13F-HR filed by NOMURA HOLDINGS INC
NOMURA HOLDINGS INC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-12, with 1,298 holding rows worth $45,622,007,000.
- Accession
- 0001567619-20-019202
- Filer
- CIK 1163653
- Filed
- 2020-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 1,836 entries on the cover page, a total value of $45,622,007,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $45,622,007,000 with VALUE read as thousands by filing date, 13F file number 028-10594. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerNOMURA SECURITIES INTERNATIONAL INC028-04983
- included managerNOMURA GLOBAL FINANCIAL PRODUCTS INC028-15494
- included managerNOMURA INTERNATIONAL PLC028-04985
- included managerNOMURA SECURITIES BERMUDA LTD028-04993
- included managerNOMURA SECURITIES CO LTD028-04979
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ASSURANT INC COM | 04621X108 | Stock | 4,181 | $505,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 1,832 | $504,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 2,457 | $504,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 9,146 | $502,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 6,000 | $496,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 5,469 | $491,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 5,906 | $491,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 14,000 | $490,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 5,217 | $487,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 2,163 | $478,000 | thousands by filing date | |
| LI AUTO INC SPONSORED ADS | 50202M102 | ADR | 27,500 | $478,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 6,500 | $476,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 3,277 | $475,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 3,014 | $472,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 17,800 | $472,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 6,049 | $470,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 2,889 | $469,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 11,178 | $469,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 10,048 | $467,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 980 | $467,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 2,911 | $465,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 4,166 | $464,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 8,537 | $463,000 | thousands by filing date | |
| XPERI HLDG CORP | 98390M103 | COM | 40,000 | $459,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 9,024 | $453,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 2,417 | $453,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 6,597 | $451,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 400,400 | $447,000 | thousands by filing date | call |
| BLOOMIN BRANDS INC | 094235108 | COM | 29,000 | $443,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 7,225 | $442,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 18,343 | $441,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 3,444 | $440,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 106,333 | $439,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 7,214 | $438,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 21,413 | $435,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 12,123 | $432,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 1,298 | $432,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 5,725 | $428,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 25,900 | $427,000 | thousands by filing date | call |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 2,341 | $424,000 | thousands by filing date | |
| WILLSCOT HLDGS CORP | 971378104 | COM CL A | 25,000 | $417,000 | thousands by filing date | put |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 977 | $415,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 55,980 | $414,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 1,220 | $412,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 5,092 | $409,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 61,000 | $407,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 22,432 | $406,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 3,396 | $406,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 5,778 | $406,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 40,000 | $404,000 | thousands by filing date | |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 5,800 | $401,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 6,703 | $398,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 26,809 | $398,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 12,608 | $395,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 1,154 | $393,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 92,085 | $392,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 3,954 | $391,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 8,321 | $391,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 14,228 | $387,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 6,777 | $387,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 4,272 | $385,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 8,950 | $385,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 3,333 | $380,000 | thousands by filing date | |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 12,184 | $380,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 12,284 | $377,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 70,217 | $376,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 4,466 | $375,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 2,744 | $373,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 10,647 | $373,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 9,000 | $373,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 9,650 | $371,000 | thousands by filing date | |
| STERIS PLC SHS USD | G8473T100 | Stock | 2,111 | $371,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 7,000 | $370,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 14,000 | $367,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 18,377 | $360,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 6,491 | $358,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 3,621 | $356,000 | thousands by filing date | |
