13F-HR filed by PRELUDE CAPITAL MANAGEMENT, LLC
PRELUDE CAPITAL MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-14, with 1,877 holding rows worth $2,630,375,000.
- Accession
- 0001567619-20-003551
- Filer
- CIK 1387508
- Filed
- 2020-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 1,877 entries on the cover page, a total value of $2,630,375,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,630,389,000 with VALUE read as thousands by filing date, 13F file number 028-12257. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 4,031 | $30,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 1,982 | $30,000 | thousands by filing date | |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 3,800 | $30,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 119 | $29,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 481 | $29,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 390 | $29,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 300 | $29,000 | thousands by filing date | put |
| FIBROGEN INC | 31572Q808 | COM | 667 | $29,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 773 | $29,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 1,200 | $29,000 | thousands by filing date | call |
| INVACARE CORP | 461203101 | COMMON STOCK | 3,243 | $29,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 1,300 | $28,000 | thousands by filing date | call |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 230 | $28,000 | thousands by filing date | |
| DYNATRACE INC COM NEW | 268150109 | Stock | 1,100 | $28,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 7,000 | $28,000 | thousands by filing date | call |
| GUESS INC COM | 401617105 | Stock | 1,259 | $28,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 895 | $28,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 2,639 | $28,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 2,500 | $28,000 | thousands by filing date | call |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 4,000 | $27,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 235 | $27,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 422 | $27,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 2,699 | $27,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 1,109 | $27,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 7,297 | $27,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 3,044 | $27,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 3,134 | $27,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 1,606 | $27,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 3,100 | $27,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 3,751 | $27,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 1,058 | $26,000 | thousands by filing date | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 2,501 | $26,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 206 | $26,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 2,862 | $26,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 129 | $25,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 400 | $25,000 | thousands by filing date | call |
| CDW CORP COM | 12514G108 | Stock | 175 | $25,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 669 | $25,000 | thousands by filing date | |
| MONOPAR THERAPEUTICS INC | 61023L108 | COM | 1,510 | $25,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 800 | $24,000 | thousands by filing date | call |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 1,200 | $24,000 | thousands by filing date | call |
| ONESPAN INC | 68287N100 | COM | 1,377 | $24,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 1,700 | $24,000 | thousands by filing date | call |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 734 | $24,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 400 | $24,000 | thousands by filing date | call |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 3,200 | $24,000 | thousands by filing date | call |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 900 | $24,000 | thousands by filing date | call |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 2,584 | $24,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 120 | $23,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 841 | $23,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 200 | $23,000 | thousands by filing date | call |
| SPOK HLDGS INC COM | 84863T106 | Stock | 1,900 | $23,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 509 | $23,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 348 | $23,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 700 | $23,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 809 | $23,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 2,600 | $23,000 | thousands by filing date | put |
| TENNANT CO | 880345103 | COM | 300 | $23,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 150 | $23,000 | thousands by filing date | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 1,632 | $23,000 | thousands by filing date | |
| Wellesley Bancorp. | 949485106 | COM | 500 | $23,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 2,000 | $22,000 | thousands by filing date | put |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 1,448 | $22,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 950 | $22,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 313 | $22,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 903 | $22,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 358 | $22,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 1,300 | $22,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 200 | $22,000 | thousands by filing date | put |
| PROASSURANCE CORP | 74267C106 | COM | 598 | $22,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 2,645 | $22,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 4,494 | $22,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 1,231 | $22,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 455 | $22,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 682 | $21,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 212 | $21,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 250 | $21,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 200 | $21,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 1,058 | $21,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 5,401 | $21,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 773 | $21,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 633 | $21,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 300 | $21,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 1,200 | $21,000 | thousands by filing date | call |
| XPERI CORP | 98421B100 | COM | 1,118 | $21,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 2,708 | $21,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 452 | $21,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 546 | $21,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 811 | $21,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 6,699 | $21,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 1,380 | $21,000 | thousands by filing date | |
