13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-16, with 6,897 holding rows worth $280,381,917,000.
- Accession
- 0001567619-20-019770
- Filer
- CIK 1000275
- Filed
- 2020-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 24,451 entries on the cover page, a total value of $280,381,917,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $280,381,917,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAMG Funds LLC028-11395
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Perion Network Ltd | M78673114 | COM | 1,087 | $8,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 2,044 | $8,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y327 | GLBX MSCI COLUM | 355 | $8,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 18 | $8,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 456 | $8,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 1,000 | $8,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 7,019 | $8,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 2,000 | $8,000 | thousands by filing date | |
| SEMILEDS CORP | 816645204 | COM NEW | 3,000 | $8,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 550 | $8,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 430 | $8,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 1,126 | $8,000 | thousands by filing date | |
| United Bancshares | 909458101 | COM | 374 | $8,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 2,694 | $8,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 5,123 | $8,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 1,083 | $8,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 7,500 | $8,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 679 | $8,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L811 | COM | 388 | $8,000 | thousands by filing date | |
| SVMK INC | 78489X103 | COM | 348 | $8,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 6,350 | $8,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 300 | $8,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 5,431 | $8,000 | thousands by filing date | |
| EA SERIES TRUST | 02072L706 | MERLYN AI BULL | 250 | $8,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E133 | DAILY FINL BEAR | 491 | $8,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 2,235 | $8,000 | thousands by filing date | |
| VYNE THERAPEUTICS INC | 92941V100 | COM NEW | 5,071 | $8,000 | thousands by filing date | |
| HULL TACTICAL US ETF | 301505806 | ETF | 300 | $8,000 | thousands by filing date | |
| INSULET CORP | 45784PAH4 | NOTE 1.375%11/1 | 3,000 | $8,000 | thousands by filing date | principal |
| ADVISORSHARES TR | 00768Y461 | DORSY ALPH EQL | 328 | $8,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 4,821 | $8,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R833 | WBI BULBEAR TR | 468 | $8,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 13,001 | $8,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 1,010 | $7,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 208 | $7,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 4,630 | $7,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 100 | $7,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 249 | $7,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 1,375 | $7,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 1,727 | $7,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 627 | $7,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 100 | $7,000 | thousands by filing date | |
| MOTLEY FOOL SMALL-CAP GROWTH ETF | 74933W874 | ETF | 215 | $7,000 | thousands by filing date | |
| WISDOMTREE INTERNATIONALMULTIFACTOR FUND | 97717Y774 | ETF | 310 | $7,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043309 | PFD CONV SER C | 125 | $7,000 | thousands by filing date | principal |
| INVESCO EXCH TRADED FD TR II | 46138E396 | S&P 500 CONC ETF | 254 | $7,000 | thousands by filing date | |
| FIRST US BANCSHARES INC | 33744V103 | COM | 1,000 | $7,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 1,120 | $7,000 | thousands by filing date | |
| BIRKS GROUP INC | 09088U109 | CL A COM | 10,002 | $7,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 600 | $7,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 687 | $7,000 | thousands by filing date | |
| CARPARTS COM INC | 14427M107 | COM | 620 | $7,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 2,599 | $7,000 | thousands by filing date | |
| COLLPLANT BIOTECHNOLOGIES LTD SHS NEW | 19516R107 | Stock | 836 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 415 | $7,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 5,861 | $7,000 | thousands by filing date | |
| Indivior Pharmaceuticals Inc | 04546C106 | COMMON STOCK | 10,540 | $7,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680RAD9 | NOTE 3/1 | 2,000 | $7,000 | thousands by filing date | principal |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 2,023 | $7,000 | thousands by filing date | |
| INHIBRX INC | 45720L107 | COM | 385 | $7,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 1,600 | $7,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 500 | $7,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 3,620 | $7,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J305 | MULTIFACTOR CO | 175 | $7,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 723 | $7,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P793 | FTSE FRANCE | 324 | $7,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 2,312 | $7,000 | thousands by filing date | |
