13F-HR filed by PANAGORA ASSET MANAGEMENT INC
PANAGORA ASSET MANAGEMENT INC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-12, with 2,499 holding rows worth $21,677,450,000.
- Accession
- 0001567619-19-020880
- Filer
- CIK 883677
- Filed
- 2019-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 2,499 entries on the cover page, a total value of $21,677,450,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $21,677,450,000 with VALUE read as thousands by filing date, 13F file number 028-03042. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 2,567 | $40,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 1,836 | $40,000 | thousands by filing date | |
| RMG ACQUISITION CORP | 749641106 | CL A | 4,065 | $40,000 | thousands by filing date | |
| DYNATRACE INC COM NEW | 268150109 | Stock | 2,112 | $39,000 | thousands by filing date | |
| ACAMAR PARTNERS ACQSITION CO | 004285102 | CL A | 3,933 | $39,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 1,065 | $38,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 3,040 | $38,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 1,016 | $38,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 2,645 | $38,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 2,089 | $38,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 905 | $36,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 1,796 | $36,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 755 | $36,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 1,349 | $36,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 2,183 | $35,000 | thousands by filing date | |
| DATADOGINCCLASSA | 23804L103 | STOK | 1,000 | $34,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 1,800 | $34,000 | thousands by filing date | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 900 | $34,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 168 | $34,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 2,014 | $34,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 2,495 | $34,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 3,200 | $34,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 1,000 | $34,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 1,604 | $33,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 9,509 | $33,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 846 | $32,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 1,477 | $32,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 2,700 | $31,000 | thousands by filing date | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 970 | $31,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 1,610 | $31,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 2,571 | $31,000 | thousands by filing date | |
| THUNDER BRDG ACQUISTION II L | G8857S124 | UNIT 99/99/9999 | 3,048 | $31,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 1,189 | $30,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 2,344 | $30,000 | thousands by filing date | |
| WEALTHBRIDGE ACQUISITION LTD | G4887W136 | RIGHT 11/02/2023 | 134,800 | $30,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 4,667 | $29,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 2,200 | $29,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 4,300 | $29,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 6,270 | $29,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 600 | $28,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 211 | $28,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 2,500 | $28,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 300 | $28,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 3,700 | $27,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 778 | $27,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 1,873 | $27,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 2,589 | $27,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 21,071 | $27,000 | thousands by filing date | |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 2,411 | $27,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 930 | $26,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 661 | $25,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 2,662 | $25,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 19 | $24,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 395 | $24,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 5,620 | $24,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 796 | $23,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 1,833 | $23,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 1,675 | $22,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 2,109 | $22,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 1,607 | $22,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 2,350 | $22,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 599 | $22,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 992 | $22,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 1,347 | $22,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 2,300 | $21,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 267 | $21,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 1,533 | $21,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 1,074 | $21,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 1,620 | $21,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 1,498 | $21,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 2,395 | $21,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 768 | $21,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 186 | $21,000 | thousands by filing date | |
| REVIVA PHARMACEUTCLS HLDGS INC WT EXP 122525 | G8708A108 | Stock | 116,337 | $21,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 1,547 | $20,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 830 | $20,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 1,356 | $20,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 1,343 | $20,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 1,623 | $20,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 1,363 | $20,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 1,268 | $20,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 617 | $20,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 185 | $20,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 300 | $19,000 | thousands by filing date | |
