13F-HR filed by NEUBERGER BERMAN GROUP LLC
NEUBERGER BERMAN GROUP LLC filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-13, with 1,532 holding rows worth $80,431,432,000.
- Accession
- 0001567619-20-015022
- Filer
- CIK 1465109
- Filed
- 2020-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 2,689 entries on the cover page, a total value of $80,431,432,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $80,431,432,000 with VALUE read as thousands by filing date, 13F file number 028-13573. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerNB Alternatives Advisers LLC028-13575
- included managerNeuberger Berman Investment Advisers LLC028-17085
- included managerNeuberger Berman Asia Ltd028-16869
- included managerNeuberger Berman Trust Co N.A.028-13985
- included managerNeuberger Berman Trust Co of Delaware N.A.028-13986
- included managerNeuberger Berman Breton Hill ULC028-15258
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MOELIS & CO | 60786M105 | CL A | 62,883 | $1,959,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 12,500 | $1,950,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 102,025 | $1,944,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 12,963 | $1,905,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 91,663 | $1,893,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 61,550 | $1,891,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 18,948 | $1,888,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CL A ORD | 30734W109 | COM | 183,929 | $1,883,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 7,297 | $1,881,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 22,685 | $1,880,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 32,554 | $1,862,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 57,405 | $1,859,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 34,500 | $1,848,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 93,000 | $1,841,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 50,800 | $1,831,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 70,000 | $1,813,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 48,748 | $1,811,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 93,984 | $1,810,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 38,876 | $1,807,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 28,204 | $1,805,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 161,543 | $1,795,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 4,172 | $1,793,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 34,500 | $1,792,000 | thousands by filing date | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 43,000 | $1,781,000 | thousands by filing date | |
| ARVINAS INC | 04335A105 | COM | 53,000 | $1,778,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 101,000 | $1,768,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 188,290 | $1,763,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 22,658 | $1,750,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 378,804 | $1,742,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 23,960 | $1,739,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 24,043 | $1,731,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 12,063 | $1,725,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 1,119,491 | $1,723,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 56,465 | $1,720,000 | thousands by filing date | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 44,745 | $1,710,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 236,790 | $1,706,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 262,665 | $1,705,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 31,298 | $1,695,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 18,376 | $1,682,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F770 | CONV | 39,502 | $1,677,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 10,417 | $1,671,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 115,860 | $1,668,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 224,225 | $1,662,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 306,080 | $1,660,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 217,853 | $1,656,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 24,069 | $1,646,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 17,137 | $1,627,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 46,894 | $1,623,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 31,710 | $1,619,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 8,491 | $1,618,000 | thousands by filing date | |
| THE REALREAL INC | 88339P101 | COM | 125,987 | $1,611,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 92,000 | $1,605,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 2,500 | $1,594,000 | thousands by filing date | call |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 30,937 | $1,593,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 11,857 | $1,578,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 19,149 | $1,574,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 52,030 | $1,573,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 40,234 | $1,569,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 20,000 | $1,564,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 146,047 | $1,547,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 22,000 | $1,540,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 14,548 | $1,537,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 53,425 | $1,530,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 10,157 | $1,523,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 38,227 | $1,522,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 100,416 | $1,511,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 27,585 | $1,498,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 5,863 | $1,485,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 15,096 | $1,484,000 | thousands by filing date | |
| INGERSOLL RAND INC COM | 45687V106 | Stock | 52,700 | $1,482,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 22,171 | $1,461,000 | thousands by filing date | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 65,931 | $1,457,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 224,785 | $1,443,000 | thousands by filing date | |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 20,976 | $1,423,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 95,350 | $1,413,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 80,000 | $1,397,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 63,711 | $1,394,000 | thousands by filing date | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 166,863 | $1,394,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 18,959 | $1,375,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 9,667 | $1,357,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 19,615 | $1,357,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 289,001 | $1,356,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 41,047 | $1,348,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 20,287 | $1,346,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 17,897 | $1,343,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 38,486 | $1,333,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 7,785 | $1,293,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 23,122 | $1,287,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 77,254 | $1,274,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 37,000 | $1,269,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 29,589 | $1,258,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 49,096 | $1,256,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC | 28414H202 | CONV | 32,647 | $1,255,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 17,591 | $1,254,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 15,286 | $1,253,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 12,834 | $1,252,000 | thousands by filing date | |
| BENEFYTT TECHNOLOGIES INC | 08182C106 | COM CL A | 60,810 | $1,245,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 30,765 | $1,243,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 5,000 | $1,241,000 | thousands by filing date | call |
| OCCIDENTAL PETE CORP | 674599105 | COM | 67,852 | $1,228,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 100,935 | $1,220,000 | thousands by filing date | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 51,758 | $1,203,000 | thousands by filing date | |
| ONEWATER MARINE INC CL A | 68280L101 | COMMON STOCK | 49,000 | $1,190,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 115,928 | $1,182,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 11,301 | $1,181,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 15,757 | $1,179,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 56,035 | $1,178,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 61,289 | $1,178,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 11,011 | $1,177,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 121,368 | $1,172,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 30,473 | $1,171,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 29,141 | $1,171,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 81,032 | $1,171,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 14,482 | $1,146,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 9,543 | $1,140,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 8,292 | $1,133,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 15,277 | $1,119,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 67,382 | $1,116,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 9,775 | $1,112,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 326,274 | $1,109,000 | thousands by filing date | |
