13F-HR filed by GABELLI & Co INVESTMENT ADVISERS, INC.
GABELLI & Co INVESTMENT ADVISERS, INC. filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-05, with 324 holding rows worth $641,990,000.
- Accession
- 0001567619-21-002298
- Filer
- CIK 932724
- Filed
- 2021-02-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 324 entries on the cover page, a total value of $641,990,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $641,990,000 with VALUE read as thousands by filing date, 13F file number 028-10598. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GAMCO INVS INC COM | 361438104 | COM | 2,756,876 | $48,907,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 121,780 | $25,657,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 146,041 | $25,559,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 539,211 | $23,461,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 509,889 | $21,538,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 141,737 | $18,631,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 233,058 | $15,832,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 1,766,004 | $15,400,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 315,403 | $15,307,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 442,659 | $15,130,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 101,180 | $14,344,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 635,000 | $13,627,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 140,638 | $12,468,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 152,770 | $11,346,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 67,860 | $10,889,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 118,738 | $10,359,000 | thousands by filing date | |
| PMV CONSUMER ACQUISITION COR | 693486102 | CMN | 1,000,000 | $10,150,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B106 | COM CL A | 482,700 | $10,117,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 193,441 | $9,891,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 145,817 | $7,827,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 175,090 | $7,697,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 389,449 | $7,174,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 984,484 | $6,694,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 42,550 | $6,648,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 104,460 | $6,393,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 329,524 | $6,076,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP II | 36258Q105 | COM CL A | 527,500 | $5,750,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 72,733 | $5,484,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 71,422 | $5,211,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 66,913 | $5,174,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 120,977 | $5,014,000 | thousands by filing date | |
| PREVAIL THERAPEUTICS INC | 74140Y101 | COM | 205,800 | $4,748,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 114,100 | $4,620,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,318 | $4,293,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 78,100 | $4,128,000 | thousands by filing date | |
| ALUSSA ENERGY ACQUISITION CO | G0232J101 | SHS CL A | 409,000 | $4,115,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 258,300 | $3,947,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 66,502 | $3,880,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 142,373 | $3,729,000 | thousands by filing date | |
| MSP RECOVERY INC COM CL A | 53625R104 | Stock | 356,100 | $3,589,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP IV | 171439102 | CL A | 317,992 | $3,183,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 35,400 | $3,180,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 195,464 | $3,167,000 | thousands by filing date | |
| VENTOUX CCM ACQUISITION CORP | 92280L200 | UNIT 09/30/2025 | 304,300 | $3,134,000 | thousands by filing date | |
| CITIC CAPITAL ACQUISITION CO | G21513109 | COM CL A | 279,642 | $2,931,000 | thousands by filing date | |
| ACIES ACQUISITION CORP | G0103T121 | UNIT 11/30/2027 | 267,900 | $2,872,000 | thousands by filing date | |
