13F-HR filed by PANAGORA ASSET MANAGEMENT INC
PANAGORA ASSET MANAGEMENT INC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-13, with 2,729 holding rows worth $15,964,300,000.
- Accession
- 0001567619-20-019367
- Filer
- CIK 883677
- Filed
- 2020-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 2,729 entries on the cover page, a total value of $15,964,300,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $15,964,300,000 with VALUE read as thousands by filing date, 13F file number 028-03042. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| M.D.C. HOLDINGS INC | 552676108 | COM | 1,135 | $53,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 1,494 | $53,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 17,568 | $52,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 1,300 | $52,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 18,183 | $52,000 | thousands by filing date | |
| DFP HEALTHCARE ACQUISITNS CO | 23343Q100 | COM CL A | 5,052 | $52,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 1,666 | $51,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 3,838 | $51,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 21,502 | $51,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 4,765 | $51,000 | thousands by filing date | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 760 | $51,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 7,285 | $51,000 | thousands by filing date | |
| EAST STONE ACQUISITION CORP | G2911D108 | SHS | 5,212 | $51,000 | thousands by filing date | |
| AMCI ACQUISITION CORP | 00165R101 | CLASS A | 4,905 | $51,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 5,251 | $50,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 2,816 | $50,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 8,405 | $50,000 | thousands by filing date | |
| ALTABANCORP | 021347109 | COM | 2,508 | $50,000 | thousands by filing date | |
| GALILEO ACQUISITION CORP | G3770A102 | SHS | 5,017 | $50,000 | thousands by filing date | |
| SILVER SPIKE ACQUISITION COR | G8136L106 | CL A SHS | 4,935 | $50,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 18,000 | $49,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 8,058 | $49,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 54,505 | $49,000 | thousands by filing date | |
| UPHEALTH INC | 375036100 | Common Stock | 4,869 | $49,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 2,651 | $48,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 416 | $48,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 3,871 | $48,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 12,283 | $48,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 4,300 | $48,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 1,928 | $48,000 | thousands by filing date | |
| SOCIAL CAP HDOSPHIA HLDG CO | G8250T109 | SHS CL A | 2,519 | $48,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 3,132 | $47,000 | thousands by filing date | |
| WATFORD HOLDINGS LTD | G94787101 | SHS | 2,046 | $47,000 | thousands by filing date | |
| ALBERTON ACQUISITION CORP | G35006108 | ORD SHS | 4,381 | $47,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 2,325 | $46,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 1,805 | $46,000 | thousands by filing date | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 9,762 | $46,000 | thousands by filing date | |
| GIGCAPITAL3 INC | 37519D107 | COM | 4,596 | $46,000 | thousands by filing date | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 418 | $45,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 7,819 | $45,000 | thousands by filing date | |
| DUCK CREEK TECHNOLOGIES INC | 264120106 | SHS | 1,000 | $45,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 16,638 | $45,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 6,792 | $45,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 26,401 | $45,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A103 | COM | 4,470 | $45,000 | thousands by filing date | |
| NOVUS CAP CORP COM | 67012U108 | Stock | 3,816 | $45,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 1,413 | $44,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 4,448 | $44,000 | thousands by filing date | |
| ZOOMINFO TECHNOLOGIES INC COMMON STOCK | 98980F104 | Stock | 1,035 | $44,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 2,390 | $44,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 1,455 | $44,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 2,549 | $44,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 1,200 | $43,000 | thousands by filing date | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 2,412 | $43,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 1,142 | $43,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 2,988 | $43,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 2,896 | $43,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 2,394 | $43,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 561 | $43,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 1,650 | $42,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 796 | $42,000 | thousands by filing date | |
| STABLE RD ACQUISITION CORP | 85236Q109 | COM CL A | 4,134 | $42,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 675 | $41,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 1,692 | $41,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 2,776 | $41,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 2,233 | $41,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 13,552 | $41,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 18,050 | $41,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 2,700 | $40,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 3,208 | $40,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326300 | COM | 7,486 | $40,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 3,177 | $40,000 | thousands by filing date | |
