13F-HR filed by GAMCO INVESTORS, INC. ET AL
GAMCO INVESTORS, INC. ET AL filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-02, with 926 holding rows worth $13,178,591,000.
- Accession
- 0001567619-19-015731
- Filer
- CIK 807249
- Filed
- 2019-08-02
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 926 entries on the cover page, a total value of $13,178,591,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $13,178,591,000 with VALUE read as thousands by filing date, 13F file number 028-01887. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 195,000 | $2,016,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 39,563 | $1,989,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 24,100 | $1,956,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 40,570 | $1,955,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 93,930 | $1,954,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 164,000 | $1,948,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 244,003 | $1,940,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 15,000 | $1,923,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 273,044 | $1,909,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 16,000 | $1,907,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 33,656 | $1,893,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 38,060 | $1,890,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 908,111 | $1,889,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 761,500 | $1,850,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 52,872 | $1,844,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 81,050 | $1,816,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 107,900 | $1,802,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 65,843 | $1,800,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 42,921 | $1,790,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 95,393 | $1,782,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 345,000 | $1,777,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 15,000 | $1,749,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 27,819 | $1,697,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 604,000 | $1,691,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 27,100 | $1,684,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 31,100 | $1,672,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 9,930 | $1,649,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 175,800 | $1,640,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 40,740 | $1,630,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 34,000 | $1,619,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 14,550 | $1,608,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 165,000 | $1,604,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 19,036 | $1,598,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 529,525 | $1,594,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 22,900 | $1,580,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 19,786 | $1,577,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 234,000 | $1,577,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 43,500 | $1,554,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 84,243 | $1,535,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 17,350 | $1,527,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 40,601 | $1,518,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 46,075 | $1,497,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 15,310 | $1,494,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 19,300 | $1,492,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 40,000 | $1,482,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 125,900 | $1,481,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 33,000 | $1,472,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 8,397 | $1,456,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 44,133 | $1,455,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 94,900 | $1,454,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 558,341 | $1,452,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 107,000 | $1,450,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 19,000 | $1,442,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 5,000 | $1,411,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 115,000 | $1,405,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 45,014 | $1,394,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 20,840 | $1,390,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 25,224 | $1,383,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 14,900 | $1,359,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 9,347 | $1,336,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 23,883 | $1,335,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 146,500 | $1,333,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 65,500 | $1,323,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 71,500 | $1,316,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 69,922 | $1,315,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 15,400 | $1,313,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 7,195 | $1,308,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 21,000 | $1,304,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 35,950 | $1,296,000 | thousands by filing date | |
| STEEL CONNECT INC | 858098106 | CMN | 711,600 | $1,295,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 10,000 | $1,268,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 12,340 | $1,265,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 18,088 | $1,261,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 160,047 | $1,260,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 13,515 | $1,232,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 46,000 | $1,224,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 40,705 | $1,204,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 15,000 | $1,202,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 13,155 | $1,201,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 57,750 | $1,201,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 16,000 | $1,196,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 15,000 | $1,171,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 41,733 | $1,170,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 5,605 | $1,152,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 212,000 | $1,141,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 32,736 | $1,140,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 6,935 | $1,130,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 30,000 | $1,120,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 31,100 | $1,116,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 6,044 | $1,114,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 2,122 | $1,113,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 30,315 | $1,094,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 122,000 | $1,094,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 87,555 | $1,086,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 17,000 | $1,083,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 7,900 | $1,077,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 20,830 | $1,069,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 931,200 | $1,062,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 21,400 | $1,060,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 59,707 | $1,057,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 5,210 | $1,057,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 51,000 | $1,050,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 6,000 | $1,024,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 55,000 | $1,020,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 39,400 | $1,007,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 47,638 | $1,005,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 79,140 | $1,003,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 3,100 | $1,002,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 7,000 | $993,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 7,785 | $986,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 8,500 | $970,000 | thousands by filing date | |
