13F-HR filed by Teton Advisors, Inc.
Teton Advisors, Inc. filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-13, with 394 holding rows worth $624,420,000.
- Accession
- 0001567619-20-015126
- Filer
- CIK 1444874
- Filed
- 2020-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 394 entries on the cover page, a total value of $624,420,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $624,420,000 with VALUE read as thousands by filing date, 13F file number 028-13534. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 888,900 | $35,236,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 274,050 | $14,845,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 302,000 | $13,986,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 935,870 | $13,617,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 217,034 | $12,206,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 1,002,260 | $11,967,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 690,000 | $9,557,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 122,800 | $9,529,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 270,502 | $8,726,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 466,313 | $8,636,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 136,500 | $7,114,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 36,800 | $7,097,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 450,000 | $6,930,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 166,200 | $6,914,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 763,600 | $6,682,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 190,040 | $6,627,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 62,673 | $6,424,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 313,500 | $6,283,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 493,000 | $6,232,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 346,000 | $6,183,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 121,000 | $5,809,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 629,210 | $5,613,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 462,300 | $5,326,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 110,000 | $4,971,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 419,248 | $4,838,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 69,500 | $4,630,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 155,000 | $4,608,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 70,304 | $4,367,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 32,020 | $4,263,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 342,440 | $4,167,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 339,358 | $4,127,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 124,534 | $3,974,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 89,934 | $3,889,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 44,000 | $3,785,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 54,000 | $3,779,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 179,320 | $3,590,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 50,578 | $3,572,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 105,860 | $3,541,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 127,174 | $3,525,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 58,800 | $3,472,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 97,040 | $3,426,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 79,040 | $3,404,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 233,000 | $3,376,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 148,870 | $3,369,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 106,660 | $3,365,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 241,120 | $3,364,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 202,331 | $3,357,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 53,000 | $3,334,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 106,100 | $3,210,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 39,000 | $3,079,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 148,038 | $3,058,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 98,000 | $3,046,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 83,005 | $2,960,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 183,380 | $2,890,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 91,018 | $2,820,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 122,250 | $2,809,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 89,800 | $2,773,000 | thousands by filing date | |
| STEEL PARTNERS HLDGS L P | 85814R107 | LTD PRTRSHIP U | 525,000 | $2,767,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 171,700 | $2,737,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 193,724 | $2,619,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 101,669 | $2,543,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 348,042 | $2,530,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 16,610 | $2,514,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 99,500 | $2,422,000 | thousands by filing date | |
| SCHMITT INDS INC ORE | 806870200 | COM | 690,000 | $2,414,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 324,021 | $2,378,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 79,836 | $2,342,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 362,701 | $2,198,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 430,000 | $2,180,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 85,066 | $2,167,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 45,007 | $2,159,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 186,000 | $2,150,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 90,000 | $2,137,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 50,905 | $2,111,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 545,315 | $2,099,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 50,028 | $2,061,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 80,550 | $2,059,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 834,000 | $2,027,000 | thousands by filing date | |
| ORTHOFIX MED INC | 68752M108 | COM | 62,700 | $2,006,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 451,750 | $1,961,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 180,065 | $1,956,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 350,000 | $1,939,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 163,810 | $1,938,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 160,620 | $1,871,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 159,149 | $1,865,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 83,413 | $1,835,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 55,620 | $1,822,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 26,400 | $1,790,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 319,451 | $1,779,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 28,000 | $1,762,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 84,000 | $1,760,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 122,000 | $1,757,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 26,133 | $1,756,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 8,000 | $1,734,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 26,650 | $1,733,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 251,175 | $1,688,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 23,000 | $1,680,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 29,000 | $1,669,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 247,129 | $1,651,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 54,000 | $1,636,000 | thousands by filing date | |