| ARTIUS ACQUISITION INC | 04316G105 | COM CL A | 266,908 | $2,837,000 | thousands by filing date | |
| TWC TECH HLDGS II CORP | 90117G105 | COM | 259,400 | $2,731,000 | thousands by filing date | |
| VECTOR ACQUISITION CORP | G9442R126 | COM CL A | 259,900 | $2,628,000 | thousands by filing date | |
| UNION ACQUISITION CORP II | G9402q100 | COM | 246,900 | $2,568,000 | thousands by filing date | |
| UROVANT SCIENCES | G9381B108 | COMMON STOCK | 159,135 | $2,567,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 322,246 | $2,565,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 118,698 | $2,491,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T103 | SHS CL A | 239,400 | $2,490,000 | thousands by filing date | |
| FUSION ACQUISITION CORP | 36118H105 | CL A | 212,151 | $2,397,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 355,988 | $2,225,000 | thousands by filing date | |
| H I G ACQUISITION CORP UNIT | G44898115 | Stock | 205,800 | $2,146,000 | thousands by filing date | |
| GO ACQUISITION CORP | 362019101 | CMN | 208,266 | $2,122,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CORP | G3312L129 | UNIT 99/99/9999 | 202,000 | $2,091,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 534,161 | $2,019,000 | thousands by filing date | |
| VIVEON HEALTH ACQUISITION CO | 92853V205 | UNIT 99/99/9999 | 190,200 | $1,953,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 63,300 | $1,908,000 | thousands by filing date | |
| VG ACQUISITION CORP | G9446E105 | SHS CL A | 166,700 | $1,905,000 | thousands by filing date | |
| PROPTECH INVESTMENT CORP II UNIT EX | 743497208 | Stock | 179,100 | $1,904,000 | thousands by filing date | |
| APOLLO STRATEGIC GROWTH CAPITAL | G0411R106 | COMMON STOCK-FO | 181,600 | $1,890,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 30,125 | $1,835,000 | thousands by filing date | |
| KINS TECHNOLOGY GROUP INC | 49714K208 | UNIT 10/14/2025 | 176,607 | $1,817,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 113,149 | $1,804,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 86,150 | $1,782,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 372,300 | $1,750,000 | thousands by filing date | |
| REDBALL ACQUISITION CORP | G7417R105 | COM CL A | 158,600 | $1,727,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 16,000 | $1,712,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 23,213 | $1,701,000 | thousands by filing date | |
| CLIMATE CHANGE CRISIS REAL I | 18716C100 | CL A COM | 156,269 | $1,674,000 | thousands by filing date | |
| PERIPHAS CAPITAL PARTNERING | 713895209 | UNIT 99/99/9999 | 63,100 | $1,648,000 | thousands by filing date | |
| COHN ROBBINS HOLDINGS CORP | G23726105 | COM CL A | 156,213 | $1,626,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 12,050 | $1,625,000 | thousands by filing date | |
| CONX CORP | 212873202 | UNIT 10/30/2027 | 151,600 | $1,584,000 | thousands by filing date | |
| BOXED, INC. | 81787X205 | COM | 151,300 | $1,566,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 633,700 | $1,565,000 | thousands by filing date | |
| NEW PROVIDENCE ACQUISITION | 64822P106 | COM CL A | 115,265 | $1,565,000 | thousands by filing date | |
| SCION TECH GROWTH I | G31067120 | UNIT 12/17/2025 | 151,400 | $1,562,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 15,300 | $1,547,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 7,500 | $1,514,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 361,688 | $1,508,000 | thousands by filing date | |
| GYRODYNE LLC | 403829104 | COM | 89,494 | $1,454,000 | thousands by filing date | |
| LANDCADIA HOLDINGS III INC | 51476H209 | UNIT 99/99/9999 | 129,400 | $1,445,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 33,874 | $1,436,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 22,400 | $1,429,000 | thousands by filing date | |
| TREBIA ACQUISITION CORP | G9027T109 | COM CL A | 132,122 | $1,426,000 | thousands by filing date | |
| GABELLI GO ANYWHERE TRUST | 36250J109 | MUTUAL FUNDS | 111,487 | $1,338,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 18,100 | $1,305,000 | thousands by filing date | |
| BREEZE HOLDINGS ACQUISITN CO | 106762107 | COM | 128,600 | $1,305,000 | thousands by filing date | |
