13F-HR filed by NEUBERGER BERMAN GROUP LLC
NEUBERGER BERMAN GROUP LLC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-12, with 1,618 holding rows worth $84,325,190,000.
- Accession
- 0001567619-20-019175
- Filer
- CIK 1465109
- Filed
- 2020-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 2,834 entries on the cover page, a total value of $84,325,190,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $84,325,190,000 with VALUE read as thousands by filing date, 13F file number 028-13573. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerNB Alternatives Advisers LLC028-13575
- included managerNeuberger Berman Investment Advisers LLC028-17085
- included managerNeuberger Berman Asia Ltd028-16869
- included managerNeuberger Berman Trust Co N.A.028-13985
- included managerNeuberger Berman Trust Co of Delaware N.A.028-13986
- included managerNeuberger Berman Breton Hill ULC028-15258
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 5,575 | $246,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 382,781 | $245,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 55,176 | $244,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 1,655 | $242,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 1,000 | $242,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 4,669 | $242,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y453 | PURE US CANNABIS | 11,000 | $241,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 15,000 | $240,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 11,416 | $239,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 3,640 | $239,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 2,000 | $239,000 | thousands by filing date | principal |
| CAVCO INDS INC DEL | 149568107 | COM | 1,320 | $238,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 11,908 | $238,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 2,150 | $237,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 500 | $236,000 | thousands by filing date | call |
| PACCAR INC COM | 693718108 | Stock | 3,037 | $234,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 3,572 | $234,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 3,327 | $231,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 3,169 | $231,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 1,750 | $231,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 3,610 | $230,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 4,161 | $229,000 | thousands by filing date | call |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 4,220 | $227,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 17,527 | $226,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 6,367 | $226,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 4,000 | $226,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 500 | $226,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 2,654 | $224,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 48,902 | $224,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 41,712 | $224,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 3,767 | $223,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 1,167 | $222,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 7,660 | $222,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 5,572 | $221,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 3,477 | $221,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 14,510 | $220,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 21,653 | $219,000 | thousands by filing date | |
| ACCOLADE INC | 00437E102 | COM | 5,625 | $219,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 3,737 | $218,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 13,384 | $217,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 3,538 | $215,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 31,450 | $215,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 2,397 | $214,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 2,156 | $211,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 29,587 | $211,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 2,439 | $211,000 | thousands by filing date | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 17,767 | $210,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 216 | $209,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 2,701 | $208,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 2,585 | $207,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 6,570 | $207,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 1,000 | $207,000 | thousands by filing date | principal |
| DANAHER CORPORATION | 235851300 | 4.75 MND CV PFD | 140 | $207,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 30,034 | $206,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 3,070 | $205,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 4,131 | $205,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 6,094 | $204,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 5,189 | $203,000 | thousands by filing date | |
| AMERICAN WELL CORP | 03044L105 | CL A | 6,825 | $202,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 2,483 | $201,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 17,840 | $200,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 2,945 | $200,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 73,919 | $197,000 | thousands by filing date | |
| JAWS ACQUISITION CORP | G50744112 | *W EXP 99/99/999 | 93,031 | $197,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 16,887 | $196,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 15,374 | $192,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 10,000 | $191,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 23,000 | $190,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 14,921 | $190,000 | thousands by filing date | |
| SOCIAL CAP HEDSPIA HLDG CO I | G8251K107 | COM CL A | 15,000 | $187,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 30,916 | $186,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 19,896 | $183,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 37,500 | $182,000 | thousands by filing date | |
| MAVERIX METALS INC | 57776F405 | COMMON STOCK-FO | 29,765 | $169,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 14,605 | $168,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 13,817 | $158,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 14,720 | $157,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 12,587 | $156,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 28,400 | $156,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 11,000 | $154,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 44,850 | $152,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 38,949 | $145,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D382 | ETRACS ALER MLP | 15,000 | $140,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 14,165 | $140,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 31,454 | $133,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 12,041 | $126,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 10,771 | $125,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 46,369 | $125,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 62,850 | $123,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 18,754 | $122,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 10,081 | $121,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 50,000 | $121,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 10,821 | $115,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 41,750 | $114,000 | thousands by filing date | |
| KENSINGTON CAP ACQUISITION C | 490073111 | *W EXP 07/01/202 | 25,000 | $113,000 | thousands by filing date | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 10,970 | $106,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 18,604 | $96,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 15,500 | $82,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 15,968 | $81,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 10,935 | $78,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 26,000 | $78,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 16,000 | $73,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 18,519 | $72,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 16,310 | $71,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 10,180 | $69,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 15,000 | $60,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 20,000 | $54,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 22,215 | $52,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 12,914 | $50,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 90,070 | $50,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 117,056 | $47,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 22,333 | $47,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 59,018 | $47,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 15,600 | $33,000 | thousands by filing date | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 12,018 | $27,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 25,700 | $25,000 | thousands by filing date | |
| NETFIN ACQUISITION CORP | G6455A115 | *W EXP 08/01/202 | 11,000 | $14,000 | thousands by filing date | |
| SEANERGY MARITIME HLDGS CORP | Y73760145 | *W EXP 11/10/202 | 197,100 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-20-019175 | this filing | 2020-11-12 | acceptance time not in the bulk data set |