13F-HR filed by PANAGORA ASSET MANAGEMENT INC
PANAGORA ASSET MANAGEMENT INC filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-12, with 2,492 holding rows worth $22,018,691,000.
- Accession
- 0001567619-20-002828
- Filer
- CIK 883677
- Filed
- 2020-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 2,492 entries on the cover page, a total value of $22,018,691,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $22,018,691,000 with VALUE read as thousands by filing date, 13F file number 028-03042. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CROCS INC COM | 227046109 | Stock | 645 | $27,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 1,865 | $27,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 3,147 | $27,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 178 | $26,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 2,300 | $26,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 442 | $26,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 17,035 | $26,000 | thousands by filing date | |
| EDTECHX HLDGS ACQUISITION CO | 28138X103 | COM | 2,542 | $26,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 1,460 | $25,000 | thousands by filing date | |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 2,891 | $25,000 | thousands by filing date | |
| ACT II GLOBAL ACQUISITIO-A | G0080J104 | CL A SHS | 2,465 | $25,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 2,700 | $24,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 130 | $24,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 557 | $24,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 7,500 | $24,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 2,395 | $24,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 300 | $24,000 | thousands by filing date | |
| B RILEY PRINCIPAL MERGER CORP | 05586Y106 | Com | 2,383 | $24,000 | thousands by filing date | |
| MONOCLE ACQUISITION CORP | 609754106 | COM | 2,394 | $24,000 | thousands by filing date | |
| INSURANCE ACQUISITION CORP | 457867109 | CL A | 2,435 | $24,000 | thousands by filing date | |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 1,026 | $23,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 3,010 | $23,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 1,210 | $23,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 333 | $23,000 | thousands by filing date | |
| IVERIC BIO INC | 46583P102 | COM | 2,717 | $23,000 | thousands by filing date | |
| NETFIN ACQUISITION CORP | G6455A123 | UNIT 08/01/2024 | 2,285 | $23,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 424 | $22,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 185 | $22,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 950 | $22,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 2,129 | $22,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 18,466 | $22,000 | thousands by filing date | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 865 | $21,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 1,675 | $21,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 300 | $21,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 1,363 | $21,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 316 | $21,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 286 | $21,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 252 | $21,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 77 | $20,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 1,716 | $20,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 211 | $20,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 935 | $20,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 966 | $20,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 202 | $20,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 283 | $20,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 844 | $20,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 1,349 | $20,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 373 | $20,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q105 | COM | 1,099 | $20,000 | thousands by filing date | |
| RESTORBIO INC | 76133L103 | COM | 13,594 | $20,000 | thousands by filing date | |
| BILL HOLDINGS INC | 090043100 | COM | 500 | $19,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 1,126 | $19,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 1,240 | $19,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 2,094 | $19,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 558 | $19,000 | thousands by filing date | |
| TUSCAN HLDGS CORP | 90069K104 | COM | 1,867 | $19,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 386 | $18,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP | 92243N103 | COM | 1,783 | $18,000 | thousands by filing date | |
| LF Capital Acquisition Corp | 50200K108 | LF CAPITAL ACQUISITION COR-A | 1,694 | $18,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 1,265 | $17,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 1,711 | $17,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 691 | $17,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 958 | $17,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 1,550 | $17,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 410 | $17,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 952 | $17,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 618 | $17,000 | thousands by filing date | |
| TRANSLATIONAL ACQUISITION DVLNT ORD | 89615T106 | COM | 1,634 | $17,000 | thousands by filing date | |
