13F-HR filed by DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main
DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-14, with 760 holding rows worth $33,529,430,000.
- Accession
- 0001567619-19-021453
- Filer
- CIK 1694217
- Filed
- 2019-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 1,551 entries on the cover page, a total value of $33,529,430,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $33,529,430,000 with VALUE read as thousands by filing date, 13F file number 028-17954. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerDZ PRIVATBANK S.A.028-17955
- included managerIPConcept (Luxemburg) S.A.028-17956
- included managerUNION ASSET MANAGEMENT HOLDING AG028-17957
- included managerUnion Investment Institutional GmbH028-17959
- included managerUnion Investment Privatfonds GmbH028-17961
- included managerBEA Union Investment Management Ltd.028-17962
- included managerQuoniam Asset Management GmbH028-17963
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Microsoft Corp | 594918104 | COM | 10,882,077 | $1,512,885,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 6,366,900 | $1,234,900,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 5,354,135 | $1,199,168,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 8,517,303 | $1,002,404,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 796,013 | $972,046,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 6,899,888 | $858,214,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 3,979,301 | $684,523,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 358,590 | $622,452,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 4,010,886 | $579,109,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 2,075,310 | $563,579,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 2,870,925 | $555,726,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 6,234,453 | $524,817,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 9,159,212 | $510,534,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 1,826,715 | $504,629,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 2,329,015 | $492,224,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 12,094,396 | $492,121,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 2,178,220 | $473,357,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 3,314,242 | $452,457,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 8,869,946 | $399,855,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,234,457 | $359,560,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 2,132,210 | $356,578,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 2,078,727 | $351,720,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 1,612,800 | $346,276,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 1,235,145 | $340,982,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 2,970,114 | $326,261,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 1,829,355 | $318,436,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 3,050,666 | $316,018,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 6,253,298 | $308,956,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 1,409,945 | $304,970,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 6,514,466 | $285,920,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 3,596,725 | $283,313,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 4,913,130 | $271,791,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 244,925 | $265,650,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 312,508 | $262,653,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 1,976,180 | $262,358,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 1,504,824 | $254,947,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 2,327,853 | $252,706,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 2,689,003 | $252,550,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 1,229,908 | $251,921,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 1,061,994 | $247,409,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 448,988 | $246,885,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 1,975,744 | $246,157,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 2,753,699 | $243,480,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 1,218,416 | $241,297,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 3,966,542 | $240,412,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 1,539,666 | $229,995,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 2,486,950 | $229,471,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 3,120,556 | $227,206,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 945,758 | $227,076,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 2,698,457 | $219,064,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 697 | $217,347,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 650,537 | $193,060,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 1,672,760 | $192,368,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 2,120,420 | $190,545,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 1,300,516 | $188,829,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 2,211,790 | $188,489,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 1,424,591 | $184,317,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 3,017,231 | $179,952,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 3,562,878 | $177,788,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 1,491,315 | $176,985,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 598,678 | $164,097,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 1,478,037 | $158,017,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 1,040,428 | $153,671,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 663,809 | $153,412,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 1,673,771 | $151,727,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 5,416,461 | $151,661,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 262,052 | $151,152,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 2,689,823 | $149,823,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 3,049,380 | $147,597,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 3,760,643 | $142,105,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 1,349,967 | $138,236,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 2,504,530 | $136,348,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 2,205,392 | $125,134,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 1,516,046 | $115,113,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 93,997 | $114,606,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 2,461,322 | $105,467,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 539,267 | $103,729,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 615,744 | $101,844,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 4,213,456 | $101,543,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 1,941,137 | $98,431,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 747,149 | $96,561,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 1,281,613 | $94,214,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 1,832,070 | $94,089,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 876,188 | $90,744,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 1,496,487 | $90,508,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 11,259,605 | $84,377,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 2,605,778 | $82,257,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 1,047,978 | $82,056,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 1,232,916 | $78,141,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 514,751 | $77,851,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 2,336,803 | $76,523,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 2,129,474 | $76,511,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 1,186,339 | $71,609,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 318,065 | $70,333,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 9,300,000 | $69,658,000 | thousands by filing date | call |
| CONSOLIDATED EDISON INC | 209115104 | COM | 712,533 | $67,313,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 669,684 | $63,687,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 289,912 | $60,275,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 1,336,810 | $59,367,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 3,888,646 | $58,990,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 432,200 | $57,466,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 645,894 | $56,496,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 1,119,763 | $56,481,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 458,902 | $54,415,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 1,255,021 | $54,305,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 1,124,009 | $53,008,000 | thousands by filing date | |
| TC ENERGY CORP | 87807B107 | COM | 1,018,649 | $52,785,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 266,527 | $51,576,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 3,139,301 | $51,296,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 1,164,489 | $50,923,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 37,500,000 | $49,879,000 | thousands by filing date | principal |
| SEMPRA COM | 816851109 | Stock | 331,220 | $48,891,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 584,768 | $48,684,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 188,760 | $48,265,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 681,756 | $48,159,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 41,000,000 | $47,529,000 | thousands by filing date | principal |
| Eli Lilly and Company | 532457108 | COM | 415,107 | $46,421,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 595,926 | $45,124,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 282,665 | $44,926,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 41,500,000 | $43,716,000 | thousands by filing date | principal |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 350,311 | $43,517,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 181,389 | $42,230,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 11,344 | $42,169,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 208,810 | $41,541,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 481,333 | $41,028,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 308,626 | $40,213,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 372,225 | $40,145,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 232,649 | $38,340,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 851,070 | $38,153,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 264,526 | $37,576,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 344,883 | $37,481,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 529,376 | $36,087,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 1,596,686 | $35,526,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 104,483 | $35,498,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 1,247,573 | $34,849,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 49,363 | $34,772,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 146,115 | $33,888,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 535,322 | $33,763,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 244,128 | $33,457,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 754,670 | $32,888,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 22,000,000 | $32,866,000 | thousands by filing date | principal |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 694,188 | $31,383,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 191,938 | $31,089,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 444,570 | $30,711,000 | thousands by filing date | |
| SPLUNK INC | 848637AC8 | NOTE 0.500% 9/1 | 28,000,000 | $29,994,000 | thousands by filing date | principal |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 333,385 | $29,862,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 1,607,261 | $29,502,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 528,789 | $29,097,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 241,949 | $28,813,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 22,871 | $28,696,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 510,176 | $28,233,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 685,496 | $27,830,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 1,200,832 | $27,823,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V | 62952QAB6 | NOTE 1.000%12/0 | 25,500,000 | $27,793,000 | thousands by filing date | principal |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 161,150 | $27,461,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 262,499 | $25,676,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 591,199 | $25,292,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 1,233,177 | $25,021,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 438,106 | $24,963,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 828,575 | $24,625,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 200,868 | $23,764,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 466,240 | $23,680,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 362,291 | $23,168,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 182,700 | $22,725,000 | thousands by filing date | call |
| TIFFANY & CO NEW | 886547108 | COM | 243,494 | $22,554,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 463,021 | $22,370,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 230,017 | $22,181,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 100,400 | $22,164,000 | thousands by filing date | call |
| MSCI INC COM | 55354G100 | Stock | 100,000 | $21,775,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 259,866 | $21,508,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 22,000,000 | $21,487,000 | thousands by filing date | principal |
