13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-15, with 6,857 holding rows worth $207,858,040,000.
- Accession
- 0001567619-20-010411
- Filer
- CIK 1000275
- Filed
- 2020-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 25,059 entries on the cover page, a total value of $207,858,040,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $207,858,040,000 with VALUE read as thousands by filing date, 13F file number 028-11396. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAMG Funds LLC028-11395
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 11,633 | $68,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 7,900 | $68,000 | thousands by filing date | |
| SPDR INDEX SHS FDS SOLACTIVE JAPAN | 78463X368 | CEF | 1,049 | $68,000 | thousands by filing date | |
| OVINTIV INC | 69047Q102 | COM | 24,820 | $67,000 | thousands by filing date | call |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 10,454 | $67,000 | thousands by filing date | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 2,578 | $67,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 63,967 | $67,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 29,576 | $67,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 9,312 | $67,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 400 | $66,000 | thousands by filing date | call |
| TENNECO INC | 880349105 | COM | 18,470 | $66,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 17,012 | $66,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 9,576 | $66,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 32,153 | $66,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 70,429 | $66,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 4,500 | $66,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 16,400 | $65,000 | thousands by filing date | call |
| SUNPOWER CORP | 867652406 | COM | 12,918 | $65,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 20,110 | $65,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 7,178 | $65,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 9,400 | $65,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 5,131 | $65,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 9,050 | $65,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 16,235 | $65,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 4,323 | $65,000 | thousands by filing date | |
| DBX ETF TR | 233051226 | CMN | 3,077 | $65,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y699 | MSCI SUPDIV EA | 6,015 | $65,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 15,608 | $65,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 43,371 | $65,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 34,732 | $65,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 82,514 | $65,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 111,255 | $65,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 2,208 | $65,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 47,784 | $65,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 4,133 | $64,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 12,397 | $64,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 6,925 | $64,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 5,300 | $64,000 | thousands by filing date | |
| DBX ETF TR | 233051598 | XTRACK MSCI ALL | 3,360 | $64,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 1,224 | $64,000 | thousands by filing date | principal |
| GREIF INC | 397624107 | CL A | 2,036 | $63,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 2,425 | $63,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 61,350 | $63,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J404 | CMN | 2,260 | $63,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 5,700 | $62,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A705 | S&P500 DOWNSID | 2,100 | $62,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 1,869 | $62,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 10,100 | $62,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 48,065 | $62,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 23,913 | $62,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 5,136 | $62,000 | thousands by filing date | |
| COUPA SOFTWARE INC | 22266LAB2 | NOTE 0.375% 1/1 | 20,000 | $62,000 | thousands by filing date | principal |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 2,141 | $61,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 1,422 | $61,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 330,150 | $61,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E248 | S&P INTL DEV | 2,940 | $61,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 3,314 | $60,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 1,841 | $60,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 23,605 | $60,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 23,090 | $60,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 21,766 | $60,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 11,022 | $60,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 11,217 | $60,000 | thousands by filing date | |
| LIMINAL BIOSCIENCES INC | 53272L103 | COM | 8,974 | $60,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L300 | SUSTANABLE US | 2,871 | $60,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 17,586 | $60,000 | thousands by filing date | |
| DIREXION SHS ETF TR ZACKS MLP | 25459y298 | INDX FD | 12,307 | $60,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 3,045 | $59,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 3,563 | $59,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 13,182 | $59,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 12,242 | $59,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q449 | BETA US GRAD ETF | 1,109 | $59,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 3,660 | $59,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 12,741 | $59,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 4,190 | $59,000 | thousands by filing date | |
| ISHARES TR | 46435G888 | MSCI SO KOREA | 3,432 | $59,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 8,010 | $58,000 | thousands by filing date | |
| ISHARES GLOBAL EQUITY FACTOR ETF | 46434V316 | COM | 2,400 | $58,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 9,500 | $58,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 5,901 | $58,000 | thousands by filing date | |
