13F-HR filed by GAMCO INVESTORS, INC. ET AL
GAMCO INVESTORS, INC. ET AL filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-13, with 856 holding rows worth $8,796,762,000.
- Accession
- 0001567619-20-015127
- Filer
- CIK 807249
- Filed
- 2020-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 856 entries on the cover page, a total value of $8,796,762,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $8,796,762,000 with VALUE read as thousands by filing date, 13F file number 028-01887. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MSCI INC COM | 55354G100 | Stock | 4,468 | $1,492,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 4,051 | $1,491,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 12,434 | $1,489,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 118,154 | $1,482,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 35,670 | $1,479,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 2,594 | $1,478,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 52,633 | $1,468,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 3,000 | $1,467,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 944,011 | $1,463,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 127,500 | $1,454,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 91,300 | $1,450,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 37,190 | $1,434,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 39,025 | $1,431,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 75,100 | $1,428,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 116,650 | $1,420,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 14,020 | $1,413,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 15,361 | $1,401,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 5,906 | $1,393,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 12,080 | $1,378,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 17,290 | $1,377,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 764,000 | $1,375,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 19,741 | $1,362,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 16,350 | $1,361,000 | thousands by filing date | |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 63,363 | $1,343,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 390,904 | $1,325,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 9,702 | $1,311,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 19,100 | $1,292,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 23,900 | $1,291,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 107,409 | $1,284,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 17,000 | $1,284,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 43,371 | $1,279,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 366,110 | $1,263,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 125,215 | $1,247,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 17,900 | $1,244,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 175,400 | $1,228,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 38,150 | $1,215,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 65,586 | $1,192,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 96,986 | $1,176,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 162,047 | $1,151,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 37,680 | $1,145,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 13,095 | $1,144,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 5,263 | $1,135,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 71,500 | $1,135,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 159,000 | $1,132,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 26,400 | $1,130,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 13,015 | $1,120,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 86,500 | $1,118,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 11,000 | $1,101,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 18,000 | $1,059,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 27,550 | $1,050,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 20,102 | $1,041,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 28,500 | $1,035,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 46,000 | $1,029,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 146,500 | $1,024,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 27,705 | $1,012,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 176,960 | $1,007,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 125,000 | $1,005,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 17,000 | $997,000 | thousands by filing date | |
| GABELLI GO ANYWHERE TRUST | 36250J109 | MUTUAL FUNDS | 102,553 | $992,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 6,347 | $990,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 46,383 | $989,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 45,000 | $980,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 90,709 | $979,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 23,700 | $974,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 8,100 | $974,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 5,210 | $967,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 215,000 | $961,000 | thousands by filing date | |
| COUSINSPPTYSINC | 222795502 | STOK | 32,100 | $958,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 37,520 | $949,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 94,100 | $944,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 7,422 | $939,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 51,488 | $939,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 13,000 | $935,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 26,000 | $930,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 120,500 | $918,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 124,450 | $916,000 | thousands by filing date | |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 421,122 | $905,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 48,778 | $893,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 16,800 | $887,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 69,460 | $886,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 55,000 | $884,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 26,633 | $875,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 13,240 | $870,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 2,800 | $861,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 24,000 | $849,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 11,550 | $846,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 45,100 | $845,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 22,081 | $840,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 5,000 | $831,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 20,000 | $829,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 97,995 | $823,000 | thousands by filing date | |
| SVMK INC | 78489X103 | COM | 34,900 | $822,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 22,500 | $819,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 4,600 | $817,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 26,612 | $810,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 9,680 | $800,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375205 | CL A | 61,468 | $798,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 34,621 | $781,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 16,200 | $778,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 20,000 | $775,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 44,552 | $772,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 53,347 | $762,000 | thousands by filing date | |
