13F-HR filed by NEUBERGER BERMAN GROUP LLC
NEUBERGER BERMAN GROUP LLC filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-12, with 1,525 holding rows worth $85,681,265,000.
- Accession
- 0001567619-20-002919
- Filer
- CIK 1465109
- Filed
- 2020-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 2,703 entries on the cover page, a total value of $85,681,265,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $85,681,265,000 with VALUE read as thousands by filing date, 13F file number 028-13573. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerNB Alternatives Advisers LLC028-13575
- included managerNeuberger Berman Investment Advisers LLC028-17085
- included managerNeuberger Berman Asia Ltd028-16869
- included managerNeuberger Berman Trust Co N.A.028-13985
- included managerNeuberger Berman Trust Co of Delaware N.A.028-13986
- included managerNeuberger Berman Breton Hill ULC028-15258
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 10,718 | $153,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 27,938 | $153,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 10,375 | $148,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 11,653 | $146,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 62,850 | $140,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 18,082 | $139,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 29,354 | $137,000 | thousands by filing date | |
| MAVERIX METALS INC | 57776F405 | COMMON STOCK-FO | 26,200 | $133,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 14,514 | $111,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 17,451 | $108,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 13,165 | $98,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 21,813 | $97,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 18,159 | $88,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 20,500 | $83,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 16,310 | $82,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 16,568 | $79,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 10,454 | $75,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 18,869 | $75,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 22,333 | $59,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 12,000 | $56,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 15,350 | $47,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 15,600 | $39,000 | thousands by filing date | |
| ALTUS MIDSTREAM CO | 02215L100 | CL A | 13,549 | $39,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 117,056 | $35,000 | thousands by filing date | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 12,018 | $5,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-20-002919 | this filing | 2020-02-12 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001567619-20-003297 | added | 2020-02-13 | acceptance time not in the bulk data set |