| SOUTHWEST GA FINL CORP | 84502A104 | COM | 600 | $21,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 1,200 | $21,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 2,030 | $21,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 309 | $20,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 598 | $20,000 | thousands by filing date | |
| GEN DIGITAL INC COM | 668771108 | Stock | 800 | $20,000 | thousands by filing date | call |
| COPA HOLDINGS SA | P31076105 | CL A | 188 | $20,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 3,146 | $20,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 1,836 | $20,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 515 | $20,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 700 | $19,000 | thousands by filing date | put |
| PENUMBRA INC COM | 70975L107 | Stock | 118 | $19,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 523 | $19,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 91 | $19,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 1,300 | $19,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 600 | $19,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 3,222 | $19,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 608 | $18,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 800 | $18,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 200 | $18,000 | thousands by filing date | put |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 2,904 | $18,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 100 | $18,000 | thousands by filing date | call |
| PRA Group Inc | 69354N106 | COM | 508 | $18,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 853 | $18,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 200 | $17,000 | thousands by filing date | put |
| WORKIVA INC COM CL A | 98139A105 | Stock | 393 | $17,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 200 | $17,000 | thousands by filing date | put |
| SI BONE INC | 825704109 | COM | 800 | $17,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 100 | $17,000 | thousands by filing date | put |
| TETRA TECH INC NEW | 88162G103 | COM | 203 | $17,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 500 | $17,000 | thousands by filing date | call |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 2,174 | $17,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 2,300 | $17,000 | thousands by filing date | call |
| THIRD PT REINS LTD | G8827U100 | COM | 1,597 | $17,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 394 | $16,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 2,000 | $16,000 | thousands by filing date | put |
| COHU INC | 192576106 | COM | 709 | $16,000 | thousands by filing date | |
| XPEL INC | 98379L100 | COM | 1,100 | $16,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 121 | $16,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 417 | $16,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 545 | $16,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 426 | $16,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 743 | $16,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 1,694 | $16,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 1,658 | $15,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 900 | $15,000 | thousands by filing date | call |
| AEROVIRONMENT INC COM | 008073108 | Stock | 244 | $15,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 161 | $15,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 301 | $15,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 235 | $15,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 1,290 | $15,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 1,100 | $15,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 1,408 | $15,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 440 | $15,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 1,947 | $15,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 10,647 | $15,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 2,988 | $15,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 556 | $14,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 100 | $14,000 | thousands by filing date | put |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 400 | $14,000 | thousands by filing date | put |
| POWELL INDS INC | 739128106 | COM | 292 | $14,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 281 | $14,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 558 | $14,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 311 | $14,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 600 | $14,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 1,421 | $14,000 | thousands by filing date | |
| ATENTO S A | L0427L105 | SHS | 5,000 | $14,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 20,019 | $14,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 2,000 | $14,000 | thousands by filing date | put |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 940 | $14,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 286 | $13,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 596 | $13,000 | thousands by filing date | |
| IDEAYA BIOSCIENCES INC COM | 45166A102 | Stock | 1,674 | $13,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 111 | $13,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 613 | $13,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 173 | $13,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 795 | $13,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 200 | $13,000 | thousands by filing date | put |
| TCF FINANCIAL CORPORATION NE | 872307103 | COM | 273 | $13,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 1,000 | $13,000 | thousands by filing date | call |
| UFP TECHNOLOGIES INC | 902673102 | COM | 257 | $13,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 2,101 | $13,000 | thousands by filing date | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 1,600 | $13,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 300 | $12,000 | thousands by filing date | call |
| ELFBEAUTYINC | 26856L103 | STOK | 772 | $12,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 200 | $12,000 | thousands by filing date | call |
| BRUNSWICK CORP | 117043109 | COM | 200 | $12,000 | thousands by filing date | call |
| EVOLUS INC | 30052C107 | COM | 1,000 | $12,000 | thousands by filing date | put |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 800 | $12,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 2,500 | $12,000 | thousands by filing date | call |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 600 | $12,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 900 | $12,000 | thousands by filing date | call |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 1,600 | $11,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 100 | $11,000 | thousands by filing date | call |