| DOUYU INTL HLDGS LTD | 25985W105 | SPONSORED ADS | 9,000 | $58,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 5,863 | $57,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 25,624 | $57,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 2,671 | $57,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 6,595 | $57,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 10,706 | $57,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 17,720 | $57,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 27,774 | $57,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A503 | VIDENT US EQUITY | 2,528 | $57,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 8,164 | $57,000 | thousands by filing date | |
| PROSHARES TR | 74347B540 | MSCI EUR DIV | 1,659 | $57,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 8,855 | $57,000 | thousands by filing date | |
| ISHARES TR | 46435G805 | MSCI MEXICO | 4,360 | $57,000 | thousands by filing date | |
| Avantis US Small Cap Value ETF | 025072877 | SHS | 1,788 | $56,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 5,222 | $56,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 7,972 | $56,000 | thousands by filing date | |
| CONSTELLIUM SE | F21107101 | CL A SHS | 10,823 | $56,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B202 | EM CORE EX ETF | 2,929 | $56,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 13,200 | $56,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 7,201 | $56,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E689 | MSCI PAKISTAN | 11,491 | $56,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P498 | ETN LKD 48 | 1,700 | $56,000 | thousands by filing date | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 1,075 | $55,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 727 | $55,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767868 | MSCI ONE BELT | 3,165 | $55,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 145,530 | $55,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 15,481 | $55,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 16,798 | $55,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 68,085 | $55,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 12,934 | $55,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 14,973 | $55,000 | thousands by filing date | |
| CONSTELLATION PHARMACEUTICALS INC. | 210373106 | Common Stock | 1,744 | $55,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V309 | 6.875% CON PFD A | 43 | $55,000 | thousands by filing date | principal |
| ETF SER SOLUTIONS | 26922A693 | BRAND VALUE | 4,158 | $55,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 5,212 | $54,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 1,585 | $54,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 4,963 | $54,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 4,500 | $54,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 4,794 | $54,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 28,846 | $54,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 18,965 | $54,000 | thousands by filing date | |
| NUVEEN ESG MID-CAP VALUE ETF | 67092P508 | ETF | 2,619 | $53,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188408 | LOW DURTIN ETF | 1,090 | $53,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 1,500 | $53,000 | thousands by filing date | put |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 7,537 | $53,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J141 | CHINA ALPHADEX | 2,369 | $53,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 1,521 | $53,000 | thousands by filing date | |
| DONEGAL GROUP INC | 257701300 | CL B | 3,946 | $53,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 208,806 | $53,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 5,967 | $53,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 115,566 | $53,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 4,897 | $53,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 25,946 | $53,000 | thousands by filing date | |
| PYXUS INTL INC | 74737V106 | COM | 17,172 | $53,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 21,910 | $52,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 669 | $52,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 12,520 | $52,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 1,487 | $52,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 2,190 | $52,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 3,027 | $52,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE-TRA | 74255Y870 | USMC | 2,000 | $52,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 12,829 | $52,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 92,586 | $52,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 428 | $52,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 15,627 | $52,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 4,000 | $52,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 16,202 | $52,000 | thousands by filing date | |
| ETF SER SOLUTIONS SALT HIG TRUBT | 26922A479 | Stock | 2,800 | $52,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 2,018 | $51,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 12,200 | $51,000 | thousands by filing date | put |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 10,932 | $51,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 2,751 | $51,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 2,117 | $51,000 | thousands by filing date | |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 53,929 | $51,000 | thousands by filing date | |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 2,400 | $51,000 | thousands by filing date | |
| INVESCO | 46090C305 | EXCHANGE TRADED | 1,531 | $51,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 11,900 | $51,000 | thousands by filing date | |