| POLYPID LTD | M8001Q118 | SHS | 623 | $7,000 | thousands by filing date | |
| Pershing Square T 25 WTS Warrants Exp 07/24/25 | 71531R117 | WT | 917 | $7,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M300 | COM | 19,295 | $7,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRGY SHS BEN INT | 151461209 | CEF | 900 | $7,000 | thousands by filing date | |
| ESOTERICA THEMATIC TRUST | 296582109 | NEXTG ECONOMY | 163 | $7,000 | thousands by filing date | |
| EYEGATE PHARMACEUTICALS INC | 30233M503 | COM NEW | 1,690 | $7,000 | thousands by filing date | |
| SOCIAL CAP HEDSPIA HLDG CO I | G8251K123 | UNIT 99/99/9999 | 500 | $7,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 628 | $6,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 5,950 | $6,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 430 | $6,000 | thousands by filing date | |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 348 | $6,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 6,013 | $6,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 8,454 | $6,000 | thousands by filing date | |
| VIR BIOTECHNOLOGY INC | 92764N102 | COM | 176 | $6,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 3,029 | $6,000 | thousands by filing date | |
| DADA NEXUS LTD NPV ADR | 23344D108 | ADS | 220 | $6,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 6,216 | $6,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 234 | $6,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 2,584 | $6,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 240 | $6,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 3,855 | $6,000 | thousands by filing date | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 525 | $6,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 360 | $6,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072505 | DIVERSIFIED MU | 113 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X271 | DYNAMIC INTL SML | 221 | $6,000 | thousands by filing date | |
| Amplify Energy Corp | 03212B103 | COM | 6,118 | $6,000 | thousands by filing date | |
| REPARE THERAPEUTICS INC | 760273102 | COM | 200 | $6,000 | thousands by filing date | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 485 | $6,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 2,152 | $6,000 | thousands by filing date | |
| MICROBOT MED INC | 59503A204 | COM NEW | 690 | $6,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G201 | S&P SMLCP MATL | 164 | $6,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F379 | CHINA BOND ETF | 259 | $6,000 | thousands by filing date | |
| OFS CREDIT COMPANY INC | 67111Q107 | COM | 635 | $6,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 344 | $6,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 1,599 | $6,000 | thousands by filing date | |
| HEADHUNTER GROUP PLC ADR | 42207L106 | COM | 263 | $6,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 2,217 | $6,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 1,223 | $6,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 4,023 | $6,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 4,000 | $6,000 | thousands by filing date | principal |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 4,000 | $6,000 | thousands by filing date | principal |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 6,000 | $6,000 | thousands by filing date | principal |
| EVANS BANCORP INC | 29911Q208 | COM | 287 | $6,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 750 | $6,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 1,880 | $6,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 12,088 | $6,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 1,000 | $6,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E705 | CHINA INDL ETF | 481 | $6,000 | thousands by filing date | |
| SOCIAL CAP HEDSPIA HLDG CO I | G8251K107 | COM CL A | 500 | $6,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 6,100 | $6,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y798 | HEALTH WELLNESS | 272 | $6,000 | thousands by filing date | |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 2,001 | $6,000 | thousands by filing date | |
| FIVE9 INC | 338307AB7 | NOTE 0.125% 5/0 | 2,000 | $6,000 | thousands by filing date | principal |
| PROSHARES TR | 74347B813 | mc | 185 | $6,000 | thousands by filing date | |
| PROSIGHT GLOBAL INC | 74349J103 | COM | 505 | $6,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 590 | $5,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 100 | $5,000 | thousands by filing date | put |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 453 | $5,000 | thousands by filing date | |
| SI BONE INC | 825704109 | COM | 225 | $5,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 75 | $5,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 7,136 | $5,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 420 | $5,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 2,301 | $5,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E307 | AUSPCE CMD STG | 197 | $5,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 175 | $5,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 1,000 | $5,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P876 | US SML CP MLTFCT | 183 | $5,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 156 | $5,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416508 | HARTFORD MLT SML | 200 | $5,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 507 | $5,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y545 | VICE E T F | 200 | $5,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D416 | ETRACS MARKETVEC | 357 | $5,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274E174 | ETRACS 2XM ETN | 300 | $5,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 666 | $5,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 375 | $5,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BULL 3X ETF | 25490K323 | ETF | 100 | $5,000 | thousands by filing date | |