| TWIN RIV WORLDWIDE HLDGS INC | 90171V204 | COM | 32,613 | $970,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 39,955 | $966,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 6,822 | $941,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 274,000 | $940,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 2,000 | $939,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 35,129 | $935,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 9,325 | $928,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 10,000 | $926,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 50,000 | $924,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 83,150 | $918,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 7,000 | $917,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 100,300 | $915,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 10,042 | $909,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 59,725 | $902,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 80,000 | $901,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 65,500 | $894,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 72,000 | $894,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 26,000 | $891,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 35,000 | $890,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 145,837 | $882,000 | thousands by filing date | |
| ENSCO ROWAN PLC | G3166L100 | SHS CLASS A | 103,351 | $882,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 45,000 | $881,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 47,700 | $881,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 109,720 | $879,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 244,999 | $877,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 467,500 | $874,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 15,000 | $871,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 52,354 | $855,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 17,380 | $853,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 13,000 | $843,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 11,550 | $828,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 36,950 | $827,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 55,000 | $821,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 16,800 | $821,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 12,441 | $810,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 20,000 | $807,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 130,000 | $802,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 24,000 | $798,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 31,200 | $787,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 9,680 | $781,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 19,169 | $777,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 26,017 | $770,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 3,728 | $763,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 24,000 | $759,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 2,073 | $754,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 9,220 | $745,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 22,000 | $738,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 13,400 | $738,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 61,700 | $729,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 9,983 | $726,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 15,007 | $717,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 8,300 | $711,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 3,650 | $709,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 14,000 | $709,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 7,500 | $706,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375205 | CL A | 45,680 | $706,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 18,679 | $702,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 5,000 | $701,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 15,061 | $694,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 59,413 | $690,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 23,700 | $687,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 174,000 | $686,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 8,400 | $685,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 33,750 | $682,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 10,800 | $679,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 18,521 | $676,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 5,000 | $672,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 5,515 | $668,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 14,700 | $665,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 20,000 | $664,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 10,800 | $660,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 21,500 | $659,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 3,200 | $658,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 23,000 | $657,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 13,652 | $657,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 4,810 | $653,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 12,195 | $652,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 8,550 | $650,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 8,500 | $647,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 211,500 | $641,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 7,600 | $633,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 63,469 | $633,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 10,000 | $626,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 60,900 | $623,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 72,154 | $620,000 | thousands by filing date | |
| TC ENERGY CORP | 87807B107 | COM | 12,500 | $619,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 23,400 | $616,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 3,110 | $612,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 46,800 | $608,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 36,231 | $606,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 2,100 | $599,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 12,361 | $596,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 10,430 | $594,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 161,500 | $588,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 22,000 | $581,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 10,700 | $580,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 6,100 | $580,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 4,775 | $579,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 17,980 | $574,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 11,935 | $565,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 29,931 | $565,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 11,137 | $563,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 48,254 | $560,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 106,409 | $543,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 46,000 | $541,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V309 | 6.875% CON PFD A | 450 | $540,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 31,400 | $538,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 9,500 | $535,000 | thousands by filing date | |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 400,000 | $535,000 | thousands by filing date | principal |