| 111 INC | 68247Q102 | ADR | 7,725 | $51,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 141,277 | $51,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 1,900 | $50,000 | thousands by filing date | put |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 5,028 | $50,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 1,000 | $50,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 48,243 | $50,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 51,290 | $50,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 12,512 | $50,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 2,494 | $50,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 3,858 | $50,000 | thousands by filing date | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 6,633 | $50,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 3,693 | $49,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 4,546 | $49,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733A201 | DOW 30 EQL WGT | 2,406 | $49,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 1,656 | $49,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 1,693 | $49,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P553 | US CORE BOND ETF | 1,938 | $49,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 3,855 | $49,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 140,412 | $49,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 86,723 | $48,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 1,792 | $48,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 23,571 | $48,000 | thousands by filing date | |
| HESS MIDSTREAM LP | 428103105 | CL A SHS | 4,700 | $48,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 12,411 | $48,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 4,787 | $48,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 6,167 | $48,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 5,048 | $48,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 1,904 | $48,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 3,798 | $47,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 24,787 | $47,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 32,980 | $47,000 | thousands by filing date | |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 1,266 | $47,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 4,438 | $47,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 27,992 | $47,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 3,477 | $47,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 11,940 | $47,000 | thousands by filing date | |
| OSI ETF TR | 67110P506 | OSHARES FTSE EUR | 2,352 | $47,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 1,772 | $46,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 6,538 | $46,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 19,536 | $46,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 2,599 | $46,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R712 | DORSEY WRIGHT | 2,763 | $46,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 2,393 | $46,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 8,679 | $46,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 31,964 | $46,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 2,475 | $46,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 904 | $45,000 | thousands by filing date | |
| CIMPRESS PLC | G2143T103 | SHS EURO | 824 | $45,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 50,403 | $45,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R779 | EMERGING MKTS | 1,206 | $45,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 29,347 | $45,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 4,000 | $45,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 51,098 | $45,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 35,805 | $45,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 61,304 | $44,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 7,687 | $44,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 5,062 | $44,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 1,686 | $44,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 8,951 | $44,000 | thousands by filing date | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 2,668 | $44,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 8,145 | $44,000 | thousands by filing date | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 38,710 | $44,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 19,300 | $44,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 14,000 | $44,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 17,775 | $44,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 32,240 | $44,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W398 | NEGT DUR HIG YLD | 3,115 | $44,000 | thousands by filing date | |
| FI ENHANCED GLBL HIGH YLD BCSB | 06746Q249 | COM | 674 | $44,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 1,798 | $43,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430602 | ACTIVEBETA US | 1,200 | $43,000 | thousands by filing date | |
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 5,311 | $43,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 842 | $43,000 | thousands by filing date | |
| PROFOUND MED CORP | 74319B502 | COM NEW | 4,354 | $43,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 18,198 | $43,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 11,152 | $43,000 | thousands by filing date | |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 7,089 | $43,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V183 | S&P SML 600 EQ | 1,216 | $43,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 3,160 | $43,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 3,706 | $43,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 4,124 | $43,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 20,152 | $43,000 | thousands by filing date | |
| PGIM ETF TR | 69344A602 | QMA STRGIC VAL | 1,313 | $43,000 | thousands by filing date | |
| LF Capital Acquisition Corp | 50200K108 | LF CAPITAL ACQUISITION COR-A | 4,131 | $43,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 63,072 | $42,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 4,969 | $42,000 | thousands by filing date | |
| ISHARES MSCI UNITED KINGDOM SMALL-CAP ETF | 46429B416 | ETF | 1,500 | $42,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 17,615 | $42,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 5,300 | $42,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 65,568 | $42,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 1,731 | $42,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 15,923 | $42,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 26,816 | $42,000 | thousands by filing date | |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 102,451 | $42,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 2,179 | $41,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q878 | HIGH YLD RESRCH | 927 | $41,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 4,810 | $41,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 4,460 | $41,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 10,277 | $41,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 35,160 | $41,000 | thousands by filing date | |