| VTI | 922908769 | COM | 7,063 | $1,106,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 20,192 | $1,105,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 188,393 | $1,105,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 91,100 | $1,104,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 25,807 | $1,078,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 142,207 | $1,074,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 27,874 | $1,072,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 24,131 | $1,070,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 29,943 | $1,070,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 88,604 | $1,052,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 23,500 | $1,048,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 54,108 | $1,046,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 44,707 | $1,045,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 32,778 | $1,037,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 19,336 | $1,033,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 15,399 | $1,028,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 16,265 | $1,024,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 15,638 | $1,021,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 63,937 | $1,015,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 26,178 | $1,010,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 21,648 | $1,009,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 380,238 | $1,004,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 5,819 | $995,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 16,311 | $982,000 | thousands by filing date | |
| INVESCO | 46138J866 | EXCHANGE TRADED | 44,875 | $976,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 33,226 | $973,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 28,334 | $971,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 1,000 | $968,000 | thousands by filing date | principal |
| SALISBURY BANCORP INC | 795226109 | COM | 23,557 | $966,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 11,103 | $965,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 9,511 | $964,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 11,803 | $958,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 7,813 | $936,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 88,180 | $935,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 37,108 | $933,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 1,738,373 | $929,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 30,260 | $928,000 | thousands by filing date | |
| T-Mobile US Inc Rights 20 | 872590112 | RIGHT 07/27/2020 | 5,502,967 | $925,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 13,619 | $921,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 180,409 | $920,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 92,375 | $914,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 025537127 | UNIT 03/15/2022 | 18,885 | $914,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 48,300 | $905,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 33,237 | $896,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 197,189 | $895,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 6,866 | $895,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 42,081 | $894,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 18,047 | $889,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 49,898 | $888,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 10,013 | $884,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 12,125 | $881,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 4,890 | $880,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 550,000 | $880,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 62,489 | $872,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 83,373 | $865,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 6,531 | $865,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 4,383 | $861,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 17,836 | $856,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 22,079 | $851,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 17,640 | $848,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 9,230 | $842,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 20,700 | $842,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 84,253 | $839,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 10,242 | $830,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 118,000 | $830,000 | thousands by filing date | |
| IJH | 464287507 | COM | 4,590 | $816,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 16,339 | $813,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 28,886 | $813,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 8,733 | $808,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 21,701 | $807,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 172,218 | $806,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRA | 459506309 | UNIT 09/15/2021 | 18,123 | $803,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 21,167 | $802,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 42,961 | $800,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 20,554 | $797,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 27,085 | $791,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 56,535 | $790,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 2,826 | $788,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 67,027 | $781,000 | thousands by filing date | |
| SELECTQUOTE INC | 816307300 | COM | 30,600 | $775,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 12,199 | $774,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 33,445 | $773,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940TAB5 | NOTE 2.000% 5/1 | 940,000 | $772,000 | thousands by filing date | principal |
| VERISIGN INC COM | 92343E102 | Stock | 3,737 | $771,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 17,541 | $771,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 19,777 | $767,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 9,637 | $760,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 9,600 | $743,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 10,671 | $738,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 16,808 | $734,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 6,887 | $729,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 20,751 | $710,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 301,650 | $706,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 11,533 | $702,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 76,169 | $700,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 5,377 | $695,000 | thousands by filing date | |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 56,275 | $695,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 17,563 | $691,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 55,000 | $689,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 4,679 | $682,000 | thousands by filing date | |
| XP INC CL A | G98239109 | Stock | 16,335 | $680,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 1,275,051 | $674,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 18,556 | $672,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 31,505 | $660,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 45,658 | $659,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 1,000 | $652,000 | thousands by filing date | principal |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 3,200 | $650,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 61,768 | $647,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 16,863 | $647,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 214,850 | $645,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 1,417 | $638,000 | thousands by filing date | call |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 3,081 | $636,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 23,709 | $636,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 35,275 | $632,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 4,609 | $631,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 38,128 | $622,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 22,264 | $621,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 11,808 | $620,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 695 | $617,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 50,126 | $614,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 27,054 | $611,000 | thousands by filing date | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 14,260 | $610,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 8,642 | $608,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 25,130 | $605,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 27,162 | $602,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 19,799 | $600,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 38,583 | $598,000 | thousands by filing date | |