| ANTERIX INC | 03676C100 | COMMON STOCK | 524 | $19,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 2,199 | $19,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 870 | $19,000 | thousands by filing date | |
| ALLEGRO MERGER CORP | 01749N103 | COM | 1,831 | $19,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 3,543 | $18,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 645 | $18,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 1,152 | $18,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 1,446 | $18,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP | 92243N103 | COM | 1,783 | $18,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 5,600 | $17,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 1,771 | $17,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 578 | $17,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 1,344 | $17,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 542 | $17,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 558 | $17,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 952 | $17,000 | thousands by filing date | |
| TRANSLATIONAL ACQUISITION DVLNT ORD | 89615T106 | COM | 1,634 | $17,000 | thousands by filing date | |
| TUSCAN HLDGS CORP | 90069K104 | COM | 1,732 | $17,000 | thousands by filing date | |
| 8I ENTERPRISES ACQUISITION C | G2956M104 | SHS | 1,679 | $17,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 646 | $16,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 1,001 | $16,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 1,226 | $16,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 2,874 | $16,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 941 | $16,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 403 | $16,000 | thousands by filing date | |
| Eureka Homestead Bancorp, Inc. | 298544107 | Not 13F Security | 1,283 | $16,000 | thousands by filing date | |
| TRIDENT ACQUISITIONS CORP | 89615T114 | W EXP 05/09/202 | 131,347 | $16,000 | thousands by filing date | |
| LF Capital Acquisition Corp | 50200K108 | LF CAPITAL ACQUISITION COR-A | 1,564 | $16,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 3,510 | $15,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 753 | $15,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 1,060 | $15,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 345 | $15,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 3,600 | $15,000 | thousands by filing date | |
| AMALGAMATED BANK | 022663108 | COMMON STOCK | 946 | $15,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 2,005 | $15,000 | thousands by filing date | |
| WEALTHBRIDGE ACQUISITION LTD | G4887W128 | W EXP 01/31/202 | 135,000 | $15,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 233 | $14,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 374 | $14,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 958 | $14,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 1,651 | $14,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 986 | $14,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 1,104 | $14,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 1,550 | $14,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 1,129 | $14,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 917 | $14,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 1,000 | $14,000 | thousands by filing date | |
| REVIVA PHARMACEUTCLS HLDGS INC COM | G8708A116 | Stock | 1,350 | $14,000 | thousands by filing date | |
| MTG CORP | 313400301 | COM | 3,700 | $13,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 232 | $13,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 353 | $13,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 1,387 | $13,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 1,240 | $13,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 915 | $13,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 603 | $13,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 869 | $13,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 574 | $13,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 1,989 | $13,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 898 | $13,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 356 | $13,000 | thousands by filing date | |
| TOTTENHAM ACQUISITION I LTD | G8959N122 | RIGHT 11/06/2020 | 61,796 | $13,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 1,359 | $12,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 1,428 | $12,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 2,200 | $12,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 929 | $12,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 1,148 | $12,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 1,270 | $12,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 1,047 | $12,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 534 | $12,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 516 | $12,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 840 | $12,000 | thousands by filing date | |
| PROFICIENT ALPHA ACQUSTN COR COM | 74317h105 | COM | 1,168 | $12,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 549 | $11,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 33 | $11,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 1,150 | $11,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 780 | $11,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 306 | $11,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 1,799 | $11,000 | thousands by filing date | |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 2,370 | $11,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 3,236 | $11,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 2,129 | $11,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 1,165 | $11,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 1,045 | $10,000 | thousands by filing date | |
