13F-HR filed by Allworth Financial LP
Allworth Financial LP filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-04-17, with 1,338 holding rows worth $3,009,277,000.
- Accession
- 0001567619-20-008085
- Filer
- CIK 1555170
- Filed
- 2020-04-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 1,338 entries on the cover page, a total value of $3,009,277,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,009,277,000 with VALUE read as thousands by filing date, 13F file number 028-15046. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| JPMORGAN INT BOND OPPORTUNITIE | 46641Q852 | INTL BD OPP ETF | 67 | $3,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 46 | $3,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 53 | $3,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 400 | $3,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 64 | $3,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 214 | $3,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 100 | $3,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 286 | $3,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 50 | $3,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 300 | $3,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 404 | $3,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 48 | $3,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 236 | $3,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT BASIC MATERIALS MOMENTUMETF | 46137V704 | ETF | 82 | $3,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 145 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 83 | $3,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 200 | $3,000 | thousands by filing date | |
| Luckin Coffee Inc | 54951L109 | Equity | 100 | $3,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 246 | $3,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 163 | $3,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 108 | $3,000 | thousands by filing date | |
| JPMorgan BetaBuilders Europe ETF | 46641Q720 | Exchange Traded Fund | 167 | $3,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 392 | $3,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 37 | $2,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 38 | $2,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 26 | $2,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 66 | $2,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 23 | $2,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 15 | $2,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 100 | $2,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 22 | $2,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 29 | $2,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 16 | $2,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 61 | $2,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 30 | $2,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 22 | $2,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 339 | $2,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 46 | $2,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 200 | $2,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 175 | $2,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 44 | $2,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 19 | $2,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 22 | $2,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 308 | $2,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 61 | $2,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 24 | $2,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 2 | $2,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 59 | $2,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 13 | $2,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 40 | $2,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 30 | $2,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 82 | $2,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 50 | $2,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 38 | $2,000 | thousands by filing date | |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 98 | $2,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 47 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 10 | $2,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 82 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 10 | $2,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 33 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 82 | $2,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 54 | $2,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 1 | $2,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 80 | $2,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 22 | $2,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 84 | $2,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 814 | $2,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 29 | $2,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 440 | $2,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 44 | $2,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 73 | $2,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 277 | $2,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 60 | $2,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 114 | $2,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 367 | $2,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 244 | $2,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 170 | $2,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 174 | $2,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 100 | $2,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 307 | $2,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 226 | $2,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 65 | $2,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 200 | $2,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 116 | $2,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 626 | $2,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 69 | $2,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 180 | $2,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 64 | $2,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 140 | $2,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 351 | $2,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 1,125 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 60 | $2,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 100 | $2,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 212 | $2,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 1,000 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 200 | $2,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 100 | $2,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 140 | $2,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 200 | $2,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 60 | $2,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 20 | $2,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 178 | $2,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 120 | $2,000 | thousands by filing date | |
| JP Morgan Exchange Traded Fund | 46641Q712 | Betbuld Japan | 79 | $2,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 250 | $2,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 141 | $2,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 250 | $2,000 | thousands by filing date | |
| Global X Cannabis ETF | 37954Y426 | EX TRD EQ FD | 274 | $2,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 21 | $1,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 11 | $1,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 25 | $1,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 17 | $1,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 22 | $1,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 158 | $1,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 70 | $1,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 37 | $1,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 510 | $1,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 140 | $1,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 242 | $1,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 72 | $1,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 13 | $1,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 24 | $1,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 8 | $1,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 74 | $1,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 130 | $1,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 18 | $1,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 188 | $1,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 54 | $1,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 2,000 | $1,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 24 | $1,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 7 | $1,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 5 | $1,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 20 | $1,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 3 | $1,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 206 | $1,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 28 | $1,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 24 | $1,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 591 | $1,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 78 | $1,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 11 | $1,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 25 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 16 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 52 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 28 | $1,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 133 | $1,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 26 | $1,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 27 | $1,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 100 | $1,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 15 | $1,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 105 | $1,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 194 | $1,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 403 | $1,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 32 | $1,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 110 | $1,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 36 | $1,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 156 | $1,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 183 | $1,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 60 | $1,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 41 | $1,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 69 | $1,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 116 | $1,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 143 | $1,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 125 | $1,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 25 | $1,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 36 | $1,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 45 | $1,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 106 | $1,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 28 | $1,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 1,000 | $1,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 140 | $1,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 80 | $1,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 500 | $1,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 59 | $1,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 7 | $1,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 12 | $1,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 256 | $1,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 63 | $1,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 59 | $1,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 104 | $1,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 751 | $1,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 34 | $1,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 317 | $1,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A628 | POINT BRIDGE AMR | 75 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 112 | $1,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 19 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 57 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 34 | $1,000 | thousands by filing date | |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 66 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 30 | $1,000 | thousands by filing date | |
| DBX ETF TR | 233051242 | CMN | 55 | $1,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 100 | $1,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 15 | $1,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 27 | $1,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 200 | $1,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 17 | $1,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 26 | $1,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 100 | $1,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 100 | $1,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 26 | $1,000 | thousands by filing date | |
| JPMorgan BetaBuilders Dev Asia | 46641Q688 | ETF | 40 | $1,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 500 | $1,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 296 | $1,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 121 | $1,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 100 | $1,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 400 | $1,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 166 | $1,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 1,159 | $1,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 1,670 | $1,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 100 | $1,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 680 | $1,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 3,530 | $1,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 3,700 | $1,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXELIXIS INC COM | 30161Q104 | Stock | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOLL BROTHERS INC COM | 889478103 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FMC CORP COM NEW | 302491303 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PVH CORPORATION COM | 693656100 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANMINA CORP COM | 801056102 | Stock | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KROGER CO COM | 501044101 | Stock | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MACYS INC COM | 55616P104 | Stock | 92 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FOX CORP CL A COM | 35137L105 | Stock | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TARGA RES CORP COM | 87612G101 | Stock | 70 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CERENCE INC COM | 156727109 | Stock | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WHIRLPOOL CORP COM | 963320106 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INGEVITY CORP COM | 45688C107 | Stock | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 102 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DENISON MINES CORP | 248356107 | COM | 124 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JETBLUE AWYS CORP | 477143101 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MR COOPER GROUP INC | 62482R107 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HECLA MNG CO | 422704106 | COM | 101 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OVINTIV INC | 69047Q102 | COM | 76 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRIPADVISOR INC | 896945201 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| USA TODAY CO INC | 36472T109 | COM | 208 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVIS BUDGET GROUP INC | 053774105 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GARRETT MOTION INC | 366505105 | COM | 83 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPENLANE INC | 48238T109 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVANSIX INC | 00773T101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERGY FUELS INC | 292671708 | COM NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EASTMAN KODAK CO | 277461406 | COM NEW | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KOHLS CORP | 500255104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KONTOOR BRANDS INC | 50050N103 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PJT PARTNERS INC | 69343T107 | COM CL A | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THE REALREAL INC | 88339P101 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNDER ARMOUR INC | 904311107 | CL A | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISTEON CORP | 92839U206 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOHAWK INDS INC | 608190104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRANE CO | 224399105 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FOOT LOCKER INC | 344849104 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 85 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRH PLC ADS | 12626K203 | ADR | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEALED AIR CORP NEW | 81211K100 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VEONEER INC | 92336X109 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Concho Resources Inc. | 20605P101 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BED BATH & BEYOND INC | 075896100 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DISCOVERY INC | 25470F104 | COM SER A | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WPX ENERGY INC | 98212B103 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOBLE ENERGY INC | 655044105 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TENNECO INC | 880349105 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LENNAR CORP CL B | 526057302 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TILRAY INC | 88688T100 | COM CL 2 | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IAA INC | 449253103 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCONIC INC | 03965L100 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTURY ALUM CO | 156431108 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 198 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASCENT INDUSTRIES CO | 871565107 | COM | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 1,425 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 151 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APERGY CORP | 03755L104 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OBSIDIAN ENERGY LTD | 674482203 | COM | 725 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 71 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DONNELLEY R R & SONS CO | 257867200 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PDL BIOPHARMA INC | 69329Y104 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RITE AID CORP | 767754872 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347B276 | PSHS ULDOW30 NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YAMANA GOLD INC | 98462Y100 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R117 | WARR | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R125 | WARR | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERGOUS CORP | 29272C103 | COM | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CVR Partners, LP | 126633106 | LTD | 224 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENNEY J C INC | 708160106 | COM | 67 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RTI BIOLOGICS INC | 74975N105 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TENAX THERAPEUTICS INC | 88032L209 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SONOMA PHARMACEUTICALS INC | 83558L204 | COM NEW | 65 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASHFORD INC | 044104107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TANZANIAN GOLD CORP | 87601A107 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIVUS INC | 928551308 | COM NEW | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEADRILL LTD | G7998G106 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THERMOGENESIS HLDGS INC | 88362L100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AYTU BIOSCIENCE INC | 054754700 | COM PAR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HERMITAGE OFFSHORE SERVICE L | G4511M108 | SHS | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 88 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PAVMED INC | 70387R114 | *W EXP 01/29/202 | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-20-008085 | this filing | 2020-04-17 | acceptance time not in the bulk data set |