| SOLITON INC | 834251100 | COM | 610 | $5,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 345 | $5,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 23,475 | $5,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061821 | CANNABIS ETF | 429 | $5,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 808 | $5,000 | thousands by filing date | |
| BIONANO GENOMICS INC | 09075F107 | COM | 7,500 | $5,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 300 | $5,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 8,744 | $5,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 11,281 | $5,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 2,527 | $5,000 | thousands by filing date | |
| IKONICS CORP | 45172K102 | COM | 1,301 | $5,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937x202 | COM | 2,000 | $5,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 3,499 | $5,000 | thousands by filing date | |
| AYALA PHARMACEUTICALS INC | 05465V108 | COM | 459 | $5,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L207 | COMMON | 714 | $5,000 | thousands by filing date | |
| ESSENTIAL UTILS INC | 29670G201 | UNIT 04/30/2022 | 86 | $5,000 | thousands by filing date | principal |
| BG STAFFING INC | 05544A109 | COM | 600 | $5,000 | thousands by filing date | |
| SOFTWARE ACQUISITION GROUP I | 83406B101 | COM CL A | 500 | $5,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A130 | COM | 350 | $5,000 | thousands by filing date | |
| GEVO INC | 374396406 | COM PAR | 4,200 | $4,000 | thousands by filing date | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 74 | $4,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 500 | $4,000 | thousands by filing date | |
| KEROS THERAPEUTICS INC COM | 492327101 | Stock | 101 | $4,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A607 | SOYBEAN FD | 223 | $4,000 | thousands by filing date | |
| STEPSTONE GROUP INC | 85914M107 | COM CL A | 154 | $4,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 2,076 | $4,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 653 | $4,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 200 | $4,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A594 | AAM S&P 500 | 200 | $4,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 720 | $4,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 622 | $4,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J726 | RAFI STRG US ETF | 196 | $4,000 | thousands by filing date | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 1,239 | $4,000 | thousands by filing date | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 508 | $4,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 928 | $4,000 | thousands by filing date | |
| ANTERIX INC | 03676C100 | COMMON STOCK | 127 | $4,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P884 | US MID CP MLTFCT | 125 | $4,000 | thousands by filing date | |
| ISHARES TR | 46435G847 | MSCI ACWI EXUS | 148 | $4,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 524682309 | FRAN CLE ENH ETF | 127 | $4,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 437 | $4,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 3,200 | $4,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 2,043 | $4,000 | thousands by filing date | |
| BRAEMAR HOTELS & RESORTS INC | 10482B200 | 5.5 CUM CV PFD B | 359 | $4,000 | thousands by filing date | principal |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 1,043 | $4,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 140 | $4,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 1,834 | $4,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 1,000 | $4,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 3,429 | $4,000 | thousands by filing date | |
| SCORPIUS HOLDINGS INC | 42237K300 | COMMON STOCK | 3,500 | $4,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 1,000 | $4,000 | thousands by filing date | call |
| TELLURIAN INC NEW | 87968A104 | COM | 5,545 | $4,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 2,000 | $4,000 | thousands by filing date | principal |
| AMYRIS INC | 03236M200 | COM NEW | 1,420 | $4,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 632 | $4,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P522 | FUND | 94 | $4,000 | thousands by filing date | |
| FUSION PHARMACEUTICALS INC | 36118A100 | COM | 300 | $4,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 4,389 | $4,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 945 | $4,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 1,000 | $4,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 180 | $4,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 2,143 | $4,000 | thousands by filing date | |
| NULL | 032108854 | NULL | 320 | $4,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A586 | AAM S&P EMRG | 246 | $4,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 3,455 | $4,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K200 | COM NEW | 7,063 | $4,000 | thousands by filing date | |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 2,000 | $4,000 | thousands by filing date | principal |