| PIVOTAL INVT CORP II | 72582K209 | UNIT 06/01/2025 | 1,712 | $17,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 5,600 | $16,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 339 | $16,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 2,199 | $16,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 574 | $16,000 | thousands by filing date | |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 2,370 | $16,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 1,045 | $15,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 908 | $15,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 1,331 | $15,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 428 | $15,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 542 | $15,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 1,129 | $15,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 664 | $15,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 1,689 | $15,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 269 | $15,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 947 | $15,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 1,128 | $14,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 2,350 | $14,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 941 | $14,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 291 | $14,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 3,600 | $14,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 290 | $14,000 | thousands by filing date | |
| REVIVA PHARMACEUTCLS HLDGS INC COM | G8708A116 | Stock | 1,350 | $14,000 | thousands by filing date | |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 280 | $13,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 380 | $13,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 2,200 | $13,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 75 | $13,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 33 | $13,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 927 | $13,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 306 | $13,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 840 | $13,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 2,711 | $13,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 549 | $12,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 671 | $12,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 1,600 | $12,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 1,568 | $12,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 857 | $12,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 1,674 | $12,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 898 | $12,000 | thousands by filing date | |
| Eureka Homestead Bancorp, Inc. | 298544107 | Not 13F Security | 995 | $12,000 | thousands by filing date | |
| LGL SYS ACQUISITION CORP | 50201G205 | UNIT 10/24/2024 | 1,129 | $12,000 | thousands by filing date | |
| THUNDER BRDG ACQUISTION II L | G8857S124 | UNIT 99/99/9999 | 1,143 | $12,000 | thousands by filing date | |
| PROFICIENT ALPHA ACQUSTN COR COM | 74317h105 | COM | 1,168 | $12,000 | thousands by filing date | |
| MTG CORP | 313400301 | COM | 3,700 | $11,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 297 | $11,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 371 | $11,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 56 | $11,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 30 | $11,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 779 | $11,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 396 | $11,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 652 | $11,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 1,080 | $11,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 1,499 | $11,000 | thousands by filing date | |
| NEXTCURE INC | 65343E108 | COM | 192 | $11,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 288 | $11,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 1,165 | $11,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 606 | $11,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 1,276 | $11,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 164 | $10,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 540 | $10,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 2,209 | $10,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 668 | $10,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 490 | $10,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 288 | $10,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 1,400 | $10,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 340 | $10,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 243 | $10,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 256 | $10,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 1,189 | $10,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 2,184 | $10,000 | thousands by filing date | |
| MEGALITH FINL ACQUISITION CO | 58518F109 | CL A COM | 969 | $10,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 642 | $9,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 877 | $9,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 518 | $9,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 637 | $9,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 564 | $9,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 1,221 | $9,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 672 | $9,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 540 | $9,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 1,909 | $9,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 1,817 | $9,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 364 | $9,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 59 | $8,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 197 | $8,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 103 | $8,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 916 | $8,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 130 | $8,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 738 | $8,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 1,128 | $8,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 507 | $8,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 675 | $8,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 387 | $8,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 182 | $8,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 2,878 | $8,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 583 | $8,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 527 | $8,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 404 | $8,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 325 | $8,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 1,276 | $8,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 586 | $8,000 | thousands by filing date | |
