13F-HR filed by GABELLI & Co INVESTMENT ADVISERS, INC.
GABELLI & Co INVESTMENT ADVISERS, INC. filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-14, with 198 holding rows worth $864,543,000.
- Accession
- 0001567619-20-004053
- Filer
- CIK 932724
- Filed
- 2020-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 198 entries on the cover page, a total value of $864,543,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $864,543,000 with VALUE read as thousands by filing date, 13F file number 028-10598. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GAMCO INVS INC COM | 361438104 | COM | 2,935,401 | $57,211,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 147,839 | $48,818,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 221,439 | $42,332,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 959,784 | $33,257,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 228,249 | $30,928,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 1,323,059 | $30,867,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 621,500 | $29,919,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 249,682 | $29,258,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 343,710 | $29,195,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 182,273 | $26,174,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 1,112,395 | $24,606,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 161,394 | $21,570,000 | thousands by filing date | |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 334,869 | $20,039,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 289,447 | $19,651,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 361,447 | $16,963,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 1,245,872 | $16,944,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 1,741,588 | $16,197,000 | thousands by filing date | |
| ARQULE INC COM | 04269E110 | COM | 749,434 | $14,959,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 642,350 | $14,100,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 1,250,247 | $13,778,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 418,293 | $13,749,000 | thousands by filing date | |
| THE STARS GROUP INC | 85570W100 | COMMON STOCK-FO | 463,816 | $12,101,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 1,060,636 | $10,723,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 323,196 | $9,851,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 390,271 | $9,089,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 128,548 | $8,717,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 1,259,068 | $8,272,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 178,531 | $7,980,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 82,091 | $7,350,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 382,274 | $7,217,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 137,473 | $6,832,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 2,806,269 | $6,090,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 97,553 | $5,858,000 | thousands by filing date | |
| NEBULA ACQUISITION CORP | 629076100 | COM CLASS A | 546,393 | $5,759,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 6,500 | $5,441,000 | thousands by filing date | |
| CISION LTD | G1992S109 | SHS | 538,591 | $5,370,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 193,656 | $5,181,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 158,201 | $5,113,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 188,155 | $5,090,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 915,124 | $4,704,000 | thousands by filing date | |
| LF Capital Acquisition Corp | 50200K108 | LF CAPITAL ACQUISITION COR-A | 447,993 | $4,623,000 | thousands by filing date | |
| MEGALITH FINL ACQUISITION CO | 58518F109 | CL A COM | 443,200 | $4,547,000 | thousands by filing date | |
| AMCI ACQUISITION CORP | 00165R101 | CLASS A | 442,500 | $4,469,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 81,693 | $4,395,000 | thousands by filing date | |
| TATTOOED CHEF INC CL A | 34986F103 | Stock | 413,326 | $4,220,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 112,840 | $4,111,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 1,127,576 | $3,924,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 110,729 | $3,900,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 84,109 | $3,889,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 182,844 | $3,743,000 | thousands by filing date | |
| MONOCLE ACQUISITION CORP | 609754106 | COM | 364,700 | $3,713,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 120,486 | $3,674,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 122,410 | $3,571,000 | thousands by filing date | |
| B RILEY PRINCIPAL MERGER CORP | 05586Y106 | Com | 353,200 | $3,536,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP | 92243N103 | COM | 342,000 | $3,529,000 | thousands by filing date | |
| NEW PROVIDENCE ACQUISITION | 64822P205 | UNIT 09/01/2024 | 330,465 | $3,387,000 | thousands by filing date | |
| FOX CORP | 35137L204 | CL B COM | 91,751 | $3,340,000 | thousands by filing date | |
| SYNTHORX INC COM | 87167A103 | Stock | 46,256 | $3,233,000 | thousands by filing date | |
| OPTION CARE HEALTH INC | 68404L102 | COM | 836,209 | $3,119,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 181,085 | $2,988,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 97,400 | $2,938,000 | thousands by filing date | |
| UNION ACQUISITION CORP II | G9402q100 | COM | 293,700 | $2,893,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 31,018 | $2,857,000 | thousands by filing date | |
| CIIG MERGER CORP | 12559C202 | UNIT 12/31/2026 | 264,300 | $2,685,000 | thousands by filing date | |
