13F-HR/A filed by DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main
DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main filed this 13F-HR/A for the quarter ended 2019-12-31, filed 2020-03-12, with 855 holding rows worth $38,184,445,000.
- Accession
- 0001567619-20-006178
- Filer
- CIK 1694217
- Filed
- 2020-03-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, amendment of type restatement, 1,721 entries on the cover page, a total value of $38,184,445,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $38,184,445,000 with VALUE read as thousands by filing date, 13F file number 028-17954. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerDZ PRIVATBANK S.A.028-17955
- included managerIPConcept (Luxemburg) S.A.028-17956
- included managerUNION ASSET MANAGEMENT HOLDING AG028-17957
- included managerUnion Investment Institutional GmbH028-17959
- included managerUnion Investment Privatfonds GmbH028-17961
- included managerBEA Union Investment Management Ltd.028-17962
- included managerQuoniam Asset Management GmbH028-17963
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| OCCIDENTAL PETE CORP | 674599105 | COM | 34,935 | $1,425,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 36,434 | $1,413,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 27,167 | $1,410,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 30,000 | $1,392,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 17,840 | $1,319,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 22,940 | $1,311,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 3,327 | $1,300,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 11,582 | $1,299,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 21,408 | $1,289,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 50,016 | $1,261,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 25,200 | $1,251,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 75,700 | $1,247,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 10,672 | $1,246,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 527,200 | $1,238,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 7,524 | $1,200,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 45,300 | $1,196,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 7,956 | $1,195,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 66,279 | $1,153,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 58,704 | $1,136,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 9,342 | $1,073,000 | thousands by filing date | |
| MARRIOTT VACTINS WORLDWID CO | 57164YAB3 | NOTE 1.500% 9/1 | 1,000,000 | $1,071,000 | thousands by filing date | principal |
| STATE STR CORP COM | 857477103 | Stock | 13,276 | $1,060,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 19,500 | $1,047,000 | thousands by filing date | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 318,243 | $1,044,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 3,219 | $1,041,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 120,000 | $1,040,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 25,406 | $1,039,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 270,000 | $1,007,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BT9 | NOTE 3.720% 3/1 | 1,000,000 | $1,002,000 | thousands by filing date | principal |
| SCHEIN HENRY INC | 806407102 | COM | 14,600 | $970,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 99,244 | $964,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 1,000,000 | $924,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 19,453 | $905,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 50,000 | $897,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 10,117 | $885,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 14,938 | $877,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 100,000 | $876,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 23,180 | $863,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 10,865 | $861,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 28,895 | $853,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 750,000 | $846,000 | thousands by filing date | principal |
| FLOWERS FOODS INC COM | 343498101 | Stock | 38,597 | $839,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 51,000 | $823,000 | thousands by filing date | |
| HAPPEN INC COM NEW | 52603A208 | Stock | 66,176 | $821,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 5,654 | $807,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 34,800 | $804,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 9,150 | $800,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 6,040 | $791,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 12,620 | $785,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 17,737 | $781,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 8,228 | $699,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 19,500 | $696,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 175,000 | $683,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 7,898 | $682,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 5,242 | $674,000 | thousands by filing date | |
| SIERRA METALS INC | 82639W106 | COM | 400,000 | $662,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 16,843 | $656,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 2,400 | $651,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 3,801 | $630,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 27,300 | $630,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 30,200 | $629,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 1,250,000 | $625,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 8,270 | $621,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 21,368 | $596,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 3,280 | $595,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 22,597 | $595,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 14,678 | $594,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 9,915 | $585,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 600,000 | $577,000 | thousands by filing date | principal |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 14,223 | $576,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 1,131 | $568,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 5,350 | $567,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 3,352 | $566,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 10,000 | $560,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 141,000 | $559,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAN0 | NOTE 1.250% 4/0 | 500,000 | $553,000 | thousands by filing date | principal |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 7,830 | $551,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 3,321 | $550,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 13,172 | $542,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 144,344 | $541,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 500,000 | $541,000 | thousands by filing date | principal |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 4,925 | $529,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 12,650 | $527,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 38,107 | $523,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 1,667 | $501,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 6,725 | $499,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 8,440 | $497,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 2,691 | $495,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 10,700 | $490,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 16,496 | $480,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 5,345 | $480,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 35,500 | $476,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 8,300 | $466,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 115,000 | $459,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 2,300 | $452,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 11,000 | $440,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 10,918 | $439,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 4,900 | $428,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 8,745 | $422,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 1,544 | $421,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 4,320 | $421,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 3,500 | $417,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 30,000 | $410,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 700 | $393,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 18,125 | $386,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 3,000 | $385,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 17,700 | $376,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 7,300 | $376,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 3,035 | $374,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 1,650 | $368,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 18,364 | $365,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,057 | $364,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 14,152 | $361,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 2,600 | $358,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 7,700 | $356,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 4,943 | $356,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 2,840 | $353,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 9,510 | $352,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 7,300 | $347,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 2,000 | $341,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 136,000 | $340,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 7,483 | $337,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 1,300 | $331,000 | thousands by filing date | |
| PROSHARES TR | 74347X526 | ULT FTSE EUROPE | 6,000 | $329,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 2,944 | $325,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 2,440 | $324,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 3,800 | $324,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,800 | $323,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 6,900 | $317,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 2,619 | $315,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 5,000 | $315,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 18,320 | $306,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 2,101 | $306,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 730 | $304,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 2,715 | $303,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 2,011 | $301,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 5,100 | $295,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 3,240 | $284,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 2,380 | $282,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 1,200 | $279,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 42,400 | $279,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 7,621 | $273,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 5,500 | $272,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 2,400 | $269,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 5,767 | $263,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 86,200 | $263,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 5,000 | $260,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 4,181 | $257,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 2,267 | $254,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 1,100 | $253,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 2,154 | $249,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 2,018 | $243,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 6,580 | $237,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 1,700 | $234,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 3,100 | $224,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 7,272 | $224,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 4,180 | $224,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 6,650 | $221,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 4,200 | $221,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 3,800 | $220,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 5,147 | $217,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 4,500 | $214,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 4,576 | $212,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 1,390 | $205,000 | thousands by filing date | |
