13F-HR filed by NOMURA HOLDINGS INC
NOMURA HOLDINGS INC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-14, with 1,151 holding rows worth $26,260,715,000.
- Accession
- 0001567619-19-021422
- Filer
- CIK 1163653
- Filed
- 2019-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 1,385 entries on the cover page, a total value of $26,260,715,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $26,260,715,000 with VALUE read as thousands by filing date, 13F file number 028-10594. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ARCONIC INC | 03965L100 | COM | 15,100 | $378,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FERROGLOBE PLC | G33856108 | SHS | 341,155 | $373,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 1,300 | $368,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 4,800 | $366,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 4,279 | $363,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 3,701 | $355,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 16,000 | $355,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MEDICINES CO | 584688AG0 | NOTE 2.750% 7/1 | 709,000 | $347,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| BOX INC CL A | 10316T104 | Stock | 20,504 | $344,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 40,000 | $343,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LANDSTAR SYS INC COM | 515098101 | Stock | 3,053 | $340,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 4,500 | $337,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORTEVA INC COM | 22052L104 | Stock | 12,100 | $334,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| REDFIN CORP | 75737F108 | COM | 20,701 | $334,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TJX Companies Inc | 872540109 | COM | 6,000 | $333,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORTIVE CORP COM | 34959J108 | Stock | 5,000 | $331,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AK STEEL HOLDING CORP | 001547108 | COM | 146,284 | $326,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 50,000 | $325,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 6,300 | $316,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 5,500,000 | $312,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| Waste Management, Inc. | 94106L109 | COM | 2,700 | $310,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ALLOT LTD | M0854Q105 | SHS | 38,600 | $306,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 14,349 | $302,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PLUG PWR INC | 72919P202 | COM NEW | 119,861 | $301,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VERINT SYS INC | 92343X100 | COM | 7,000 | $301,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 30,800 | $301,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LIVENT CORP | 53814L108 | COM | 45,000 | $300,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 5,804 | $298,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEVRO CORP | 64157F103 | COM | 3,551 | $297,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INCYTE CORP COM | 45337C102 | Stock | 4,000 | $296,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLEX LTD ORD | Y2573F102 | Stock | 28,500 | $295,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 45,300 | $294,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| REDWOOD TRUST INC | 758075AC9 | BOND | 1,774,000 | $292,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 16,080 | $291,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BOYDGAMINGCORP | 103304101 | STOK | 12,000 | $287,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 500,000 | $286,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 8,295 | $284,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 10,481 | $280,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SNAP ON INC COM | 833034101 | Stock | 1,803 | $279,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 300,000 | $279,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 48,300 | $278,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 20,551 | $278,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 77,956 | $277,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 5,700 | $277,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 1,876 | $272,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 5,792 | $271,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MODERNA INC | 60770K107 | COM | 18,000 | $267,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PAN AMERN SILVER CORP | 697900108 | COM | 16,835 | $266,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 28,415 | $264,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 8,000 | $260,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 277,000 | $257,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| FLUOR CORP | 343412102 | COM | 13,800 | $252,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 4,815 | $248,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 4,360,000 | $248,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 2,000 | $246,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITED RENTALS INC COM | 911363109 | Stock | 2,048 | $245,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VITAMIN SHOPPE INC | 92849EAB7 | NOTE 2.25012/0 | 3,757,000 | $245,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 24,731 | $244,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STORE CAP CORP | 862121100 | COM | 6,500 | $244,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STORE CAP CORP | 862121100 | COM | 6,500 | $244,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 16,358 | $240,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 8,700 | $240,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 15,426 | $239,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CYPRESS SEMICONDUCTOR CORP | 232806AM1 | NOTE 4.500% 1/1 | 1,000,000 | $233,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 29,400 | $228,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AUTONATION INC COM | 05329W102 | Stock | 4,502 | $226,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BED BATH & BEYOND INC | 690370101 | COM | 23,305 | $226,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOPRO INC | 38268T103 | CL A | 42,576 | $226,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Eli Lilly and Company | 532457108 | COM | 2,026 | $224,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADIENT PLC | G0084W101 | ORD SHS | 10,000 | $222,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 11,000 | $221,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 25,000 | $220,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 4,100 | $218,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ONEOK INC NEW | 682680103 | COM | 2,983 | $217,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATI INC COM | 01741R102 | Stock | 10,754 | $216,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROPETRO HLDG CORP | 74347M108 | COM | 