13F-HR filed by PANAGORA ASSET MANAGEMENT INC
PANAGORA ASSET MANAGEMENT INC filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-10, with 2,815 holding rows worth $16,899,443,000.
- Accession
- 0001567619-21-002668
- Filer
- CIK 883677
- Filed
- 2021-02-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 2,815 entries on the cover page, a total value of $16,899,443,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $16,899,443,000 with VALUE read as thousands by filing date, 13F file number 028-03042. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LIV CAP ACQUISITION CORP | G5510C116 | *W EXP 12/13/202 | 7,284 | $5,000 | thousands by filing date | |
| DEERFIELD HEALTHCARE TECH AC | 244413100 | COM CL A | 335 | $5,000 | thousands by filing date | |
| AERO GROW INTERNATIONAL INC | 00768M202 | COMMON | 1,840 | $5,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 88 | $4,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 350 | $4,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 85 | $4,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 295 | $4,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 287 | $4,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 221 | $4,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 1,207 | $4,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 138 | $4,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 255 | $4,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 281 | $4,000 | thousands by filing date | |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 159 | $4,000 | thousands by filing date | |
| XPEL INC | 98379L100 | COM | 85 | $4,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 300 | $4,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 675 | $4,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 385 | $4,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 237 | $4,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 1,771 | $4,000 | thousands by filing date | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 140 | $4,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 921 | $4,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 142 | $4,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 563 | $4,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 2,615 | $4,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 412 | $4,000 | thousands by filing date | |
| HF FOODS GROUP INC | 40417F109 | COM | 489 | $4,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 6 | $4,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 575 | $4,000 | thousands by filing date | |
| WTS/PMV CONSUMER ACQUISITION C EXP08/31/2027 | 693486110 | WARR | 3,827 | $4,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 145 | $4,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 1,018 | $4,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 426 | $4,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 1,483 | $4,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 896 | $4,000 | thousands by filing date | |
| SOLITON INC | 834251100 | COM | 469 | $4,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 923 | $4,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 1,468 | $4,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 1,318 | $4,000 | thousands by filing date | |
| CORTLAND BANCORP COM | 220587109 | COM | 203 | $4,000 | thousands by filing date | |
| GO ACQUISITION CORP | 362019119 | *W EXP 08/31/202 | 2,538 | $4,000 | thousands by filing date | |
| HPX CORP | G32219126 | *W EXP 07/14/202 | 3,797 | $4,000 | thousands by filing date | |
| EAST RES ACQUISITION CO | 274681113 | *W EXP 07/01/202 | 3,804 | $4,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 3,545 | $4,000 | thousands by filing date | |
| CASPER SLEEP INC | 147626105 | COM | 701 | $4,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 1,315 | $4,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 365 | $4,000 | thousands by filing date | |
| YUCAIPA ACQUISITION CORP | G9879L113 | *W EXP 99/99/999 | 2,577 | $4,000 | thousands by filing date | |
| D8 HOLDINGS CORP | G2614K128 | *W EXP 08/05/202 | 3,788 | $4,000 | thousands by filing date | |
| STARBOARD VALUE ACQUISITN CO | 85521J117 | *W EXP 09/10/202 | 2,002 | $4,000 | thousands by filing date | |
| JUNIPER INDL HLDGS INC | 48205G114 | *W EXP 11/13/202 | 2,067 | $4,000 | thousands by filing date | |
| CONTURA ENERGY INC | 21241B100 | COM | 324 | $4,000 | thousands by filing date | |
| E MERGE TECHNOLOGY ACQUISITI | 26873Y112 | *W EXP 07/30/202 | 2,543 | $4,000 | thousands by filing date | |
| LIONHEART ACQUISITION CORP II WT EXP 021426 | 53625R112 | COM | 3,858 | $4,000 | thousands by filing date | |
| BROADSTONE ACQUISITION CORP | G1739V126 | *W EXP 09/15/202 | 3,969 | $4,000 | thousands by filing date | |
| KISMET ACQUISITION ONE CORP | G52753111 | *W EXP 99/99/999 | 4,171 | $4,000 | thousands by filing date | |
| GOOD WORKS ACQUISITION CORP | 38216X115 | *W EXP 10/22/202 | 3,980 | $4,000 | thousands by filing date | |
| FORTRESS VALUE ACQUISITION I | 349642116 | *W EXP 08/10/202 | 1,541 | $4,000 | thousands by filing date | |
| HIGHCAPE CAP ACQUISITION COR | 42984L113 | W EXP 09/30/202 | 3,800 | $4,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 77 | $3,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 171 | $3,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 239 | $3,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 337 | $3,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 344 | $3,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 367 | $3,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 181 | $3,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 1,280 | $3,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 3 | $3,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 248 | $3,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 373 | $3,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 69 | $3,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 206 | $3,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 166 | $3,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 125 | $3,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 286 | $3,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 446 | $3,000 | thousands by filing date | |