| SUZANO S A SPON ADS | 86959K105 | ADR | 1,178 | $10,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 651 | $10,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 781 | $10,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 710 | $10,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 1,989 | $10,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 695 | $10,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 663 | $10,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 575 | $10,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 397 | $10,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 243 | $10,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 19,617 | $10,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 915 | $10,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 1,689 | $10,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 1,674 | $10,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 1,189 | $10,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 2,250 | $10,000 | thousands by filing date | |
| MEGALITH FINL ACQUISITION CO | 58518F109 | CL A COM | 969 | $10,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 164 | $9,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 619 | $9,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 591 | $9,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 75 | $9,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 575 | $9,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 676 | $9,000 | thousands by filing date | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 709 | $9,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 1,068 | $9,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 591 | $9,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 386 | $9,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 340 | $9,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 582 | $9,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 483 | $9,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 2,474 | $9,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 4,600 | $9,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 1,427 | $9,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 1,097 | $9,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 1,113 | $8,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 126 | $8,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 648 | $8,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 560 | $8,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 633 | $8,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 678 | $8,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 634 | $8,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 737 | $8,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 619 | $8,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 240 | $8,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 517 | $8,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 545 | $8,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 1,193 | $8,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 885 | $8,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 1,400 | $8,000 | thousands by filing date | |
| RHINEBECK BANCORP INC | 762093102 | COMMON STOCK | 728 | $8,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 604 | $8,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 1,018 | $8,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 1,276 | $8,000 | thousands by filing date | |
| TIBERIUS ACQUISITION CORP | 88633A107 | COM | 755 | $8,000 | thousands by filing date | |
| HEALTH SCIENCES ACQUSTN CORP | 42227C102 | COM | 820 | $8,000 | thousands by filing date | |
| ONTO INNOVATION INC COM | 683344105 | Stock | 225 | $7,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 59 | $7,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 128 | $7,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 515 | $7,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 130 | $7,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 1,221 | $7,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 442 | $7,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 824 | $7,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 591 | $7,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 1,154 | $7,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 427 | $7,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 238 | $7,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 663 | $7,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 404 | $7,000 | thousands by filing date | |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 388 | $7,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 575 | $7,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 227 | $7,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 4,926 | $7,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 170 | $7,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 364 | $7,000 | thousands by filing date | |
| RIVERVIEW FINL CORP NEW | 76940Q105 | COM | 606 | $7,000 | thousands by filing date | |
| Tottenham Acquisition I Limited | G8959N106 | SHS | 696 | $7,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 31 | $6,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 37 | $6,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 58 | $6,000 | thousands by filing date | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 629 | $6,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 1,310 | $6,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 2,209 | $6,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 488 | $6,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 516 | $6,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 583 | $6,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 280 | $6,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 208 | $6,000 | thousands by filing date | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 417 | $6,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 291 | $6,000 | thousands by filing date | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 485 | $6,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 1,093 | $6,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 1,334 | $6,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 704 | $6,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 291 | $6,000 | thousands by filing date | |
| ATENTO S A | L0427L105 | SHS | 2,127 | $6,000 | thousands by filing date | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 606 | $6,000 | thousands by filing date | |