| SENIOR CONNECT ACQUISITN COR | 81723H207 | UNIT 12/09/2023 | 126,300 | $1,300,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8252P105 | SHS CL A | 102,815 | $1,279,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8251L105 | SHS CL A | 102,815 | $1,265,000 | thousands by filing date | |
| VIATRIS INC COM | 92556V106 | Stock | 65,637 | $1,230,000 | thousands by filing date | |
| JUNIPER INDL HLDGS INC | 48205G106 | COM CL A | 113,300 | $1,213,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 65,922 | $1,212,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 5,410 | $1,203,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISTN COR | 34431F104 | COM CL A | 106,200 | $1,187,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 20,000 | $1,175,000 | thousands by filing date | |
| SPARTAN ACQUISITION CORP II | 846775203 | UNIT 99/99/9999 | 105,700 | $1,142,000 | thousands by filing date | |
| YUNHONG INTERNATIONAL | g98882106 | COM | 110,100 | $1,094,000 | thousands by filing date | |
| TS INNOVATION ACQUISITN CORP | 87284T209 | UNIT 99/99/9999 | 103,800 | $1,094,000 | thousands by filing date | |
| E MERGE TECHNOLOGY ACQUISITI | 26873Y104 | CMN | 106,200 | $1,086,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 82,711 | $1,079,000 | thousands by filing date | |
| PINE IS ACQUISITION CORP UNIT EX | 722615200 | Stock | 104,200 | $1,074,000 | thousands by filing date | |
| YUCAIPA ACQ CRP; TNT ACQ DT; 8/4/2022; CASH: $10.00 | G9879L105 | COM | 106,200 | $1,073,000 | thousands by filing date | |
| PROPERTY SOLUTIONS ACQUISITI | 74348Q108 | COM | 106,200 | $1,062,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 72,398 | $1,059,000 | thousands by filing date | |
| LIV CAP ACQUISITION CORP | G5510C108 | CL A | 104,600 | $1,058,000 | thousands by filing date | |
| ALTITUDE ACQUISITION CORP | 02156Y202 | UNIT 11/30/2027 | 101,000 | $1,045,000 | thousands by filing date | |
| ASPIRATIONAL CONSUMER LIFEST | G05436103 | COM | 103,800 | $1,035,000 | thousands by filing date | |
| FINSERV ACQUISITION CORP | 318085107 | CL A | 82,479 | $1,031,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 23,000 | $1,029,000 | thousands by filing date | |
| GREENROSE ACQUISITION CORP | 395392103 | COM | 100,300 | $1,016,000 | thousands by filing date | |
| AJAX I | G0190X118 | UNIT 99/99/9999 | 78,200 | $970,000 | thousands by filing date | |
| HPX CORP | G32219100 | SHS CL A | 91,700 | $919,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 7,050 | $897,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 22,855 | $858,000 | thousands by filing date | |
| ONE | G7000X105 | COM CL A | 79,115 | $852,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 4,677 | $847,000 | thousands by filing date | |
| STANDARD AVB FINANCIAL CORP | 85303b100 | COM | 26,000 | $847,000 | thousands by filing date | |
| HORIZON ACQUISITION CORPORAT | G46044122 | UNIT 10/19/2027 | 77,903 | $837,000 | thousands by filing date | |
| BOWX ACQUISITION CORP | 103085106 | CL A | 79,700 | $818,000 | thousands by filing date | |
| CAPITOL INVESTMENT CORP V | 14064F209 | UNIT 99/99/9999 | 79,400 | $818,000 | thousands by filing date | |
| EQUITY DISTR ACQUISITION COR | 29465E106 | CMN | 77,900 | $798,000 | thousands by filing date | |
| OMNICHANNEL ACQUISITION CORP | 68218L207 | UNIT 99/99/9999 | 77,500 | $798,000 | thousands by filing date | |
| Roth Ch Acquisition II Co | 778673202 | Unit | 75,700 | $787,000 | thousands by filing date | |
| CF ACQUISITION CORP IV | 12520T201 | UNIT 12/31/2027 | 76,167 | $784,000 | thousands by filing date | |
| FOX CORP | 35137L204 | CL B COM | 26,992 | $780,000 | thousands by filing date | |
| FOXO TECHNOLOGIES INC UNIT | 24803C201 | Stock | 75,700 | $772,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 585,000 | $759,000 | thousands by filing date | principal |
| WPX ENERGY INC | 98212B103 | COM | 91,800 | $748,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 5,500 | $730,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 8,500 | $717,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G82514103 | SHS CL A | 51,500 | $705,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 190,799 | $704,000 | thousands by filing date | |