| RHINEBECK BANCORP INC | 762093102 | COMMON STOCK | 728 | $8,000 | thousands by filing date | |
| PCB BANCORP | 69320M109 | COMMON STOCK | 437 | $8,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 362 | $8,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 178 | $8,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 704 | $8,000 | thousands by filing date | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 596 | $8,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 606 | $8,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 170 | $8,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 2,769 | $8,000 | thousands by filing date | |
| BANCORPSOUTH BK TUPELO MISS | 05971J102 | COM | 251 | $8,000 | thousands by filing date | |
| RIVERVIEW FINL CORP NEW | 76940Q105 | COM | 606 | $8,000 | thousands by filing date | |
| PB BANCORP INC | 70454T100 | COM | 530 | $8,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 128 | $7,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 37 | $7,000 | thousands by filing date | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 629 | $7,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 162 | $7,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 561 | $7,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 313 | $7,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 511 | $7,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 440 | $7,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 1,193 | $7,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 602 | $7,000 | thousands by filing date | |
| CASTLE BIOSCIENCES INC | 14843C105 | COMMON STOCK | 199 | $7,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 291 | $7,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 4,926 | $7,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 1,908 | $7,000 | thousands by filing date | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 606 | $7,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 243 | $7,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 1,480 | $7,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 1,018 | $7,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 675 | $7,000 | thousands by filing date | |
| RANDOLPH BANCORP INC | 752378109 | COM | 407 | $7,000 | thousands by filing date | |
| Tottenham Acquisition I Limited | G8959N106 | SHS | 696 | $7,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 260 | $6,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 58 | $6,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 417 | $6,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 802 | $6,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 270 | $6,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 409 | $6,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 547 | $6,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 108 | $6,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 778 | $6,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 1,165 | $6,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 2,821 | $6,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 105 | $6,000 | thousands by filing date | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 563 | $6,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 6,087 | $6,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 423 | $6,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 826 | $6,000 | thousands by filing date | |
| Bancorp 34 Inc | 05970V106 | Com | 364 | $6,000 | thousands by filing date | |
| ASSETMARK FINL HLDGS INC | 04546L106 | COM | 221 | $6,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 291 | $6,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 823 | $6,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 1,664 | $6,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 1,343 | $6,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 3,406 | $6,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 1,754 | $6,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 631 | $6,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 350 | $6,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 49 | $6,000 | thousands by filing date | |
| Mid-Southern Bancorp | 59548Q107 | COM | 451 | $6,000 | thousands by filing date | |
| PROSIGHT GLOBAL INC | 74349J103 | COM | 382 | $6,000 | thousands by filing date | |
| CBM BANCORP INC | 1248XT104 | COM | 420 | $6,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 329 | $5,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 306 | $5,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 1,704 | $5,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 593 | $5,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 415 | $5,000 | thousands by filing date | |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 219 | $5,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 380 | $5,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 1,310 | $5,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 1,302 | $5,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 386 | $5,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 476 | $5,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 34 | $5,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 436 | $5,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 318 | $5,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 292 | $5,000 | thousands by filing date | |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 509 | $5,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 243 | $5,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 3,170 | $5,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 187 | $5,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 382 | $5,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 1,201 | $5,000 | thousands by filing date | |
| HARTE HANKS INC | 416196202 | COM | 1,440 | $5,000 | thousands by filing date | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 485 | $5,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 214 | $5,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 57 | $5,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 412 | $5,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 617 | $5,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 1,538 | $5,000 | thousands by filing date | |