| NEOVASC INC | 64065J304 | COM | 2,019 | $4,000 | thousands by filing date | |
| DBX ETF TR | 233051523 | XTRACK MSCI CHIN | 167 | $4,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052WAA2 | NOTE 2.750% 7/0 | 5,000 | $4,000 | thousands by filing date | principal |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 6,346 | $4,000 | thousands by filing date | |
| SONIM TECHNOLOGIES INC | 83548F101 | EQUITY | 5,000 | $4,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR MFS SYS GWT EQ | 78467V889 | CEF | 41 | $4,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 235 | $3,000 | thousands by filing date | |
| ICL GROUP LTD SHS | M53213100 | Stock | 701 | $3,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 155 | $3,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 91 | $3,000 | thousands by filing date | |
| SUZANO S A SPON ADS | 86959K105 | ADR | 295 | $3,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR FTSE TAIWAN | 35473P686 | FTSE TAIWAN | 100 | $3,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 500 | $3,000 | thousands by filing date | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 1,262 | $3,000 | thousands by filing date | |
| CLEARPOINT NEURO INC | 18507C103 | COM | 500 | $3,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 157 | $3,000 | thousands by filing date | |
| LIMBACH HLDGS INC | 53263P105 | COM | 253 | $3,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 110 | $3,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 1,314 | $3,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 5,329 | $3,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 575 | $3,000 | thousands by filing date | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 300 | $3,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 339 | $3,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R502 | COM NEW | 360 | $3,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 272 | $3,000 | thousands by filing date | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 179 | $3,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 128 | $3,000 | thousands by filing date | |
| BLUE RIDGE BANKSHARES INC | 095825105 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 127 | $3,000 | thousands by filing date | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 1,269 | $3,000 | thousands by filing date | |
| EPSILON ENERGY LTD | 294375209 | COMMON STOCK | 781 | $3,000 | thousands by filing date | |
| US GOLD CORP | 90291C201 | COMMON STOCK | 300 | $3,000 | thousands by filing date | |
| PCB BANCORP | 69320M109 | COMMON STOCK | 332 | $3,000 | thousands by filing date | |
| NURIX THERAPEUTICS INC | 67080M103 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| DBX ETF TR | 233051515 | XTRACKERS FTSE | 107 | $3,000 | thousands by filing date | |
| TIDAL TR III ETF IMPACT SHARES WOMEN'S EMPOWERMENT | 45259A100 | ETF | 110 | $3,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 1,000 | $3,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 311 | $3,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 144 | $3,000 | thousands by filing date | |
| Gaotu Techedu Inc | 36257Y109 | COM | 29 | $3,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 100 | $3,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 1,000 | $3,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 200 | $3,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 287 | $3,000 | thousands by filing date | |
| TECHNICAL COMMUNICATIONS | 878409101 | COM | 1,000 | $3,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 440 | $3,000 | thousands by filing date | |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 606 | $3,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 9,000 | $3,000 | thousands by filing date | |
| SCIPLAY CORPORATION | 809087109 | CL A | 187 | $3,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 942 | $3,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 3,893 | $3,000 | thousands by filing date | |
| ENLIGHTIFY INC COM NEW | 16943W204 | Stock | 1,308 | $3,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V183 | S&P SML 600 EQ | 68 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347B284 | SHT MSCI NEW | 100 | $3,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 163 | $3,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 782 | $3,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 1,375 | $3,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 2,401 | $3,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 300 | $3,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 750 | $3,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 3,570 | $3,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 930 | $3,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 1,544 | $3,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F734 | RUSSIA SMALL CAP | 100 | $3,000 | thousands by filing date | |
| AURYN RES INC | 05208W108 | COM | 1,516 | $3,000 | thousands by filing date | |
| HUBSPOT INC | 443573AB6 | NOTE 0.250% 6/0 | 1,000 | $3,000 | thousands by filing date | principal |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 3,000 | $3,000 | thousands by filing date | principal |
| FSD PHARMA INC | 35954B206 | CL B SUB VTG | 1,195 | $3,000 | thousands by filing date | |
| BIOCEPT INC | 09072V501 | COM | 757 | $3,000 | thousands by filing date | |