| OPTION CARE HEALTH INC COM NEW | 68404L201 | Stock | 44,700 | $699,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 3,200 | $687,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 16,025 | $680,000 | thousands by filing date | |
| TURMERIC ACQUISITION CORP | G9127T116 | UNT | 65,000 | $668,000 | thousands by filing date | |
| AVANTI ACQUISITION CORP | G0682V109 | CMN | 64,200 | $660,000 | thousands by filing date | |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 298,573 | $654,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 12,500 | $638,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 4,575 | $637,000 | thousands by filing date | |
| DMY TECHNOLOGY GROUP INC III | 233278209 | UNIT 99/99/9999 | 52,100 | $594,000 | thousands by filing date | |
| VESPER HEALTHCARE ACQSTN COR | 92538T104 | COM CL A | 51,400 | $581,000 | thousands by filing date | |
| NERDY INC CL A COM | G8990Y103 | Stock | 51,500 | $572,000 | thousands by filing date | |
| CIIG MERGER CORP | 12559C111 | *W EXP 12/31/202 | 68,550 | $562,000 | thousands by filing date | |
| CF Finance Acquisition Corp III | 12529D207 | Unit | 52,100 | $559,000 | thousands by filing date | |
| WTS/PMV CONSUMER ACQUISITION C EXP08/31/2027 | 693486110 | WARR | 500,000 | $550,000 | thousands by filing date | |
| VY GLOBAL GROWTH | G9444H126 | UNIT 99/99/9999 | 51,100 | $550,000 | thousands by filing date | |
| SPARTACUS ACQUISITION CORP | 84677L208 | Cmn | 52,000 | $550,000 | thousands by filing date | |
| FIRSTMARK HORIZON ACQUISITIO | 33765Y101 | CL A COM | 51,500 | $546,000 | thousands by filing date | |
| LF Capital Acquisition Corp | 50200K108 | LF CAPITAL ACQUISITION COR-A | 51,393 | $546,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP V | 31810Q305 | UNIT 99/99/9999 | 51,107 | $545,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP II | G6715X103 | CL A SHS | 51,900 | $544,000 | thousands by filing date | |
| ACE Convergence Acquisition Corp | G0083D120 | COM | 53,100 | $543,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 26,000 | $541,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP II | G89554102 | COM CL A | 50,400 | $537,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 3,600 | $536,000 | thousands by filing date | |
| JIYA ACQUISITION CORP | 47760M102 | CMN | 52,000 | $536,000 | thousands by filing date | |
| INSU ACQUISITION CORP III | 457817302 | UNIT 12/31/2026 | 50,500 | $534,000 | thousands by filing date | |
| CORNER GROWTH ACQUISITION CO | G2425N121 | UNIT 01/01/2027 | 50,500 | $528,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 9,602 | $526,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 8,740 | $523,000 | thousands by filing date | |
| Blue Water Acquisition Corp/US | 09607T203 | Unit | 50,500 | $523,000 | thousands by filing date | |
| HEALTHCARE SERVICES ACQU COR | 42227K203 | UNT | 50,700 | $518,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 34,900 | $508,000 | thousands by filing date | |
| UPHEALTH INC | 375036100 | Common Stock | 45,233 | $495,000 | thousands by filing date | |
| Yatra Online Incorporated Ord SHS | G98338109 | Common Stock | 246,533 | $476,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 9,458 | $458,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 29,900 | $439,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 20,000 | $438,000 | thousands by filing date | |
| INFINERA CORP | 45667GAC7 | BOND | 350,000 | $437,000 | thousands by filing date | principal |
| Texas Instruments Incorporated | 882508104 | COM | 2,600 | $427,000 | thousands by filing date | |
| ATLANTIC AVE ACQUISITION COR | 04906P101 | CMN | 41,100 | $414,000 | thousands by filing date | |
| JAWS SPITFIRE ACQUISITION CO | G50740128 | UNIT 99/99/9999 | 37,000 | $409,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA | 88339KAA0 | NOTE 3.250%11/0 | 430,000 | $406,000 | thousands by filing date | principal |
| SPRING VALEY ACQUISTION III CL A ORD | 85521J109 | COM | 38,900 | $403,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 2,800 | $396,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 6,300 | $388,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 10,235 | $387,000 | thousands by filing date | |