| STEEL CONNECT INC | 858098106 | CMN | 1,270,000 | $762,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 2,081 | $759,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 443,901 | $755,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 220,000 | $750,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 9,175 | $741,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 66,000 | $740,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 29,000 | $728,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 18,679 | $728,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 13,155 | $723,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 35,000 | $714,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 25,958 | $706,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 3,555 | $703,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 164,200 | $698,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 22,300 | $693,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 39,729 | $692,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 112,850 | $687,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 14,200 | $679,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 46,500 | $674,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 6,300 | $671,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 14,000 | $668,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 16,662 | $667,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 6,000 | $665,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 26,220 | $654,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 60,000 | $652,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 73,470 | $651,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 71,550 | $641,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 26,000 | $640,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 32,000 | $631,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 61,502 | $627,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 5,144 | $627,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 471,000 | $626,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 352 | $625,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 234,000 | $620,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 145,038 | $605,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 83,470 | $603,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 143,000 | $595,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 15,873 | $593,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 21,500 | $590,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 23,400 | $585,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 24,980 | $584,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 45,400 | $583,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 25,000 | $583,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 134,000 | $583,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 42,500 | $576,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 12,000 | $572,000 | thousands by filing date | |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 6,400 | $569,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 10,945 | $559,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 10,000 | $555,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 4,410 | $553,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 7,500 | $550,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 23,000 | $548,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 41,500 | $539,000 | thousands by filing date | |
| TC ENERGY CORP | 87807B107 | COM | 12,500 | $536,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 3,060 | $535,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 78,507 | $535,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 28,500 | $532,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 106,409 | $532,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 12,497 | $525,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 53,748 | $522,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 5,447 | $521,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 8,800 | $521,000 | thousands by filing date | |
| CTO REALTY GROWTH INC | 22948P103 | COM | 13,000 | $514,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 6,100 | $512,000 | thousands by filing date | |
| Apollo Global Management Inc | 03768E105 | COM CL A | 10,200 | $509,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 36,080 | $509,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 14,500 | $505,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 6,127 | $504,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 26,683 | $496,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 436,700 | $493,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 52,146 | $492,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 20,000 | $490,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 18,040 | $483,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 14,700 | $476,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 1,855 | $475,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 84,000 | $470,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 23,000 | $463,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 10,000 | $459,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 36,000 | $455,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 49,715 | $455,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 9,721 | $442,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 2,100 | $436,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 80,000 | $435,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 8,179 | $433,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 8,700 | $433,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 4,891 | $432,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 17,384 | $427,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 17,000 | $426,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 22,800 | $421,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 11,550 | $420,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 400,000 | $416,000 | thousands by filing date | principal |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 2,300 | $413,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 21,270 | $407,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 31,400 | $405,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 41,050 | $398,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 17,500 | $393,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 29,000 | $393,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 400,000 | $388,000 | thousands by filing date | principal |
| MIDDLEBYCORP | 596278101 | STOK | 4,875 | $385,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 6,000 | $385,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 120,000 | $385,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 15,487 | $384,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 198,000 | $384,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 17,775 | $381,000 | thousands by filing date | |
| BELLRING BRANDS INC | 079823100 | COMMON STOCK | 19,100 | $381,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 6,875 | $380,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 34,675 | $377,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 12,400 | $375,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 34,000 | $374,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 2,881 | $371,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 43,373 | $369,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 4,035 | $368,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 153,112 | $367,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 32,400 | $367,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 80,000 | $366,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 4,620 | $364,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 50,987 | $363,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 4,636 | $361,000 | thousands by filing date | |
| GOGO INC | 38046CAD1 | NOTE 6.000% 5/1 | 500,000 | $356,000 | thousands by filing date | principal |
| CONDOR HOSPITALITY TR INC | 20676Y403 | COM NEW | 86,500 | $355,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 2,369 | $354,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 23,112 | $351,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 5,575 | $346,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 46,000 | $345,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 30,800 | $334,000 | thousands by filing date | |
| ARCONIC ROLLED PRODS CORP | 03966V107 | COM | 23,839 | $332,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 5,140 | $330,000 | thousands by filing date | |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 400,000 | $330,000 | thousands by filing date | principal |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 400,000 | $321,000 | thousands by filing date | principal |
| KNOWLES CORP | 49926DAB5 | NOTE 3.250%11/0 | 300,000 | $320,000 | thousands by filing date | principal |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 500,000 | $317,000 | thousands by filing date | principal |
| GLAUKOS CORP COM | 377322102 | Stock | 8,143 | $313,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 7,044 | $311,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 35,074 | $311,000 | thousands by filing date | |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 300,000 | $311,000 | thousands by filing date | principal |
| AMBARELLA INC | G037AX101 | SHS | 6,598 | $302,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 25,500 | $302,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 19,280 | $302,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 7,975 | $301,000 | thousands by filing date | |
| GEN DIGITAL INC COM | 668771108 | Stock | 15,150 | $300,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 105,000 | $300,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 325,000 | $300,000 | thousands by filing date | principal |