| ONTO INNOVATION INC COM | 683344105 | Stock | 47,000 | $1,600,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 87,000 | $1,576,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 5,440 | $1,575,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 18,750 | $1,575,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 36,920 | $1,572,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 118,000 | $1,566,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 63,000 | $1,549,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 178,172 | $1,529,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 141,000 | $1,528,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 366,000 | $1,523,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 65,000 | $1,520,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 23,300 | $1,511,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 41,600 | $1,510,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 354,269 | $1,506,000 | thousands by filing date | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 64,277 | $1,489,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 154,500 | $1,485,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 116,000 | $1,481,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 45,930 | $1,466,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 264,170 | $1,458,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 245,800 | $1,455,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 1,090,725 | $1,451,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 32,000 | $1,415,000 | thousands by filing date | |
| ALITHYA GROUP INC | 01643b106 | COM | 844,566 | $1,394,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 6,200 | $1,387,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 119,883 | $1,387,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 55,500 | $1,366,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 53,000 | $1,346,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 47,480 | $1,316,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 54,310 | $1,313,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 33,858 | $1,312,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 37,800 | $1,312,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 30,000 | $1,304,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 35,926 | $1,304,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 185,000 | $1,297,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 59,800 | $1,250,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 157,879 | $1,235,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 55,000 | $1,231,000 | thousands by filing date | |
| DEXCOM INC | 252131AH0 | NOTE 0.750%12/0 | 495,000 | $1,228,000 | thousands by filing date | principal |
| AAR CORP | 000361105 | COM | 56,600 | $1,170,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 66,100 | $1,170,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 24,300 | $1,159,000 | thousands by filing date | |
| READING INTL INC | 755408200 | CL B | 74,670 | $1,158,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 1,250,000 | $1,154,000 | thousands by filing date | principal |
| PERFICIENT INC | 71375UAB7 | NOTE 2.375% 9/1 | 1,000,000 | $1,153,000 | thousands by filing date | principal |
| CALLAWAY GOLF CO | 131193104 | COM | 65,717 | $1,151,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375205 | CL A | 86,293 | $1,120,000 | thousands by filing date | |
| BROADCOM INC | 11135F200 | 8% MCNV PFD SR A | 1,005 | $1,120,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 490,000 | $1,117,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 82,309 | $1,116,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 74,800 | $1,109,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 67,300 | $1,100,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 72,301 | $1,071,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941BAB2 | NOTE 0.375% 3/0 | 1,220,000 | $1,071,000 | thousands by filing date | principal |
| TWIN RIV WORLDWIDE HLDGS INC | 90171V204 | COM | 47,964 | $1,069,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A301 | 6.50% CON PFD B | 7,500 | $1,066,000 | thousands by filing date | |
| PARK AEROSPACE CORP | 70014A104 | COM | 93,200 | $1,038,000 | thousands by filing date | |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 1,000,000 | $1,037,000 | thousands by filing date | principal |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 352,911 | $1,023,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 25,500 | $1,022,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 24,968 | $1,018,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 28,800 | $1,010,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 79,000 | $1,004,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 37,000 | $1,001,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 20,625 | $983,000 | thousands by filing date | |
| STEEL CONNECT INC | 858098106 | CMN | 1,630,000 | $978,000 | thousands by filing date | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 67,700 | $963,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 71,000 | $961,000 | thousands by filing date | |
| KNOWLES CORP | 49926DAB5 | NOTE 3.250%11/0 | 900,000 | $959,000 | thousands by filing date | principal |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 130,000 | $956,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 1,500,000 | $952,000 | thousands by filing date | principal |
| ELECTROMED INC | 285409108 | COMMON STOCK | 61,343 | $944,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 900,000 | $937,000 | thousands by filing date | principal |
| GREENBRIER COS INC | 393657101 | COM | 41,000 | $933,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 52,840 | $932,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 36,971 | $921,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 271,000 | $919,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 8,000 | $916,000 | thousands by filing date | |
| MERCADOLIBRE INC | 58733RAD4 | NOTE 2.000% 8/1 | 400,000 | $915,000 | thousands by filing date | principal |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 221,500 | $913,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 22,500 | $913,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 54,000 | $912,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 39,000 | $908,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 62,000 | $895,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 32,800 | $885,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 103,646 | $881,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 92,200 | $869,000 | thousands by filing date | |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 720,000 | $863,000 | thousands by filing date | principal |
| LIVEPERSON INC | 538146AB7 | BOND | 690,000 | $859,000 | thousands by filing date | principal |
| DTE ENERGY CO | 233331842 | UNIT 11/01/2022 | 20,000 | $849,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 155,030 | $846,000 | thousands by filing date | |
| Q2 HLDGS INC | 74736LAD1 | NOTE 0.750% 6/0 | 750,000 | $844,000 | thousands by filing date | principal |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 607,700 | $839,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 17,000 | $838,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 44,700 | $831,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 22,000 | $830,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 10,068 | $820,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 600 | $809,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 148,000 | $805,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 14,900 | $799,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 114,000 | $792,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857FAB3 | NOTE 1.500% 5/1 | 800,000 | $790,000 | thousands by filing date | principal |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 24,900 | $785,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 230,000 | $784,000 | thousands by filing date | |