| FLEX LNG LTD | G35947202 | SHS | 19,400 | $201,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 3,349 | $201,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 14,377 | $196,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 1,956 | $192,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 3,000 | $190,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 24,000 | $189,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 56,000 | $187,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 1,709 | $184,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 15,700 | $177,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,000 | $176,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 1,079 | $175,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 906 | $173,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 3,623 | $172,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 1,145 | $169,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 1,700 | $169,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 13,458 | $164,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 9,000 | $163,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 1,771 | $162,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 3,200 | $162,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 8,600 | $162,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 32,750 | $155,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 12,000 | $153,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 739 | $152,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B765 | ETRAC 2X LEV LNG | 10,000 | $151,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 2,166 | $150,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 8,715 | $149,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 1,569 | $146,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 679 | $144,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90269A302 | ETRACS MTH2XRE | 10,000 | $143,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 3,400 | $142,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 1,500 | $142,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 15,000 | $141,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 1,020 | $140,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 4,239 | $138,000 | thousands by filing date | |
| BROADVISION INC | 111412706 | COM | 52,017 | $136,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 5,360 | $133,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 2,380 | $131,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 15,000 | $130,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 2,070 | $128,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 1,560 | $126,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 1,766 | $126,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 1,058 | $126,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 1,330 | $124,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 3,682 | $123,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 2,008 | $122,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 15,614 | $122,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 410 | $121,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 930 | $117,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 3,450 | $117,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 1,874 | $114,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 2,587 | $112,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 782 | $111,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 7,500 | $111,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 3,500 | $111,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 8,000 | $109,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 13,843 | $109,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 3,000 | $107,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 3,700 | $107,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 640 | $106,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 1,132 | $106,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 3,400 | $106,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 3,421 | $105,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 4,291 | $105,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 1,130 | $104,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 750 | $104,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 1,528 | $103,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 1,305 | $102,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 400 | $101,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 1,057 | $99,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 337 | $99,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 2,000 | $98,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 1,818 | $96,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 1,097 | $95,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 149 | $95,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 120 | $95,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 632 | $94,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 2,500 | $94,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 1,595 | $93,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 631 | $93,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 1,540 | $91,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 10,500 | $90,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 1,052 | $89,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 2,203 | $87,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 2,305 | $86,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 504 | $86,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 27,000 | $86,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 5,863 | $86,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 43,432 | $85,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 609 | $84,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 4,165 | $84,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 1,025 | $83,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 6,700 | $83,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 811 | $82,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 1,055 | $81,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 246 | $81,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 2,946 | $81,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 3,200 | $78,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 1,750 | $76,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 4,376 | $76,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 1,001 | $75,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 542 | $75,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 1,015 | $74,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 1,345 | $73,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 817 | $72,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 2,030 | $69,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 4,600 | $69,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 2,520 | $69,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 1,784 | $69,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 36,100 | $69,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 602 | $62,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 3,020 | $62,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 880 | $61,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 3,901 | $60,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 3,000 | $58,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 300 | $57,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 371 | $57,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 2,711 | $56,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 1,395 | $55,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 526 | $54,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 2,822 | $54,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 440 | $53,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 1,439 | $53,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 3,633 | $53,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 1,074 | $52,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 207 | $52,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 725 | $52,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 220 | $51,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 410 | $51,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 1,125 | $51,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 89 | $50,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 198 | $50,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 803 | $50,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 981 | $49,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 7,761 | $47,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 1,050 | $42,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 1,381 | $41,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 466 | $40,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 233 | $38,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 1,610 | $38,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 870 | $37,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 1,150 | $35,000 | thousands by filing date | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 1,020 | $33,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 445 | $33,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 233 | $31,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 320 | $31,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 35,000 | $31,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 1,050 | $31,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 77,500 | $31,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 1,490 | $30,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 1,120 | $30,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 640 | $30,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 1,000 | $29,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 280 | $26,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 550 | $26,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 900 | $26,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 605 | $25,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 834 | $25,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 559 | $24,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 400 | $23,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 1,600 | $22,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 1,501 | $21,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 2,900 | $20,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 1,400 | $19,000 | thousands by filing date | |
| PIEDMONT LITHIUM LTD | 720162106 | SPONSORED ADS | 2,180 | $18,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 1,190 | $17,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 90 | $16,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 140 | $15,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 290 | $15,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 300 | $14,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 3,050 | $13,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 3,000 | $12,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 2,600 | $12,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 1,084 | $11,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 250 | $11,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 855 | $9,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 230 | $7,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 170 | $7,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 499 | $6,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 101 | $5,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 290 | $5,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 35 | $4,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 475 | $3,000 | thousands by filing date | |
| ALIO GOLD INC | 01627X108 | COM | 3,300 | $3,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 125 | $2,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 345 | $1,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 106 | $1,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERSPECTA INC | 715347100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLD STD VENTURES CORP | 380738104 | COM | 473 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 325 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-20-003834 | superseded | 2020-02-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001567619-20-006178 | this filing | 2020-03-12 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000905148-26-002024 | base | 2026-05-04 | acceptance time not in the bulk data set |