| CORTLAND BANCORP COM | 220587109 | COM | 244 | $5,000 | thousands by filing date | |
| FIRST SEACOAST BANCORP | 33631P102 | COM | 566 | $5,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 1,100 | $5,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 6,358 | $5,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 1,083 | $5,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 1,202 | $5,000 | thousands by filing date | |
| LIMESTONE BANCORP INC | 53262L105 | COM | 267 | $5,000 | thousands by filing date | |
| Ottawa Bancorp Inc. | 689195105 | Not 13F Security | 388 | $5,000 | thousands by filing date | |
| Collier Creek Holdings | G22707106 | COM | 444 | $5,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 582 | $4,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 266 | $4,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 257 | $4,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 490 | $4,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 1,774 | $4,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 229 | $4,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 106 | $4,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 300 | $4,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 479 | $4,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 272 | $4,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 280 | $4,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 1,127 | $4,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 325 | $4,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 323 | $4,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 827 | $4,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 290 | $4,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 369 | $4,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 246 | $4,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 452 | $4,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 315 | $4,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 154 | $4,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 703 | $4,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 427 | $4,000 | thousands by filing date | |
| FIRST US BANCSHARES INC | 33744V103 | COM | 370 | $4,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 305 | $4,000 | thousands by filing date | |
| ZOVIO INC | 98979V102 | COMMON STOCK | 2,022 | $4,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 63 | $4,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 1,074 | $4,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 945 | $4,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 3,000 | $4,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 628 | $4,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 488 | $4,000 | thousands by filing date | |
| GREAT ELM CAP GROUP INC | 39036P209 | COM NEW | 1,280 | $4,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 2,859 | $4,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUIS CORP | Y62159143 | SHS | 521 | $4,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 1,739 | $4,000 | thousands by filing date | |
| LONGEVITY ACQUISITION CORP | G56372132 | ORD SHS | 390 | $4,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 171 | $3,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 350 | $3,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 213 | $3,000 | thousands by filing date | |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 334 | $3,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 195 | $3,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 291 | $3,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 3 | $3,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 268 | $3,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 298 | $3,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 214 | $3,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 232 | $3,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 237 | $3,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 263 | $3,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 281 | $3,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 264 | $3,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 342 | $3,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 306 | $3,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 256 | $3,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 481 | $3,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 182 | $3,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 215 | $3,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 215 | $3,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 227 | $3,000 | thousands by filing date | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 295 | $3,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 873 | $3,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 253 | $3,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 555 | $3,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 728 | $3,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 1,055 | $3,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 558 | $3,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 239 | $3,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 2,200 | $3,000 | thousands by filing date | |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 317 | $3,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 918 | $3,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 4,600 | $3,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 1,795 | $3,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 1,846 | $3,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 4,211 | $3,000 | thousands by filing date | |
| CYNERGISTEK INC | 23258P105 | COM | 789 | $3,000 | thousands by filing date | |
| Emmis Communications Corp | 291525400 | COM | 682 | $3,000 | thousands by filing date | |
| CF FIN ACQUISITION CORP | 12528N115 | *W EXP 04/30/202 | 3,588 | $3,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP III | 31811A119 | *W EXP 12/01/202 | 2,406 | $3,000 | thousands by filing date | |
