13F-HR filed by DCF Advisers, LLC
DCF Advisers, LLC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-13, with 86 holding rows worth $195,562,000.
- Accession
- 0001567619-20-019525
- Filer
- CIK 1802493
- Filed
- 2020-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 86 entries on the cover page, a total value of $195,562,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $195,566,000 with VALUE read as thousands by filing date, 13F file number 028-19889. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TR | 78462F953 | PUT | 45,000 | $15,070,000 | thousands by filing date | put |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 63,500 | $11,247,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 7,600 | $11,169,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 427,000 | $10,957,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 188,500 | $7,312,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E953 | PUT | 26,000 | $7,224,000 | thousands by filing date | put |
| Micron Technology,Inc. | 595112103 | COM | 153,500 | $7,208,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 12,400 | $6,941,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 24,000 | $6,300,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 64,000 | $5,606,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 60,000 | $5,384,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 85,000 | $5,075,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V907 | CALL | 28,500 | $5,048,000 | thousands by filing date | call |
| Advanced Micro Devices,Inc. | 007903107 | COM | 55,000 | $4,509,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 110,000 | $4,308,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 167,500 | $4,035,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 27,500 | $4,004,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 135,000 | $3,849,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 64,000 | $3,807,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 200,000 | $3,598,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 124,750 | $3,481,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 72,500 | $3,080,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 55,000 | $3,045,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 11,250 | $2,859,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 65,000 | $2,802,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 13,000 | $2,544,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 41,500 | $2,502,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 286,417 | $2,274,000 | thousands by filing date | |
| MICROSOFT CORP | 594918954 | PUT | 10,000 | $2,103,000 | thousands by filing date | put |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 56,500 | $2,100,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 19,750 | $2,059,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 13,000 | $1,488,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 10,000 | $1,354,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 7,500 | $1,244,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 16,000 | $1,197,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 30,000 | $1,182,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112953 | PUT | 25,000 | $1,174,000 | thousands by filing date | put |
| Intel Corp | 458140100 | COM | 22,500 | $1,165,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 112,793 | $1,128,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 50,000 | $1,082,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 249,750 | $1,051,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 15,000 | $1,023,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 260,000 | $1,017,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 24,000 | $987,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 8,000 | $926,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 7,500 | $913,000 | thousands by filing date | |
| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 24,500 | $897,000 | thousands by filing date | |
| ORCL 280121C00240000 | 68389x905 | CALL | 15,000 | $896,000 | thousands by filing date | call |
| VIR BIOTECHNOLOGY INC | 92764N102 | COM | 26,000 | $893,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 50,000 | $868,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 4,000 | $852,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 5,000 | $787,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 25,000 | $740,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 7,500 | $688,000 | thousands by filing date | |
| GEN DIGITAL INC COM | 668771108 | Stock | 30,000 | $625,000 | thousands by filing date | |
| VERIZON COMMUNICATIONS INC | 92343V904 | COM | 10,000 | $595,000 | thousands by filing date | call |
| MICRON TECHNOLOGY INC | 595112903 | CALL | 11,500 | $540,000 | thousands by filing date | call |
| NEKTAR THERAPEUTICS | 640268108 | COM | 31,800 | $528,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 2,500 | $526,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 20,000 | $498,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F906 | CALL | 12,500 | $490,000 | thousands by filing date | call |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 30,000 | $469,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 12,500 | $449,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 3,500 | $437,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 551,795 | $423,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS | 75886F907 | CALL | 700 | $392,000 | thousands by filing date | call |
| INTEL CORP | 458140900 | CALL | 7,500 | $388,000 | thousands by filing date | call |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 40,400 | $382,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 35,000 | $381,000 | thousands by filing date | |
| NOKIA CORP | 654902904 | CALL | 86,500 | $338,000 | thousands by filing date | call |
| FREEPORT MCMORAN INC | 35671D907 | CALL | 20,000 | $313,000 | thousands by filing date | call |
| APTINYX INC | 03836N103 | COM | 91,800 | $310,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 2,500 | $294,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901908 | COM | 10,000 | $281,000 | thousands by filing date | call |
| ISHARES TR | 464287906 | CALL | 2,000 | $271,000 | thousands by filing date | call |
| APPLE INC | 037833950 | PUT | 2,000 | $232,000 | thousands by filing date | put |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 105,000 | $225,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767906 | CALL | 3,000 | $205,000 | thousands by filing date | call |
| KOHLS CORP | 500255104 | COM | 10,000 | $185,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 18,000 | $148,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 12,511 | $138,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 31,236 | $129,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 50,000 | $124,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 17,200 | $93,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 26,500 | $76,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 21,700 | $29,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-20-019525 | this filing | 2020-11-13 | acceptance time not in the bulk data set |