| NEXTCURE INC | 65343E108 | COM | 192 | $6,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 1,164 | $6,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 823 | $6,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 1,343 | $6,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 3,000 | $6,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 3,406 | $6,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 243 | $6,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 1,480 | $6,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 4,900 | $6,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 6,358 | $6,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 2,304 | $6,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 296 | $6,000 | thousands by filing date | |
| TKK SYMPHONY ACQUISITION COR | G88950103 | ORD SHS | 565 | $6,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 582 | $5,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 306 | $5,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 146 | $5,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 694 | $5,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 341 | $5,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 546 | $5,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 142 | $5,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 341 | $5,000 | thousands by filing date | |
| SOUND FINL BANCORP INC | 83607A100 | COM | 146 | $5,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 1,683 | $5,000 | thousands by filing date | |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 509 | $5,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 243 | $5,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 251 | $5,000 | thousands by filing date | |
| PCB BANCORP | 69320M109 | COMMON STOCK | 291 | $5,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 678 | $5,000 | thousands by filing date | |
| Bancorp 34 Inc | 05970V106 | Com | 364 | $5,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 178 | $5,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 1,908 | $5,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 606 | $5,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 1,664 | $5,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 1,754 | $5,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 223 | $5,000 | thousands by filing date | |
| GREAT ELM CAP GROUP INC | 39036P209 | COM NEW | 1,280 | $5,000 | thousands by filing date | |
| RANDOLPH BANCORP INC | 752378109 | COM | 315 | $5,000 | thousands by filing date | |
| Ottawa Bancorp Inc. | 689195105 | Not 13F Security | 388 | $5,000 | thousands by filing date | |
| AERPIO PHARMACEUTICALS INC | 00810B105 | COM | 7,320 | $5,000 | thousands by filing date | |
| Collier Creek Holdings | G22707106 | COM | 444 | $5,000 | thousands by filing date | |
| PB BANCORP INC | 70454T100 | COM | 412 | $5,000 | thousands by filing date | |
| TOTTENHAM ACQUISITION I LTD | G8959N114 | *W EXP 05/06/202 | 31,796 | $5,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 329 | $4,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 195 | $4,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 161 | $4,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 415 | $4,000 | thousands by filing date | |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 219 | $4,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 1,774 | $4,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 196 | $4,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 23 | $4,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 300 | $4,000 | thousands by filing date | |
| FRANCHISE GROUP INC | 35180X105 | COM | 367 | $4,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 903 | $4,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 1,516 | $4,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 315 | $4,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 580 | $4,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 703 | $4,000 | thousands by filing date | |
| HARTE HANKS INC | 416196202 | COM | 1,440 | $4,000 | thousands by filing date | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 315 | $4,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 728 | $4,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 631 | $4,000 | thousands by filing date | |
| ZOVIO INC | 98979V102 | COMMON STOCK | 2,022 | $4,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 63 | $4,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 1,075 | $4,000 | thousands by filing date | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 596 | $4,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 923 | $4,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 1,795 | $4,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 617 | $4,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 1,416 | $4,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 461 | $4,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 29 | $4,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 488 | $4,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 631 | $4,000 | thousands by filing date | |
| Mid-Southern Bancorp | 59548Q107 | COM | 315 | $4,000 | thousands by filing date | |
| GIGCAPITAL2 INC | 375036118 | *W EXP 02/28/202 | 12,521 | $4,000 | thousands by filing date | |
| LIMESTONE BANCORP INC | 53262L105 | COM | 267 | $4,000 | thousands by filing date | |
| CBM BANCORP INC | 1248XT104 | COM | 291 | $4,000 | thousands by filing date | |
| GIGCAPITAL2 INC | 375036126 | RIGHT 02/28/2026 | 12,521 | $4,000 | thousands by filing date | |
| LONGEVITY ACQUISITION CORP | G56372132 | ORD SHS | 390 | $4,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 2,261 | $3,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 171 | $3,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 3 | $3,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 206 | $3,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 873 | $3,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 416 | $3,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 253 | $3,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 555 | $3,000 | thousands by filing date | |