| XPENG INC ADS | 98422D105 | ADR | 17,700 | $355,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 4,468 | $354,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 4,500 | $352,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 3,701 | $351,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 12,100 | $348,000 | thousands by filing date | put |
| EDISON INTL COM | 281020107 | Stock | 6,840 | $348,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 20,256 | $348,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 20,900 | $345,000 | thousands by filing date | put |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 3,203 | $343,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 3,346 | $342,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 1,874 | $342,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 2,963 | $342,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 10,495 | $341,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 3,216 | $340,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 472 | $334,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 5,600 | $334,000 | thousands by filing date | call |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 32,000 | $334,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 2,467 | $333,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 35,107 | $333,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 11,369 | $332,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 9,700 | $332,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 123,585 | $332,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 13,070 | $330,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 2,838 | $329,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 7,645 | $319,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 6,137 | $319,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 61,297 | $316,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 28,364 | $313,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 1,887 | $313,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 50,000 | $311,000 | thousands by filing date | put |
| UNITED RENTALS INC COM | 911363109 | Stock | 1,788 | $311,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 4,029 | $311,000 | thousands by filing date | |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 11,422 | $310,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 27,626 | $310,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 1,118 | $310,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 7,015 | $309,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 7,965 | $308,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 207,255 | $308,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 34,104 | $300,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 3,232 | $300,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 25,000 | $300,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 32,000 | $299,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 24,750 | $299,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 4,589 | $296,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y114 | W EXP 02/02/202 | 44,418 | $294,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 22,600 | $292,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 883 | $291,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B106 | COM CL A | 17,000 | $291,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 814 | $290,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 1,777 | $290,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 25,800 | $290,000 | thousands by filing date | call |
| ROSETTA STONE INC | 777780107 | COM | 9,649 | $288,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 11,024 | $287,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 16,400 | $286,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 1,546 | $285,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 915 | $284,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 13,685 | $284,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 20,550 | $283,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 3,515 | $283,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 7,500 | $282,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 16,300 | $280,000 | thousands by filing date | call |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 155,000 | $280,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 1,186 | $279,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 59,496 | $278,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 2,752 | $278,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 3,842 | $277,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 885 | $276,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 9,500 | $275,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 531 | $273,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 19,339 | $272,000 | thousands by filing date | |
| Afya Ltd-Class A | G01125106 | COM | 10,000 | $271,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 2,071 | $264,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 3,359 | $262,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 2,068 | $261,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 11,939 | $257,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 728 | $254,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 300 | $254,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 2,609 | $249,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 3,301 | $249,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 5,074 | $248,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 5,459 | $245,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 965 | $244,000 | thousands by filing date | |