| SI BONE INC | 825704109 | COM | 1,656 | $39,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 1,775 | $39,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 134 | $39,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 4,122 | $38,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 1,987 | $38,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 209 | $38,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 3,657 | $38,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 11,754 | $38,000 | thousands by filing date | |
| SWITCHBACK ENERGY ACQUISTN C | 87105M102 | COM CL A | 2,447 | $38,000 | thousands by filing date | |
| B RILEY PRIN MERGER CORP II | 05600U106 | CL A | 3,801 | $38,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 3,164 | $37,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 16,536 | $37,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 5,428 | $37,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 15,897 | $37,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 984 | $37,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 2,815 | $37,000 | thousands by filing date | |
| FUSION ACQUISITION CORP | 36118H105 | CL A | 3,803 | $37,000 | thousands by filing date | |
| UNION ACQUISITION CORP II | G9402q100 | COM | 3,725 | $37,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 743 | $36,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 6,400 | $36,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 7,209 | $36,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 371 | $36,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 17,391 | $36,000 | thousands by filing date | |
| ONTRAK INC | 683373104 | COM | 580 | $35,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 7,088 | $34,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 7,849 | $34,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 4,037 | $33,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 1,856 | $33,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 1,723 | $32,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 561 | $32,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 1,382 | $32,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 3,515 | $32,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 3,002 | $32,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 1,737 | $32,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 2,912 | $32,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N300 | CL A | 2,977 | $32,000 | thousands by filing date | |
| BENTLEY SYS INC COM CL B | 08265T208 | Stock | 1,000 | $31,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 8,451 | $31,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 830 | $31,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 2,154 | $31,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 1,074 | $31,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 4,300 | $31,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 15,002 | $31,000 | thousands by filing date | |
| FLYING EAGLE ACQUISITION COR | 34407Y103 | COM | 2,524 | $31,000 | thousands by filing date | |
| PALOMAR HLDGS INC COM | 69753M105 | Stock | 290 | $30,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 5,036 | $30,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 1,324 | $30,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 9,109 | $30,000 | thousands by filing date | |
| DOUYU INTL HLDGS LTD | 25985W105 | SPONSORED ADS | 2,238 | $30,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 17,175 | $30,000 | thousands by filing date | |
| LGL SYS ACQUISITION CORP | 50201G106 | COM CL A | 2,958 | $30,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 581 | $29,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 960 | $29,000 | thousands by filing date | |
| KODIAK SCIENCES INC | 50015M109 | COM | 483 | $29,000 | thousands by filing date | |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 2,397 | $29,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 645 | $28,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 290 | $28,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 461 | $28,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 809 | $28,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 1,128 | $28,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 1,268 | $28,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 5,292 | $28,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 30 | $27,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 1,647 | $27,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 3,227 | $27,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 1,395 | $27,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 1,840 | $27,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 1,316 | $27,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 2,382 | $27,000 | thousands by filing date | |
| SCVX CORP | G79448208 | COM | 2,709 | $27,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 1,774 | $26,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 141 | $26,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 1,014 | $26,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 2,874 | $26,000 | thousands by filing date | |
| BANK7 CORP | 06652N107 | COMMON STOCK | 2,721 | $26,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 3,543 | $26,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 2,500 | $26,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 155 | $25,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 3,412 | $25,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 1,400 | $25,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 793 | $25,000 | thousands by filing date | |