| COUSINSPPTYSINC | 222795502 | STOK | 19,737 | $589,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 14,064 | $585,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 29,284 | $578,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 5,100 | $575,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 7,630 | $574,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 25,200 | $571,000 | thousands by filing date | |
| ESSENTIAL UTILS INC COM | 29670G102 | Stock | 13,425 | $567,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 31,858 | $567,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 9,093 | $565,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 55,655 | $564,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 29,894 | $563,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 47,297 | $561,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F796 | COM | 11,560 | $561,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 4,452 | $560,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 80,575 | $560,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 3,458 | $558,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 9,811 | $544,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 4,625 | $542,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 4,164 | $541,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 384,100 | $538,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 6,161 | $533,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 4,494 | $529,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 63,460 | $529,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 3,440 | $528,000 | thousands by filing date | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 24,105 | $526,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 9,808 | $520,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 12,434 | $519,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 11,129 | $518,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 7,940 | $516,000 | thousands by filing date | |
| RH | 74967X103 | COM | 2,075 | $516,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 22,200 | $515,000 | thousands by filing date | |
| WHOLE EARTH BRANDS INC | 96684W126 | WARRANT | 450,000 | $513,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 2,506 | $510,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 13,054 | $508,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 5,366 | $505,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 59,419 | $505,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 65,000 | $494,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 28,881 | $490,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 31,601 | $489,000 | thousands by filing date | |
| ROYALTY PHARMA PLC | G7709Q104 | SHS CLASS A | 10,000 | $486,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 10,913 | $482,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 8,392 | $480,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 12,683 | $479,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 2,590 | $476,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 11,891 | $475,000 | thousands by filing date | |
| SQUARE INC | 852234AB9 | NOTE 0.375% 3/0 | 1,000 | $462,000 | thousands by filing date | principal |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 7,560 | $459,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 7,738 | $458,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 10,098 | $458,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 30,699 | $458,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 2,788 | $457,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 16,033 | $455,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 11,180 | $454,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 92,600 | $451,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 8,219 | $449,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 31,566 | $449,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 19,097 | $442,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 23,462 | $441,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 49,362 | $441,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 20,518 | $438,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 2,255 | $434,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 124,915 | $434,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 5,633 | $431,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 2,882 | $418,000 | thousands by filing date | call |
| TERADATA CORP DEL | 88076W103 | COM | 20,045 | $417,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 5,312 | $416,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 30,300 | $411,000 | thousands by filing date | |
| DEXCOM INC | 252131AF4 | NOTE 0.750% 5/1 | 1,000 | $409,000 | thousands by filing date | principal |
| SCHEIN HENRY INC | 806407102 | COM | 7,006 | $408,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 9,346 | $407,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 32,601 | $404,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 25,810 | $400,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 48,698 | $399,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 10,928 | $397,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 38,573 | $396,000 | thousands by filing date | |
| ALBERTSONS COMPANIES INC COMMON STOCK | 013091103 | Stock | 25,000 | $394,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 5,044 | $392,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 29,474 | $391,000 | thousands by filing date | |
| CONSTELLATION PHARMACEUTICALS INC. | 210373106 | Common Stock | 12,959 | $389,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 7,566 | $386,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 3,293 | $382,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 14,531 | $382,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 6,814 | $378,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2020 CORP | 46138J502 | BULSHS 2020 CB | 17,785 | $378,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 253,510 | $378,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 22,529 | $374,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 6,309 | $372,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 7,733 | $370,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 4,564 | $369,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 3,094 | $366,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 2,428 | $363,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 2,931 | $358,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 29,069 | $358,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 9,500 | $357,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 5,791 | $357,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 10,000 | $354,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 4,509 | $351,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 30,725 | $350,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 34,800 | $350,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 4,445 | $349,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 5,789 | $349,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 136,832 | $348,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 2,077 | $343,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 4,240 | $343,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 20,200 | $339,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 111,622 | $338,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 4,204 | $336,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 20,000 | $335,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 8,742 | $331,000 | thousands by filing date | |
| LIQTECH INTL INC | 53632A201 | COM | 59,999 | $328,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 4,866 | $327,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 17,699 | $327,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 7,785 | $326,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 6,586 | $324,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 4,741 | $323,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 18,452 | $323,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 1,614 | $322,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 25,695 | $321,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 10,165 | $321,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 48,298 | $319,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 45,853 | $316,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 2,290 | $315,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 21,918 | $313,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 6,163 | $310,000 | thousands by filing date | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 16,500 | $308,000 | thousands by filing date | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 13,900 | $306,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 1,815 | $305,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 13,227 | $303,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAC6 | NOTE 6/0 | 1,000 | $300,000 | thousands by filing date | principal |