| ONE STOP SYSTEMS INC | 68247W109 | COMMON STOCK | 669 | $3,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 405 | $3,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 186 | $3,000 | thousands by filing date | |
| WHEELS UP EXPERIENCE INC WT EXP 071326 | G05436111 | Stock | 2,601 | $3,000 | thousands by filing date | |
| RAPT THERAPEUTICS INC | 75382E109 | COM | 147 | $3,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 2,482 | $3,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 39 | $3,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 623 | $3,000 | thousands by filing date | |
| MOHAWK GROUP HLDGS INC | 608189106 | COM | 203 | $3,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 608 | $3,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 406 | $3,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 668 | $3,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 686 | $3,000 | thousands by filing date | |
| IMARA INC | 45249V107 | COM | 122 | $3,000 | thousands by filing date | |
| BRILLIANT ACQUISITION CORP | G1643W137 | RIGHT 99/99/9999 | 7,540 | $3,000 | thousands by filing date | |
| 1895 BANCORP OF WIS INC COM | 28252W105 | Stock | 257 | $3,000 | thousands by filing date | |
| FINSERV ACQUISITION CORP | 318085115 | *W EXP 12/31/202 | 1,004 | $3,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 469 | $3,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 648 | $3,000 | thousands by filing date | |
| THUNDER BRDG ACQUISTION II L | G8857S108 | *W EXP 11/30/202 | 890 | $3,000 | thousands by filing date | |
| DEERFIELD HEALTHCARE TECH AC | 244413118 | *W EXP 07/16/202 | 805 | $3,000 | thousands by filing date | |
| FORUM MERGER III CORP | 349885111 | COM CL A | 832 | $3,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 14 | $2,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 55 | $2,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 75 | $2,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 335 | $2,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 608 | $2,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 1,115 | $2,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 193 | $2,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 31 | $2,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 810 | $2,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 94 | $2,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 460 | $2,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q886 | COM | 102 | $2,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 131 | $2,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 137 | $2,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 2,801 | $2,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 185 | $2,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 446 | $2,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 171 | $2,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 177 | $2,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 120 | $2,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 509 | $2,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 16 | $2,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 102 | $2,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 132 | $2,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 790 | $2,000 | thousands by filing date | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 141 | $2,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 422 | $2,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 123 | $2,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 36 | $2,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 106 | $2,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 96 | $2,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 786 | $2,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 347 | $2,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 103 | $2,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 105 | $2,000 | thousands by filing date | |
| VALHI INC | 918905209 | COMMON STOCK | 163 | $2,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES IN | 34984V209 | COMMON STOCK | 141 | $2,000 | thousands by filing date | |
| EQUILLIUM INC | 29446K106 | COM | 385 | $2,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 507 | $2,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 233 | $2,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 81 | $2,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 973 | $2,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 296 | $2,000 | thousands by filing date | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 142 | $2,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 176 | $2,000 | thousands by filing date | |
| GREAT ELM GROUP INC COM NEW | 39037G109 | COM NEW | 770 | $2,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 126 | $2,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 758 | $2,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 142 | $2,000 | thousands by filing date | |
| DYADIC INTL INC DEL | 26745T101 | COM | 413 | $2,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 122 | $2,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 124 | $2,000 | thousands by filing date | |
| Community West Bancshares | 204157101 | Common Stock | 223 | $2,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 259 | $2,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 122 | $2,000 | thousands by filing date | |