| ARCH RESOURCES INC | 03940R107 | CL A | 585 | $25,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 2,598 | $25,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 706 | $24,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 2,195 | $24,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 813 | $24,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 3,700 | $24,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 1,428 | $24,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 1,639 | $24,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 2,964 | $24,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 595 | $24,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 959 | $24,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 3,682 | $24,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 4,378 | $24,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 2,897 | $24,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 4,365 | $24,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087L101 | COM CL A | 2,362 | $24,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 4,690 | $23,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 1,694 | $23,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 1,488 | $23,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 443 | $23,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 773 | $23,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 589 | $23,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 1,367 | $23,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 4,496 | $23,000 | thousands by filing date | |
| TAILWIND ACQUISITION CORP | 87403Q201 | UNIT 09/07/2027 | 2,297 | $23,000 | thousands by filing date | |
| PIVOTAL INVT CORP II | 72582K118 | *W EXP 06/01/202 | 6,309 | $23,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 1,268 | $22,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 2,200 | $22,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 6,445 | $22,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 192 | $22,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 1,016 | $22,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 1,454 | $22,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 1,149 | $22,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 1,534 | $22,000 | thousands by filing date | |
| SUMO LOGIC INC | 86646P103 | COM | 1,000 | $22,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q105 | COM | 1,081 | $22,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 8,395 | $22,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 805 | $21,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 335 | $21,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 3,487 | $21,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 387 | $21,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 1,714 | $21,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 2,238 | $21,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 6,019 | $21,000 | thousands by filing date | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 901 | $21,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 2,395 | $21,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 2,017 | $21,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 366 | $21,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 5,549 | $21,000 | thousands by filing date | |
| NOVUS CAP CORP WT EXP 063027 | 67012U116 | Stock | 7,633 | $21,000 | thousands by filing date | |
| INSU ACQUISITION CORP II | 457821304 | UNIT 09/04/2025 | 2,044 | $21,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 1,363 | $20,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 360 | $20,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 876 | $20,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 2,839 | $20,000 | thousands by filing date | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 1,757 | $20,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 2,165 | $20,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 2,941 | $20,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 20,635 | $20,000 | thousands by filing date | |
| ALUSSA ENERGY ACQUISITION CO | G0232J101 | SHS CL A | 1,988 | $20,000 | thousands by filing date | |
| CONDOR HOSPITALITY TR INC | 20676Y403 | COM NEW | 7,458 | $20,000 | thousands by filing date | |
| SCVX CORP | G79448117 | *W EXP 01/24/202 | 13,548 | $20,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 873 | $19,000 | thousands by filing date | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 900 | $19,000 | thousands by filing date | |
| JAMF HLDG CORP COM | 47074L105 | Stock | 500 | $19,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 1,666 | $19,000 | thousands by filing date | |
| RACKSPACE TECHNOLOGY INC | 750102105 | COM | 1,000 | $19,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 3,875 | $19,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 1,205 | $19,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 5,321 | $19,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 2,928 | $19,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 3,328 | $19,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 1,492 | $19,000 | thousands by filing date | |
| Carter Bank and Trust | 146102108 | Ordinary Shares | 2,799 | $19,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 10,509 | $19,000 | thousands by filing date | |
| CONSTELLATION PHARMACEUTICALS INC. | 210373106 | Common Stock | 918 | $19,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 275 | $18,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 1,569 | $18,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 1,421 | $18,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 3,568 | $18,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 1,590 | $18,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 185 | $18,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 618 | $18,000 | thousands by filing date | |
| KARUNA THERAPEUTICS INC | 48576A100 | COM | 233 | $18,000 | thousands by filing date | |
| GORES HLDGS IV INC | 382865103 | COM CL A | 1,778 | $18,000 | thousands by filing date | |
| CC NEUBERGER PRINCIPAL HLDNG | G1992Y122 | *W EXP 99/99/999 | 10,124 | $18,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 2,263 | $17,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 1,200 | $17,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 1,977 | $17,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 415 | $17,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 2,100 | $17,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 2,203 | $17,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 386 | $17,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 927 | $17,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 8,332 | $17,000 | thousands by filing date | |