| FIRST US BANCSHARES INC | 33744V103 | COM | 370 | $3,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 1,055 | $3,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 558 | $3,000 | thousands by filing date | |
| IVERIC BIO INC | 46583P102 | COM | 2,717 | $3,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 674 | $3,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 1,846 | $3,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 436 | $3,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 963 | $3,000 | thousands by filing date | |
| BRICKELL BIOTECH INC | 10802T105 | COM | 822 | $3,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUIS CORP | Y62159143 | SHS | 521 | $3,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 777 | $3,000 | thousands by filing date | |
| Emmis Communications Corp | 291525400 | COM | 682 | $3,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP III | 31811A119 | *W EXP 12/01/202 | 2,406 | $3,000 | thousands by filing date | |
| CONYERS PK II ACQUISITION CO | 212896203 | UNIT 99/99/9999 | 306 | $3,000 | thousands by filing date | |
| ARYA SCIENCES ACQUISITION CORP SHS CL A | G3165V109 | COM | 284 | $3,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 350 | $2,000 | thousands by filing date | |
| TREVI THERAPEUTICS INC COM | 89532M101 | Stock | 406 | $2,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 147 | $2,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 31 | $2,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 122 | $2,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 243 | $2,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 427 | $2,000 | thousands by filing date | |
| JERASH HLDGS US INC | 47632P101 | CMN | 242 | $2,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 460 | $2,000 | thousands by filing date | |
| ACCESS NEWSWIRE INC | 46520M204 | COM NEW | 194 | $2,000 | thousands by filing date | |
| Community West Bancshares | 204157101 | Common Stock | 246 | $2,000 | thousands by filing date | |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 213 | $2,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 918 | $2,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 945 | $2,000 | thousands by filing date | |
| BEYOND AIR INC | 08862L103 | COM | 401 | $2,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 451 | $2,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 953 | $2,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 204 | $2,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 4,211 | $2,000 | thousands by filing date | |
| OTELCO INC | 688823301 | CL A NEW | 194 | $2,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 583 | $2,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 93 | $2,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 1,644 | $2,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 1,234 | $2,000 | thousands by filing date | |
| AGBA ACQUISITION LTD | G0120M109 | SHS | 192 | $2,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A111 | *W EXP 04/01/202 | 4,837 | $2,000 | thousands by filing date | |
| CYNERGISTEK INC | 23258P105 | COM | 789 | $2,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CL A ORD | 30734W109 | COM | 180 | $2,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 2,261 | $2,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087L119 | *W EXP 10/31/202 | 1,575 | $2,000 | thousands by filing date | |
| REPLAY ACQUISITION CORP | G75130115 | *W EXP 03/01/202 | 2,147 | $2,000 | thousands by filing date | |
| TRINE ACQUISITION CORP | 89628U116 | *W EXP 03/31/202 | 2,416 | $2,000 | thousands by filing date | |
| CF FIN ACQUISITION CORP | 12528N115 | *W EXP 04/30/202 | 3,588 | $2,000 | thousands by filing date | |
| MONOCLE ACQUISITION CORP | 609754114 | *W EXP 12/06/202 | 4,789 | $2,000 | thousands by filing date | |
| GRAF INDL CORP | 384278115 | Stock | 4,819 | $2,000 | thousands by filing date | |
| CHASERG TECHNLGY ACQUISITN C | 16166A111 | W EXP 04/10/202 | 2,412 | $2,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 37 | $1,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 425 | $1,000 | thousands by filing date | |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 339 | $1,000 | thousands by filing date | |
| LIMBACH HLDGS INC | 53263P105 | COM | 169 | $1,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 17 | $1,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 48 | $1,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 339 | $1,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 485 | $1,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 333 | $1,000 | thousands by filing date | |
| MAYS J W INC | 578473100 | COM | 24 | $1,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 994 | $1,000 | thousands by filing date | |
| INTERGROUP CORP | 458685104 | COM | 24 | $1,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 100 | $1,000 | thousands by filing date | |
| ROSETTA RES INC COM | 777385105 | Stock | 487 | $1,000 | thousands by filing date | |
| AIR INDS GROUP COM | 00912N205 | Stock | 604 | $1,000 | thousands by filing date | |
| IMMUNIC INC | 4525EP101 | COM | 72 | $1,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 368 | $1,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 52 | $1,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 59 | $1,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 56 | $1,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 66 | $1,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 687 | $1,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 2,584 | $1,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 1,107 | $1,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 107 | $1,000 | thousands by filing date | |
| MAM SOFTWARE GROUP INC | 55277Q201 | CMN | 48 | $1,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 252 | $1,000 | thousands by filing date | |
| ICC HOLDINGS INC | 44931Q104 | COM | 97 | $1,000 | thousands by filing date | |
| PIVOTAL ACQUISITION CORP | 72583A101 | CL A COM | 100 | $1,000 | thousands by filing date | |