| PACER FDS TR | 69374H659 | CASH COWS ETF | 2,150 | $41,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 3,155 | $41,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 1,010 | $41,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 1,599 | $41,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 96,335 | $41,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 34,000 | $41,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 925 | $41,000 | thousands by filing date | principal |
| CNX RES CORP COM | 12653C108 | Stock | 7,547 | $40,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A420 | DEFIA QUANT ETF | 1,696 | $40,000 | thousands by filing date | |
| LOOP INDS INC | 543518104 | COM | 5,510 | $40,000 | thousands by filing date | |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 88,444 | $40,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 5,321 | $40,000 | thousands by filing date | |
| ZOVIO INC | 98979V102 | COMMON STOCK | 24,607 | $40,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q105 | COM | 2,575 | $40,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 6,860 | $40,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 18,500 | $40,000 | thousands by filing date | |
| CONTURA ENERGY INC | 21241B100 | COM | 17,182 | $40,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 353 | $39,000 | thousands by filing date | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 7,877 | $39,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 1,532 | $39,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 2,502 | $39,000 | thousands by filing date | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 5,905 | $39,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 960 | $39,000 | thousands by filing date | |
| AMREP CORP | 032159105 | COM | 8,138 | $39,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 7,268 | $39,000 | thousands by filing date | |
| DIRTT ENVIRONMENTAL SOLUT LT | 25490H106 | COM | 38,328 | $39,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 4,957 | $38,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 323 | $38,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 29,381 | $38,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 19,378 | $38,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 16,500 | $37,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y442 | CLOUD COMPUTNG | 2,517 | $37,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 16,500 | $37,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 4,381 | $37,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 8,435 | $37,000 | thousands by filing date | |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 2,379 | $37,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 810 | $37,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 1,841 | $37,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 3,450 | $37,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 1,246 | $37,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 3,099 | $37,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 1,157 | $37,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 24,930 | $37,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 10,445 | $37,000 | thousands by filing date | |
| BELLUS HEALTH INC NEW | 07987C204 | COM | 3,750 | $37,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 15,331 | $37,000 | thousands by filing date | |
| NATIONAL SEC GROUP INC | 637546102 | COM | 2,500 | $37,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 3,320 | $37,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A180 | DEFIANCE NXT | 1,795 | $37,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 11,882 | $36,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 3,418 | $36,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 7,067 | $36,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 1,747 | $36,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 54,324 | $36,000 | thousands by filing date | |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 3,089 | $36,000 | thousands by filing date | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 6,085 | $36,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R753 | SMID CAP STR ETF | 2,299 | $36,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y764 | MILLE CONSU ETF | 1,784 | $36,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 2,193 | $36,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 24,997 | $36,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W203 | COM | 14,498 | $36,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 13,542 | $35,000 | thousands by filing date | |
| Hartford Schroders Tax-Aware Bond ETF | 41653L404 | ETF | 1,700 | $35,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 38,797 | $35,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 17,306 | $35,000 | thousands by filing date | |
| ISHARES TR | 46435G862 | MSCI UN KNGDOM | 1,887 | $35,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 1,300 | $34,000 | thousands by filing date | call |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 21,636 | $34,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 1,247 | $34,000 | thousands by filing date | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 4,614 | $34,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 1,200 | $34,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y616 | CMN | 1,834 | $34,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 35,437 | $34,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 13,927 | $34,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 700 | $34,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 541 | $33,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 28,061 | $33,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 994 | $33,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 