| NEWMONT CORP | 651639106 | COM | 557,074 | $21,119,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 584,603 | $20,821,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 169,240 | $20,742,000 | thousands by filing date | |
| BLOCK INC | 852234AD5 | NOTE 0.500% 5/1 | 18,100,000 | $20,219,000 | thousands by filing date | principal |
| MIDDLEBYCORP | 596278101 | STOK | 171,513 | $20,050,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 10,106 | $19,846,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 130,620 | $19,827,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 19,500,000 | $19,670,000 | thousands by filing date | principal |
| FORTIS INC | 349553107 | COM | 461,600 | $19,530,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 18,500,000 | $19,155,000 | thousands by filing date | principal |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 588,743 | $19,128,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 313,411 | $19,038,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 16,200,000 | $18,971,000 | thousands by filing date | principal |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 10,000,000 | $18,937,000 | thousands by filing date | principal |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 18,500,000 | $18,772,000 | thousands by filing date | principal |
| INGREDION INC COM | 457187102 | Stock | 229,065 | $18,723,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 16,000,000 | $18,336,000 | thousands by filing date | principal |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 345,644 | $18,291,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 14,150,000 | $18,248,000 | thousands by filing date | principal |
| TWITTER INC | 90184LAF9 | NOTE 0.250% 6/1 | 16,950,000 | $18,020,000 | thousands by filing date | principal |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 17,000,000 | $17,994,000 | thousands by filing date | principal |
| CSX Corporation | 126408103 | COM | 256,913 | $17,797,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 127,900 | $17,749,000 | thousands by filing date | call |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 328,509 | $17,742,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 32,480 | $17,534,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 62,682 | $17,388,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 79,500 | $17,351,000 | thousands by filing date | call |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 659,278 | $17,179,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 226,468 | $17,144,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 416,512 | $17,036,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 1,483,581 | $16,857,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 94,185 | $16,767,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 358,621 | $16,669,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 57,714 | $16,627,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 204,710 | $16,589,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 630,000 | $16,529,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 105,184 | $16,443,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 212,064 | $16,176,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 455,080 | $16,096,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 15,500,000 | $15,960,000 | thousands by filing date | principal |
| Visa Inc | 92826C839 | COM | 90,900 | $15,871,000 | thousands by filing date | call |
| FIRST AMERN FINL CORP | 31847R102 | COM | 266,074 | $15,701,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 392,472 | $15,681,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 177,699 | $15,678,000 | thousands by filing date | |
| QIAGEN NV | N72482AB3 | DEBT 0.875% 3/1 | 12,800,000 | $15,605,000 | thousands by filing date | principal |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 12,800 | $15,599,000 | thousands by filing date | call |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 56,001 | $14,906,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 1,308,088 | $14,861,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 118,800 | $14,775,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 174,600 | $14,518,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 12,000,000 | $14,401,000 | thousands by filing date | principal |
| QIAGEN NV | N72482AT4 | DEBT 1.000%11/1 | 13,800,000 | $14,253,000 | thousands by filing date | principal |
| EOG RES INC COM | 26875P101 | Stock | 191,402 | $14,206,000 | thousands by filing date | |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 10,750,000 | $14,058,000 | thousands by filing date | principal |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 65,876 | $13,652,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 14,950,000 | $13,558,000 | thousands by filing date | principal |
| Southern Company | 842587107 | COM | 217,348 | $13,425,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 191,157 | $13,375,000 | thousands by filing date | |
| WEIBO CORP | 948596AC5 | NOTE 1.250%11/1 | 14,250,000 | $13,362,000 | thousands by filing date | principal |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 9,250,000 | $13,048,000 | thousands by filing date | principal |
| Abbott Laboratories | 002824100 | COM | 154,600 | $12,952,000 | thousands by filing date | call |
| Deere & Company | 244199105 | COM | 76,863 | $12,947,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 133,611 | $12,893,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 13,250,000 | $12,782,000 | thousands by filing date | principal |
| HP INC COM | 40434L105 | Stock | 674,350 | $12,759,000 | thousands by filing date | |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 10,650,000 | $12,580,000 | thousands by filing date | principal |
| HASBRO INC COM | 418056107 | Stock | 105,076 | $12,471,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 105,900 | $12,459,000 | thousands by filing date | call |
| PAYPALHLDGSINC | 70450Y103 | STOK | 119,700 | $12,387,000 | thousands by filing date | call |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 594,068 | $12,255,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 152,800 | $12,133,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 209,599 | $12,051,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 145,800 | $11,991,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 130,651 | $11,886,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAF7 | NOTE 1.000% 7/0 | 12,000,000 | $11,714,000 | thousands by filing date | principal |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 3,500,000 | $11,697,000 | thousands by filing date | principal |
