13F-HR filed by Transamerica Financial Advisors, LLC
Transamerica Financial Advisors, LLC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-12, with 94 holding rows worth $7,862,000.
- Accession
- 0001567619-19-020946
- Filer
- CIK 1502149
- Filed
- 2019-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A combination report, 94 entries on the cover page, a total value of $7,862,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $7,862,000 with VALUE read as thousands by filing date, 13F file number 028-14018. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerBetterment LLC028-16706
- included managerBetterment LLC028-16706
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 10,190 | $1,390,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 10,632 | $898,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 7,872 | $441,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 9,109 | $375,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 3,783 | $295,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 4,597 | $271,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 3,293 | $267,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 2,241 | $261,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 4,054 | $235,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 5,661 | $228,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 2,413 | $225,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 1,859 | $203,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 4,863 | $171,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V860 | DORSEY WRGT FINL | 4,383 | $165,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 2,440 | $160,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 2,139 | $147,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 4,670 | $139,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 4,283 | $137,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 1,547 | $136,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 4,239 | $135,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 997 | $135,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 2,043 | $134,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 1,566 | $127,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 2,318 | $101,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 784 | $89,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 15,751 | $81,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 1,094 | $77,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 3,676 | $77,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 1,675 | $74,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 1,654 | $74,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 1,284 | $53,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 888 | $53,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 1,009 | $52,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 1,465 | $52,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 491 | $45,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 834 | $45,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 889 | $44,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 250 | $29,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 909 | $25,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 257 | $19,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 323 | $19,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 124 | $18,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 76 | $13,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 279 | $12,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 227 | $12,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 539 | $11,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 426 | $11,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 693 | $11,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES SWISS | 46138R108 | SWISS FRANC | 86 | $8,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 284 | $5,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 64 | $4,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 13 | $2,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 12 | $2,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 10 | $2,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 12 | $2,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 5 | $2,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 9 | $2,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 13 | $2,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 7 | $2,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 16 | $2,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 8 | $2,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 12 | $2,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 32 | $2,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 6 | $2,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 20 | $2,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 58 | $2,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 29 | $2,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 10 | $2,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 13 | $2,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 75 | $2,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 26 | $2,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 5 | $2,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 4 | $2,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 12 | $2,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 4 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 45 | $2,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 17 | $2,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 9 | $2,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 13 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 58 | $2,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 28 | $2,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 6 | $1,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 13 | $1,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 7 | $1,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 6 | $1,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 6 | $1,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 6 | $1,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 7 | $1,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 7 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 2 | $1,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 15 | $1,000 | thousands by filing date | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 12 | $1,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 5 | $1,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 6 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-19-020946 | this filing | 2019-11-12 | acceptance time not in the bulk data set |