13F-HR filed by MANGROVE PARTNERS IM, LLC
MANGROVE PARTNERS IM, LLC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-14, with 100 holding rows worth $825,438,000.
- Accession
- 0001567619-19-021334
- Filer
- CIK 1535392
- Filed
- 2019-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 100 entries on the cover page, a total value of $825,438,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $825,438,000 with VALUE read as thousands by filing date, 13F file number 028-15348. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ECHOSTAR CORP | 278768106 | CL A | 1,525,609 | $60,445,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 12,105,522 | $56,412,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 1,729,382 | $50,273,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 2,021,700 | $45,266,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 3,818,612 | $40,458,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 509,952 | $37,165,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 4,910,359 | $27,694,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 1,291,068 | $26,480,000 | thousands by filing date | |
| ACADIAN ASSET MANAGEMENT INC COM | 10948W103 | Stock | 2,628,156 | $26,045,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 1,109,121 | $24,146,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 207,687 | $22,964,000 | thousands by filing date | |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 2,594,157 | $21,895,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 1,192,734 | $21,708,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 1,384,162 | $20,375,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182CAA1 | NOTE 3.00012/0 | 18,779,000 | $20,140,000 | thousands by filing date | principal |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 7,572,927 | $17,721,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 868,170 | $16,721,000 | thousands by filing date | |
| CONTURA ENERGY INC | 21241B100 | COM | 574,924 | $16,075,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 7,876,506 | $15,438,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 1,635,488 | $15,046,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 2,508,838 | $13,322,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784106 | CL A COM STK | 900,000 | $9,090,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 847,284 | $8,685,000 | thousands by filing date | |
| GRAF INDL CORP | 384278107 | COM | 850,000 | $8,569,000 | thousands by filing date | |
| SKILLSOFT CORP CL A | 17143G106 | Stock | 849,999 | $8,517,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087L200 | UNIT 10/31/2026 | 700,000 | $7,231,000 | thousands by filing date | |
| CF FIN ACQUISITION CORP | 12528N107 | COM CL A | 700,000 | $7,098,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 671,648 | $7,052,000 | thousands by filing date | |
| AMCI ACQUISITION CORP | 00165R101 | CLASS A | 700,000 | $7,021,000 | thousands by filing date | |
| GX ACQUISITION CORP | 36251A107 | COM CL A | 700,000 | $6,965,000 | thousands by filing date | |
| NAVIOS MARITIME CHG CONTAINERS LP UNIT REPSTG LP INT | Y62151108 | COM UNIT RP LP | 3,317,420 | $6,602,000 | thousands by filing date | |
| SWITCHBACK ENERGY ACQUISTN C | 87105M201 | UNIT 99/99/9999 | 600,000 | $6,000,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 507,871 | $5,597,000 | thousands by filing date | |
| CHASERG TECHNOLOGY ACQ CORP; TNT ACQ DT: 4/4/2020 | 16166a103 | COM | 550,000 | $5,561,000 | thousands by filing date | |
| SOUTH MTN MERGER CORP | 838884203 | UNIT 99/99/9999 | 500,000 | $5,250,000 | thousands by filing date | |
| APEX TECHNOLOGY ACQUISITION | 03768F201 | UNIT 06/11/2026 | 500,000 | $5,095,000 | thousands by filing date | |
| PIVOTAL INVT CORP II | 72582K209 | UNIT 06/01/2025 | 500,000 | $5,090,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP V CLA | 31811A101 | COM | 500,000 | $5,035,000 | thousands by filing date | |
| SCHULTZE SPL PURP ACQUSTN CO COM | 80821R109 | Stock | 500,000 | $5,020,000 | thousands by filing date | |
| EXPERIENCE INVT CORP | 30217C208 | UNIT 09/01/2026 | 500,000 | $5,005,000 | thousands by filing date | |
| CRESCENT ACQUISITION CORP | 22564L105 | COM CL A | 500,000 | $4,950,000 | thousands by filing date | |
| ACAMAR PARTNERS ACQSITION CO | 004285102 | CL A | 500,000 | $4,950,000 | thousands by filing date | |
| ACT II GLOBAL ACQUISITIO-A | G0080J104 | CL A SHS | 500,000 | $4,925,000 | thousands by filing date | |
| UPHEALTH INC | 375036100 | Common Stock | 500,000 | $4,915,000 | thousands by filing date | |
| LANDCADIA HLDGS II INC | 51476X105 | CL A | 499,998 | $4,905,000 | thousands by filing date | |
| TUSCAN HLDGS CORP | 90069K104 | COM | 500,000 | $4,900,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 3,754,115 | $4,880,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 8,868,649 | $4,501,000 | thousands by filing date | |
| SILVER SPIKE ACQUISITION COR | G8136L122 | UNIT 99/99/9999 | 400,000 | $4,036,000 | thousands by filing date | |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 4,000,000 | $4,010,000 | thousands by filing date | principal |