| PINTEREST INC CL A | 72352L106 | Stock | 600 | $11,000 | thousands by filing date | call |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 227 | $11,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 400 | $11,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 138 | $11,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 1,400 | $11,000 | thousands by filing date | call |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 1,840 | $11,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 400 | $11,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 304 | $11,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 886 | $11,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 700 | $11,000 | thousands by filing date | call |
| RETROPHIN INC | 761299106 | COM | 800 | $11,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 2,000 | $11,000 | thousands by filing date | call |
| LMP Automotive Holdings | 53952P101 | COM | 604 | $11,000 | thousands by filing date | |
| ROSEHILL RES INC | 777385113 | *W EXP 04/27/202 | 116,151 | $11,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 100 | $10,000 | thousands by filing date | call |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 1,200 | $10,000 | thousands by filing date | call |
| CHAMPION HOMES INC | 830830105 | COM | 300 | $10,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 800 | $10,000 | thousands by filing date | call |
| EAGLE BANCORPORATION INC | 268948106 | COM | 209 | $10,000 | thousands by filing date | |
| ANAPLAN INC | 03272L108 | COM | 200 | $10,000 | thousands by filing date | put |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 395 | $10,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 1,500 | $10,000 | thousands by filing date | put |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 1,000 | $10,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 1,341 | $10,000 | thousands by filing date | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 1,053 | $10,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 3,951 | $10,000 | thousands by filing date | |
| HEALTH CATALYST INC | 42225T107 | COM | 300 | $10,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W207 | COM NEW | 600 | $10,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 4,760 | $10,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 400 | $10,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157306 | COM NEW | 2,000 | $10,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 700 | $9,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 198 | $9,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 800 | $9,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 300 | $9,000 | thousands by filing date | put |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 500 | $9,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 160 | $9,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 900 | $9,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 340 | $9,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 4,158 | $9,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 189 | $8,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 200 | $8,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 91 | $8,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 45 | $8,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 156 | $8,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 600 | $8,000 | thousands by filing date | call |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 400 | $8,000 | thousands by filing date | call |
| GASLOG LTD | G37585109 | SHS | 799 | $8,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 1,035 | $8,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 300 | $8,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 2,000 | $8,000 | thousands by filing date | call |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 1,965 | $8,000 | thousands by filing date | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 400 | $7,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 284 | $7,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 294 | $7,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 200 | $7,000 | thousands by filing date | |
| REPAY HLDGS CORP | 76029L100 | COM CL A | 500 | $7,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 200 | $7,000 | thousands by filing date | put |
| PETMED EXPRESS INC | 716382106 | COM | 278 | $7,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 9,000 | $7,000 | thousands by filing date | call |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 626 | $7,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 300 | $7,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 279 | $7,000 | thousands by filing date | |
| GALERA THERAPEUTICS EQUICLASS EQUITY | 36338D108 | COMMON STOCK | 558 | $7,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 320 | $6,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 54 | $6,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 166 | $6,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 905 | $6,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 145 | $6,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 122 | $6,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 200 | $6,000 | thousands by filing date | put |
| ARDELYX INC | 039697107 | COM | 800 | $6,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 907 | $6,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 302 | $6,000 | thousands by filing date | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 460 | $6,000 | thousands by filing date | |
| Amplify Energy Corp | 03212B103 | COM | 974 | $6,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 201 | $6,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 300 | $6,000 | thousands by filing date | put |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 641 | $6,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 300 | $6,000 | thousands by filing date | |
| MILLENDO THERAPEUTICS INC | 60040X103 | COM | 900 | $6,000 | thousands by filing date | |
| GEN DIGITAL INC COM | 668771108 | Stock | 200 | $5,000 | thousands by filing date | put |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 193 | $5,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 84 | $5,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 200 | $5,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 200 | $5,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 239 | $5,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 600 | $5,000 | thousands by filing date | call |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 224 | $5,000 | thousands by filing date | |
| EXAGEN INC | 30068X103 | COM | 200 | $5,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 50 | $5,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 266 | $5,000 | thousands by filing date | |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 121 | $5,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 500 | $5,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 344 | $5,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 105 | $5,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 1,100 | $5,000 | thousands by filing date | call |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 600 | $5,000 | thousands by filing date | call |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 800 | $5,000 | thousands by filing date | |