| PHX MINERALS INC CL A | 69291A100 | Stock | 872 | $2,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 162 | $2,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 612 | $2,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 663 | $2,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 203 | $2,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 1,167 | $2,000 | thousands by filing date | |
| BEYOND AIR INC | 08862L103 | COM | 328 | $2,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 174 | $2,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 196 | $2,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 182 | $2,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 1,047 | $2,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 182 | $2,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 1,257 | $2,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 487 | $2,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 162 | $2,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 486 | $2,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 1,550 | $2,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 141 | $2,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 644 | $2,000 | thousands by filing date | |
| ESPORTS ENTMT GROUP INC | 29667K306 | COM | 325 | $2,000 | thousands by filing date | |
| TAILWIND ACQUISITION CORP | 87403Q110 | *W EXP 09/07/202 | 1,108 | $2,000 | thousands by filing date | |
| VENUS CONCEPT INC | 92332W105 | COM | 966 | $2,000 | thousands by filing date | |
| ASPEN GROUP INC | 04530L203 | COM NEW | 211 | $2,000 | thousands by filing date | |
| FFBW INC MD | 30260M103 | COM | 182 | $2,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 915 | $2,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 447 | $2,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 712 | $2,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP IV | 171439110 | W EXP 08/04/202 | 1,525 | $2,000 | thousands by filing date | |
| CITIC CAPITAL ACQUISITION CO | G21513117 | *W EXP 01/17/202 | 963 | $2,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 524 | $2,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP II | G6715X111 | *W EXP 09/15/202 | 1,170 | $2,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A130 | COM | 93 | $2,000 | thousands by filing date | |
| EXECUTIVE NETWORK PARTNERING | 30158L118 | *W EXP 09/25/202 | 677 | $2,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 11 | $1,000 | thousands by filing date | |
| KEROS THERAPEUTICS INC COM | 492327101 | Stock | 14 | $1,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 122 | $1,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 74 | $1,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 43 | $1,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 20 | $1,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 265 | $1,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 84 | $1,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 14 | $1,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 88 | $1,000 | thousands by filing date | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 100 | $1,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 680 | $1,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 72 | $1,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 117 | $1,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 66 | $1,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 57 | $1,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 102 | $1,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 133 | $1,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 77 | $1,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 75 | $1,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 67 | $1,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 44 | $1,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 46 | $1,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 84 | $1,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 13 | $1,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 81 | $1,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 75 | $1,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 72 | $1,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 69 | $1,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 107 | $1,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 90 | $1,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 100 | $1,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 248 | $1,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 32 | $1,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 182 | $1,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 60 | $1,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 140 | $1,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 113 | $1,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 72 | $1,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 105 | $1,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 100 | $1,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 24 | $1,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 88 | $1,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 33 | $1,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 41 | $1,000 | thousands by filing date | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 304 | $1,000 | thousands by filing date | |
| TARSUS PHARMACEUTICALS INC | 87650L103 | COMMON STOCK | 18 | $1,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 51 | $1,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 322 | $1,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 58 | $1,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 89 | $1,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 70 | $1,000 | thousands by filing date | |
| Amplify Energy Corp | 03212B103 | COM | 962 | $1,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 94 | $1,000 | thousands by filing date | |