| MONOCLE ACQUISITION CORP | 609754106 | COM | 400,000 | $4,000,000 | thousands by filing date | |
| MENLO THERAPEUTICS INC | 586858102 | COM | 853,326 | $3,823,000 | thousands by filing date | |
| Collier Creek Holdings | G22707106 | COM | 350,000 | $3,567,000 | thousands by filing date | |
| TKK SYMPHONY ACQUISITION COR | G88950103 | ORD SHS | 350,000 | $3,563,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 711,737 | $3,495,000 | thousands by filing date | |
| TRINE ACQUISITION CORP | 89628U108 | COM CL A | 350,000 | $3,455,000 | thousands by filing date | |
| NETFIN ACQUISITION CORP | G6455A107 | SHS CL A | 300,000 | $2,946,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 773,553 | $2,889,000 | thousands by filing date | |
| SC HEALTH CORP | G78516302 | UNIT 99/99/9999 | 278,734 | $2,885,000 | thousands by filing date | |
| GORES METROPOULOS INC | 382872109 | COM CL A | 250,000 | $2,525,000 | thousands by filing date | |
| NEW PROVIDENCE ACQUISITION | 64822P205 | UNIT 09/01/2024 | 250,000 | $2,523,000 | thousands by filing date | |
| RMG ACQUISITION CORP | 749641106 | CL A | 250,000 | $2,463,000 | thousands by filing date | |
| MEGALITH FINL ACQUISITION CO | 58518F109 | CL A COM | 200,000 | $2,032,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A202 | UNIT 04/01/2026 | 200,000 | $2,010,000 | thousands by filing date | |
| BELLUS HEALTH INC NEW | 07987C204 | COM | 313,849 | $2,005,000 | thousands by filing date | |
| DIAMONDPEAK HLDGS COR | 25280H100 | COM CL A | 199,998 | $1,980,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U107 | COM | 3,688,609 | $1,440,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 1,776,644 | $1,313,000 | thousands by filing date | |
| PIVOTAL ACQUISITION CORP | 72583A101 | CL A COM | 100,000 | $1,018,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP | G67145121 | UNIT 99/99/9999 | 100,000 | $1,016,000 | thousands by filing date | |
| PENSARE ACQUISITION CORP | 70957E105 | COM | 100,000 | $1,016,000 | thousands by filing date | |
| HEALTH SCIENCES ACQUSTN CORP | 42227C102 | COM | 100,000 | $1,002,000 | thousands by filing date | |
| DIAMOND EAGLE ACQUISITION CO | 25258L109 | COM CL A | 100,000 | $985,000 | thousands by filing date | |
| CHURCHILL CAP CORP II | 17143G114 | *W EXP 07/02/202 | 283,333 | $425,000 | thousands by filing date | |
| CF FIN ACQUISITION CORP | 12528N115 | *W EXP 04/30/202 | 525,000 | $341,000 | thousands by filing date | |
| GRAF INDL CORP | 384278115 | Stock | 850,000 | $332,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP III | 31811A119 | *W EXP 12/01/202 | 250,000 | $305,000 | thousands by filing date | |
| CONYERS PK II ACQUISITION CO | 212896203 | UNIT 99/99/9999 | 25,000 | $266,000 | thousands by filing date | |
| ADVENT TECHNOLOGIES HOLDNG INC WT EXP 020326 | 00165R119 | Stock | 700,000 | $245,000 | thousands by filing date | |
| CHASERG TECHNLGY ACQUISITN C | 16166A111 | W EXP 04/10/202 | 275,000 | $245,000 | thousands by filing date | |
| GX ACQUISITION CORP | 36251A115 | *W EXP 05/24/202 | 350,000 | $210,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784122 | *W EXP 08/27/202 | 300,000 | $180,000 | thousands by filing date | |
| MONOCLE ACQUISITION CORP | 609754114 | *W EXP 12/06/202 | 400,000 | $180,000 | thousands by filing date | |
| SCHULTZE SPL PURP ACQUSTN CO | 80821R117 | W EXP 12/31/202 | 500,000 | $175,000 | thousands by filing date | |
| GIGCAPITAL2 INC | 375036126 | RIGHT 02/28/2026 | 500,000 | $148,000 | thousands by filing date | |
| GIGCAPITAL2 INC | 375036118 | *W EXP 02/28/202 | 500,000 | $140,000 | thousands by filing date | |
| TRINE ACQUISITION CORP | 89628U116 | *W EXP 03/31/202 | 175,000 | $138,000 | thousands by filing date | |
| LANDCADIA HLDGS II INC | 51476X113 | *W EXP 05/09/202 | 166,666 | $132,000 | thousands by filing date | |
| ACTTW US 30 Apr 24 C11.5 (Act II Global Acquisitio | G0080J120 | W EXP 04/30/202 | 100,000 | $93,000 | thousands by filing date | |
| NETFIN ACQUISITION CORP | G6455A115 | *W EXP 08/01/202 | 300,000 | $90,000 | thousands by filing date | |
| COLLIER CREEK HOLDINGS | G22707114 | *W EXP 99/99/999 | 66,666 | $87,000 | thousands by filing date | |
| TKK SYMPHONY ACQUISITION COR | G88950137 | RIGHT 02/20/2020 | 350,000 | $84,000 | thousands by filing date | |
| HEALTH SCIENCES ACQUSTN CORP | 42227C110 | *W EXP 04/01/202 | 100,000 | $84,000 | thousands by filing date | |
| MEGALITH FINL ACQUISITION CO | 58518F117 | *W EXP 08/26/202 | 200,000 | $76,000 | thousands by filing date | |
| RMG ACQUISITION CORP | 749641114 | *W EXP 02/21/202 | 83,333 | $62,000 | thousands by filing date | |
| DIAMONDPEAK HLDGS COR | 25280H118 | *W EXP 02/22/202 | 66,666 | $57,000 | thousands by filing date | |
| ACAMAR PARTNERS ACQSITION CO | 004285110 | *W EXP 02/26/202 | 66,666 | $49,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 60,000 | $40,000 | thousands by filing date | call |
| TKK SYMPHONY ACQUISITION COR | G88950129 | *W EXP 02/20/202 | 350,000 | $32,000 | thousands by filing date | |
| DEACW US 30 Jun 26 C11.5 (Diamond Eagle Acquisitio | 25258L117 | W EXP 06/30/202 | 33,333 | $27,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-19-021334 | this filing | 2019-11-14 | acceptance time not in the bulk data set |