13F-HR filed by GABELLI & Co INVESTMENT ADVISERS, INC.
GABELLI & Co INVESTMENT ADVISERS, INC. filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-06, with 237 holding rows worth $555,092,000.
- Accession
- 0001567619-20-018867
- Filer
- CIK 932724
- Filed
- 2020-11-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 237 entries on the cover page, a total value of $555,092,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $555,092,000 with VALUE read as thousands by filing date, 13F file number 028-10598. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GAMCO INVS INC COM | 361438104 | COM | 2,931,791 | $33,921,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 432,325 | $22,688,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 257,000 | $21,853,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 103,387 | $21,589,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 426,671 | $21,355,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 107,374 | $18,468,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 523,944 | $17,332,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 501,719 | $17,284,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 524,056 | $16,005,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 1,766,004 | $14,799,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 186,622 | $13,498,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 148,041 | $12,133,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 393,960 | $11,909,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 642,520 | $11,790,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 338,481 | $10,148,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 78,274 | $9,068,000 | thousands by filing date | |
| PMV CONSUMER ACQUISITION CORP UNIT EX 083127 | 693486201 | Stock | 875,000 | $8,741,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 131,364 | $8,625,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 253,165 | $8,544,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 1,152,806 | $8,024,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 107,765 | $7,263,000 | thousands by filing date | |
| LIVONGO HEALTH INC | 539183103 | COM | 46,415 | $6,500,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 389,449 | $6,270,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 157,917 | $6,182,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 89,479 | $6,050,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 703,723 | $6,017,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP II | 36258Q204 | Cmn | 527,500 | $5,924,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 320,324 | $5,558,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 616,805 | $4,688,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 87,785 | $4,316,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 101,095 | $4,308,000 | thousands by filing date | |
| ALUSSA ENERGY ACQUISITION CO | G0232J101 | SHS CL A | 409,000 | $4,061,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 114,000 | $3,915,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 220,783 | $3,784,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 249,200 | $3,738,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 224,336 | $3,704,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 87,210 | $3,693,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 220,479 | $3,684,000 | thousands by filing date | |
| LIONHEART ACQUISITION CORP | 53625R203 | CMN | 356,100 | $3,547,000 | thousands by filing date | |
| NEW PROVIDENCE ACQUISITION | 64822P106 | COM CL A | 330,465 | $3,328,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW COM | 63934E112 | US SMALL-CAP EQUITIES | 73,549 | $3,202,000 | thousands by filing date | |
| CITIC CAPITAL ACQUISITION CO | G21513109 | COM CL A | 319,700 | $3,143,000 | thousands by filing date | |
| INTERPRIVATE ACQUISITION COR COM | 46064A103 | Stock | 299,200 | $2,992,000 | thousands by filing date | |
| APEX TECHNOLOGY ACQUISITION COM | 03768F102 | CL A | 270,311 | $2,865,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP IV | 171439102 | CL A | 288,600 | $2,823,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 57,252 | $2,777,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 147,574 | $2,677,000 | thousands by filing date | |