25,000 | $216,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KBR INC COM | 48242W106 | Stock | 8,929 | $215,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 7,716 | $215,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PTC THERAPEUTICS INC | 69366J200 | COM | 6,550 | $212,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 5,000 | $207,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DENBURY RES INC | 247916208 | COM NEW | 182,500 | $207,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 13,351 | $206,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROKU INC COM CL A | 77543R102 | Stock | 2,000 | $205,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 18,000 | $203,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 25,000 | $199,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 4,844,000 | $198,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 24,483 | $194,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TELLURIAN INC NEW | 87968A104 | COM | 24,200 | $194,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HUNTSMAN CORP | 447011107 | COM | 8,331 | $188,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BED BATH & BEYOND INC | 075896100 | COM | 18,000 | $186,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVITAE CORP | 46185L103 | COM | 10,000 | $183,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUNOPTA INC | 8676EP108 | COM | 109,632 | $179,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 23,382 | $177,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Q2 HLDGS INC | 74736LAB5 | NOTE 0.750% 2/1 | 230,000 | $173,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| Concho Resources Inc. | 20605P101 | COM | 2,526 | $163,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APACHE CORP | 037411105 | COM | 6,585 | $160,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONDUENT INC | 206787103 | COM | 25,000 | $155,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 10,690 | $153,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KAMAN CORP | 483548AF0 | BOND | 262,000 | $152,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 33,735 | $150,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 15,700 | $149,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 2,000,000 | $144,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY | 531229888 | COMMON STOCK | 5,032 | $140,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYNAPTICS INC COM | 87157D109 | Stock | 3,500 | $137,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QEP RESOURCES INC | 74733V100 | COM | 40,000 | $137,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RETROPHIN INC | 761299106 | COM | 12,000 | $136,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 55,000 | $134,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 5,259 | $133,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OUTFRONT MEDIA INC | 69007J106 | COM | 4,800 | $133,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 3,700 | $118,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PARATEK PHARMACEUTICALS INC | 699374AB0 | Convertible Bond | 2,675,000 | $114,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 8,000 | $111,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TIVO CORP | 88870P106 | COM | 14,364 | $108,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 18,000 | $108,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PAPA JOHNS INTL INC | 698813102 | COM | 2,018 | $106,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AGCO CORP | 001084102 | COM | 1,426 | $105,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BORGWARNER INC COM | 099724106 | Stock | 2,900 | $104,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 517,000 | $102,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 50,000 | $91,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| COTERRA ENERGY INC COM | 127097103 | Stock | 5,000 | $88,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLOVIS ONCOLOGY INC | 189464AC4 | NOTE 1.250% 5/0 | 2,031,000 | $83,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| HUBSPOT INC | 443573AB6 | NOTE 0.250% 6/0 | 55,000 | $83,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| HOSTESS BRANDS INC | 44109J114 | WTS | 50,011 | $83,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIVENT CORP | 53814L108 | COM | 12,286 | $82,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRANSOCEAN INC | 893830BJ7 | DEB 0.500% 1/3 | 1,740,000 | $78,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 1,000 | $77,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 1,000 | $77,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 3,791 | $73,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 619,199 | $73,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| ISTAR INC | 45031UCB5 | NOTE 3.125% 9/1 | 502,000 | $64,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 84,000 | $52,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| Deere & Company | 244199105 | COM | 302 | $50,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OPKO HEALTH INC | 68375NAD5 | NOTE 4.500% 2/1 | 2,315,000 | $46,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 45,000 | $39,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 20,618 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUOTIENT TECHNOLOGY INC | 749119AB9 | NOTE 1.750%12/0 | 413,000 | $33,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 1,000,000 | $27,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| SPLUNK INC | 848637AC8 | NOTE 0.500% 9/1 | 22,000 | $26,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 203,000 | $14,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| WABTEC COM | 929740108 | Stock | 126 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 10,965 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOVAVAX INC | 670002AB0 | NOTE 3.750% 2/0 | 157,000 | $8,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 16,000 | $5,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| SECOND SIGHT MED PRODS INC | 81362J118 | *W EXP 03/06/202 | 19,176 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOPRO INC | 38268TAB9 | NOTE 3.500% 4/1 | 57,000 | $3,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| EZCORP INC | 302301AE6 | NOTE 2.375% 5/0 | 11,000 | $1,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| WHITING PETE CORP NEW | 966387AL6 | NOTE 1.250% 4/0 | 19,000 | $1,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| FOX CORP CL A COM | 35137L105 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 14,560,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| NEXTERA ENERGY INC | 65339F796 | COM | 165,091 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| DOMINION ENERGY INC | 25746U133 | UNIT 99/99/9999 | 295,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-19-021422 | this filing | 2019-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001567619-19-022965 | added | 2019-12-12 | acceptance time not in the bulk data set |