| ARYA SCIENCES ACQUISITION CORP SHS CL A | G3165V109 | COM | 284 | $3,000 | thousands by filing date | |
| TREVI THERAPEUTICS INC COM | 89532M101 | Stock | 406 | $2,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 425 | $2,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 1,010 | $2,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 167 | $2,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 109 | $2,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 178 | $2,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 143 | $2,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 100 | $2,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 236 | $2,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 83 | $2,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 144 | $2,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 107 | $2,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 129 | $2,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 112 | $2,000 | thousands by filing date | |
| ACCESS NEWSWIRE INC | 46520M204 | COM NEW | 194 | $2,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 118 | $2,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 547 | $2,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 1,075 | $2,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 848 | $2,000 | thousands by filing date | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 86 | $2,000 | thousands by filing date | |
| BEYOND AIR INC | 08862L103 | COM | 401 | $2,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 204 | $2,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 704 | $2,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 963 | $2,000 | thousands by filing date | |
| OTELCO INC | 688823301 | CL A NEW | 194 | $2,000 | thousands by filing date | |
| BROADWAY FINL CORP DEL | 111444105 | COM | 1,001 | $2,000 | thousands by filing date | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 1,332 | $2,000 | thousands by filing date | |
| SCHULTZE SPL PURP ACQUSTN CO | 80821R117 | W EXP 12/31/202 | 4,789 | $2,000 | thousands by filing date | |
| ADVENT TECHNOLOGIES HOLDNG INC WT EXP 020326 | 00165R119 | Stock | 4,905 | $2,000 | thousands by filing date | |
| AGBA ACQUISITION LTD | G0120M109 | SHS | 192 | $2,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CL A ORD | 30734W109 | COM | 180 | $2,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 1,550 | $2,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 123 | $2,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087L119 | *W EXP 10/31/202 | 1,575 | $2,000 | thousands by filing date | |
| SOUTH MTN MERGER CORP | 838884112 | *W EXP 06/20/202 | 2,354 | $2,000 | thousands by filing date | |
| REPLAY ACQUISITION CORP | G75130115 | *W EXP 03/01/202 | 2,147 | $2,000 | thousands by filing date | |
| TRINE ACQUISITION CORP | 89628U116 | *W EXP 03/31/202 | 2,416 | $2,000 | thousands by filing date | |
| MONOCLE ACQUISITION CORP | 609754114 | *W EXP 12/06/202 | 2,394 | $2,000 | thousands by filing date | |
| GRAF INDL CORP | 384278115 | Stock | 4,819 | $2,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 350 | $1,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 9 | $1,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 11 | $1,000 | thousands by filing date | |
| IDEAYA BIOSCIENCES INC COM | 45166A102 | Stock | 160 | $1,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 8 | $1,000 | thousands by filing date | |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 339 | $1,000 | thousands by filing date | |
| LIMBACH HLDGS INC | 53263P105 | COM | 169 | $1,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 14 | $1,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 178 | $1,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 277 | $1,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 124 | $1,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 48 | $1,000 | thousands by filing date | |
| ONE STOP SYSTEMS INC | 68247W109 | COMMON STOCK | 538 | $1,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 485 | $1,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 333 | $1,000 | thousands by filing date | |
| MAYS J W INC | 578473100 | COM | 24 | $1,000 | thousands by filing date | |
| JERASH HLDGS US INC | 47632P101 | CMN | 242 | $1,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 460 | $1,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 100 | $1,000 | thousands by filing date | |
| AIR INDS GROUP COM | 00912N205 | Stock | 604 | $1,000 | thousands by filing date | |
| IMMUNIC INC | 4525EP101 | COM | 72 | $1,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 368 | $1,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 56 | $1,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 451 | $1,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 107 | $1,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 465 | $1,000 | thousands by filing date | |
| GUARANTY FED BANCSHARES INC | 40108P101 | COM | 20 | $1,000 | thousands by filing date | |
| WILHELMINA INTL INC | 968235200 | COM NEW | 121 | $1,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 400 | $1,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP | 89154L118 | W EXP 03/04/202 | 2,406 | $1,000 | thousands by filing date | |
| THUNDER BRDG ACQUISTION II L | G8857S116 | CL A SHS | 136 | $1,000 | thousands by filing date | |
| NEW PROVIDENCE ACQUISITION | 64822P106 | COM CL A | 137 | $1,000 | thousands by filing date | |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 1,040 | $1,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 1,234 | $1,000 | thousands by filing date | |
| DIAMONDPEAK HLDGS COR | 25280H100 | COM CL A | 135 | $1,000 | thousands by filing date | |
| GALILEO ACQUISITION CORP | G3770A102 | SHS | 137 | $1,000 | thousands by filing date | |
| GIGCAPITAL2 INC | 375036118 | *W EXP 02/28/202 | 4,734 | $1,000 | thousands by filing date | |
| GX ACQUISITION CORP | 36251A107 | COM CL A | 135 | $1,000 | thousands by filing date | |