| MILLENDO THERAPEUTICS INC | 60040X103 | COM | 1,800 | $3,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 1,376 | $3,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 2,000 | $3,000 | thousands by filing date | |
| MAXEON SOLAR TECHNOLOGIES LT | 58503F502 | COM | 119 | $3,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 5,500 | $3,000 | thousands by filing date | |
| DFP HEALTHCARE ACQUISITNS CO | 23343Q100 | COM CL A | 300 | $3,000 | thousands by filing date | |
| STABLE RD ACQUISITION CORP | 85236Q117 | *W EXP 05/15/202 | 2,500 | $3,000 | thousands by filing date | |
| ONESMART INTL ED GROUP LTD | 68276W103 | CMN | 578 | $3,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | 98236JAB4 | NOTE 2.250%11/1 | 2,000 | $3,000 | thousands by filing date | principal |
| UROVANT SCIENCES | G9381B108 | COMMON STOCK | 306 | $3,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 75 | $2,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 73 | $2,000 | thousands by filing date | |
| FUTU HLDGS LTD SPON ADS CL A | 36118L106 | ADR | 66 | $2,000 | thousands by filing date | |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 74 | $2,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 32 | $2,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 145 | $2,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 64 | $2,000 | thousands by filing date | |
| BENTLEY SYS INC COM CL B | 08265T208 | Stock | 68 | $2,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 359 | $2,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G707 | VIRTUS NEWFLEET | 72 | $2,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092527 | SML MID MLTFCT | 100 | $2,000 | thousands by filing date | |
| LARIMAR THERAPEUTICS INC | 517125100 | COM | 128 | $2,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 148 | $2,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 1,178 | $2,000 | thousands by filing date | |
| VanEck Vectors Energy Inc | 92189H870 | ENERGY INCOME | 66 | $2,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 5,972 | $2,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 75 | $2,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 101 | $2,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C409 | US EQTY BUFR JAN | 55 | $2,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C599 | US SML CP PWR B | 90 | $2,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 219 | $2,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC | 37959R103 | COM CL A | 102 | $2,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 550 | $2,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 1,655 | $2,000 | thousands by filing date | |
| VALHI INC | 918905209 | COMMON STOCK | 207 | $2,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A309 | COMMON STOCK | 500 | $2,000 | thousands by filing date | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 230 | $2,000 | thousands by filing date | |
| FIRST NATIONAL CORP VA | 32106V107 | COMMON STOCK | 159 | $2,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 333 | $2,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 852 | $2,000 | thousands by filing date | |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 161 | $2,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 141 | $2,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 125 | $2,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 1,019 | $2,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 2,132 | $2,000 | thousands by filing date | |
| INVESCO INVESTMENT GRADE DEFENSIVE ETF | 46139W502 | ETF | 64 | $2,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G781 | DAI GOL BUL ETF | 23 | $2,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 100 | $2,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 128 | $2,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061888 | VALUE MOMENTUM | 104 | $2,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 265 | $2,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 1,348 | $2,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 795 | $2,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 103 | $2,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 275 | $2,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 131 | $2,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 117 | $2,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 94 | $2,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 600 | $2,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 101 | $2,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 930 | $2,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 451 | $2,000 | thousands by filing date | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 240 | $2,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 300 | $2,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 1,407 | $2,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 2,501 | $2,000 | thousands by filing date | |
| NEW YORK CITY REIT INC | 649439205 | COM | 156 | $2,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 411 | $2,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 1,471 | $2,000 | thousands by filing date | |
| NUTANIX INC | 67059NAB4 | NOTE 1/1 | 2,000 | $2,000 | thousands by filing date | principal |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 2,000 | $2,000 | thousands by filing date | principal |