| ARTIUS ACQUISITION INC | 04316G105 | COM CL A | 266,908 | $2,653,000 | thousands by filing date | |
| CIIG MERGER CORP | 12559C103 | COM CL A | 264,300 | $2,648,000 | thousands by filing date | |
| VECTOR ACQUISITION CORP | G9442R100 | UNIT 09/30/2027 | 259,900 | $2,635,000 | thousands by filing date | |
| JAWS ACQUISITION CORP | G50744104 | SHS | 238,100 | $2,479,000 | thousands by filing date | |
| UNION ACQUISITION CORP II | G9402q100 | COM | 246,900 | $2,452,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISITION | 344328208 | UNIT 99/99/9999 | 237,100 | $2,418,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T103 | SHS CL A | 239,400 | $2,406,000 | thousands by filing date | |
| SOCIAL CAP HEDSPIA HLDG CO I | G8251K107 | COM CL A | 180,000 | $2,243,000 | thousands by filing date | |
| FUSION ACQUISITION CORP | 36118H204 | UNIT 99/99/9999 | 212,151 | $2,185,000 | thousands by filing date | |
| TWC TECH HLDGS II CORP | 90117G204 | UNIT 09/10/2025 | 207,300 | $2,098,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 322,246 | $2,082,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 112,998 | $2,068,000 | thousands by filing date | |
| UPHEALTH INC | 375036100 | Common Stock | 203,500 | $2,068,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 355,988 | $1,922,000 | thousands by filing date | |
| FINSERV ACQUISITION CORP | 318085107 | CL A | 186,300 | $1,869,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 432,026 | $1,810,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 114,498 | $1,803,000 | thousands by filing date | |
| FORUM MERGER III CORP | 349885103 | COM CL A | 178,300 | $1,772,000 | thousands by filing date | |
| MONOCLE ACQUISITION CORP | 609754106 | COM | 167,505 | $1,715,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 113,300 | $1,680,000 | thousands by filing date | |
| LF Capital Acquisition Corp | 50200K108 | LF CAPITAL ACQUISITION COR-A | 157,193 | $1,657,000 | thousands by filing date | |
| OPTION CARE HEALTH INC COM NEW | 68404L201 | Stock | 122,728 | $1,641,000 | thousands by filing date | |
| FOX CORP | 35137L204 | CL B COM | 56,563 | $1,582,000 | thousands by filing date | |
| COHN ROBBINS HOLDINGS CORP UNIT EX | G23726121 | Stock | 156,213 | $1,576,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 63,300 | $1,573,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 23,163 | $1,568,000 | thousands by filing date | |
| JUNIPER INDL HLDGS INC | 48205G106 | COM CL A | 147,600 | $1,544,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 31,500 | $1,522,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 77,608 | $1,521,000 | thousands by filing date | |
| GYRODYNE LLC | 403829104 | COM | 88,194 | $1,456,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415108 | SHS | 140,500 | $1,439,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 24,000 | $1,428,000 | thousands by filing date | |
| TREBIA ACQUISITION CORP | G9027T125 | UNIT 99/99/9999 | 132,122 | $1,427,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 42,204 | $1,405,000 | thousands by filing date | |
| GREENROSE ACQUISITION CORP | 395392103 | COM | 143,300 | $1,400,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 12,150 | $1,389,000 | thousands by filing date | |
| DMY TECHNOLOGY GROUP INC II | 233277201 | UNIT 99/99/9999 | 131,800 | $1,348,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 95,950 | $1,343,000 | thousands by filing date | |
| YUNHONG INTERNATIONAL | g98882106 | COM | 135,400 | $1,336,000 | thousands by filing date | |
| PIVOTAL INVT CORP II | 72582K100 | COM CL A | 113,300 | $1,306,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 17,000 | $1,305,000 | thousands by filing date | |
| CLIMATE CHANGE CRISIS REAL I | 18716C209 | UNIT 99/99 | 128,500 | $1,291,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 47,300 | $1,272,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 412,236 | $1,233,000 | thousands by filing date | |
| HEALTHCARE MERGER CORP | 42227L102 | COM CL A | 117,809 | $1,196,000 | thousands by filing date | |
| GO ACQUISITION CORP | 362019200 | UNIT 08/31/2027 | 118,600 | $1,195,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 344,091 | $1,153,000 | thousands by filing date | |
