13F-HR filed by NOMURA HOLDINGS INC
NOMURA HOLDINGS INC filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-14, with 1,109 holding rows worth $28,736,533,000.
- Accession
- 0001567619-20-015415
- Filer
- CIK 1163653
- Filed
- 2020-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 1,348 entries on the cover page, a total value of $28,736,533,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $28,736,533,000 with VALUE read as thousands by filing date, 13F file number 028-10594. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MIDDLEBYCORP | 596278101 | STOK | 2,377 | $188,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 40,000 | $178,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 108,968 | $175,000 | thousands by filing date | principal |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 18,116 | $171,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 14,432 | $167,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 192,225 | $167,000 | thousands by filing date | principal |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 5,084 | $166,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 11,000 | $165,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 2,600 | $158,000 | thousands by filing date | call |
| BEST INC | 08653C106 | SPONSORED ADS | 35,000 | $152,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 3,960 | $149,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 13,500 | $148,000 | thousands by filing date | put |
| ATI INC COM | 01741R102 | Stock | 14,013 | $143,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 8,500 | $139,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 20,000 | $137,000 | thousands by filing date | call |
| DAUCH CORP | 024061103 | COM | 18,000 | $137,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 11,824 | $128,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 85,000 | $122,000 | thousands by filing date | put |
| CZR | 127686103 | Stock | 10,000 | $121,000 | thousands by filing date | put |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 55,000 | $116,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 211,337 | $111,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 1,711 | $109,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 10,449 | $108,000 | thousands by filing date | |
| PUXIN LTD | 74704P108 | ADS | 20,426 | $108,000 | thousands by filing date | |
| REALPAGE INC | 75606NAB5 | NOTE | 164,706 | $107,000 | thousands by filing date | principal |
| ETSY INC | 29786A106 | COM | 1,000 | $106,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 10,000 | $100,000 | thousands by filing date | |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 144,206 | $97,000 | thousands by filing date | principal |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 373,118 | $94,000 | thousands by filing date | principal |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 235,346 | $93,000 | thousands by filing date | principal |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 238,227 | $92,000 | thousands by filing date | principal |
| ENCORE CAP GROUP INC | 292554AK8 | NOTE 3.250% 3/1 | 267,355 | $91,000 | thousands by filing date | principal |
| MFA FINL INC | 55272X102 | COM | 35,000 | $87,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 5,600 | $86,000 | thousands by filing date | call |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 10,000 | $77,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 216,443 | $74,000 | thousands by filing date | principal |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 340,370 | $69,000 | thousands by filing date | principal |
| QEP RESOURCES INC | 74733V100 | COM | 50,000 | $68,000 | thousands by filing date | put |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 296,046 | $66,000 | thousands by filing date | principal |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 468,750 | $61,000 | thousands by filing date | principal |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 49,894 | $57,000 | thousands by filing date | principal |
| ZENDESK INC | 98936JAB7 | NOTE 0.250% 3/1 | 63,517 | $56,000 | thousands by filing date | principal |
| RAPID7 INC | 753422AB0 | NOTE | 103,879 | $53,000 | thousands by filing date | principal |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 22,512 | $52,000 | thousands by filing date | principal |
| NEW YORK MTG TRUST | 649604AD7 | NOTE 6.250% 1/1 | 1,875,267 | $49,000 | thousands by filing date | principal |
| DISCOVERY INC | 25470F104 | COM SER A | 2,265 | $48,000 | thousands by filing date | |
| DATADOGINCCLASSA | 23804L103 | STOK | 500 | $43,000 | thousands by filing date | call |
| ALTAIR ENGR INC | 021369AA1 | BOND | 103,051 | $41,000 | thousands by filing date | principal |
| COUPA SOFTWARE INC | 22266LAC0 | NOTE 0.125% 6/1 | 13,139 | $36,000 | thousands by filing date | principal |
| KRAFT HEINZ CO COM | 500754106 | Stock | 1,100 | $35,000 | thousands by filing date | put |
| WAYFAIR INC | 94419LAD3 | NOTE 1.125%11/0 | 17,612 | $35,000 | thousands by filing date | principal |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 100,156 | $34,000 | thousands by filing date | principal |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 120,490 | $33,000 | thousands by filing date | principal |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 32,789 | $29,000 | thousands by filing date | principal |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 45,946 | $28,000 | thousands by filing date | principal |