| ALUSSA ENERGY ACQUISITION CO | G0232J127 | UNIT 10/31/2026 | 252,200 | $2,542,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 316,539 | $2,539,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 568,361 | $2,501,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415108 | SHS | 243,600 | $2,473,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 74,322 | $2,377,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 27,990 | $2,346,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 503,200 | $2,279,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 357,988 | $2,094,000 | thousands by filing date | |
| Yatra Online Incorporated Ord SHS | G98338109 | Common Stock | 661,042 | $2,082,000 | thousands by filing date | |
| REVIVA PHARMACEUTCLS HLDGS INC COM | G8708A116 | Stock | 194,500 | $2,036,000 | thousands by filing date | |
| UPHEALTH INC | 375036100 | Common Stock | 203,500 | $2,021,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 22,300 | $1,912,000 | thousands by filing date | |
| FINSERV ACQUISITION CORP | 318085206 | UNIT 12/31/2026 | 186,300 | $1,902,000 | thousands by filing date | |
| BANCORP NEW JERSEY INC NEW | 059915108 | COM | 104,080 | $1,862,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 38,700 | $1,846,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 291,050 | $1,755,000 | thousands by filing date | |
| PB BANCORP INC | 70454T100 | COM | 113,300 | $1,718,000 | thousands by filing date | |
| GABELLI GO ANYWHERE TRUST | 36250J109 | MUTUAL FUNDS | 108,651 | $1,674,000 | thousands by filing date | |
| GYRODYNE LLC | 403829104 | COM | 87,994 | $1,659,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 27,000 | $1,658,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 63,300 | $1,652,000 | thousands by filing date | |
| PROFICIENT ALPHA ACQUSTN COR COM | 74317h105 | COM | 164,000 | $1,650,000 | thousands by filing date | |
| PIVOTAL INVT CORP II | 72582K100 | COM CL A | 164,800 | $1,638,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 24,000 | $1,632,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 515,601 | $1,552,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 32,000 | $1,492,000 | thousands by filing date | |
| FELLAZO ACQ CORP; TNT ACQ DT: 7/25/20; CASH $10.0 | G3362K112 | COM | 145,800 | $1,452,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 29,500 | $1,264,000 | thousands by filing date | |
| EDTECHX HLDGS ACQUISITION CO | 28138X103 | COM | 107,700 | $1,106,000 | thousands by filing date | |
| HEALTHCARE MERGER CORP | 42227L201 | UNIT 12/17/2021 | 105,700 | $1,094,000 | thousands by filing date | |
| LIV CAP ACQUISITION CORP | G5510C124 | UNIT 99/99/9999 | 104,600 | $1,052,000 | thousands by filing date | |
| TRINE ACQUISITION CORP | 89628U108 | COM CL A | 99,000 | $988,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 82,711 | $979,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 19,000 | $956,000 | thousands by filing date | |
| BUNGE LIMITED | G16962905 | COM | 100 | $945,000 | thousands by filing date | call |
| AGBA ACQUISITION LTD | G0120M109 | SHS | 87,800 | $887,000 | thousands by filing date | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 50,000 | $824,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 10,000 | $785,000 | thousands by filing date | |
| APEX TECHNOLOGY ACQUISITION COM | 03768F102 | CL A | 79,500 | $785,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 8,800 | $763,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 16,723 | $750,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 7,900 | $748,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 48,744 | $723,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 2,200 | $647,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA | 88339KAA0 | NOTE 3.250%11/0 | 600,000 | $617,000 | thousands by filing date | principal |
| Citigroup Inc. | 172967424 | COM | 7,500 | $599,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 725,000 | $599,000 | thousands by filing date | principal |
| NASDAQ INC COM | 631103108 | Stock | 5,500 | $589,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 11,500 | $578,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 3,600 | $575,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 78,514 | $554,000 | thousands by filing date | |
| TWO HARBORS INVENTMENT CORPO | 90187BAA9 | NOTE 6.250% 1/1 | 500,000 | $521,000 | thousands by filing date | principal |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 19,400 | $493,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 10,500 | $468,000 | thousands by filing date | |
| ICPT 2 05 15 26 2 000000 | 45845PAB4 | CONV BD US | 350,000 | $465,000 | thousands by filing date | principal |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 28,300 | $443,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 7,200 | $443,000 | thousands by filing date | |
| MEDICINES CO | 584688AG0 | NOTE 2.750% 7/1 | 250,000 | $436,000 | thousands by filing date | principal |
| NEXTERA ENERGY INC | 65339F796 | COM | 8,000 | $408,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 2,700 | $391,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 9,000 | $391,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 3,000 | $385,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 7,900 | $368,000 | thousands by filing date | |
| INFINERA CORP | 45667GAC7 | BOND | 350,000 | $367,000 | thousands by filing date | principal |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 250 | $363,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 2,400 | $346,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 29,500 | $346,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 30,700 | $343,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 10,000 | $342,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 5,700 | $342,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469AA6 | NOTE | 400,000 | $342,000 | thousands by filing date | principal |