| KENSINGTON CAP ACQUISITION C | 490073111 | *W EXP 07/01/202 | 3,797 | $17,000 | thousands by filing date | |
| LIFESCI ACQUISITION CORP | 53228P117 | *W EXP 02/14/202 | 10,323 | $17,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 1,006 | $16,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 1,363 | $16,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 424 | $16,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 4,977 | $16,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 570 | $16,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 574 | $16,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 328 | $16,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 1,285 | $16,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 4,632 | $16,000 | thousands by filing date | |
| RMG ACQUISITION CORP | 749641114 | *W EXP 02/21/202 | 7,296 | $16,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 2,016 | $15,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 1,038 | $15,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 300 | $15,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 1,913 | $15,000 | thousands by filing date | |
| IVERIC BIO INC | 46583P102 | COM | 2,717 | $15,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 2,712 | $15,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 725 | $15,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 1,777 | $15,000 | thousands by filing date | |
| LIVE OAK ACQUISITION CORP COM CL A | 53804F103 | Stock | 1,520 | $15,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 2,630 | $14,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 1,343 | $14,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 1,189 | $14,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 536 | $14,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 665 | $14,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 1,460 | $14,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 5,932 | $14,000 | thousands by filing date | |
| FINSERV ACQUISITION CORP | 318085107 | CL A | 1,352 | $14,000 | thousands by filing date | |
| OPTION CARE HEALTH INC COM NEW | 68404L201 | Stock | 999 | $13,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 3,571 | $13,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 1,314 | $13,000 | thousands by filing date | |
| HBT FINANCIAL INC DE | 404111106 | COMMON STOCK | 1,155 | $13,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 3,327 | $13,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 2,739 | $13,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 4,337 | $13,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 11,509 | $13,000 | thousands by filing date | |
| Indivior Pharmaceuticals Inc | 04546C106 | COMMON STOCK | 19,972 | $13,000 | thousands by filing date | |
| THUNDER BRDG ACQUISTION II L | G8857S116 | CL A SHS | 1,278 | $13,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 4,246 | $13,000 | thousands by filing date | |
| DFP HEALTHCARE ACQUISITNS CO | 23343Q118 | *W EXP 03/31/202 | 7,578 | $13,000 | thousands by filing date | |
| RIBBIT LEAP LTD | G7552B121 | UNIT 99/99/9999 | 1,000 | $13,000 | thousands by filing date | |
| GX ACQUISITION CORP | 36251A115 | *W EXP 05/24/202 | 8,328 | $13,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 135 | $12,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 2,048 | $12,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 1,667 | $12,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 998 | $12,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 116 | $12,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 1,014 | $12,000 | thousands by filing date | |
| ANAPLAN INC | 03272L108 | COM | 195 | $12,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 990 | $12,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 1,314 | $12,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 220 | $12,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 950 | $12,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 1,910 | $12,000 | thousands by filing date | |
| CHPMW US 22 Nov 24 C11.5 | 12558Y114 | *W EXP 11/22/202 | 9,588 | $12,000 | thousands by filing date | |
| DRAGONEER GROWTH OPPORTUN CO | G28302126 | UNIT 08/18/2027 | 1,000 | $12,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 447 | $11,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 969 | $11,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 2,901 | $11,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 2,482 | $11,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 1,401 | $11,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP II | G89554110 | UNIT 06/14/2027 | 1,000 | $11,000 | thousands by filing date | |
| ASCENDANT DIGITAL ACQUISITIO | G05155125 | UNIT 99/99/9999 | 1,000 | $11,000 | thousands by filing date | |
| DEERFIELD HEALTHCARE TECH AC | 244413209 | UNIT 07/16/2025 | 1,000 | $11,000 | thousands by filing date | |
| LIVE OAK ACQUISITION CORP | 53804F111 | *W EXP 05/08/202 | 11,236 | $11,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 1,098 | $10,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 2,725 | $10,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 380 | $10,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 1,055 | $10,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 738 | $10,000 | thousands by filing date | |
| THE REALREAL INC | 88339P101 | COM | 681 | $10,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 752 | $10,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 691 | $10,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 1,108 | $10,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP II | G6715X129 | UNIT 09/15/2027 | 1,000 | $10,000 | thousands by filing date | |
| FALCON CAPITAL ACQUISITN COR | 30606L207 | UNIT 08/20/2027 | 1,000 | $10,000 | thousands by filing date | |