| FLYING EAGLE ACQUISITION COR | 34407Y103 | COM | 92,900 | $1,130,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 33,203 | $1,114,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISTN COR | 34431F104 | COM CL A | 106,200 | $1,100,000 | thousands by filing date | |
| GABELLI GO ANYWHERE TRUST | 36250J109 | MUTUAL FUNDS | 111,487 | $1,097,000 | thousands by filing date | |
| YUCAIPA ACQUISITION CORP | G9879L121 | UNIT 99/99/9999 | 106,200 | $1,083,000 | thousands by filing date | |
| TRINE ACQUISITION CORP | 89628U108 | COM CL A | 99,000 | $1,069,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 84,434 | $1,047,000 | thousands by filing date | |
| PROPERTY SOLUTIONS ACQUISITI | 74348Q108 | COM | 106,200 | $1,042,000 | thousands by filing date | |
| E MERGE TECHNOLOGY ACQUISITI | 26873Y104 | CMN | 106,200 | $1,039,000 | thousands by filing date | |
| ASPIRATIONAL CONSUMER LIFEST | G05436129 | UNIT 99/99/9999 | 103,800 | $1,038,000 | thousands by filing date | |
| LIV CAP ACQUISITION CORP | G5510C108 | CL A | 104,600 | $1,030,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 400,701 | $902,000 | thousands by filing date | |
| HPX CORP | G32219100 | SHS CL A | 91,700 | $902,000 | thousands by filing date | |
| ONE UNIT | G7000X113 | Stock | 79,115 | $862,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 124,818 | $849,000 | thousands by filing date | |
| STANDARD AVB FINANCIAL CORP | 85303b100 | COM | 26,000 | $849,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 82,711 | $835,000 | thousands by filing date | |
| BOWX ACQUISITION CORP | 103085205 | UNIT 08/03/2025 | 79,700 | $818,000 | thousands by filing date | |
| EQUITY DISTRIBUTION ACQUISIT | 29465E209 | COM | 77,900 | $802,000 | thousands by filing date | |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 416,320 | $754,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 23,500 | $689,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 5,500 | $675,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 19,000 | $652,000 | thousands by filing date | |
| MEGALITH FINL ACQUISITION CO | 58518F109 | CL A COM | 63,000 | $650,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 9,600 | $609,000 | thousands by filing date | |
| LF CAP ACQUISITION CORP | 50200K116 | *W EXP 06/22/202 | 334,993 | $603,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 625,000 | $593,000 | thousands by filing date | principal |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 47,800 | $586,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP II | G89554110 | UNIT 06/14/2027 | 50,400 | $548,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 8,500 | $538,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP II | G6715X129 | UNIT 09/15/2027 | 51,900 | $534,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA | 88339KAA0 | NOTE 3.250%11/0 | 600,000 | $530,000 | thousands by filing date | principal |
| VESPER HEALTHCARE ACQSTN COR | 92538T203 | UNIT 99/99/9999 | 51,400 | $527,000 | thousands by filing date | |
| SOCIAL CAP HDOSPHIA HLDG CO | G8250T109 | SHS CL A | 27,500 | $522,000 | thousands by filing date | |
| ACE Convergence Acquisition Corp | G0083D120 | COM | 53,100 | $518,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 67,800 | $475,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 3,300 | $471,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 29,300 | $455,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 3,600 | $396,000 | thousands by filing date | |
| STARBOARD VALUE ACQUISITN CORP UNIT EXP 091025 | 85521J208 | Stock | 38,900 | $393,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 12,635 | $383,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 9,500 | $372,000 | thousands by filing date | |
| AMCI ACQUISITION CORP | 00165R101 | CLASS A | 34,680 | $359,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 7,200 | $355,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 19,100 | $352,000 | thousands by filing date | |
| TWO HARBORS INVENTMENT CORPO | 90187BAA9 | NOTE 6.250% 1/1 | 350,000 | $350,000 | thousands by filing date | principal |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 375,000 | $342,000 | thousands by filing date | principal |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 250 | $336,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469AA6 | NOTE | 400,000 | $330,000 | thousands by filing date | principal |