| SILVER SPIKE ACQUISITION COR | G8136L106 | CL A SHS | 135 | $1,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A111 | *W EXP 04/01/202 | 1,804 | $1,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A202 | UNIT 04/01/2026 | 134 | $1,000 | thousands by filing date | |
| ALBERTON ACQUISITION CO-RTS | G35006132 | RIGHT 04/26/2022 | 4,758 | $1,000 | thousands by filing date | |
| COGENT BIOSCIENCES INC COM | 903214104 | COM | 883 | $1,000 | thousands by filing date | |
| CRESCENT ACQUISITION CORP WT EXP 03/07/24 | 22564L113 | Warrants | 2,416 | $1,000 | thousands by filing date | |
| AERPIO PHARMACEUTICALS INC | 00810B105 | COM | 1,482 | $1,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP | 92243N111 | *W EXP 05/11/202 | 1,783 | $1,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 2,261 | $1,000 | thousands by filing date | |
| SC HEALTH CORP | G78516203 | COM CL A | 136 | $1,000 | thousands by filing date | |
| RMG ACQUISITION CORP | 749641114 | *W EXP 02/21/202 | 1,355 | $1,000 | thousands by filing date | |
| ACAMAR PARTNERS ACQSITION CO | 004285110 | *W EXP 02/26/202 | 1,311 | $1,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415108 | SHS | 133 | $1,000 | thousands by filing date | |
| TUSCAN HLDGS CORP | 90069K112 | *W EXP 04/01/202 | 1,732 | $1,000 | thousands by filing date | |
| GIGCAPITAL2 INC | 375036126 | RIGHT 02/28/2026 | 4,734 | $1,000 | thousands by filing date | |
| GlassBridge Enterprises Inc | 377185202 | COM | 2 | $1,000 | thousands by filing date | |
| LF CAP ACQUISITION CORP | 50200K116 | *W EXP 06/22/202 | 1,564 | $1,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTION CORP | 42589C104 | CL A COM | 133 | $1,000 | thousands by filing date | |
| INSURANCE ACQUISITION CORP | 457867117 | *W EXP 03/31/202 | 1,150 | $1,000 | thousands by filing date | |
| LANDCADIA HLDGS II INC | 51476X113 | *W EXP 05/09/202 | 1,564 | $1,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP | G67145121 | UNIT 99/99/9999 | 132 | $1,000 | thousands by filing date | |
| CONYERS PK II ACQUISITION CO | 212896203 | UNIT 99/99/9999 | 117 | $1,000 | thousands by filing date | |
| Ascena Retail Group Inc | 04351G200 | Common Stock | 129 | $1,000 | thousands by filing date | |
| ACTTW US 30 Apr 24 C11.5 (Act II Global Acquisitio | G0080J120 | W EXP 04/30/202 | 1,198 | $1,000 | thousands by filing date | |
| EDTECHX HLDGS ACQUISITION CO | 28138X111 | W EXP 12/31/202 | 2,542 | $1,000 | thousands by filing date | |
| B RILEY PRINCIPAL MERGER COR | 05586Y114 | *W EXP 04/08/202 | 1,192 | $1,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 213 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MERITOR INC | 59001K100 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 844 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PAN AMERICAN SILVER RTS | 697900132 | COM | 754,578 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COBALT INTL ENERGY | 19075F304 | COM | 87 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YRC WORLDWIDE INC | 984249607 | COM | 144 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRICKELL BIOTECH INC | 10802T105 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 252 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASHFORD INC | 044104107 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WTS/PARKER DRILLING COMPANY EXP09/16/2024 | 701081119 | WARR | 62 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 650 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUORUM HEALTH CORP | 74909E106 | COM | 407 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 4,480 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENDOLOGIX INC | 29266S304 | COM NEW | 173 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REVIVA PHARMACEUTCLS HLDGS INC WT EXP 122525 | G8708A108 | Stock | 1,350 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 752 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIER 1 IMPORTS INC | 720279504 | COM NEW | 58 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGBA ACQUISITION LTD | G0120M117 | *W EXP 05/10/202 | 192 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGBA ACQUISITION LTD | G0120M125 | RIGHT 05/10/2024 | 192 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MONITRONICS INTL INC COM | 609453105 | Common Stock | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALBERTON ACQUISITION CORP WT EXP 042625 | G35006124 | COM | 4,758 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUPERIOR ENERGY SVCS INC | 868157306 | COM NEW | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVUS THERAPEUTICS INC | 67011N105 | COM | 591 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MCCLATCHY CO | 579489303 | CL A NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRIDENT ACQUISITIONS CORP | 89615T114 | W EXP 05/09/202 | 1,634 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HYCROFT MNG CORP WT | 448629113 | WT | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FAR PT ACQUISITION CORP | 30734W117 | *W EXP 06/01/202 | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLLIER CREEK HOLDINGS | G22707114 | *W EXP 99/99/999 | 148 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JRJR33 INCORPORATED | 46645Q106 | Common Stock | 8,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LONGEVITY ACQUISITION CORP | G56372116 | *W EXP 07/31/202 | 390 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LONGEVITY ACQUISITION CORP | G56372124 | RIGHT 11/30/2020 | 390 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEGALITH FINL ACQUISITION CO | 58518F117 | *W EXP 08/26/202 | 969 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOTTENHAM ACQUISITION I LTD | G8959N114 | *W EXP 05/06/202 | 696 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOTTENHAM ACQUISITION I LTD | G8959N122 | RIGHT 11/06/2020 | 696 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARYA SCIENCES ACQUISITION CO | G3165V125 | *W EXP 10/10/202 | 142 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROFICIENT ALPHA ACQUSTN COR | 74317H113 | *W EXP 04/30/202 | 1,168 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROFICIENT ALPHA ACQUSTN COR | 74317H121 | RIGHT 04/30/2026 | 1,168 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-20-002828 | this filing | 2020-02-12 | acceptance time not in the bulk data set |