| INGERSOLL RAND INC COM | 45687V106 | Stock | 6,712 | $239,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 7,323 | $239,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 3,266 | $239,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 14,152 | $238,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 7,710 | $236,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 2,864 | $236,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 5,422 | $236,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 4,515 | $233,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 2,139 | $230,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 2,289 | $226,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 936 | $225,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 6,443 | $224,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 218,738 | $223,000 | thousands by filing date | principal |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 473 | $218,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 2,417 | $216,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 777 | $212,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 3,081 | $212,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 5,859 | $211,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 10,440 | $210,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 3,222 | $209,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 3,543 | $208,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 14,000 | $207,000 | thousands by filing date | |
| DATADOGINCCLASSA | 23804L103 | STOK | 2,000 | $205,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 1,614 | $202,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 4,943 | $202,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 2,300 | $200,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 15,886 | $199,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 5,542 | $185,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 18,000 | $166,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 1,786 | $164,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 10,000 | $161,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 500 | $158,000 | thousands by filing date | call |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 63,415 | $158,000 | thousands by filing date | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 5,141 | $157,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 32,663 | $154,000 | thousands by filing date | |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 213,351 | $152,000 | thousands by filing date | principal |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 15,100 | $151,000 | thousands by filing date | put |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 17,000 | $146,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 10,449 | $143,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 175,000 | $141,000 | thousands by filing date | call |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 1,135 | $136,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 500 | $134,000 | thousands by filing date | call |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 14,713 | $134,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 3,453 | $133,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 20,000 | $124,000 | thousands by filing date | call |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 10,734 | $121,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 20,000 | $115,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 10,000 | $113,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 1,500 | $106,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 35,000 | $106,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 16,548 | $104,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 306,744 | $102,000 | thousands by filing date | principal |
| NEWS CORP NEW CL A | 65249B109 | Stock | 7,035 | $99,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 14,198 | $96,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 65,380 | $92,000 | thousands by filing date | principal |
| BLUECITY HLDGS LTD | 09610L106 | ADS | 10,000 | $91,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 82,850 | $88,000 | thousands by filing date | principal |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 10,000 | $80,000 | thousands by filing date | |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 262,703 | $74,000 | thousands by filing date | principal |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 76,128 | $73,000 | thousands by filing date | principal |
| REALPAGE INC | 75606NAB5 | NOTE | 127,039 | $73,000 | thousands by filing date | principal |
| FOX CORP | 35137L204 | CL B COM | 2,518 | $70,000 | thousands by filing date | |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 169,862 | $68,000 | thousands by filing date | principal |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 6,500 | $65,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AK8 | NOTE 3.250% 3/1 | 168,594 | $65,000 | thousands by filing date | principal |
| ENCORE CAP GROUP INC | 292554AM4 | NOTE 3.250%10/0 | 157,995 | $61,000 | thousands by filing date | principal |
| MARATHON OIL CORP | 565849106 | COM | 14,276 | $59,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 20,231 | $59,000 | thousands by filing date | principal |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 66,118 | $53,000 | thousands by filing date | principal |
| ENVESTNET INC | 29404KAB2 | BOND | 67,686 | $52,000 | thousands by filing date | principal |
| NEW YORK MTG TRUST | 649604AD7 | NOTE 6.250% 1/1 | 1,935,920 | $50,000 | thousands by filing date | principal |
| BLOCK INC | 852234AD5 | NOTE 0.500% 5/1 | 29,904 | $49,000 | thousands by filing date | principal |
| TESLA INC | 88160RAG6 | NOTE 2.000% 5/1 | 11,215 | $49,000 | thousands by filing date | principal |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 261,888 | $49,000 | thousands by filing date | principal |
| QEP RESOURCES INC | 74733V100 | COM | 50,000 | $46,000 | thousands by filing date | put |
| SPLUNK INC | 848637AC8 | NOTE 0.500% 9/1 | 24,397 | $46,000 | thousands by filing date | principal |
| NEWELL BRANDS INC COM | 651229106 | Stock | 2,543 | $44,000 | thousands by filing date | |
| ALTAIR ENGR INC | 021369AA1 | BOND | 103,051 | $43,000 | thousands by filing date | principal |
