $205,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 199 | $204,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 2,943 | $204,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 3,278 | $204,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 1,000 | $203,000 | thousands by filing date | principal |
| SELECTIVE INS GROUP INC | 816300107 | COM | 3,019 | $202,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 11,237 | $202,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 41,750 | $201,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 27,746 | $200,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 14,355 | $197,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 16,839 | $196,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 13,817 | $196,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 10,000 | $195,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 13,906 | $193,000 | thousands by filing date | |
| MAVERIX METALS INC | 57776F405 | COMMON STOCK-FO | 30,290 | $182,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 10,167 | $181,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 15,558 | $178,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 37,500 | $178,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 14,605 | $177,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 256,428 | $177,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 17,527 | $171,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 18,604 | $167,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 10,000 | $167,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 13,669 | $165,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 36,649 | $162,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 62,850 | $158,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 12,695 | $151,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 24,610 | $151,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 16,887 | $150,000 | thousands by filing date | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 10,854 | $146,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 14,165 | $144,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 28,754 | $141,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 20,700 | $134,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 18,820 | $115,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 27,938 | $107,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 11,109 | $100,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 16,000 | $99,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 40,600 | $93,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 80,813 | $81,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 13,000 | $80,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 13,285 | $76,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 12,629 | $76,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 24,006 | $75,000 | thousands by filing date | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 12,018 | $72,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 117,056 | $66,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 13,700 | $62,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 25,000 | $59,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 15,000 | $49,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 18,189 | $41,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 11,696 | $15,000 | thousands by filing date | |
| SEANERGY MARITIME HLDGS CORP | Y73760145 | *W EXP 11/10/202 | 197,100 | $7,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-21-002727 | this filing | 2021-02-10 | acceptance time not in the bulk data set |