| TREPONT ACQUISITION CORP I UNIT | G9095M119 | Stock | 37,000 | $384,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 10,625 | $383,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 35,000 | $378,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 250 | $378,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 375,000 | $374,000 | thousands by filing date | principal |
| MOTIVE CAPITAL CORP | G6293A129 | UNIT 99/99/9999 | 35,300 | $372,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 7,200 | $365,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415108 | SHS | 34,000 | $362,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 18,776 | $361,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 2,400 | $356,000 | thousands by filing date | |
| TWO HARBORS INVENTMENT CORPO | 90187BAA9 | NOTE 6.250% 1/1 | 350,000 | $355,000 | thousands by filing date | principal |
| Rodgers Silicon Valley Acquisition Corp | 774873202 | Unit | 26,500 | $354,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F796 | COM | 6,000 | $350,000 | thousands by filing date | |
| AERSALE CORPORATION | 00810F114 | *W EXP 12/22/202 | 184,750 | $344,000 | thousands by filing date | |
| NEW PROVIDENCE ACQUISITION | 64822P114 | *W EXP 99/99/999 | 90,332 | $341,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP II | 36258Q113 | *W EXP 06/30/202 | 131,875 | $338,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 470 | $332,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 7,000 | $326,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 102,714 | $324,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 1,550 | $323,000 | thousands by filing date | |
| REVOLUTION ACCEL | 76156P205 | UNIT | 30,600 | $319,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 16,600 | $308,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 200 | $304,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 120,618 | $303,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 1,530 | $298,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,075 | $294,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 2,722 | $292,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 400 | $291,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 6,000 | $290,000 | thousands by filing date | |
| HUMANCO ACQUISITION CORP | 44487N208 | UNIT 12/08/2023 | 25,574 | $282,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 4,500 | $280,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 22,500 | $279,000 | thousands by filing date | |
| Forest Road Acquisition Corp | 34619R201 | Unit | 26,500 | $278,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 6,700 | $276,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 33,400 | $275,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 21,250 | $273,000 | thousands by filing date | |
| FUSION ACQUISITION CORP | 36118H113 | *W EXP 06/01/202 | 106,075 | $272,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 11,425 | $270,000 | thousands by filing date | |
| MONTES ARCHIMEDES ACQUISITIO | 612657205 | UNIT 09/30/2025 | 25,700 | $270,000 | thousands by filing date | |
| 7GC & CO HOLDINGS INC | 81786A206 | UNIT 12/23/2025 | 25,422 | $268,000 | thousands by filing date | |
| PRETIUM RES INC | 74139CAB8 | NOTE 2.250% 3/1 | 250,000 | $268,000 | thousands by filing date | principal |
| THAYER VENTURES ACQU CORP | 88332T209 | UNIT 01/01/2030 | 25,200 | $264,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 5,403 | $262,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 75,500 | $261,000 | thousands by filing date | |
| CITIC CAPITAL ACQUISITION CO | G21513117 | *W EXP 01/17/202 | 153,725 | $261,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 6,050 | $255,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 1,600 | $255,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 3,650 | $249,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 1,500 | $247,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 980 | $245,000 | thousands by filing date | |
| TWITTER INC | 90184LAF9 | NOTE 0.250% 6/1 | 200,000 | $243,000 | thousands by filing date | principal |
| Merck & Co.,Inc. | 58933Y105 | COM | 2,944 | $241,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 125,000 | $237,000 | thousands by filing date | principal |
