13F-HR/A filed by NOMURA HOLDINGS INC
NOMURA HOLDINGS INC filed this 13F-HR/A for the quarter ended 2019-06-30, filed 2019-08-23, with 1,191 holding rows worth $22,606,646,000.
- Accession
- 0001567619-19-017511
- Filer
- CIK 1163653
- Filed
- 2019-08-23
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, amendment of type new holdings, 1,555 entries on the cover page, a total value of $22,606,646,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $22,606,646,000 with VALUE read as thousands by filing date, 13F file number 028-10594. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 50,000 | $303,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 10,000 | $301,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 24,634 | $300,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 3,500 | $297,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 7,400 | $297,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 2,536 | $296,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 19,611 | $292,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 2,501 | $287,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 4,371 | $284,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 12,605 | $281,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 18,551 | $281,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 6,228 | $279,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 10,923 | $279,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 7,900 | $271,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 6,954 | $271,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 128,566 | $268,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 22,349 | $266,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 2,713 | $263,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 7,300 | $260,000 | thousands by filing date | call |
| RETROPHIN INC | 761299106 | COM | 12,500 | $257,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 11,000 | $251,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 2,598 | $248,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 125 | $237,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 6,000 | $234,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 4,000 | $232,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 400 | $223,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 10,025 | $218,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 5,000 | $216,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 5,000 | $216,000 | thousands by filing date | put |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 4,500 | $213,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 1,197 | $210,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 8,149 | $205,000 | thousands by filing date | |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 15,000 | $204,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 12,104 | $201,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 59,632 | $197,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 891 | $191,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 15,000 | $185,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 30,000 | $178,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 21,278 | $176,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 8,751 | $175,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 16,167 | $157,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 13,300 | $153,000 | thousands by filing date | put |
| ALLOT LTD | M0854Q105 | SHS | 20,000 | $144,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 13,359 | $144,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 3,100 | $143,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 3,100 | $143,000 | thousands by filing date | put |
| LIBERTY | 531229888 | COMMON STOCK | 5,032 | $141,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 9,000 | $138,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 1,572 | $131,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 2,253 | $116,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 40,000 | $108,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 4,000 | $98,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 3,045 | $90,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J114 | WTS | 50,011 | $89,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 45,000 | $79,000 | thousands by filing date | put |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 2,516 | $70,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC COM NEW | 451055305 | Stock | 75,807 | $65,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 210 | $38,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 1,319 | $34,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 300 | $31,000 | thousands by filing date | put |
| GROUPON INC | 399473107 | COMMON STOCK | 4,878 | $17,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 6,665 | $12,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 1,238 | $7,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 141 | $6,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J118 | *W EXP 03/06/202 | 19,676 | $5,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 107 | $3,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 35 | $3,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 57 | $3,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 289 | $3,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 120 | $2,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 40 | $2,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 86 | $2,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 9 | $1,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 3 | $1,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 7 | $1,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 66 | $1,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 131 | $1,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 14 | $1,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 171,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 10,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 500,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BLOCK INC CL A | 852234103 | Stock | 414,300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BLOCK INC CL A | 852234103 | Stock | 501,200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 65,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NCR VOYIX CORPORATION | 62886E108 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYAL GOLD INC | 780287108 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 10,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| WAYFAIR INC | 94419L101 | CL A | 15,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TWITTER INC | 90184L102 | COM | 250,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TWITTER INC | 90184L102 | COM | 124,200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 50,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| FIREEYE INC | 31816Q101 | COM | 100,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SOTHEBYS | 835898107 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 25,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ARCONIC INC | 03965L100 | COM | 42,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GOPRO INC | 38268T103 | CL A | 1,500,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 1,570,348 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 1,000,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| L3 TECHNOLOGIES INC | 502413107 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEVRO CORP | 64157F103 | COM | 2,500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 116,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| CZR | 127686103 | Stock | 30,700 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 19,645,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 