6,153 | $33,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 1,200 | $33,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 26,815 | $33,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 3,180 | $33,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 5,227 | $33,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R648 | SP KENSHO NEWEC | 1,165 | $33,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 716 | $33,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 3,464 | $33,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 2,107 | $33,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 6,249 | $33,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 8,852 | $33,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 1,469 | $33,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR HEALTHCARE ETF | 47804J503 | ETF | 1,000 | $33,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 1,228 | $32,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 625 | $32,000 | thousands by filing date | |
| PIONEER BANCORP INC/NY | 723561106 | COMMON STOCK | 3,063 | $32,000 | thousands by filing date | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 25,061 | $32,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 1,420 | $32,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 5,530 | $32,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 4,722 | $32,000 | thousands by filing date | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 3,850 | $32,000 | thousands by filing date | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 4,000 | $32,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 2,500 | $32,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096AF9 | DBCV 4.375% 2/0 | 35,000 | $32,000 | thousands by filing date | principal |
| ROCKWELL MED INC | 774374102 | COM | 15,405 | $32,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 2,175 | $32,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D218 | FI ENHANCD ETN | 278 | $32,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 5,443 | $32,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 7,080 | $31,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 5,440 | $31,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 7,359 | $31,000 | thousands by filing date | |
| AGF INVTS TR | 00110G408 | US MARKET NETRL | 1,195 | $31,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 778 | $31,000 | thousands by filing date | |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 1,800 | $31,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 410 | $31,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 20,665 | $31,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 3,699 | $31,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 1,713 | $31,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 11,628 | $31,000 | thousands by filing date | |
| PING IDENTITY HOLDING CORP | 72341T103 | COMMON STOCK | 1,548 | $31,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 3,760 | $31,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 7,403 | $31,000 | thousands by filing date | |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 5,424 | $31,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 9,830 | $31,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 1,979 | $31,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 91,809 | $31,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 7,797 | $31,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 129,174 | $31,000 | thousands by filing date | |
| INDEXIQ ETF TR HDG MACTRK | 45409B206 | ETF | 1,264 | $31,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y533 | MSCI CHINA IT | 1,650 | $31,000 | thousands by filing date | |
| LISTED FD TR | 53656F607 | COM | 1,400 | $30,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 13,205 | $30,000 | thousands by filing date | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 2,303 | $30,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 7,141 | $30,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 3,126 | $30,000 | thousands by filing date | |
| CRESCENT CAP BDC INC | 225655109 | COM | 3,106 | $30,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 19,190 | $30,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 2,455 | $30,000 | thousands by filing date | |
| NEXA RES S A | L67359106 | COM | 8,655 | $30,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 4,722 | $30,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R858 | WBI PWR FACTOR | 2,000 | $30,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 2,955 | $30,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 23,747 | $30,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 1,407 | $30,000 | thousands by filing date | |
| PPD INC | 69355F102 | COM | 1,682 | $30,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 1,448 | $30,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P563 | FUND | 800 | $30,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 1,410 | $30,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 32,826 | $30,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 5,415 | $30,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 5,312 | $30,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 13,569 | $29,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 1,073 | $29,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 389 | $29,000 | thousands by filing date | |
| SEMILEDS CORP | 816645204 | COM NEW | 15,020 | $29,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 1,281 | $29,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 5,397 | $29,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742W430 | LKD PERF BCLY | 510 | $29,000 | thousands by filing date | |
| ENDAVA PLC ADS | 29260V105 | ADR | 815 | $28,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 1,639 | $28,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 1,026 | $28,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 3,836 | $28,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 6,867 | $28,000 | thousands by filing date | |
| BOWL AMER INC BWL | 102565108 | COMMON | 3,227 | $28,000 | thousands by filing date | |