| AVANTAX INC | 095229100 | COMMON STOCK | 17,554 | $533,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 4,204 | $532,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 12,220 | $529,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 7,265 | $527,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 25,000 | $517,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 7,000 | $516,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 5,324 | $515,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 3,137 | $509,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 4,925 | $509,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 6,761 | $505,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 9,847 | $500,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 6,450 | $499,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 42,988 | $495,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 2,340 | $490,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 10,500 | $489,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 7,500 | $484,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 24,000 | $473,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 4,899 | $472,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 11,875 | $472,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 6,930 | $468,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 10,300 | $468,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 22,000 | $468,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 3,000 | $467,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 10,800 | $466,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 15,000 | $466,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 22,600 | $453,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 21,500 | $453,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 500,000 | $449,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 3,220 | $448,000 | thousands by filing date | |
| TERADYNE INC | 880770AG7 | NOTE | 275,000 | $447,000 | thousands by filing date | principal |
| KNOWLES CORP | 49926DAB5 | NOTE 3.250%11/0 | 375,000 | $447,000 | thousands by filing date | principal |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 4,420 | $441,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 22,000 | $433,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 550,000 | $432,000 | thousands by filing date | principal |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 9,808 | $427,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 10,600 | $426,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 22,000 | $425,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 115,026 | $424,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 475,000 | $422,000 | thousands by filing date | principal |
| SPIRE INC | 84857L101 | COM | 5,000 | $420,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 8,000 | $419,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 60,354 | $418,000 | thousands by filing date | |
| INTERDIGITAL INC | 458660AD9 | NOTE 1.500% 3/0 | 400,000 | $415,000 | thousands by filing date | principal |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 375,000 | $415,000 | thousands by filing date | principal |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 425,000 | $414,000 | thousands by filing date | principal |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 30,000 | $413,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 15,850 | $412,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 4,035 | $407,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 3,000 | $402,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 7,000 | $402,000 | thousands by filing date | |
| STEEL PARTNERS HLDGS L P | 85814R107 | LTD PRTRSHIP U | 28,736 | $402,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 11,500 | $401,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 9,700 | $396,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 203,000 | $396,000 | thousands by filing date | |
| NEXTERA ENERGY INC CORPORATE | 65339f820 | COM | 6,000 | $394,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 159,281 | $393,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 8,782 | $384,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 275 | $378,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 2,100 | $376,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 6,400 | $374,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 19,860 | $374,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 3,000 | $372,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 10,618 | $368,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 84,998 | $365,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 18,078 | $362,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 10,000 | $360,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 7,500 | $359,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 34,050 | $359,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 8,270 | $358,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 20,000 | $358,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 3,500 | $356,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 9,000 | $353,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U836 | UNIT 08/15/2019 | 7,000 | $351,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 10,000 | $349,000 | thousands by filing date | |
| COLFAX CORP | 194014205 | UNIT 01/15/2022T | 2,750 | $348,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 5,750 | $343,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 225,000 | $338,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 26,130 | $337,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 34,000 | $337,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 1,973 | $334,000 | thousands by filing date | |
| SORL Auto Parts Inc | 78461U101 | COM | 95,000 | $334,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 3,770 | $329,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502887 | UNIT 05/15/2020 | 3,250 | $329,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 6,524,929 | $326,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 100,500 | $322,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 48,073 | $322,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 32,120 | $322,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 2,000 | $320,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 6,500 | $319,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 11,300 | $318,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 28,300 | $317,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 22,307 | $317,000 | thousands by filing date | |
| COUSINSPPTYSINC | 222795502 | STOK | 8,725 | $316,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 16,503 | $316,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 16,357 | $315,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 10,000 | $314,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 13,107 | $311,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 13,500 | $309,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 20,800 | $309,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 22,574 | $301,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 7,400 | $301,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 11,000 | $300,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 26,000 | $298,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 14,000 | $291,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 25,814 | $288,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 20,000 | $287,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 7,950 | $285,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 7,300 | $285,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 6,000 | $285,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 13,500 | $284,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 8,200 | $282,000 | thousands by filing date | |