| NEXTCURE INC | 65343E108 | COM | 223 | $2,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 1,299 | $2,000 | thousands by filing date | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 568 | $2,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 253 | $2,000 | thousands by filing date | |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 138 | $2,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 1,025 | $2,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 138 | $2,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 503 | $2,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 393 | $2,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 2,201 | $2,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 250 | $2,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 2,325 | $2,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 807 | $2,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 1,366 | $2,000 | thousands by filing date | |
| FIRST EAGLE ALTR CAP BDC INC | 26943B100 | COM | 728 | $2,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103877 | COM SHS | 1,331 | $2,000 | thousands by filing date | |
| VERICITY INC | 92347D100 | COM | 157 | $2,000 | thousands by filing date | |
| TANZANIAN GOLD CORP | 87601A107 | COM | 2,635 | $2,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 700 | $2,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUIS CORP | Y62159143 | SHS | 569 | $2,000 | thousands by filing date | |
| CELSION CORP | 15117N503 | COM PAR NEW | 2,616 | $2,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 105 | $2,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 602 | $2,000 | thousands by filing date | |
| GWG HLDGS INC | 36192A109 | COM | 195 | $2,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 2,118 | $2,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A669 | NATIONWIDE RSK | 100 | $2,000 | thousands by filing date | |
| GORES HLDGS IV INC | 382865202 | UNIT 02/01/2023 | 141 | $2,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 189 | $1,000 | thousands by filing date | |
| REVOLUTION MEDICINES INC COM | 76155X100 | Stock | 30 | $1,000 | thousands by filing date | |
| RELAY THERAPEUTICS INC COM | 75943R102 | Stock | 29 | $1,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 374 | $1,000 | thousands by filing date | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 37 | $1,000 | thousands by filing date | |
| OPERA LTD SPONSORED ADS | 68373M107 | ADR | 85 | $1,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 238 | $1,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 84 | $1,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 22 | $1,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 248 | $1,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 97 | $1,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 533 | $1,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 113 | $1,000 | thousands by filing date | |
| AUDIOEYE INC | 050734201 | COM NEW | 80 | $1,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 20 | $1,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 73 | $1,000 | thousands by filing date | |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 37 | $1,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 1,006 | $1,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 73 | $1,000 | thousands by filing date | |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 27 | $1,000 | thousands by filing date | |
| CF BANKSHARES INC | 12520L109 | COM | 87 | $1,000 | thousands by filing date | |
| THE BALDWIN INSURANCE GRP IN | 05589G102 | COM CL A | 23 | $1,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 178 | $1,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 212 | $1,000 | thousands by filing date | |
| ORIC PHARMACEUTICALS INC | 68622P109 | COM | 21 | $1,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 738 | $1,000 | thousands by filing date | |
| KLX ENERGY SERVICES HOLDINGS | 48253L205 | COM NEW | 237 | $1,000 | thousands by filing date | |
| ARCUTIS BIOTHERAPEUTICS INC | 03969K108 | COM | 19 | $1,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 338 | $1,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 200 | $1,000 | thousands by filing date | |
| BEAM THERAPEUTICS INC | 07373V105 | COM | 25 | $1,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 36 | $1,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 114 | $1,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 20 | $1,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 100 | $1,000 | thousands by filing date | put |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 412 | $1,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 112 | $1,000 | thousands by filing date | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 166 | $1,000 | thousands by filing date | |
| VELOCITY FINANCIAL INC | 92262D101 | COMMON STOCK | 199 | $1,000 | thousands by filing date | |
| ADC THERAPEUTICS SA | H0036K147 | COMMON STOCK | 22 | $1,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 130 | $1,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 833 | $1,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 86 | $1,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 145 | $1,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 30 | $1,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 165 | $1,000 | thousands by filing date | |
| ZENTALIS PHARMACEUTICALS INC | 98943L107 | COMMON STOCK | 26 | $1,000 | thousands by filing date | |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 313 | $1,000 | thousands by filing date | |
| INMUNE BIO INC | 45782T105 | COM | 104 | $1,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 52 | $1,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 100 | $1,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 176 | $1,000 | thousands by filing date | |