| ENVESTNET INC | 29404KAB2 | BOND | 38,059 | $28,000 | thousands by filing date | principal |
| QEP RESOURCES INC | 74733V100 | COM | 19,837 | $27,000 | thousands by filing date | |
| MARRIOTT VACTINS WORLDWID CO | 57164YAB3 | NOTE 1.500% 9/1 | 32,341 | $27,000 | thousands by filing date | principal |
| MICROCHIP TECHNOLOGY INC. | 595017AH7 | NOTE 2.250% 2/1 | 24,517 | $26,000 | thousands by filing date | principal |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 243,806 | $25,000 | thousands by filing date | principal |
| HOSTESS BRANDS INC | 44109J114 | WTS | 25,006 | $23,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 1,390 | $22,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 25,273 | $21,000 | thousands by filing date | principal |
| NEWS CORP NEW CL A | 65249B109 | Stock | 1,701 | $20,000 | thousands by filing date | |
| GOSSAMER BIO INC | 38341PAA0 | NOTE 5.000% 6/0 | 156,526 | $20,000 | thousands by filing date | principal |
| REDWOOD TRUST INC | 758075AD7 | BOND | 259,638 | $18,000 | thousands by filing date | principal |
| FORD MTR CO COM | 345370860 | Stock | 2,100 | $14,000 | thousands by filing date | call |
| ICPT 2 05 15 26 2 000000 | 45845PAB4 | CONV BD US | 26,983 | $13,000 | thousands by filing date | principal |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 400 | $12,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 25,376 | $11,000 | thousands by filing date | principal |
| DEXCOM INC | 252131AH0 | NOTE 0.750%12/0 | 2,410 | $10,000 | thousands by filing date | principal |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 17,124 | $10,000 | thousands by filing date | principal |
| PARATEK PHARMACEUTICALS INC | 699374AB0 | Convertible Bond | 189,120 | $10,000 | thousands by filing date | principal |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 7,560 | $9,000 | thousands by filing date | principal |
| CHEGG INC | 163092AB5 | NOTE 0.250% 5/1 | 12,987 | $9,000 | thousands by filing date | principal |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 35,178 | $9,000 | thousands by filing date | principal |
| UNDER ARMOUR INC | 904311206 | CL C | 860 | $8,000 | thousands by filing date | |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 4,534 | $8,000 | thousands by filing date | principal |
| ZILLOW GROUP INC | 98954MAC5 | NOTE 1.500% 7/0 | 13,461 | $8,000 | thousands by filing date | principal |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 200 | $7,000 | thousands by filing date | call |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 25,868 | $7,000 | thousands by filing date | principal |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 11,859 | $6,000 | thousands by filing date | principal |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 68,267 | $5,000 | thousands by filing date | principal |
| COWEN GROUP INC | 223622AE1 | BOND | 29,237 | $5,000 | thousands by filing date | principal |
| SNAP INC | 83304A106 | CL A | 183 | $4,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 300 | $4,000 | thousands by filing date | put |
| BLOCK INC | 852234AD5 | NOTE 0.500% 5/1 | 3,173 | $3,000 | thousands by filing date | principal |
| 8X8 INC NEW | 282914AB6 | BOND | 20,097 | $3,000 | thousands by filing date | principal |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 17,451 | $2,000 | thousands by filing date | principal |
| CLOVIS ONCOLOGY INC | 189464AC4 | NOTE 1.250% 5/0 | 24,615 | $2,000 | thousands by filing date | principal |
| AMAG PHARMACEUTICALS INC | 00163UAD8 | NOTE 3.250% 6/0 | 21,197 | $2,000 | thousands by filing date | principal |
| CREE INC | 225447AB7 | NOTE 0.875% 9/0 | 1,868 | $1,000 | thousands by filing date | principal |
| TESLA INC | 88160RAG6 | NOTE 2.000% 5/1 | 145 | $1,000 | thousands by filing date | principal |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 158 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| SPLUNK INC | 848637AC8 | NOTE 0.500% 9/1 | 169 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| MANDIANT INC | 31816QAF8 | NOTE 0.875% 6/0 | 216 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| NEXTERA ENERGY INC | 65339F770 | CONV | 92,898 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GFL ENVIRONMENTAL INC | 36168Q120 | CONV | 246,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONMED CORP | 207410AF8 | BOND | 45 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| NEXTERA ENERGY INC | 65339F796 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSOCEAN INC | 893830BJ7 | DEB 0.500% 1/3 | 3,892 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| WAYFAIR INC | 94419LAB7 | NOTE 0.375% 9/0 | 38 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| DANAHER CORPORATION | 235851300 | 4.75 MND CV PFD | 4,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOUTHERN CO | 842587602 | UNIT 08/01/2022 | 79,184 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTERPOINT ENERGY INC | 15189T503 | DEP RP PFD CV B | 80,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOUTH JERSEY INDS INC | 838518116 | UNIT 99/99/9999 | 12,250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEMPRA ENERGY | 816851406 | 6% PFD CONV A | 2,712 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASSURANT INC | 04621X207 | 6.50% CONV PFD D | 15,183 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 23,497 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-20-015415 | this filing | 2020-08-14 | acceptance time not in the bulk data set |