| CIIG MERGER CORP | 12559C111 | *W EXP 12/31/202 | 11,804 | $10,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 39 | $9,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 164 | $9,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 1,675 | $9,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 2,495 | $9,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 709 | $9,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 265 | $9,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 418 | $9,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 1,424 | $9,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 657 | $9,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 792 | $9,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 3,592 | $9,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 1,080 | $9,000 | thousands by filing date | |
| ZOVIO INC | 98979V102 | COMMON STOCK | 2,146 | $9,000 | thousands by filing date | |
| TRANSLATIONAL ACQUISITION DVLNT ORD | 89615T106 | COM | 817 | $9,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 687 | $9,000 | thousands by filing date | |
| TUSCAN HLDGS CORP | 90069K104 | COM | 932 | $9,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 2,180 | $9,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 797 | $9,000 | thousands by filing date | |
| RANDOLPH BANCORP INC | 752378109 | COM | 721 | $9,000 | thousands by filing date | |
| Eureka Homestead Bancorp, Inc. | 298544107 | Not 13F Security | 932 | $9,000 | thousands by filing date | |
| SOCIAL CAP HDOSPHIA HLDG CO | G8250T125 | *W EXP 99/99/999 | 1,679 | $9,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 549 | $8,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 1,083 | $8,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 958 | $8,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 611 | $8,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 757 | $8,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 583 | $8,000 | thousands by filing date | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 807 | $8,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 664 | $8,000 | thousands by filing date | |
| ORTHOFIX MED INC | 68752M108 | COM | 258 | $8,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 606 | $8,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 595 | $8,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 451 | $8,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 412 | $8,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 508 | $8,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 7,335 | $8,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 681 | $8,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 727 | $8,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 486 | $8,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 3,863 | $8,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 667 | $8,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 1,375 | $8,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 4,867 | $8,000 | thousands by filing date | |
| FIRST SEACOAST BANCORP | 33631P102 | COM | 1,165 | $8,000 | thousands by filing date | |
| SWITCHBACK ENERGY ACQUISTN C | 87105M110 | W EXP 07/25/202 | 1,631 | $8,000 | thousands by filing date | |
| FUSION ACQUISITION CORP | 36118H113 | *W EXP 06/01/202 | 7,606 | $8,000 | thousands by filing date | |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 1,229 | $8,000 | thousands by filing date | |
| UNION ACQUISITION CORP II | G9402Q126 | *W EXP 04/01/202 | 11,179 | $8,000 | thousands by filing date | |
| REPLAY ACQUISITION CORP | G75130115 | *W EXP 03/01/202 | 8,645 | $8,000 | thousands by filing date | |
| MTG CORP | 313400301 | COM | 3,700 | $7,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 59 | $7,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 103 | $7,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 1,282 | $7,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 862 | $7,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 496 | $7,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 196 | $7,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 37 | $7,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 593 | $7,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 2,350 | $7,000 | thousands by filing date | |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 195 | $7,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 315 | $7,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 288 | $7,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 292 | $7,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 304 | $7,000 | thousands by filing date | |
| TELA BIO INC | 872381108 | COM | 421 | $7,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 240 | $7,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 2,335 | $7,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 962 | $7,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 1,756 | $7,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 1,374 | $7,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 3,276 | $7,000 | thousands by filing date | |
| ACAMAR PARTNERS ACQSITION CO | 004285110 | *W EXP 02/26/202 | 6,687 | $7,000 | thousands by filing date | |
| CHARDAN HEALTHCR ACQSTN 2 CO | 15957T115 | *W EXP 03/05/202 | 9,831 | $7,000 | thousands by filing date | |
| GIGCAPITAL3 INC | 37519D115 | *W EXP 05/18/202 | 11,490 | $7,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 128 | $6,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 2,214 | $6,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 214 | $6,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 3,381 | $6,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 676 | $6,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 435 | $6,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 261 | $6,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 268 | $6,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 470 | $6,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 1,442 | $6,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 2,171 | $6,000 | thousands by filing date | |
| RHINEBECK BANCORP INC | 762093102 | COMMON STOCK | 926 | $6,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 594 | $6,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 251 | $6,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 1,824 | $6,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 235 | $6,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 3,264 | $6,000 | thousands by filing date | |