| WILHELMINA INTL INC | 968235200 | COM NEW | 121 | $1,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q105 | COM | 58 | $1,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 4,480 | $1,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 400 | $1,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S304 | COM NEW | 173 | $1,000 | thousands by filing date | |
| SCHULTZE SPL PURP ACQUSTN CO | 80821R117 | W EXP 12/31/202 | 4,789 | $1,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP | 89154L118 | W EXP 03/04/202 | 2,406 | $1,000 | thousands by filing date | |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 681 | $1,000 | thousands by filing date | |
| VACCINEX INC | 918640103 | CMN | 170 | $1,000 | thousands by filing date | |
| ADVENT TECHNOLOGIES HOLDNG INC WT EXP 020326 | 00165R119 | Stock | 4,905 | $1,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 1,057 | $1,000 | thousands by filing date | |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 752 | $1,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279504 | COM NEW | 58 | $1,000 | thousands by filing date | |
| ALBERTON ACQUISITION CO-RTS | G35006132 | RIGHT 04/26/2022 | 4,758 | $1,000 | thousands by filing date | |
| COGENT BIOSCIENCES INC COM | 903214104 | COM | 583 | $1,000 | thousands by filing date | |
| ALBERTON ACQUISITION CORP WT EXP 042625 | G35006124 | COM | 4,758 | $1,000 | thousands by filing date | |
| CRESCENT ACQUISITION CORP WT EXP 03/07/24 | 22564L113 | Warrants | 2,416 | $1,000 | thousands by filing date | |
| National Holdings Corporation | 636375206 | COM NEW | 181 | $1,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP | 92243N111 | *W EXP 05/11/202 | 1,783 | $1,000 | thousands by filing date | |
| RMG ACQUISITION CORP | 749641114 | *W EXP 02/21/202 | 1,355 | $1,000 | thousands by filing date | |
| ACAMAR PARTNERS ACQSITION CO | 004285110 | *W EXP 02/26/202 | 1,311 | $1,000 | thousands by filing date | |
| TUSCAN HLDGS CORP | 90069K112 | *W EXP 04/01/202 | 1,732 | $1,000 | thousands by filing date | |
| LF CAP ACQUISITION CORP | 50200K116 | *W EXP 06/22/202 | 1,564 | $1,000 | thousands by filing date | |
| INSURANCE ACQUISITION CORP | 457867117 | *W EXP 03/31/202 | 1,150 | $1,000 | thousands by filing date | |
| LANDCADIA HLDGS II INC | 51476X113 | *W EXP 05/09/202 | 1,564 | $1,000 | thousands by filing date | |
| EDTECHX HLDGS ACQUISITION CO | 28138X111 | W EXP 12/31/202 | 5,084 | $1,000 | thousands by filing date | |
| B RILEY PRINCIPAL MERGER COR | 05586Y114 | *W EXP 04/08/202 | 2,383 | $1,000 | thousands by filing date | |
| HEALTH SCIENCES ACQUSTN CORP | 42227C110 | *W EXP 04/01/202 | 820 | $1,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Mallinckrodt Plc | G5785G107 | SHS | 178 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 62 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WTS/ALLEGRO MERGER CORP EXP01/06/25 | 01749N111 | WARR | 1,831 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EVERI HLDGS INC | 30034T103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MERITOR INC | 59001K100 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 844 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COBALT INTL ENERGY | 19075F304 | COM | 87 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNEDISON INC | 86732Y109 | COM | 13,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YRC WORLDWIDE INC | 984249607 | COM | 144 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GUARANTY FED BANCSHARES INC | 40108P101 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WTS/PARKER DRILLING COMPANY EXP09/16/2024 | 701081119 | WARR | 62 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUORUM HEALTH CORP | 74909E106 | COM | 407 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGBA ACQUISITION LTD | G0120M117 | *W EXP 05/10/202 | 192 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGBA ACQUISITION LTD | G0120M125 | RIGHT 05/10/2024 | 192 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MONITRONICS INTL INC COM | 609453105 | Common Stock | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVUS THERAPEUTICS INC | 67011N105 | COM | 591 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DITECH HLDG CORP | 25501G105 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DITECH HLDG CORP | 25501G113 | *W EXP 02/09/202 | 86 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DITECH HLDG CORP | 25501G121 | *W EXP 02/09/202 | 68 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MCCLATCHY CO | 579489303 | CL A NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HYCROFT MNG CORP WT | 448629113 | WT | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FAR PT ACQUISITION CORP | 30734W117 | *W EXP 06/01/202 | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLLIER CREEK HOLDINGS | G22707114 | *W EXP 99/99/999 | 148 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JRJR33 INCORPORATED | 46645Q106 | Common Stock | 8,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GlassBridge Enterprises Inc | 377185202 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LONGEVITY ACQUISITION CORP | G56372116 | *W EXP 07/31/202 | 390 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LONGEVITY ACQUISITION CORP | G56372124 | RIGHT 11/30/2020 | 390 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEGALITH FINL ACQUISITION CO | 58518F117 | *W EXP 08/26/202 | 969 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SORRENTO TECH INC | 83587V108 | COM | 10,188 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARYA SCIENCES ACQUISITION CO | G3165V125 | *W EXP 10/10/202 | 142 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLEGRO MERGER CORP-RTS | 01749N129 | RIGHT 12/31/2023 | 1,831 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROFICIENT ALPHA ACQUSTN COR | 74317H113 | *W EXP 04/30/202 | 1,168 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROFICIENT ALPHA ACQUSTN COR | 74317H121 | RIGHT 04/30/2026 | 1,168 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIBERIUS ACQUISITION CORP | 88633A115 | *W EXP 02/28/202 | 755 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TKK SYMPHONY ACQUISITION COR | G88950129 | *W EXP 02/20/202 | 565 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TKK SYMPHONY ACQUISITION COR | G88950137 | RIGHT 02/20/2020 | 565 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-19-020880 | this filing | 2019-11-12 | acceptance time not in the bulk data set |