| INNOVATOR TR ETF S&P 500 BUFFER ETF JUNE | 45782C755 | ETF | 31 | $1,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505731 | ROBO GLB ARTIF | 24 | $1,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072810 | FOCUSED DYNAMIC | 20 | $1,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N543 | VICTORYSHS EMERG | 33 | $1,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 312 | $1,000 | thousands by filing date | |
| FLEXIBLE SOLUTIONS INTL INC | 33938T104 | COM | 320 | $1,000 | thousands by filing date | |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 17 | $1,000 | thousands by filing date | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 677 | $1,000 | thousands by filing date | |
| CODA OCTOPUS GROUP INC | 19188U206 | COM NEW | 164 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E289 | S&P EMRNG MMTM | 56 | $1,000 | thousands by filing date | |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 124 | $1,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 526 | $1,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 72 | $1,000 | thousands by filing date | |
| VIRCO MFG CO | 927651109 | COM | 298 | $1,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 80 | $1,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G831 | DAIL JR GOLD ETF | 7 | $1,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 254 | $1,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 197 | $1,000 | thousands by filing date | |
| PATHFINDER BANCORP INC MD | 70319R109 | COM | 100 | $1,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 650 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y699 | MSCI SUPDIV EA | 103 | $1,000 | thousands by filing date | |
| DYADIC INTL INC DEL | 26745T101 | COM | 126 | $1,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 64 | $1,000 | thousands by filing date | |
| MIND C T I LTD | M70240102 | ORD | 550 | $1,000 | thousands by filing date | |
| GREENTREE HOSPITALITY GROUP | 39579V100 | SPONSORED ADS | 53 | $1,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P538 | DISRPTVE COM ETF | 16 | $1,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 58 | $1,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 136 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347B375 | LONG ONLINE SHRT | 12 | $1,000 | thousands by filing date | |
| KALEYRA INC | 483379103 | COMMON EQUITY | 100 | $1,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 512 | $1,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 270 | $1,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 1,140 | $1,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 1,405 | $1,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 323 | $1,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 48 | $1,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 126 | $1,000 | thousands by filing date | |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 103 | $1,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 1,305 | $1,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q200 | COM NEW | 78 | $1,000 | thousands by filing date | |
| GLOBAL BLUE GROUP HOLDING AG ORD SHS | H33700107 | Stock | 164 | $1,000 | thousands by filing date | |
| AIR INDS GROUP COM | 00912N205 | Stock | 702 | $1,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 200 | $1,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 277 | $1,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 370 | $1,000 | thousands by filing date | |
| DOUYU INTL HLDGS LTD | 25985W105 | SPONSORED ADS | 100 | $1,000 | thousands by filing date | |
| SCYNEXIS INC | 811292200 | COM NEW | 311 | $1,000 | thousands by filing date | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 31 | $1,000 | thousands by filing date | |
| CORTEXYME INC | 22053A107 | COM | 27 | $1,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 51 | $1,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 268 | $1,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 187 | $1,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 526 | $1,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRILLI | 453415606 | COM | 301 | $1,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 200 | $1,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 1,001 | $1,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 110 | $1,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 200 | $1,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 144 | $1,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 2,272 | $1,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 596 | $1,000 | thousands by filing date | |
| SMTC CORP | 832682207 | COM NEW | 271 | $1,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 544 | $1,000 | thousands by filing date | |
| Ambac Financial Group Wt 4/30/2023 | 023139116 | *W EXP 04/30/202 | 136 | $1,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 128 | $1,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 1,175 | $1,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 668 | $1,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 80 | $1,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 1,016 | $1,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 18 | $1,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 901 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-20-019770 | this filing | 2020-11-16 | acceptance time not in the bulk data set |