| THE COOPER COMPANIES | 216648402 | COM NEW | 39,365 | $11,690,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 800,000 | $11,606,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 38,591 | $11,520,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 198,370 | $11,479,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 178,588 | $11,464,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAC6 | NOTE 6/0 | 6,000,000 | $11,461,000 | thousands by filing date | principal |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 89,693 | $11,242,000 | thousands by filing date | |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 11,000,000 | $11,204,000 | thousands by filing date | principal |
| BARRICK GOLD CORP | 067901108 | COM | 646,587 | $11,168,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 703,334 | $11,022,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 11,500,000 | $10,812,000 | thousands by filing date | principal |
| Salesforce.com, Inc | 79466L302 | COM | 72,216 | $10,720,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 216,755 | $10,655,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 184,107 | $10,634,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 110,051 | $10,622,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 245,000 | $10,599,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 10,500,000 | $10,479,000 | thousands by filing date | principal |
| ZILLOW GROUP INC | 98954MAB7 | NOTE 2.000%12/0 | 10,500,000 | $10,436,000 | thousands by filing date | principal |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 10,500,000 | $10,378,000 | thousands by filing date | principal |
| UNITED RENTALS INC COM | 911363109 | Stock | 82,000 | $10,220,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 180,518 | $10,091,000 | thousands by filing date | |
| MANDIANT INC | 31816QAF8 | NOTE 0.875% 6/0 | 10,600,000 | $9,980,000 | thousands by filing date | principal |
| LIVE NATION ENTERTAINMENT IN | 538034AQ2 | NOTE 2.500% 3/1 | 8,450,000 | $9,941,000 | thousands by filing date | principal |
| NVIDIA Corp | 67066G104 | COM | 56,200 | $9,753,000 | thousands by filing date | call |
| MICROCHIP TECHNOLOGY INC. | 595017AH7 | NOTE 2.250% 2/1 | 7,550,000 | $9,711,000 | thousands by filing date | principal |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 20,991 | $9,683,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 83,861 | $9,581,000 | thousands by filing date | |
| CREE INC | 225447AB7 | NOTE 0.875% 9/0 | 8,750,000 | $9,581,000 | thousands by filing date | principal |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 87,000 | $9,546,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 278,763 | $9,498,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 229,330 | $9,373,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 8,000,000 | $9,287,000 | thousands by filing date | principal |
| SMUCKER J M CO | 832696405 | COM NEW | 84,300 | $9,275,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 34,737 | $9,237,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 573,728 | $9,231,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 185,450 | $9,124,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 7,950,000 | $9,081,000 | thousands by filing date | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 9,200,000 | $9,063,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 7,250,000 | $9,060,000 | thousands by filing date | principal |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 9,450,000 | $8,947,000 | thousands by filing date | principal |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 6,500,000 | $8,918,000 | thousands by filing date | principal |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 6,200,000 | $8,820,000 | thousands by filing date | principal |
| NUTANIX INC | 67059NAB4 | NOTE 1/1 | 9,400,000 | $8,802,000 | thousands by filing date | principal |
| CARVANA CO CL A | 146869102 | Stock | 131,273 | $8,664,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 87,013 | $8,640,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 9,000,000 | $8,582,000 | thousands by filing date | principal |
| BEST BUY INC COM | 086516101 | Stock | 123,869 | $8,545,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 88,366 | $8,544,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 181,507 | $8,516,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 38,562 | $8,480,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 92,220 | $8,408,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 60,000 | $8,328,000 | thousands by filing date | put |
| WORLD ACCEP CORPORATION | 981419104 | COM | 64,642 | $8,243,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 292,627 | $8,012,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 299,883 | $7,985,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 2,050,000 | $7,958,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 8,400,000 | $7,957,000 | thousands by filing date | principal |
| Duke Energy Corporation | 26441C204 | COM | 82,825 | $7,948,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 6,500 | $7,935,000 | thousands by filing date | put |
| CIMPRESS N V | N20146101 | SHS EURO | 60,020 | $7,913,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 296,536 | $7,885,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 282,772 | $7,832,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 30,051 | $7,628,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 49,509 | $7,519,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 93,700 | $7,461,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 123,409 | $7,444,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 8,200,000 | $7,428,000 | thousands by filing date | principal |
| HOLLYFRONTIER CORP | 436106108 | COM | 137,652 | $7,383,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 184,760 | $7,316,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 14,000 | $7,288,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AP0 | NOTE 1.625%10/1 | 6,000,000 | $7,229,000 | thousands by filing date | principal |
| ALCON AG ORD SHS | H01301128 | Stock | 123,010 | $7,181,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 323,262 | $7,095,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 195,000 | $7,079,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 115,200 | $6,943,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 75,605 | $6,923,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 2,125,779 | $6,919,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 6,950,000 | $6,843,000 | thousands by filing date | principal |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 5,500,000 | $6,777,000 | thousands by filing date | principal |
| KINROSS GOLD CORP | 496902404 | COM | 1,456,619 | $6,705,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 360,000 | $6,624,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 184,800 | $6,595,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 222,503 | $6,490,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 129,090 | $6,437,000 | thousands by filing date | |