| LIBERTY | 531229888 | COMMON STOCK | 11,339 | $335,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 9,169 | $325,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 400 | $312,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 27,000 | $297,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 9,800 | $293,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 99,500 | $285,000 | thousands by filing date | |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 150,000 | $280,000 | thousands by filing date | principal |
| AVANTOR INC | 05352A209 | 6.25 PFD CNV SR | 4,250 | $268,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 1,300 | $266,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAJ6 | NOTE 4.125% 9/1 | 200,000 | $261,000 | thousands by filing date | principal |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 7,800 | $260,000 | thousands by filing date | |
| PRETIUM RES INC | 74139CAB8 | NOTE 2.250% 3/1 | 250,000 | $260,000 | thousands by filing date | principal |
| AIRCASTLE LTD | G0129K104 | COM | 8,100 | $259,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 175 | $256,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 250,000 | $239,000 | thousands by filing date | principal |
| BUNGE LTD | G16962105 | COM | 4,100 | $236,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 15,616 | $235,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 14,500 | $228,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 750 | $227,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 10,000 | $227,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 6,700 | $226,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 3,000 | $223,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 7,000 | $222,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 6,500 | $217,000 | thousands by filing date | |
| GENERAL ELECTRIC CO | 369604903 | COM | 100 | $216,000 | thousands by filing date | call |
| ENPRO INC | 29355X107 | COM | 3,100 | $207,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 200,000 | $202,000 | thousands by filing date | principal |
| LF CAP ACQUISITION CORP | 50200K116 | *W EXP 06/22/202 | 447,993 | $202,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 11,500 | $200,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 250,000 | $197,000 | thousands by filing date | principal |
| TWITTER INC | 90184LAF9 | NOTE 0.250% 6/1 | 200,000 | $194,000 | thousands by filing date | principal |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 200,000 | $188,000 | thousands by filing date | principal |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 200,000 | $187,000 | thousands by filing date | principal |
| OIL STS INTL INC | 678026AH8 | NOTE 1.500% 2/1 | 200,000 | $180,000 | thousands by filing date | principal |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 14,600 | $177,000 | thousands by filing date | |
| FORUM MERGER II CORP | 34986F111 | W EXP 09/30/202 | 368,900 | $170,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 11,000 | $165,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP | 92243N111 | *W EXP 05/11/202 | 279,200 | $165,000 | thousands by filing date | |
| ADVENT TECHNOLOGIES HOLDNG INC WT EXP 020326 | 00165R119 | Stock | 418,600 | $130,000 | thousands by filing date | |
| NEBULA ACQUISITION CORP | 629076118 | *W EXP 03/12/202 | 93,031 | $116,000 | thousands by filing date | |
| UNION ACQUISITION CORP II | G9402Q126 | *W EXP 04/01/202 | 293,700 | $112,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 42,000 | $106,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 11,200 | $101,000 | thousands by filing date | |
| MONOCLE ACQUISITION CORP | 609754114 | *W EXP 12/06/202 | 124,200 | $93,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME TR SH BEN INT | 36465E105 | Closed End Funds - Taxable | 12,988 | $77,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415132 | RIGHT 10/01/2025 | 243,600 | $68,000 | thousands by filing date | |
| GIGCAPITAL2 INC | 375036118 | *W EXP 02/28/202 | 203,500 | $65,000 | thousands by filing date | |
| TKK SYMPHONY ACQUISITION COR | G88950137 | RIGHT 02/20/2020 | 208,580 | $52,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415124 | *W EXP 07/31/202 | 243,600 | $51,000 | thousands by filing date | |
| GIGCAPITAL2 INC | 375036126 | RIGHT 02/28/2026 | 203,500 | $51,000 | thousands by filing date | |
| REVIVA PHARMACEUTCLS HLDGS INC WT EXP 122525 | G8708A108 | Stock | 194,500 | $49,000 | thousands by filing date | |
| TRINE ACQUISITION CORP | 89628U116 | *W EXP 03/31/202 | 49,500 | $47,000 | thousands by filing date | |
| APEX TECHNOLOGY ACQUISITION | 03768F110 | *W EXP 09/18/202 | 39,750 | $46,000 | thousands by filing date | |
| PIVOTAL INVT CORP II | 72582K118 | *W EXP 06/01/202 | 54,932 | $43,000 | thousands by filing date | |
| PROFICIENT ALPHA ACQUSTN COR | 74317H121 | RIGHT 04/30/2026 | 164,000 | $28,000 | thousands by filing date | |
| PROFICIENT ALPHA ACQUSTN COR | 74317H113 | *W EXP 04/30/202 | 164,000 | $25,000 | thousands by filing date | |
| FELLAZO INC RT | G3362K146 | WARRANT AND RIGH | 145,800 | $25,000 | thousands by filing date | |
| B RILEY PRINCIPAL MERGER COR | 05586Y114 | *W EXP 04/08/202 | 26,550 | $22,000 | thousands by filing date | |
| AGBA ACQUISITION LTD | G0120M125 | RIGHT 05/10/2024 | 87,800 | $18,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 10,000 | $15,000 | thousands by filing date | |
| TKK SYMPHONY ACQUISITION COR | G88950129 | *W EXP 02/20/202 | 208,580 | $13,000 | thousands by filing date | |
| FELLAZO INC WT EXP 051526 | G3362K120 | WARRANT AND RIGH | 145,800 | $7,000 | thousands by filing date | |
| AGBA ACQUISITION LTD | G0120M117 | *W EXP 05/10/202 | 87,800 | $5,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-20-004053 | this filing | 2020-02-14 | acceptance time not in the bulk data set |