| BUNGE LTD | G16962105 | COM | 3,600 | $236,000 | thousands by filing date | |
| UNION ACQUISITION CORP II | G9402Q126 | *W EXP 04/01/202 | 246,900 | $235,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 6,150 | $229,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 3,000 | $229,000 | thousands by filing date | |
| MARQUEE RAINE ACQUISITION CO | G58442115 | UNIT 12/01/2025 | 20,200 | $219,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 6,700 | $217,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 12,500 | $217,000 | thousands by filing date | |
| LIONHEART ACQUISITION CORP II WT EXP 021426 | 53625R112 | COM | 178,050 | $208,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 6,500 | $207,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 1,500 | $205,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 6,000 | $203,000 | thousands by filing date | |
| FINSERV ACQUISITION CORP | 318085115 | *W EXP 12/31/202 | 57,750 | $202,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 4,500 | $201,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 250,000 | $197,000 | thousands by filing date | principal |
| ARTIUS ACQUISITION INC | 04316G113 | *W EXP 07/13/202 | 88,969 | $196,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 12,500 | $191,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469AA6 | NOTE | 200,000 | $180,000 | thousands by filing date | principal |
| FLEXION THERAPEUTICS INC | 33938JAB2 | NOTE | 200,000 | $179,000 | thousands by filing date | principal |
| ANDINA ACQUISITION CORP III | G04415124 | *W EXP 07/31/202 | 216,100 | $173,000 | thousands by filing date | |
| JAWS ACQUISITION CORP | G50744104 | SHS | 12,682 | $170,000 | thousands by filing date | |
| XL FLEET CORP | 9837FR118 | *W EXP 06/01/202 | 20,764 | $168,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 44,452 | $163,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 10,000 | $160,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 26,383 | $155,000 | thousands by filing date | |
| ALUSSA ENERGY ACQUISITION CO | G0232J119 | *W EXP 10/31/202 | 126,100 | $155,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 10,000 | $147,000 | thousands by filing date | |
| RMG ACQUISITION CORP II | G76083115 | UNIT 12/09/2025 | 12,700 | $142,000 | thousands by filing date | |
| CLIMATE CHANGE-A | 18716C118 | EQUITY WRT | 78,134 | $140,000 | thousands by filing date | |
| HIGHLAND TRANSCEND PARTNERS | G44690116 | UNIT 99/99/9999 | 13,154 | $138,000 | thousands by filing date | |
| ICPT 2 05 15 26 2 000000 | 45845PAB4 | CONV BD US | 225,000 | $137,000 | thousands by filing date | principal |
| NEBULA CARAVEL ACQUISITION C | 629070202 | UNIT 12/09/2023 | 12,700 | $137,000 | thousands by filing date | |
| SOC TELEMED INC | 78472F119 | *W EXP 11/30/202 | 111,300 | $136,000 | thousands by filing date | |
| GORES HOLDINGS VI INC | 38286R204 | UNIT 08/24/2027 | 12,700 | $135,000 | thousands by filing date | |
| BREEZE HOLDINGS ACQUISITN CO | 106762115 | *W EXP 05/25/202 | 128,600 | $132,000 | thousands by filing date | |
| VECTOR ACQUISITION CORP | G9442R118 | *W EXP 09/30/202 | 86,633 | $131,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415132 | RIGHT 10/01/2025 | 341,751 | $130,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 76,000 | $125,000 | thousands by filing date | |
| InterPrivate Acquisition Corp | 46064A111 | INTERPRIVATE ACQUISITI -CW24 | 30,200 | $124,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 11,000 | $115,000 | thousands by filing date | |
| APOLLO STRATEGIC GROWTH CAPT | G0411R114 | *W EXP 10/29/202 | 60,533 | $114,000 | thousands by filing date | |
| TWC TECH HLDGS II CORP | 90117G113 | *W EXP 09/15/202 | 69,100 | $114,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 10,400 | $113,000 | thousands by filing date | |
| VG ACQUISITION-A | G9446E113 | EQUITY WRT | 42,734 | $113,000 | thousands by filing date | |
| PROPERTY SOLUTIONS ACQUISITI | 74348Q116 | *W EXP 03/20/202 | 106,200 | $112,000 | thousands by filing date | |
| FRAZIER LIFESCIENCES ACQU CORP UNIT EXP 120925 | G3710A121 | Stock | 10,200 | $106,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T111 | *W EXP 07/29/202 | 59,850 | $102,000 | thousands by filing date | |