| HELLO GROUP INC | 60879BAB3 | NOTE 1.250% 7/0 | 6,950,000 | $6,315,000 | thousands by filing date | principal |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 70,000 | $6,263,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 37,927 | $6,236,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 136,233 | $6,172,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 150,708 | $6,089,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 176,270 | $6,023,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 1,300,000 | $6,006,000 | thousands by filing date | |
| ZENDESK INC | 98936JAB7 | NOTE 0.250% 3/1 | 4,500,000 | $5,985,000 | thousands by filing date | principal |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 53,664 | $5,944,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 40,000 | $5,932,000 | thousands by filing date | put |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 28,349 | $5,915,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 29,960 | $5,878,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 202,684 | $5,875,000 | thousands by filing date | |
| WIX COM LTD | 92940WAB5 | NOTE 7/0 | 5,250,000 | $5,841,000 | thousands by filing date | principal |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 25,363 | $5,772,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 634,388 | $5,675,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 592,953 | $5,633,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096AF9 | DBCV 4.375% 2/0 | 5,500,000 | $5,621,000 | thousands by filing date | principal |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 43,838 | $5,616,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 76,000 | $5,599,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 41,899 | $5,598,000 | thousands by filing date | |
| H WORLD GROUP LTD | 16949NAC3 | NOTE 0.375%11/0 | 5,250,000 | $5,462,000 | thousands by filing date | principal |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 84,000 | $5,430,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 105,200 | $5,279,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 32,119 | $5,263,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 140,751 | $5,227,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 53,940 | $5,172,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 209,234 | $4,942,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 51,418 | $4,941,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 57,348 | $4,936,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 47,905 | $4,923,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 89,365 | $4,918,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 174,206 | $4,908,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 220,000 | $4,849,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680RAD9 | NOTE 3/1 | 3,000,000 | $4,844,000 | thousands by filing date | principal |
| TELADOC HEALTH INC | 87918AAC9 | NOTE 1.375% 5/1 | 3,250,000 | $4,844,000 | thousands by filing date | principal |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 11,743 | $4,839,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 144,101 | $4,778,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 67,392 | $4,718,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 104,916 | $4,703,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 151,430 | $4,691,000 | thousands by filing date | |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 5,000,000 | $4,662,000 | thousands by filing date | principal |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 400,000 | $4,613,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 97,887 | $4,572,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 3,000 | $4,567,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 20,240 | $4,518,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 31,961 | $4,442,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 76,660 | $4,439,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 16,800 | $4,427,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 50,000 | $4,418,000 | thousands by filing date | put |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 34,500 | $4,339,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 470,700 | $4,284,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 503,424 | $4,234,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 25,944 | $4,220,000 | thousands by filing date | |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 4,500,000 | $4,208,000 | thousands by filing date | principal |
| MYLAN NV | N59465109 | SHS EURO | 211,400 | $4,181,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 141,560 | $4,085,000 | thousands by filing date | |
| TESLA INC | 88160RAG6 | NOTE 2.000% 5/1 | 4,000,000 | $4,074,000 | thousands by filing date | principal |
| JACK IN THE BOX INC | 466367109 | COM | 44,679 | $4,071,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 82,500 | $4,067,000 | thousands by filing date | |
| DEXCOM INC | 252131AF4 | NOTE 0.750% 5/1 | 2,550,000 | $4,033,000 | thousands by filing date | principal |
| MASCO CORP | 574599106 | COM | 93,800 | $3,910,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 23,000 | $3,816,000 | thousands by filing date | call |
| YUM CHINA HLDGS INC | 98850P109 | COM | 83,914 | $3,812,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 76,682 | $3,759,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 350,000 | $3,722,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 97,400 | $3,690,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 36,776 | $3,661,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 39,067 | $3,660,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 17,500 | $3,640,000 | thousands by filing date | call |
| ONEOK INC NEW | 682680103 | COM | 49,088 | $3,617,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 22,194 | $3,583,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 28,352 | $3,582,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 287,000 | $3,579,000 | thousands by filing date | |
| MERCADOLIBRE INC | 58733RAD4 | NOTE 2.000% 8/1 | 2,400,000 | $3,542,000 | thousands by filing date | principal |
| GENIE ENERGY LTD | 372284208 | CL B | 466,466 | $3,479,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 122,504 | $3,454,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 600,000 | $3,394,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 696,752 | $3,351,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 81,800 | $3,341,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 68,386 | $3,322,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 204,314 | $3,242,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 23,055 | $3,231,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 54,972 | $3,191,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 88,230 | $3,089,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 3,000,000 | $3,078,000 | thousands by filing date | principal |
