13F-HR filed by NOMURA HOLDINGS INC
NOMURA HOLDINGS INC filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-14, with 1,190 holding rows worth $21,782,276,000.
- Accession
- 0001567619-19-016912
- Filer
- CIK 1163653
- Filed
- 2019-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 1,554 entries on the cover page, a total value of $21,782,276,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $21,782,276,000 with VALUE read as thousands by filing date, 13F file number 028-10594. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SYNAPTICS INC COM | 87157D109 | Stock | 10,000 | $301,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 24,634 | $300,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 3,500 | $297,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 7,400 | $297,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SMUCKER J M CO | 832696405 | COM NEW | 2,536 | $296,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIREEYE INC | 31816Q101 | COM | 19,611 | $292,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Analog Devices,Inc. | 032654105 | COM | 2,501 | $287,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEVRO CORP | 64157F103 | COM | 4,371 | $284,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VICI PPTYS INC COM | 925652109 | REIT | 12,605 | $281,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 18,551 | $281,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PAPA JOHNS INTL INC | 698813102 | COM | 6,228 | $279,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARCONIC INC | 03965L100 | COM | 10,923 | $279,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 7,900 | $271,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 6,954 | $271,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 128,566 | $268,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 22,349 | $266,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 2,713 | $263,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARAMARK COM | 03852U106 | Stock | 7,300 | $260,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RETROPHIN INC | 761299106 | COM | 12,500 | $257,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 11,000 | $251,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 2,598 | $248,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Booking Holdings Inc. | 09857L108 | COM | 125 | $237,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BRINKER INTL INC COM | 109641100 | Stock | 6,000 | $234,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THOR INDS INC | 885160101 | COM | 4,000 | $232,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COSTAR GROUP INC COM | 22160N109 | Stock | 400 | $223,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OLIN CORP | 680665205 | COM PAR $1 | 10,025 | $218,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 5,000 | $216,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 5,000 | $216,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 4,500 | $213,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DECKERS OUTDOOR CORP | 243537107 | COM | 1,197 | $210,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 8,149 | $205,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 15,000 | $204,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 12,104 | $201,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUNOPTA INC | 8676EP108 | COM | 59,632 | $197,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 891 | $191,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DAUCH CORP | 024061103 | COM | 15,000 | $185,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 30,000 | $178,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 21,278 | $176,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 8,751 | $175,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 16,167 | $157,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVAYA HLDGS CORP | 05351X101 | COM | 13,300 | $153,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ALLOT LTD | M0854Q105 | SHS | 20,000 | $144,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 13,359 | $144,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRIBUNE COMPANY | 896047503 | COMMON | 3,100 | $143,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRIBUNE COMPANY | 896047503 | COMMON | 3,100 | $143,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY | 531229888 | COMMON STOCK | 5,032 | $141,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 9,000 | $138,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Eaton Corp. Plc | G29183103 | COM | 1,572 | $131,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENTENE CORP DEL COM | 15135B101 | Stock | 2,253 | $116,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RIOT PLATFORMS INC | 767292105 | COM | 40,000 | $108,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 4,000 | $98,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| G III APPAREL GROUP LTD | 36237H101 | COM | 3,045 | $90,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOSTESS BRANDS INC | 44109J114 | WTS | 50,011 | $89,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 45,000 | $79,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 2,516 | $70,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ICONIX BRAND GROUP INC COM NEW | 451055305 | Stock | 75,807 | $65,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 210 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 1,319 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 300 | $31,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GROUPON INC | 399473107 | COMMON STOCK | 4,878 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 6,665 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOPRO INC | 38268T103 | CL A | 1,238 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 141 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SECOND SIGHT MED PRODS INC | 81362J118 | *W EXP 03/06/202 | 19,676 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 107 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 35 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STATE STR CORP COM | 857477103 | Stock | 57 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 289 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TUTOR PERINI CORP | 901109108 | COM | 120 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BUNGE LTD | G16962105 | COM | 40 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRA Group Inc | 69354N106 | COM | 86 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL PMTS INC | 37940X102 | COM | 9 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 3 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LEAR CORP COM NEW | 521865204 | Stock | 7 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CROCS INC COM | 227046109 | Stock | 66 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MATTEL INC | 577081102 | COM | 131 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REALPAGE INC | 75606N109 | COM | 14 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Tesla Motors, Inc | 88160R101 | COM | 171,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 10,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 500,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| BLOCK INC CL A | 852234103 | Stock | 414,300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| BLOCK INC CL A | 852234103 | Stock | 501,200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 65,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| NCR VOYIX CORPORATION | 62886E108 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ROYAL GOLD INC | 780287108 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 10,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| WAYFAIR INC | 94419L101 | CL A | 15,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| TWITTER INC | 90184L102 | COM | 250,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| TWITTER INC | 90184L102 | COM | 124,200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 50,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| FIREEYE INC | 31816Q101 | COM | 100,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| SOTHEBYS | 835898107 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 25,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ARCONIC INC | 03965L100 | COM | 42,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| GOPRO INC | 38268T103 | CL A | 1,500,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 