| ICPT 2 05 15 26 2 000000 | 45845PAB4 | CONV BD US | 104,762 | $43,000 | thousands by filing date | principal |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 400 | $40,000 | thousands by filing date | put |
| COWEN GROUP INC | 223622AE1 | BOND | 223,194 | $36,000 | thousands by filing date | principal |
| UNDER ARMOUR INC | 904311206 | CL C | 3,517 | $35,000 | thousands by filing date | |
| SPLUNK INC | 848637AD6 | BOND | 18,732 | $35,000 | thousands by filing date | principal |
| KRAFT HEINZ CO COM | 500754106 | Stock | 1,100 | $33,000 | thousands by filing date | put |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 81,499 | $33,000 | thousands by filing date | principal |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 18,661 | $30,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 30,500 | $30,000 | thousands by filing date | |
| MARRIOTT VACTINS WORLDWID CO | 57164YAB3 | NOTE 1.500% 9/1 | 33,369 | $30,000 | thousands by filing date | principal |
| INSULET CORP | 45784PAH4 | NOTE 1.375%11/1 | 12,641 | $30,000 | thousands by filing date | principal |
| REALPAGE INC | 75606NAC3 | NOTE 1.500% 5/1 | 50,091 | $29,000 | thousands by filing date | principal |
| CLOVIS ONCOLOGY INC | 189464AE0 | NOTE 4.500% 8/0 | 500,171 | $29,000 | thousands by filing date | principal |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 225,364 | $28,000 | thousands by filing date | principal |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 24,643 | $27,000 | thousands by filing date | principal |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 83,076 | $27,000 | thousands by filing date | principal |
| BJS RESTAURANTS INC | 09180C106 | COM | 855 | $25,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 25,000 | $24,000 | thousands by filing date | put |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 94,857 | $24,000 | thousands by filing date | principal |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 22,570 | $23,000 | thousands by filing date | principal |
| HOSTESS BRANDS INC | 44109J114 | WTS | 25,005 | $22,000 | thousands by filing date | |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 217,647 | $19,000 | thousands by filing date | principal |
| QEP RESOURCES INC | 74733V100 | COM | 19,837 | $18,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 29,046 | $18,000 | thousands by filing date | principal |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 108,088 | $17,000 | thousands by filing date | principal |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 28,125 | $17,000 | thousands by filing date | principal |
| GOSSAMER BIO INC | 38341PAA0 | NOTE 5.000% 6/0 | 129,840 | $16,000 | thousands by filing date | principal |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 6,469 | $16,000 | thousands by filing date | principal |
| FORD MTR CO COM | 345370860 | Stock | 2,100 | $15,000 | thousands by filing date | call |
| SILICON LABORATORIES INC | 826919AB8 | NOTE 1.375% 3/0 | 15,094 | $15,000 | thousands by filing date | principal |
| REDWOOD TRUST INC | 758075AD7 | BOND | 204,873 | $15,000 | thousands by filing date | principal |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 14,764 | $11,000 | thousands by filing date | principal |
| PARATEK PHARMACEUTICALS INC | 699374AB0 | Convertible Bond | 189,119 | $10,000 | thousands by filing date | principal |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 14,201 | $9,000 | thousands by filing date | principal |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 200 | $8,000 | thousands by filing date | call |
| SNAP INC | 83304A106 | CL A | 183 | $5,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220KAF5 | NOTE 0.750% 5/1 | 5,436 | $5,000 | thousands by filing date | principal |
| IRONWOOD PHARMACEUTICALS INC | 46333XAH1 | NOTE 1.500% 6/1 | 40,321 | $4,000 | thousands by filing date | principal |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 43,635 | $4,000 | thousands by filing date | principal |
| COLLEGIUM PHARMACEUTICAL INC | 19459JAA2 | NOTE 2.625% 2/1 | 18,638 | $4,000 | thousands by filing date | principal |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 68,266 | $4,000 | thousands by filing date | principal |
| PROOFPOINT INC | 743424AF0 | NOTE 0.250% 8/1 | 2,656 | $3,000 | thousands by filing date | principal |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 21,649 | $2,000 | thousands by filing date | principal |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 1,019 | $2,000 | thousands by filing date | principal |
| OMEROS CORP | 682143AG7 | NOTE 5.250% 2/1 | 18,761 | $2,000 | thousands by filing date | principal |
| INNOVIVA INC | 45781MAB7 | NOTE 2.500% 8/1 | 23,169 | $2,000 | thousands by filing date | principal |
| ZYNGA INC | 98986TAB4 | NOTE 0.250% 6/0 | 13,722 | $1,000 | thousands by filing date | principal |
| ZENDESK INC | 98936JAB7 | NOTE 0.250% 3/1 | 824 | $1,000 | thousands by filing date | principal |
| CREE INC | 225447AB7 | NOTE 0.875% 9/0 | 1,867 | $1,000 | thousands by filing date | principal |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 2,845 | $1,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 8,096 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| NEXTERA ENERGY INC | 65339F770 | CONV | 19,800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERDIGITAL INC | 45867GAB7 | BOND | 233 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| NEXTERA ENERGY INC | 65339F739 | CONV | 460,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSOCEAN INC | 893830BJ7 | DEB 0.500% 1/3 | 3,891 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| DANAHER CORPORATION | 235851300 | 4.75 MND CV PFD | 3,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN ELEC PWR CO INC | 02557T307 | UNIT 08/15/2023 | 30,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOUTHERN CO | 842587602 | UNIT 08/01/2022 | 54,184 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOUTH JERSEY INDS INC | 838518116 | UNIT 99/99/9999 | 54,165 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PTC THERAPEUTICS INC | 69366JAB7 | NOTE | 656 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 23,496 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-20-019202 | this filing | 2020-11-12 | acceptance time not in the bulk data set |