| BEACON FINANCIAL CORP. | 084680107 | COM | 27,000 | $298,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F796 | COM | 6,100 | $298,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 12,000 | $297,000 | thousands by filing date | |
| PERFICIENT INC | 71375UAB7 | NOTE 2.375% 9/1 | 250,000 | $288,000 | thousands by filing date | principal |
| GAMCO INVS INC COM | 361438104 | COM | 21,006 | $280,000 | thousands by filing date | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 12,000 | $278,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 10,000 | $277,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 6,900 | $273,000 | thousands by filing date | |
| VERTIV HOLDINGS CO COM CL A | 92537N108 | Stock | 20,000 | $271,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 23,900 | $271,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 3,325 | $270,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 10,000 | $268,000 | thousands by filing date | |
| TERADYNE INC | 880770AG7 | NOTE | 100,000 | $268,000 | thousands by filing date | principal |
| STANLEY BLACK & DECKER INC | 854502846 | UNIT 11/15/2022 | 3,000 | $267,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 1,894 | $266,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 46,000 | $265,000 | thousands by filing date | |
| DTE ENERGY CO | 233331842 | UNIT 11/01/2022 | 6,200 | $263,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 49,200 | $257,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 20,000 | $256,000 | thousands by filing date | |
| INFINERA CORP | 45667GAC7 | BOND | 300,000 | $256,000 | thousands by filing date | principal |
| LEAR CORP COM NEW | 521865204 | Stock | 2,300 | $251,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 1,800 | $251,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 10,000 | $249,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 6,700 | $247,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 3,775 | $246,000 | thousands by filing date | |
| COLFAX CORP | 194014205 | UNIT 01/15/2022T | 2,000 | $244,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 025537127 | UNIT 03/15/2022 | 5,011 | $243,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 7,316 | $239,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 38,559 | $238,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 35,000 | $237,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 2,110 | $235,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 4,736 | $233,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U133 | UNIT 99/99/9999 | 2,300 | $233,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156XAG3 | NOTE 5.500% 2/2 | 500,000 | $229,000 | thousands by filing date | principal |
| Q2 HLDGS INC | 74736LAD1 | NOTE 0.750% 6/0 | 200,000 | $225,000 | thousands by filing date | principal |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 4,684 | $225,000 | thousands by filing date | |
| TILRAY BRANDS INC | 88688TAB6 | NOTE 5.000%10/0 | 500,000 | $225,000 | thousands by filing date | principal |
| CSX Corporation | 126408103 | COM | 3,157 | $220,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 250,000 | $219,000 | thousands by filing date | principal |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 1,543 | $218,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 2,133 | $218,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 22,000 | $218,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 25,700 | $216,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 2,776 | $214,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T503 | DEP RP PFD CV B | 6,000 | $214,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 14,963 | $213,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 5,000 | $212,000 | thousands by filing date | |
| ENERPAC TOOL GROUP CORP CL A COM | 292765104 | Stock | 12,000 | $211,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 5,025 | $210,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 3,565 | $210,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 3,030 | $207,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 11,000 | $207,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 3,000 | $206,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 6,400 | $204,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 3,778 | $204,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 22,165 | $197,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 14,360 | $194,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 16,650 | $190,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 250,000 | $188,000 | thousands by filing date | principal |
| HILLTOP HLDGS INC | 432748101 | COM | 10,000 | $185,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 28,669 | $179,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 34,927 | $178,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 49,856 | $173,000 | thousands by filing date | |
| STEEL PARTNERS HLDGS L P | 85814R107 | LTD PRTRSHIP U | 32,536 | $171,000 | thousands by filing date | |
| READING INTL INC | 755408200 | CL B | 10,800 | $168,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP V CLA | 31811A101 | COM | 15,000 | $167,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 14,554 | $166,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 14,601 | $164,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 45,157 | $162,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 93,000 | $161,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 10,000 | $159,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 22,778 | $156,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 11,944 | $145,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 12,000 | $141,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 12,000 | $141,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 23,424 | $141,000 | thousands by filing date | |
| OSPREY TECHNLGY AQUISTION CO | 68839R104 | COM CL A | 14,000 | $141,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 45,000 | $140,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 36,400 | $140,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 60,000 | $137,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 19,750 | $136,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 16,048 | $126,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 16,000 | $126,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 10,500 | $125,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 40,500 | $116,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 12,000 | $115,000 | thousands by filing date | |
| MONOCLE ACQUISITION CORP | 609754106 | COM | 11,000 | $113,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 15,500 | $111,000 | thousands by filing date | |
| CRESCENT ACQUISITION CORP | 22564L204 | UNIT 99/99/9999 | 10,000 | $109,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 75,000 | $107,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 10,000 | $107,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 17,500 | $106,000 | thousands by filing date | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 10,000 | $103,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 11,500 | $103,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 10,000 | $102,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 10,000 | $97,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 14,000 | $91,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 15,000 | $89,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 13,993 | $89,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 30,000 | $89,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 10,028 | $86,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 36,363 | $84,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 20,000 | $67,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 29,043 | $62,000 | thousands by filing date | |
| Galiano Gold Inc | 36352H100 | COM | 41,200 | $55,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 14,673 | $47,000 | thousands by filing date | |
| T-Mobile US Inc Rights 20 | 872590112 | RIGHT 07/27/2020 | 233,704 | $39,000 | thousands by filing date | |
| TECOGEN INC NEW | 87876P201 | COM NEW | 46,430 | $33,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 82,000 | $23,000 | thousands by filing date | |
| CHINA INDEX HLDGS LTD | 16954W101 | SPNSRD ADS A | 10,000 | $21,000 | thousands by filing date | |
| Global Eagle Entertainment | 37951DAB8 | CONV BOND | 250,000 | $20,000 | thousands by filing date | principal |
| GNC HLDGS INC | 36191G107 | COM CL A | 30,000 | $17,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 18,900 | $10,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-20-015127 | this filing | 2020-08-13 | acceptance time not in the bulk data set |