270,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| TWITTER INC | 90184LAF9 | NOTE 0.250% 6/1 | 21,000,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 2,018,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| ZENDESK INC | 98936JAB7 | NOTE 0.250% 3/1 | 4,015,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| ON SEMICONDUCTOR CORP | 682189AP0 | NOTE 1.625%10/1 | 1,941,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 5,388,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 300,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| MICROCHIP TECHNOLOGY INC. | 595017AH7 | NOTE 2.250% 2/1 | 10,778,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 612,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| TESLA INC | 88160RAG6 | NOTE 2.000% 5/1 | 33,602,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| SERVICENOW INC | 81762PAC6 | NOTE 6/0 | 200,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| NUTANIX INC | 67059NAB4 | NOTE 1/1 | 9,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| ISTAR INC | 45031UCB5 | NOTE 3.125% 9/1 | 3,782,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 215,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 84,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 248,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| CHEGG INC | 163092AB5 | NOTE 0.250% 5/1 | 6,449,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| SILICON LABORATORIES INC | 826919AB8 | NOTE 1.375% 3/0 | 4,000,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| NUANCE COMMUNICATIONS INC | 67020YAN0 | NOTE 1.250% 4/0 | 19,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 35,679,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 41,750,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| ZILLOW GROUP INC | 98954MAB7 | NOTE 2.000%12/0 | 1,199,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 312,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 38,000,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| DEXCOM INC | 252131AF4 | NOTE 0.750% 5/1 | 2,614,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| REDWOOD TRUST INC | 758075AC9 | BOND | 1,881,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| REDWOOD TRUST INC | 758075AD7 | BOND | 2,000,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| ENVESTNET INC | 29404KAB2 | BOND | 2,710,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 4,435,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 1,029,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 9,013,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| NOVAVAX INC | 670002AB0 | NOTE 3.750% 2/0 | 157,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| TRANSOCEAN INC | 893830BJ7 | DEB 0.500% 1/3 | 42,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| Q2 HLDGS INC | 74736LAB5 | NOTE 0.750% 2/1 | 1,230,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 1,522,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| EZCORP INC | 302301AE6 | NOTE 2.375% 5/0 | 144,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| EZCORP INC | 302301AF3 | NOTE2.875% 7/0 | 1,667,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| OPKO HEALTH INC | 68375NAD5 | NOTE 4.500% 2/1 | 3,315,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| ALTAIR ENGR INC | 021369AA1 | BOND | 3,500,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| PARATEK PHARMACEUTICALS INC | 699374AB0 | Convertible Bond | 2,675,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| REALPAGE INC | 75606NAB5 | NOTE | 2,816,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| WAYFAIR INC | 94419LAB7 | NOTE 0.375% 9/0 | 977,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| WHITING PETE CORP NEW | 966387AL6 | NOTE 1.250% 4/0 | 44,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 1,000,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 1,867,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 5,500,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 14,996,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| CYPRESS SEMICONDUCTOR CORP | 232806AM1 | NOTE 4.500% 1/1 | 1,400,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 17,369,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 40,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| INSULET CORP | 45784PAF8 | NOTE 1.250% 9/1 | 5,000,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 4,314,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 22,805,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 3,793,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 8,007,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 1,834,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| ZILLOW GROUP INC | 98954MAC5 | NOTE 1.500% 7/0 | 750,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| DERMIRA INC | 24983LAB0 | NOTE 3.000% 5/1 | 4,985,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| GANNETT CO INC | 36473HAB0 | NOTE 4.750% 4/1 | 2,200,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| TUTOR PERINI CORP | 901109AD0 | NOTE 2.875% 6/1 | 3,974,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| ICPT 2 05 15 26 2 000000 | 45845PAB4 | CONV BD US | 10,000,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| TWO HARBORS INVENTMENT CORPO | 90187BAA9 | NOTE 6.250% 1/1 | 5,414,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| NEXTERA ENERGY INC CORPORATE | 65339f820 | COM | 16,032 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVANTOR INC | 05352A209 | 6.25 PFD CNV SR | 6,059 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DOMINION ENERGY INC | 25746U133 | UNIT 99/99/9999 | 373,950 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 14,315,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 1,000,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| FIVE9 INC | 338307AB7 | NOTE 0.125% 5/0 | 4,733,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| COLFAX CORP | 194014205 | UNIT 01/15/2022T | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUOTIENT TECHNOLOGY INC | 749119AB9 | NOTE 1.750%12/0 | 864,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| GOPRO INC | 38268TAB9 | NOTE 3.500% 4/1 | 57,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 1,292,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| ENCORE CAP GROUP INC | 292554AK8 | NOTE 3.250% 3/1 | 13,065,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| NEW YORK MTG TRUST | 649604AD7 | NOTE 6.250% 1/1 | 3,940,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 5,000,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| SOLARCITY CORP | 83416TAC4 | NOTE 1.625%11/0 | 9,500,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| AMAG PHARMACEUTICALS INC | 00163UAD8 | NOTE 3.250% 6/0 | 4,602,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| MEDICINES CO | 584688AE5 | NOTE 2.500% 1/1 | 24,248,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| PROS HOLDINGS INC | 74346YAD5 | NOTE 2.000% 6/0 | 1,586,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 517,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 468,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| COWEN GROUP INC | 223622AE1 | BOND | 14,005,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| CYPRESS SEMICONDUCTOR CORP | 232806AP4 | NOTE 2.000% 2/0 | 6,941,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| VECTOR GROUP LTD | 92240MBC1 | FRNT 4/1 | 11,885,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| DOMINION ENERGY INC | 25746U836 | UNIT 08/15/2019 | 207,357 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VITAMIN SHOPPE INC | 92849EAB7 | NOTE 2.25012/0 | 3,550,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 3,300,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-19-016912 | superseded | 2019-08-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001567619-19-017511 | this filing | 2019-08-23 | acceptance time not in the bulk data set |