| TWILIO INC | 90138FAB8 | NOTE 0.250% 6/0 | 250,000 | $776,000 | thousands by filing date | principal |
| MCGRATH RENTCORP | 580589109 | COM | 14,000 | $756,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 14,900 | $756,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 6,568 | $752,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 225,000 | $752,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 70,000 | $743,000 | thousands by filing date | |
| IAA INC | 449253103 | COM | 19,000 | $733,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 111,980 | $731,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 57,500 | $731,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 11,000 | $728,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 27,050 | $726,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 8,490 | $724,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 20,400 | $720,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T503 | DEP RP PFD CV B | 20,200 | $720,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 29,000 | $719,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 58,900 | $710,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 37,132 | $706,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 65,600 | $701,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 155,000 | $693,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F796 | COM | 14,000 | $683,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 84,500 | $679,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 27,300 | $672,000 | thousands by filing date | |
| SOUTHERN CO | 842587602 | UNIT 08/01/2022 | 15,000 | $661,000 | thousands by filing date | |
| PRIMO WATER CORPORATION | 74167P108 | COM | 47,894 | $659,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 3,572 | $658,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 189,146 | $656,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 20,800 | $650,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 13,632 | $647,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502846 | UNIT 11/15/2022 | 7,150 | $637,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 14,400 | $634,000 | thousands by filing date | |
| DANAHER CORPORATION | 235851300 | 4.75 MND CV PFD | 500 | $626,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 708,000 | $623,000 | thousands by filing date | principal |
| FS BANCORP INC | 30263Y104 | COM | 16,058 | $619,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 50,000 | $610,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 33,000 | $609,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 750,000 | $603,000 | thousands by filing date | principal |
| AZZ INC COM | 002474104 | Stock | 17,500 | $601,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 119,000 | $595,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 50,000 | $593,000 | thousands by filing date | |
| SPLUNK INC | 848637AD6 | BOND | 400,000 | $588,000 | thousands by filing date | principal |
| A10 NETWORKS INC | 002121101 | COM | 85,000 | $579,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 42,029 | $578,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 510,000 | $576,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 26,300 | $574,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 20,593 | $564,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 58,000 | $562,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 337,000 | $560,000 | thousands by filing date | principal |
| LINDSAY CORPORATION | 535555106 | COM | 6,050 | $558,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 74,000 | $555,000 | thousands by filing date | |
| ESSENTIAL UTILS INC | 29670G201 | UNIT 04/30/2022 | 9,720 | $550,000 | thousands by filing date | |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 500,000 | $548,000 | thousands by filing date | principal |
| REALPAGE INC | 75606NAC3 | NOTE 1.500% 5/1 | 500,000 | $540,000 | thousands by filing date | principal |
| RAVEN INDS INC COM | 754212108 | Stock | 25,080 | $539,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 18,901 | $536,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 025537127 | UNIT 03/15/2022 | 11,052 | $536,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 3,084 | $526,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 31,440 | $523,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 68,000 | $516,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 160,000 | $514,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 10,800 | $507,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U133 | UNIT 99/99/9999 | 5,000 | $507,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 87,260 | $505,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 51,300 | $504,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 5,500 | $501,000 | thousands by filing date | |
| COLFAX CORP | 194014205 | UNIT 01/15/2022T | 4,000 | $488,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 500,000 | $485,000 | thousands by filing date | principal |
| BANKUNITED INC | 06652K103 | COM | 23,800 | $482,000 | thousands by filing date | |
| ENCORE CAP EUROPE FIN LTD | 29260UAA5 | BOND | 500,000 | $482,000 | thousands by filing date | principal |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 79,100 | $479,000 | thousands by filing date | |
| KAMAN CORP | 483548AF0 | BOND | 500,000 | $478,000 | thousands by filing date | principal |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 74,000 | $476,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 12,190 | $474,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 40,000 | $474,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 183,000 | $472,000 | thousands by filing date | |
| NICE SYS INC | 65366HAB9 | BOND | 205,000 | $468,000 | thousands by filing date | principal |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 18,000 | $458,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 72,250 | $457,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459JAA2 | NOTE 2.625% 2/1 | 500,000 | $451,000 | thousands by filing date | principal |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 32,580 | $447,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 126,970 | $443,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 60,000 | $442,000 | thousands by filing date | |
| CHIMERA INVT CORP | 16934QAA7 | NOTE 7.000% 4/0 | 300,000 | $442,000 | thousands by filing date | principal |
| PLANTRONICS INC NEW | 727493108 | COM | 29,800 | $437,000 | thousands by filing date | |
| EVOLENT HEALTH INC | 30050BAD3 | NOTE 1.500%10/1 | 700,000 | $437,000 | thousands by filing date | principal |
| HANESBRANDS INC | 410345102 | COM | 38,600 | $436,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 18,300 | $435,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 43,000 | $434,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 34,000 | $433,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 15,000 | $423,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 28,400 | $413,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 250,000 | $400,000 | thousands by filing date | principal |