| BEAM GLOBAL | 07373B109 | COM | 18 | $1,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 466 | $1,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 43 | $1,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 107 | $1,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA INC | 89421B109 | COMMON STOCK | 40 | $1,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 892 | $1,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 98 | $1,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 157 | $1,000 | thousands by filing date | |
| PRESURANCE HLDGS INC | 20731J102 | EQUITY | 162 | $1,000 | thousands by filing date | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 257 | $1,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 1,328 | $1,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 475 | $1,000 | thousands by filing date | |
| BK Technologies Corp. | 05587G104 | COM | 425 | $1,000 | thousands by filing date | |
| ALIGOS THERAPEUTICS INC COM NEW | 01626L105 | Stock | 28 | $1,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 104 | $1,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 191 | $1,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 202 | $1,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 8 | $1,000 | thousands by filing date | |
| CLENE INC | 185634102 | COM | 69 | $1,000 | thousands by filing date | |
| PARTNERS BANCORP | 70213Q108 | COM | 210 | $1,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 842 | $1,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 56 | $1,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 133 | $1,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 136 | $1,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 1,140 | $1,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 122 | $1,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326300 | COM | 242 | $1,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 744 | $1,000 | thousands by filing date | |
| ALUSSA ENERGY ACQUISITION CO | G0232J119 | *W EXP 10/31/202 | 994 | $1,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 63 | $1,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 67 | $1,000 | thousands by filing date | |
| YOUNGEVITY INTL INC | 987537206 | COM NEW | 2,838 | $1,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771300 | COM NEW | 77 | $1,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 394 | $1,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP II | G89554128 | W EXP 06/14/202 | 234 | $1,000 | thousands by filing date | |
| REINVENT TECHNOLOGY PARTNERS | G7483N129 | CL A | 96 | $1,000 | thousands by filing date | |
| NEW PROVIDENCE ACQUISITION | 64822P106 | COM CL A | 54 | $1,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 522 | $1,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC COM NEW | 079481404 | Stock | 324 | $1,000 | thousands by filing date | |
| VACCINEX INC | 918640103 | CMN | 466 | $1,000 | thousands by filing date | |
| RIBBIT LEAP LTD | G7552B113 | WTS | 187 | $1,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 277 | $1,000 | thousands by filing date | |
| SC HEALTH CORP | G78516203 | COM CL A | 106 | $1,000 | thousands by filing date | |
| YUNHONG INTL | G98882122 | *W EXP 01/31/202 | 1,959 | $1,000 | thousands by filing date | |
| DRAGONEER GROWTH OPPORTUN CO | G28302118 | *W EXP 08/18/202 | 190 | $1,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415108 | SHS | 104 | $1,000 | thousands by filing date | |
| ASCENDANT DIGITAL ACQUISITIO | G05155117 | *W EXP 07/28/202 | 479 | $1,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TREX CO INC | 89531P105 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELEDON PHARMACEUTICALS INC | 28617k101 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GNC HLDGS INC | 36191G107 | COM CL A | 2,878 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAYS J W INC | 578473100 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARCHEX INC | 56624R108 | CMN | 68 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 213 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 11,277 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MERITOR INC | 59001K100 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Gulfport Energy | 402635304 | COM | 4,100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 844 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOCIETAL CDMO INC | 75629F109 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MALACCA STRAITS ACQUISITION | G5859B125 | UNIT 99/99/9999 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WTS/PARKER DRILLING COMPANY EXP09/16/2024 | 701081119 | WARR | 62 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TORTOISE ACQUISITION CORP II | G89554110 | UNIT 06/14/2027 | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CM LIFE SCIENCES INC | 18978W208 | UNIT 09/01/2025 | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DENBURY INC | 24790A127 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JOBY AVIATION IN | G7483N103 | EQUITY WRT | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGBA ACQUISITION LTD | G0120M117 | *W EXP 05/10/202 | 372 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATLANTIC AVE ACQUISITION CORP UNIT | 04906P200 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGBA ACQUISITION LTD | G0120M125 | RIGHT 05/10/2024 | 192 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YUNHONG INTL RT | G98882130 | WARRANT AND RIGH | 1,306 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUPERIOR ENERGY SVCS INC | 868157306 | COM NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MCCLATCHY CO | 579489303 | CL A NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MORGAN GROUP HOLDING CO | 61735R203 | COMMON | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHESAPEAKE ENERGY CORP COM | 165167743 | Stock | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HIGHCAPE CAP ACQUISITION COR | 42984L204 | UNIT 09/30/2027 | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-21-002668 | this filing | 2021-02-10 | acceptance time not in the bulk data set |