| MSB FINL CORP NEW | 55352L101 | COM | 277 | $5,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 200 | $4,000 | thousands by filing date | call |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 200 | $4,000 | thousands by filing date | put |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 400 | $4,000 | thousands by filing date | call |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 184 | $4,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 171 | $4,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 100 | $4,000 | thousands by filing date | call |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 86 | $4,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 87 | $4,000 | thousands by filing date | |
| NEPHROS INC | 640671400 | COM | 367 | $4,000 | thousands by filing date | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 93 | $4,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 828 | $4,000 | thousands by filing date | |
| BELLUS HEALTH INC NEW | 07987C204 | COM | 466 | $4,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 239 | $4,000 | thousands by filing date | |
| BANCORP NEW JERSEY INC NEW | 059915108 | COM | 208 | $4,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 100 | $3,000 | thousands by filing date | put |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 1,000 | $3,000 | thousands by filing date | put |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 200 | $3,000 | thousands by filing date | call |
| NATERA INC COM | 632307104 | Stock | 92 | $3,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 500 | $3,000 | thousands by filing date | put |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 100 | $3,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 920 | $3,000 | thousands by filing date | |
| PHREESIA INC | 71944F106 | COM | 100 | $3,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 300 | $3,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 442 | $3,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 51 | $3,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 200 | $3,000 | thousands by filing date | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 400 | $3,000 | thousands by filing date | |
| MERUS N V | N5749R100 | COM | 230 | $3,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 100 | $3,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 138 | $3,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 184 | $3,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 651 | $3,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 300 | $3,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 500 | $3,000 | thousands by filing date | put |
| THERAPEUTICSMD INC | 88338N107 | COM | 1,421 | $3,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 300 | $3,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 322 | $3,000 | thousands by filing date | |
| INTEC PHARMA LTD JERUSALEM | M53644106 | SHS | 6,398 | $3,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 100 | $2,000 | thousands by filing date | put |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 7 | $2,000 | thousands by filing date | |
| EVERFORTH INC COM | 00191U102 | Stock | 23 | $2,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 4 | $2,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 48 | $2,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 18 | $2,000 | thousands by filing date | |
| SHOCKWAVE MED INC | 82489T104 | COM | 46 | $2,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 276 | $2,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 131 | $2,000 | thousands by filing date | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 244 | $2,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 352 | $2,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 147 | $2,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 46 | $2,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 200 | $2,000 | thousands by filing date | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 200 | $2,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 100 | $2,000 | thousands by filing date | call |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 79 | $2,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 100 | $2,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E166 | DAILY JR GLD MIN | 20 | $2,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 2 | $1,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 18 | $1,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 100 | $1,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 39 | $1,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 31 | $1,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 11 | $1,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 22 | $1,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 200 | $1,000 | thousands by filing date | call |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 22 | $1,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 600 | $1,000 | thousands by filing date | put |
| UMB FINL CORP | 902788108 | COM | 11 | $1,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 39 | $1,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 100 | $1,000 | thousands by filing date | call |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 100 | $1,000 | thousands by filing date | call |
| Radcom Ltd | M81865111 | COM | 100 | $1,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 100 | $1,000 | thousands by filing date | call |
| CARA THERAPEUTICS INC | 140755109 | COM | 93 | $1,000 | thousands by filing date | |
| LIVONGO HEALTH INC | 539183103 | COM | 46 | $1,000 | thousands by filing date | |
| HEXO CORP | 428304109 | COM | 500 | $1,000 | thousands by filing date | call |
| AVON PRODS INC | 054303102 | COM | 100 | $1,000 | thousands by filing date | call |
| LEAF GROUP LTD | 52177G102 | COM | 200 | $1,000 | thousands by filing date | call |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 147 | $1,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 2,300 | $1,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 2,300 | $1,000 | thousands by filing date | put |
| UROVANT SCIENCES | G9381B108 | COMMON STOCK | 46 | $1,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OLD NATL BANCORP IND | 680033107 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LENNAR CORP CL B | 526057302 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DASEKE INC | 23753F107 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ALIMERA SCIENCES INC | 016259202 | COM | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPUS BK IRVINE CALIF | 684000102 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-20-003551 | this filing | 2020-02-14 | acceptance time not in the bulk data set |