1,570,348 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 1,000,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| L3 TECHNOLOGIES INC | 502413107 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| NEVRO CORP | 64157F103 | COM | 2,500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 116,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| CZR | 127686103 | Stock | 30,700 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 19,645,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 270,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| TWITTER INC | 90184LAF9 | NOTE 0.250% 6/1 | 21,000,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 2,018,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ZENDESK INC | 98936JAB7 | NOTE 0.250% 3/1 | 4,015,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ON SEMICONDUCTOR CORP | 682189AP0 | NOTE 1.625%10/1 | 1,941,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 5,388,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 300,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| MICROCHIP TECHNOLOGY INC. | 595017AH7 | NOTE 2.250% 2/1 | 10,778,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 612,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| TESLA INC | 88160RAG6 | NOTE 2.000% 5/1 | 33,602,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| SERVICENOW INC | 81762PAC6 | NOTE 6/0 | 200,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| NUTANIX INC | 67059NAB4 | NOTE 1/1 | 9,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ISTAR INC | 45031UCB5 | NOTE 3.125% 9/1 | 3,782,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 215,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 84,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 248,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| CHEGG INC | 163092AB5 | NOTE 0.250% 5/1 | 6,449,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| SILICON LABORATORIES INC | 826919AB8 | NOTE 1.375% 3/0 | 4,000,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| NUANCE COMMUNICATIONS INC | 67020YAN0 | NOTE 1.250% 4/0 | 19,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 35,679,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 41,750,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ZILLOW GROUP INC | 98954MAB7 | NOTE 2.000%12/0 | 1,199,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 312,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 38,000,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| DEXCOM INC | 252131AF4 | NOTE 0.750% 5/1 | 2,614,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| REDWOOD TRUST INC | 758075AC9 | BOND | 1,881,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| REDWOOD TRUST INC | 758075AD7 | BOND | 2,000,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ENVESTNET INC | 29404KAB2 | BOND | 2,710,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 4,435,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 1,029,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 9,013,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| NOVAVAX INC | 670002AB0 | NOTE 3.750% 2/0 | 157,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| TRANSOCEAN INC | 893830BJ7 | DEB 0.500% 1/3 | 42,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| Q2 HLDGS INC | 74736LAB5 | NOTE 0.750% 2/1 | 1,230,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 1,522,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| EZCORP INC | 302301AE6 | NOTE 2.375% 5/0 | 144,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| EZCORP INC | 302301AF3 | NOTE2.875% 7/0 | 1,667,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| OPKO HEALTH INC | 68375NAD5 | NOTE 4.500% 2/1 | 3,315,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ALTAIR ENGR INC | 021369AA1 | BOND | 3,500,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| PARATEK PHARMACEUTICALS INC | 699374AB0 | Convertible Bond | 2,675,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| REALPAGE INC | 75606NAB5 | NOTE | 2,816,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| WAYFAIR INC | 94419LAB7 | NOTE 0.375% 9/0 | 977,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| WHITING PETE CORP NEW | 966387AL6 | NOTE 1.250% 4/0 | 44,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 1,000,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 1,867,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 5,500,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 14,996,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| CYPRESS SEMICONDUCTOR CORP | 232806AM1 | NOTE 4.500% 1/1 | 1,400,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 17,369,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 40,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| INSULET CORP | 45784PAF8 | NOTE 1.250% 9/1 | 5,000,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 4,314,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 22,805,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 3,793,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 8,007,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 1,834,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ZILLOW GROUP INC | 98954MAC5 | NOTE 1.500% 7/0 | 750,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| DERMIRA INC | 24983LAB0 | NOTE 3.000% 5/1 | 4,985,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| GANNETT CO INC | 36473HAB0 | NOTE 4.750% 4/1 | 2,200,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| TUTOR PERINI CORP | 901109AD0 | NOTE 2.875% 6/1 | 3,974,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ICPT 2 05 15 26 2 000000 | 45845PAB4 | CONV BD US | 10,000,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| TWO HARBORS INVENTMENT CORPO | 90187BAA9 | NOTE 6.250% 1/1 | 5,414,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| NEXTERA ENERGY INC CORPORATE | 65339f820 | COM | 16,032 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| AVANTOR INC | 05352A209 | 6.25 PFD CNV SR | 6,059 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| DOMINION ENERGY INC | 25746U133 | UNIT 99/99/9999 | 373,950 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 14,315,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 1,000,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| FIVE9 INC | 338307AB7 | NOTE 0.125% 5/0 | 4,733,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| COLFAX CORP | 194014205 | UNIT 01/15/2022T | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| QUOTIENT TECHNOLOGY INC | 749119AB9 | NOTE 1.750%12/0 | 864,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| GOPRO INC | 38268TAB9 | NOTE 3.500% 4/1 | 57,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 1,292,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ENCORE CAP GROUP INC | 292554AK8 | NOTE 3.250% 3/1 | 13,065,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| NEW YORK MTG TRUST | 649604AD7 | NOTE 6.250% 1/1 | 3,940,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 5,000,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| SOLARCITY CORP | 83416TAC4 | NOTE 1.625%11/0 | 9,500,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| AMAG PHARMACEUTICALS INC | 00163UAD8 | NOTE 3.250% 6/0 | 4,602,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| MEDICINES CO | 584688AE5 | NOTE 2.500% 1/1 | 24,248,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| PROS HOLDINGS INC | 74346YAD5 | NOTE 2.000% 6/0 | 1,586,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 517,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 468,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| COWEN GROUP INC | 223622AE1 | BOND | 14,005,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| CYPRESS SEMICONDUCTOR CORP | 232806AP4 | NOTE 2.000% 2/0 | 6,941,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| VECTOR GROUP LTD | 92240MBC1 | FRNT 4/1 | 11,885,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| DOMINION ENERGY INC | 25746U836 | UNIT 08/15/2019 | 207,357 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| VITAMIN SHOPPE INC | 92849EAB7 | NOTE 2.25012/0 | 3,550,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 3,300,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-19-016912 | this filing | 2019-08-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001567619-19-017511 | base | 2019-08-23 | acceptance time not in the bulk data set |