| PHREESIA INC | 71944F106 | COM | 1,251 | $27,000 | thousands by filing date | |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 2,400 | $27,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 2,100 | $27,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 1,699 | $27,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 8,597 | $27,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 1,904 | $27,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 14,942 | $27,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 1,675 | $27,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 28,072 | $27,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 34,000 | $27,000 | thousands by filing date | principal |
| GLOBAL X FDS GLB X | 37950E499 | FERTIL | 4,485 | $27,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 9,364 | $27,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 6,344 | $27,000 | thousands by filing date | |
| ALTUS MIDSTREAM CO | 02215L100 | CL A | 36,905 | $27,000 | thousands by filing date | |
| ENERGIZER HLDGS INC NEW | 29272W208 | 7.5 MCNV PFD A | 400 | $27,000 | thousands by filing date | principal |
| BIONDVAX PHARMACEUTICALS LTD | 09073Q105 | SPOND ADS | 3,475 | $27,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 5,999 | $26,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 3,866 | $26,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 4,900 | $26,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 4,402 | $26,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P306 | US CORE DIV TILT | 1,101 | $26,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 18,390 | $26,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 8,314 | $26,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 1,060 | $26,000 | thousands by filing date | |
| PROSHARES TR | 74347B748 | ULTSHT FINLS NEW | 1,338 | $26,000 | thousands by filing date | |
| BAUDAX BIO INC | 07160F107 | COM | 10,866 | $26,000 | thousands by filing date | |
| TREMONT MTG TR | 894789106 | COM | 12,460 | $26,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 1,443 | $25,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 1,666 | $25,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 1,700 | $25,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 2,431 | $25,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 1,800 | $25,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 56,933 | $25,000 | thousands by filing date | |
| GENFIT S A | 372279109 | ADS | 1,700 | $25,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 47,789 | $25,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 9,600 | $25,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 5,125 | $25,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W622 | INOVATIV HLTCR | 1,000 | $25,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 44,174 | $25,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 11,144 | $24,000 | thousands by filing date | |
| INSPIRE CORPORATE BOND ETF | 66538H633 | ETF | 1,000 | $24,000 | thousands by filing date | |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 2,888 | $24,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 6,206 | $24,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C870 | US EQT PWR BUF | 1,000 | $24,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 451 | $24,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 3,692 | $24,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 12,012 | $24,000 | thousands by filing date | |
| DBX ETF TR ETF X TRACKERS SHORT DUR HIGH YIELD BOND ETF | 233051283 | ETF | 550 | $24,000 | thousands by filing date | |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 1,140 | $24,000 | thousands by filing date | |
| INVESCO QQQ TRUST SERIES 1 | 74347B268 | ULTRAPRO SHORT S | 1,000 | $24,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 2,959 | $24,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 3,833 | $24,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 1,600 | $24,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 1,785 | $24,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 2,360 | $24,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 219 | $24,000 | thousands by filing date | |
| REDFIN CORP | 75737FAA6 | NOTE 1.750% 7/1 | 27,000 | $24,000 | thousands by filing date | principal |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 5,161 | $23,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P744 | FTSE JAPAN ETF | 1,045 | $23,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 1,827 | $23,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 1,657 | $23,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 8,800 | $23,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C821 | US EQTY ULTRA B | 1,000 | $23,000 | thousands by filing date | |
| INNOVATOR TR ETF S&P 500 ULTRA BUFFER JULY | 45782C839 | ETF | 1,000 | $23,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 3,650 | $23,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 2,185 | $23,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 10,902 | $23,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 3,912 | $23,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 9,647 | $23,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 3,000 | $23,000 | thousands by filing date | principal |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 1,760 | $23,000 | thousands by filing date | |
| ALLIED HEALTHCARE PRODS INC | 019222207 | COM | 1,300 | $23,000 | thousands by filing date | |
| PROSHARES TR | 74347B318 | S&P 500 BD ETF | 269 | $23,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E844 | DLY GOLD INDX 3X | 3,410 | $23,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738R787 | DEVELOPED INTL | 585 | $23,000 | thousands by filing date | |
| ALLEGRO MERGER CORP | 01749N103 | COM | 2,000 | $23,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 2,083 | $22,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 6,882 | $22,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 2,319 | $22,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 7,586 | $22,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 1,886 | $22,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 591 | $22,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-20-010411 | this filing | 2020-05-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001567619-20-012198 | base | 2020-06-16 | acceptance time not in the bulk data set |