| SPY | 78462F103 | SHS | 600 | $299,000 | thousands by filing date | put |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 3,388 | $298,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 3,597 | $297,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 500 | $297,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 19,267 | $296,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 19,000 | $295,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 130,000 | $293,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 13,542 | $292,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 9,011 | $291,000 | thousands by filing date | |
| SCHRODINGER INC COM | 80810D103 | Stock | 2,950 | $290,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 382,781 | $290,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 5,265 | $289,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 4,208 | $287,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 1,375 | $285,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 2,522 | $284,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 12,926 | $284,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 994 | $283,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 2,270 | $281,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 40,200 | $281,000 | thousands by filing date | |
| GRID DYNAMICS HLDGS INC | 39813G117 | *W EXP 03/05/202 | 175,700 | $281,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 3,559 | $280,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 55,176 | $280,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 4,360 | $279,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 70,490 | $278,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 2,127 | $276,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 5,293 | $276,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 3,630 | $275,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 14,900 | $274,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 2,000 | $273,000 | thousands by filing date | principal |
| MARKELGROUPINC | 570535104 | STOK | 296 | $272,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 3,267 | $271,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 1,900 | $271,000 | thousands by filing date | call |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 6,085 | $271,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 1,000 | $270,000 | thousands by filing date | |
| TERADYNE INC | 880770AG7 | NOTE | 1,000 | $268,000 | thousands by filing date | principal |
| CALAVO GROWERS INC | 128246105 | COM | 4,251 | $267,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 19,548 | $266,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 5,851 | $266,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 2,620 | $264,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 40,000 | $263,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 2,619 | $262,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 15,872 | $262,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 5,290 | $260,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 5,581 | $260,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 1,520 | $259,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 6,134 | $257,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 11,518 | $256,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 12,894 | $256,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 5,864 | $254,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 1,651 | $254,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 42,622 | $252,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 5,284 | $251,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 4,358 | $251,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 1,785 | $250,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 4,390 | $250,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 512 | $250,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 4,105 | $249,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 6,163 | $249,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 17,630 | $249,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 5,575 | $249,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 13,861 | $246,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 1,637 | $245,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 4,462 | $245,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 3,942 | $245,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 11,439 | $245,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 79,494 | $243,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 15,965 | $242,000 | thousands by filing date | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 17,887 | $241,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 3,154 | $241,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 1,245 | $240,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 4,695 | $240,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 29,587 | $239,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 15,279 | $239,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 48,902 | $239,000 | thousands by filing date | |
| HUBSPOT INC | 443573AB6 | NOTE 0.250% 6/0 | 1,000 | $237,000 | thousands by filing date | principal |
| GRID DYNAMICS HLDGS INC | 39813G109 | CL A | 34,225 | $236,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 8,096 | $235,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 1,211 | $233,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 2,325 | $233,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 4,000 | $233,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 6,598 | $233,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 3,205 | $232,000 | thousands by filing date | put |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 2,000 | $232,000 | thousands by filing date | principal |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 3,371 | $231,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 1,000 | $230,000 | thousands by filing date | principal |
| BADGER METER INC COM | 056525108 | Stock | 3,643 | $229,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 2,460 | $227,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 4,062 | $224,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 4,564 | $221,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 2,500 | $219,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 3,691 | $217,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 3,295 | $216,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 20,089 | $214,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 3,013 | $210,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 13,503 | $208,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 12,024 | $208,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 2,850 | $207,000 | thousands by filing date | |
| LOOP INDS INC | 543518104 | COM | 21,775 | $205,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 37,747 | $201,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 1,996 | $200,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 15,374 | $196,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 26,000 | $188,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 43,455 | $187,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 14,133 | $185,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 14,023 | $180,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 31,699 | $176,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 15,519 | $174,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 48,000 | $173,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 44,850 | $173,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 10,000 | $172,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D382 | ETRACS ALER MLP | 15,000 | $172,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 50,000 | $167,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 13,393 | $166,000 | thousands by filing date | |
| MAVERIX METALS INC | 57776F405 | COMMON STOCK-FO | 32,200 | $159,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 31,450 | $157,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 34,957 | $155,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 28,400 | $155,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 11,605 | $154,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 14,720 | $150,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 16,461 | $146,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 13,418 | $141,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 12,041 | $141,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 12,298 | $139,000 | thousands by filing date | |
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 20,300 | $135,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-20-015022 | this filing | 2020-08-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001567619-20-016079 | added | 2020-08-27 | acceptance time not in the bulk data set |