| VULCAN MATLS CO COM | 929160109 | Stock | 2,400 | $325,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F796 | COM | 6,000 | $325,000 | thousands by filing date | |
| INFINERA CORP | 45667GAC7 | BOND | 350,000 | $324,000 | thousands by filing date | principal |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 15,400 | $323,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 2,500 | $312,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 8,500 | $307,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 7,800 | $305,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 200 | $299,000 | thousands by filing date | |
| Yatra Online Incorporated Ord SHS | G98338109 | Common Stock | 392,544 | $294,000 | thousands by filing date | |
| REDBALL ACQUISITION CORP | G7417R121 | UNIT 99/99/9999 | 26,400 | $279,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 16,900 | $276,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,050 | $275,000 | thousands by filing date | |
| SOCIAL CAP HDOSPHIA HLDG CO | G8250T125 | *W EXP 99/99/999 | 49,600 | $275,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 6,700 | $272,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 5,900 | $270,000 | thousands by filing date | |
| INSU ACQUISITION CORP II | 457821304 | UNIT 09/04/2025 | 26,100 | $270,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 43,500 | $269,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 1,600 | $266,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 6,000 | $259,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 1,500 | $254,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 8,700 | $253,000 | thousands by filing date | |
| PIVOTAL INVT CORP II | 72582K118 | *W EXP 06/01/202 | 68,164 | $252,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 102,714 | $251,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 2,000 | $248,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 28,350 | $248,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 31,250 | $244,000 | thousands by filing date | |
| ICPT 2 05 15 26 2 000000 | 45845PAB4 | CONV BD US | 350,000 | $243,000 | thousands by filing date | principal |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 13,400 | $233,000 | thousands by filing date | |
| SOCIAL CAP HEDSPIA HLDG CO I | G8251K115 | *W EXP 99/99/999 | 60,000 | $232,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 2,577 | $226,000 | thousands by filing date | |
| TWITTER INC | 90184LAF9 | NOTE 0.250% 6/1 | 200,000 | $223,000 | thousands by filing date | principal |
| BECTON DICKINSON & CO | 075887109 | COM | 950 | $221,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 2,600 | $216,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP IV | 171439201 | UNIT 99/99/9999 | 21,000 | $210,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 4,500 | $207,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 400 | $206,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 3,500 | $204,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 750 | $201,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 3,400 | $200,000 | thousands by filing date | |
| NEW PROVIDENCE ACQUISITION | 64822P114 | *W EXP 99/99/999 | 165,232 | $200,000 | thousands by filing date | |
| CITIC CAPITAL ACQUISITION CO | G21513117 | *W EXP 01/17/202 | 159,850 | $200,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 12,500 | $199,000 | thousands by filing date | |
| HEALTHCARE MERGER CORP | 42227L110 | *W EXP 12/17/202 | 111,300 | $199,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459JAA2 | NOTE 2.625% 2/1 | 200,000 | $197,000 | thousands by filing date | principal |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 200,000 | $187,000 | thousands by filing date | principal |
| GIGCAPITAL2 INC | 375036118 | *W EXP 02/28/202 | 203,500 | $185,000 | thousands by filing date | |
| UNION ACQUISITION CORP II | G9402Q126 | *W EXP 04/01/202 | 246,900 | $185,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 250,000 | $180,000 | thousands by filing date | principal |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 14,400 | $165,000 | thousands by filing date | |
| APEX TECHNOLOGY ACQUISITION | 03768F110 | *W EXP 09/18/202 | 84,605 | $164,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 200,000 | $161,000 | thousands by filing date | principal |