| RALPH LAUREN CORP | 751212101 | CL A | 31,806 | $3,035,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 32,509 | $2,985,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 250,000 | $2,970,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 14,000 | $2,918,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 200,000 | $2,894,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 19,631 | $2,892,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 319,681 | $2,852,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 83,346 | $2,841,000 | thousands by filing date | |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 2,500,000 | $2,812,000 | thousands by filing date | principal |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 15,640 | $2,809,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 10,000 | $2,763,000 | thousands by filing date | put |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 2,750,000 | $2,753,000 | thousands by filing date | principal |
| PULTE GROUP INC COM | 745867101 | Stock | 74,006 | $2,704,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 29,618 | $2,696,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 40,000 | $2,696,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 35,087 | $2,692,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 34,276 | $2,677,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 17,000 | $2,661,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 50,427 | $2,658,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 44,159 | $2,568,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 13,500 | $2,547,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 487,300 | $2,543,000 | thousands by filing date | |
| INSULET CORP | U45793AA1 | DEBT 0.375% 9/0 | 2,500,000 | $2,532,000 | thousands by filing date | principal |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 2,620,000 | $2,525,000 | thousands by filing date | principal |
| MARRIOTT VACTINS WORLDWID CO | 57164YAB3 | NOTE 1.500% 9/1 | 2,500,000 | $2,506,000 | thousands by filing date | principal |
| CINTAS CORP COM | 172908105 | Stock | 9,331 | $2,502,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 96,192 | $2,446,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 36,744 | $2,443,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 19,686 | $2,422,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 12,200 | $2,354,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 48,200 | $2,300,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220KAF5 | NOTE 0.750% 5/1 | 2,750,000 | $2,296,000 | thousands by filing date | principal |
| ENVISTA HOLDINGS CORPORATION | 29415F104 | COM | 81,000 | $2,258,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 35,000 | $2,212,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 62,812 | $2,205,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 98,630 | $2,188,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 32,886 | $2,173,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 22,647 | $2,170,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 87,000 | $2,153,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 52,220 | $2,131,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 47,448 | $2,110,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 27,992 | $2,063,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 44,663 | $2,054,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 112,400 | $2,054,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 18,305 | $2,012,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 8,891 | $1,972,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 1,500,000 | $1,972,000 | thousands by filing date | principal |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 8,990 | $1,883,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 600,000 | $1,858,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 83,412 | $1,828,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 1,500,000 | $1,826,000 | thousands by filing date | principal |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 56,528 | $1,821,000 | thousands by filing date | |
| CGI INC CL A SUB VTG | 12532H104 | Stock | 22,700 | $1,796,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 93,750 | $1,767,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 1,000,000 | $1,760,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 84,492 | $1,750,000 | thousands by filing date | |
| FINISAR CORP | 31787AAP6 | NOTE 0.500%12/1 | 1,750,000 | $1,738,000 | thousands by filing date | principal |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 84,045 | $1,732,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 10,000 | $1,700,000 | thousands by filing date | put |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 29,656 | $1,694,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 20,000 | $1,685,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 31,497 | $1,679,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 77,046 | $1,633,000 | thousands by filing date | |
| ISTAR INC | 45031UCB5 | NOTE 3.125% 9/1 | 1,500,000 | $1,585,000 | thousands by filing date | principal |
| Netflix, Inc | 64110L106 | COM | 5,909 | $1,580,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 90,000 | $1,563,000 | thousands by filing date | |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 1,500,000 | $1,560,000 | thousands by filing date | principal |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 1,600,000 | $1,528,000 | thousands by filing date | principal |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 15,485 | $1,516,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 11,388 | $1,515,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 1,500,000 | $1,512,000 | thousands by filing date | principal |
| INCYTE CORP COM | 45337C102 | Stock | 20,219 | $1,501,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 13,376 | $1,495,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 12,100 | $1,491,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 20,466 | $1,488,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 25,744 | $1,463,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 56,500 | $1,446,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 31,000 | $1,436,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 13,500 | $1,432,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 32,179 | $1,427,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 1,500,000 | $1,416,000 | thousands by filing date | principal |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 108,000 | $1,404,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 45,614 | $1,364,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-19-021453 | this filing | 2019-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000905148-26-002022 | base | 2026-05-04 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000905148-26-002023 | added | 2026-05-04 | acceptance time not in the bulk data set |