| GALERA THERAPEUTICS EQUICLASS EQUITY | 36338D108 | COMMON STOCK | 689 | $6,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 161 | $6,000 | thousands by filing date | |
| GENPREX INC | 372446104 | COM | 1,718 | $6,000 | thousands by filing date | |
| Mid-Southern Bancorp | 59548Q107 | COM | 451 | $6,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 1,508 | $6,000 | thousands by filing date | |
| LGL SYS ACQUISITION CORP | 50201G114 | *W EXP 11/12/202 | 5,916 | $6,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISTN COR | 34431F112 | *W EXP 05/26/202 | 2,546 | $6,000 | thousands by filing date | |
| CBM BANCORP INC | 1248XT104 | COM | 504 | $6,000 | thousands by filing date | |
| CITIC CAPITAL ACQUISITION CO | G21513109 | COM CL A | 658 | $6,000 | thousands by filing date | |
| SOCIAL CAP HEDSPIA HLDG CO I | G8251K115 | *W EXP 99/99/999 | 1,675 | $6,000 | thousands by filing date | |
| LF Capital Acquisition Corp | 50200K108 | LF CAPITAL ACQUISITION COR-A | 595 | $6,000 | thousands by filing date | |
| ROTH CH ACQUISITION I CO | 778675116 | *W EXP 01/28/202 | 5,859 | $6,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 703 | $5,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 306 | $5,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 1,071 | $5,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 353 | $5,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 1,202 | $5,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 58 | $5,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 432 | $5,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 195 | $5,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 161 | $5,000 | thousands by filing date | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 236 | $5,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 694 | $5,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 420 | $5,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 395 | $5,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 331 | $5,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 426 | $5,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 390 | $5,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 468 | $5,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 452 | $5,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 401 | $5,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 406 | $5,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 633 | $5,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 509 | $5,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 182 | $5,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 356 | $5,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 838 | $5,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 426 | $5,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 648 | $5,000 | thousands by filing date | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 529 | $5,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 942 | $5,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 356 | $5,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 267 | $5,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 410 | $5,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 488 | $5,000 | thousands by filing date | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 606 | $5,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 3,285 | $5,000 | thousands by filing date | |
| GREENROSE HOLDING CO INC/THE | 395392202 | COM | 474 | $5,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 4,227 | $5,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 1,343 | $5,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 631 | $5,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 877 | $5,000 | thousands by filing date | |
| EIDOS THERAPEUTICS INC. | 28249H104 | Common Stock | 97 | $5,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 675 | $5,000 | thousands by filing date | |
| JAWS ACQUISITION CORP | G50744112 | *W EXP 99/99/999 | 2,530 | $5,000 | thousands by filing date | |
| OSPREY TECHNLGY AQUISTION CO | 68839R120 | *W EXP 10/30/202 | 3,422 | $5,000 | thousands by filing date | |
| AMPLITUDE HLTHCRE AQUSTIN CO | 03212A113 | *W EXP 12/01/202 | 3,873 | $5,000 | thousands by filing date | |
| B RILEY PRIN MERGER CORP II WT EXP 050626 | 05600U114 | Common Stock | 3,801 | $5,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 120 | $4,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 330 | $4,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 325 | $4,000 | thousands by filing date | |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 593 | $4,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 533 | $4,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 1,280 | $4,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 150 | $4,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 1,310 | $4,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 230 | $4,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 272 | $4,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 293 | $4,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 100 | $4,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 316 | $4,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 142 | $4,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 504 | $4,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 245 | $4,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 267 | $4,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 580 | $4,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 357 | $4,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 1,526 | $4,000 | thousands by filing date | |
| ONITY GROUP INC | 675746606 | COMMON STOCK | 181 | $4,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 1,348 | $4,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 172 | $4,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 599 | $4,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 269 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-20-019367 | this filing | 2020-11-13 | acceptance time not in the bulk data set |