| FLEXION THERAPEUTICS INC | 33938JAB2 | NOTE | 200,000 | $158,000 | thousands by filing date | principal |
| ARTIUS ACQUISITION INC | 04316G113 | *W EXP 07/13/202 | 88,969 | $143,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 10,400 | $130,000 | thousands by filing date | |
| TRINE ACQUISITION CORP | 89628U116 | *W EXP 03/31/202 | 49,500 | $130,000 | thousands by filing date | |
| JUNIPER INDL HLDGS INC | 48205G114 | *W EXP 11/13/202 | 73,800 | $128,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415132 | RIGHT 10/01/2025 | 341,751 | $126,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 10,000 | $124,000 | thousands by filing date | |
| InterPrivate Acquisition Corp | 46064A111 | INTERPRIVATE ACQUISITI -CW24 | 149,600 | $122,000 | thousands by filing date | |
| OIL STS INTL INC | 678026AH8 | NOTE 1.500% 2/1 | 200,000 | $114,000 | thousands by filing date | principal |
| CIIG MERGER CORP | 12559C111 | *W EXP 12/31/202 | 132,150 | $114,000 | thousands by filing date | |
| MONOCLE ACQUISITION CORP | 609754114 | *W EXP 12/06/202 | 221,700 | $111,000 | thousands by filing date | |
| ADVENT TECHNOLOGIES HOLDNG INC WT EXP 020326 | 00165R119 | Stock | 162,381 | $110,000 | thousands by filing date | |
| FORUM MERGER III CORP | 349885111 | COM CL A | 59,433 | $110,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 11,000 | $105,000 | thousands by filing date | |
| JAWS ACQUISITION CORP | G50744112 | *W EXP 99/99/999 | 48,266 | $102,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T111 | *W EXP 07/29/202 | 59,850 | $98,000 | thousands by filing date | |
| FLYING EAGLE ACQUISITION COR | 34407Y111 | *W EXP 02/26/202 | 28,750 | $94,000 | thousands by filing date | |
| FINSERV ACQUISITION CORP | 318085115 | *W EXP 12/31/202 | 93,150 | $93,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 90,000 | $90,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 10,000 | $86,000 | thousands by filing date | |
| ALUSSA ENERGY ACQUISITION CO | G0232J119 | *W EXP 10/31/202 | 126,100 | $82,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISTN COR | 34431F112 | *W EXP 05/26/202 | 35,400 | $80,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415124 | *W EXP 07/31/202 | 225,800 | $75,000 | thousands by filing date | |
| REVIVA PHARMACEUTCLS HLDGS INC WT EXP 122525 | G8708A108 | Stock | 143,600 | $73,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 55,000 | $69,000 | thousands by filing date | |
| GIGCAPITAL2 INC | 375036126 | RIGHT 02/28/2026 | 203,500 | $67,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME TR SH BEN INT | 36465E105 | Closed End Funds - Taxable | 13,205 | $65,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP IV | 171439110 | W EXP 08/04/202 | 41,640 | $62,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 11,000 | $54,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 10,000 | $53,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 12,000 | $51,000 | thousands by filing date | |
| LIV CAP ACQUISITION CORP | G5510C116 | *W EXP 12/13/202 | 104,600 | $49,000 | thousands by filing date | |
| HPX CORP | G32219126 | *W EXP 07/14/202 | 45,850 | $41,000 | thousands by filing date | |
| PROPERTY SOLUTIONS ACQUISITI | 74348Q116 | *W EXP 03/20/202 | 106,200 | $40,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 10,000 | $37,000 | thousands by filing date | |
| WTS/GREENROSE ACQUISITION CORP EXP12/31/2024 | 395392111 | WARR | 143,300 | $34,000 | thousands by filing date | |
| E MERGE TECHNOLOGY ACQUISITI | 26873Y112 | *W EXP 07/30/202 | 35,400 | $33,000 | thousands by filing date | |
| AGBA ACQUISITION LTD | G0120M117 | *W EXP 05/10/202 | 87,800 | $28,000 | thousands by filing date | |
| YUNHONG INTL RT | G98882130 | WARRANT AND RIGH | 135,400 | $27,000 | thousands by filing date | |
| ACE CONVERGENCE ACQU CORP | G0083D104 | *W EXP 09/30/202 | 26,550 | $22,000 | thousands by filing date | |
| AGBA ACQUISITION LTD | G0120M125 | RIGHT 05/10/2024 | 87,800 | $20,000 | thousands by filing date | |
| YUNHONG INTL | G98882122 | *W EXP 01/31/202 | 67,700 | $14,000 | thousands by filing date | |
| CHEER HLDG INC | G39973113 | *W EXP 02/13/202 | 157,880 | $9,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-20-018867 | this filing | 2020-11-06 | acceptance time not in the bulk data set |