| COHN ROBBINS HOLDINGS CORP | G23726113 | *W EXP 08/28/202 | 52,071 | $94,000 | thousands by filing date | |
| TREBIA ACQUISITION CORP | G9027T117 | *W EXP 99/99/999 | 44,040 | $92,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8252P113 | *W EXP 09/26/202 | 25,703 | $91,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISTN COR | 34431F112 | *W EXP 05/26/202 | 35,400 | $90,000 | thousands by filing date | |
| JAWS ACQUISITION CORP | G50744112 | *W EXP 99/99/999 | 32,366 | $87,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLDWT | G8251L113 | WARRANT AND RIGH | 25,703 | $84,000 | thousands by filing date | |
| JUNIPER INDL HLDGS INC | 48205G114 | *W EXP 11/13/202 | 44,826 | $82,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 10,000 | $78,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 12,500 | $78,000 | thousands by filing date | |
| EVIVA PHARMACEUTCLS HLDGS I | 76152G118 | *W EXP 12/25/202 | 110,900 | $75,000 | thousands by filing date | |
| FORUM MERGER III CORP | 349885111 | COM CL A | 21,233 | $74,000 | thousands by filing date | |
| LIV CAP ACQUISITION CORP | G5510C116 | *W EXP 12/13/202 | 104,600 | $73,000 | thousands by filing date | |
| APEX TECHNOLOGY ACQUISITION | 03768F110 | *W EXP 09/18/202 | 16,605 | $71,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP IV | 171439110 | W EXP 08/04/202 | 45,840 | $70,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 13,205 | $67,000 | thousands by filing date | |
| WTS/GREENROSE ACQUISITION CORP EXP12/31/2024 | 395392111 | WARR | 62,208 | $62,000 | thousands by filing date | |
| GO ACQUISITION CORP | 362019119 | *W EXP 08/31/202 | 39,533 | $59,000 | thousands by filing date | |
| E MERGE TECHNOLOGY ACQUISITI | 26873Y112 | *W EXP 07/30/202 | 35,400 | $53,000 | thousands by filing date | |
| YUCAIPA ACQUISITION CORP | G9879L113 | *W EXP 99/99/999 | 35,400 | $51,000 | thousands by filing date | |
| LF CAP ACQUISITION CORP | 50200K116 | *W EXP 06/22/202 | 26,346 | $51,000 | thousands by filing date | |
| HPX CORP | G32219126 | *W EXP 07/14/202 | 45,850 | $49,000 | thousands by filing date | |
| AVANTI ACQUISITION CORP | G0682V125 | *W EXP 99/99/999 | 32,100 | $48,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G82514111 | *W EXP 09/26/202 | 12,875 | $48,000 | thousands by filing date | |
| EQUITY DISTR ACQUISITION COR | 29465E114 | *W EXP 09/09/202 | 25,967 | $46,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 30,000 | $45,000 | thousands by filing date | |
| BOWX ACQUISITION CORP | 103085114 | *W EXP 08/03/202 | 26,566 | $45,000 | thousands by filing date | |
| VESPER HEALTHCARE ACQSTN COR | 92538T112 | *W EXP 09/30/202 | 17,134 | $45,000 | thousands by filing date | |
| STARRY GROUP HOLDINGS INC WT EXP 032927 | 33765Y119 | Common Stock | 17,166 | $43,000 | thousands by filing date | |
| ONE | G7000X121 | *W EXP 08/17/202 | 19,778 | $42,000 | thousands by filing date | |
| YUNHONG INTL | G98882122 | *W EXP 01/31/202 | 55,100 | $41,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 10,000 | $40,000 | thousands by filing date | |
| WHEELS UP EXPERIENCE INC WT EXP 071326 | G05436111 | Stock | 34,600 | $37,000 | thousands by filing date | |
| BREEZE HOLDINGS ACQUISITION CORP | 106762123 | COM | 128,600 | $37,000 | thousands by filing date | |
| ACE CONVERGENCE ACQU CORP | G0083D104 | *W EXP 09/30/202 | 26,550 | $37,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP II | G89554128 | W EXP 06/14/202 | 12,600 | $36,000 | thousands by filing date | |
| YUNHONG INTL RT | G98882130 | WARRANT AND RIGH | 110,100 | $34,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP II | G6715X111 | *W EXP 09/15/202 | 12,975 | $25,000 | thousands by filing date | |
| GIGCAPITAL2 INC | 375036126 | RIGHT 02/28/2026 | 60,000 | $25,000 | thousands by filing date | |
| Atlantic Avenue Acquisition Corp | 04906P119 | Warrant | 20,550 | $23,000 | thousands by filing date | |
| TPG PACE TECH OPPORTUNITIES | G8990Y129 | *W EXP 10/09/202 | 10,300 | $22,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-21-002298 | this filing | 2021-02-05 | acceptance time not in the bulk data set |