| MATADOR RES CO COM | 576485205 | Stock | 46,200 | $393,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 8,700 | $393,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F770 | CONV | 9,200 | $391,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 4,600 | $386,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 17,200 | $383,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC | 28414H202 | CONV | 9,795 | $380,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 2,700 | $377,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 35,186 | $374,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 12,000 | $368,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 33,700 | $367,000 | thousands by filing date | |
| CONMED CORP | 207410AF8 | BOND | 350,000 | $366,000 | thousands by filing date | principal |
| KENNAMETAL INC | 489170100 | COM | 12,400 | $356,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 10,000 | $354,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 20,000 | $353,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 20,300 | $348,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 19,900 | $348,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 1,000 | $347,000 | thousands by filing date | |
| OPTION CARE HEALTH INC COM NEW | 68404L201 | Stock | 25,002 | $347,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 16,700 | $347,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 8,500 | $346,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 130,000 | $345,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851406 | 6% PFD CONV A | 3,535 | $344,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 5,040 | $343,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 16,560 | $342,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 41,600 | $340,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 30,000 | $336,000 | thousands by filing date | |
| IVC 4 1/2 6/1/22 | 461203AH4 | CONVERTIBLE BOND | 400,000 | $335,000 | thousands by filing date | principal |
| ICC HOLDINGS INC | 44931Q104 | COM | 30,000 | $330,000 | thousands by filing date | |
| AVANTOR INC | 05352A209 | 6.25 PFD CNV SR | 5,730 | $330,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374AB0 | Convertible Bond | 400,000 | $323,000 | thousands by filing date | principal |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 45,200 | $311,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 28,100 | $304,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 10,600 | $302,000 | thousands by filing date | |
| BELLRING BRANDS INC | 079823100 | COMMON STOCK | 15,000 | $299,000 | thousands by filing date | |
| LENDINGTREE INC NEW | 52603BAA5 | NOTE | 199,000 | $296,000 | thousands by filing date | principal |
| OCEANEERING INTL INC | 675232102 | COM | 45,200 | $289,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 5,788 | $289,000 | thousands by filing date | |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 350,000 | $289,000 | thousands by filing date | principal |
| HESKA CORP | 42805E306 | COM | 3,000 | $280,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 12,600 | $273,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 95,000 | $272,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 85,000 | $261,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 16,000 | $254,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 6,000 | $254,000 | thousands by filing date | |
| COUPA SOFTWARE INC | 22266LAC0 | NOTE 0.125% 6/1 | 140,000 | $254,000 | thousands by filing date | principal |
| DAKTRONICS INC | 234264109 | COM | 57,000 | $248,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 18,000 | $244,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 8,701 | $241,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 9,000 | $236,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 5,200 | $235,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 17,350 | $232,000 | thousands by filing date | |
| GYRODYNE LLC | 403829104 | COM | 14,138 | $227,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 72,220 | $227,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 10,000 | $226,000 | thousands by filing date | |
| CHAMPIONX CORPORATION | 15872M104 | COM | 22,900 | $224,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 17,000 | $216,000 | thousands by filing date | |
| ICPT 2 05 15 26 2 000000 | 45845PAB4 | CONV BD US | 300,000 | $216,000 | thousands by filing date | principal |
| HERC HLDGS INC COM | 42704L104 | Stock | 7,000 | $215,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 6,000 | $204,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 23,058 | $204,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 60,000 | $203,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 9,300 | $201,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 61,000 | $188,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 27,000 | $183,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 12,600 | $182,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 12,500 | $181,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 18,200 | $167,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 36,000 | $162,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 193,000 | $158,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 33,000 | $151,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 13,500 | $143,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 23,000 | $139,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 42,000 | $134,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 67,000 | $130,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 40,000 | $126,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 11,275 | $124,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 41,000 | $123,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 12,000 | $122,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 23,000 | $120,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 110,000 | $110,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 53,000 | $110,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 30,000 | $109,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 13,000 | $109,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 108,900 | $97,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 29,000 | $95,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 45,000 | $95,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 31,000 | $92,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 60,160 | $83,000 | thousands by filing date | |
| CHICKEN SOUP FOR THE SOUL EN | 16842Q100 | COM | 11,800 | $82,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 15,549 | $73,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 26,000 | $53,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 10,000 | $49,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 32,000 | $47,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 26,000 | $45,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 30,000 | $43,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRILLI | 453415606 | COM | 10,750 | $42,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 35,000 | $40,000 | thousands by filing date | |
| ATLANTIC AMERN CORP | 048209100 | COM | 21,000 | $35,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 20,000 | $14,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 40,000 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-20-015126 | this filing | 2020-08-13 | acceptance time not in the bulk data set |