| STEWARDSHIP FINL CORP | 860326107 | COM | 18,200 | $281,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 7,400 | $280,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 5,000 | $279,000 | thousands by filing date | |
| CLARIVATE PLC | G21810109 | ORD SHS | 18,000 | $277,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 6,000 | $277,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 40,000 | $276,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 4,600 | $274,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 200 | $274,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 5,300 | $269,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 8,500 | $267,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 300,000 | $264,000 | thousands by filing date | principal |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 33,200 | $264,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 14,700 | $262,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 78,094 | $262,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 6,123 | $259,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 2,000 | $257,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 200,000 | $253,000 | thousands by filing date | principal |
| TANGER INC | 875465106 | COM | 15,500 | $251,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 4,700 | $250,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 3,000 | $250,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 5,175 | $248,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 10,000 | $248,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 250,000 | $247,000 | thousands by filing date | principal |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 8,865 | $244,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 4,400 | $241,000 | thousands by filing date | |
| BANCORPSOUTH BK TUPELO MISS | 05971J102 | COM | 8,200 | $238,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 32,636 | $237,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 2,133 | $236,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 36,000 | $236,000 | thousands by filing date | |
| Attunity Ltd | M15332121 | SHS NEW | 10,000 | $235,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 4,000 | $234,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 1,375 | $233,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T503 | DEP RP PFD CV B | 4,500 | $227,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 1,298 | $226,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 250,000 | $223,000 | thousands by filing date | principal |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 20,024 | $223,000 | thousands by filing date | |
| ASSURANT INC | 04621X207 | 6.50% CONV PFD D | 2,000 | $223,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 55,700 | $222,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 96,970 | $220,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 1,320 | $217,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 12,124 | $215,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 1,400 | $215,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 10,252 | $214,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 6,432 | $214,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 025537127 | UNIT 03/15/2022 | 4,000 | $214,000 | thousands by filing date | |
| SOUTH JERSEY INDS INC | 838518116 | UNIT 99/99/9999 | 4,000 | $213,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 3,500 | $209,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 1,545 | $206,000 | thousands by filing date | |
| INFINERA CORP | 45667GAC7 | BOND | 300,000 | $205,000 | thousands by filing date | principal |
| HFF INC | 40418F108 | CL A | 4,500 | $205,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 7,100 | $204,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP | 36255F102 | COM CL A | 20,000 | $203,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 10,000 | $199,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 25,000 | $196,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 80,000 | $195,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 10,675 | $190,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 200,000 | $190,000 | thousands by filing date | principal |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 20,000 | $177,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 11,500 | $176,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 45,000 | $175,000 | thousands by filing date | |
| TECOGEN INC NEW | 87876P201 | COM NEW | 46,430 | $174,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 10,000 | $163,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 15,800 | $157,000 | thousands by filing date | |
| MOSAIC ACQUISITION CORP | 61946M100 | COM CL A | 15,000 | $153,000 | thousands by filing date | |
| TRINITY MERGER CORP | 89653L106 | COM CL A | 14,700 | $151,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 42,264 | $145,000 | thousands by filing date | |
| CISION LTD | G1992S109 | SHS | 12,000 | $141,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 22,000 | $138,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 14,000 | $129,000 | thousands by filing date | |
| TATTOOED CHEF INC CL A | 34986F103 | Stock | 12,850 | $129,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 25,000 | $123,000 | thousands by filing date | |
| Global Eagle Entertainment | 37951DAB8 | CONV BOND | 250,000 | $118,000 | thousands by filing date | principal |
| NEBULA ACQUISITION CORP | 629076100 | COM CLASS A | 11,653 | $118,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 10,000 | $113,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP | 92243N103 | COM | 10,800 | $109,000 | thousands by filing date | |
| MONOCLE ACQUISITION CORP | 609754106 | COM | 11,000 | $109,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 20,558 | $106,000 | thousands by filing date | |
| CRESCENT ACQUISITION CORP | 22564L204 | UNIT 99/99/9999 | 10,000 | $101,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 34,760 | $99,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 40,800 | $96,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 19,500 | $86,000 | thousands by filing date | |
| ASV HLDGS INC | 00215L104 | COM | 12,000 | $82,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 24,200 | $81,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 10,300 | $79,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 64,801 | $70,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394AF0 | NOTE 4.500 6/0 | 300,000 | $63,000 | thousands by filing date | principal |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 12,000 | $53,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 26,300 | $51,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 10,500 | $50,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 62,400 | $32,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 50,000 | $24,000 | thousands by filing date | |
| FORUM MERGER II CORP | 34986F111 | W EXP 09/30/202 | 12,850 | $8,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 10,000 | $7,000 | thousands by filing date | |
| TRINITY MERGER CORP | 89653L114 | *W EXP 05/11/202 | 14,700 | $5,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 230,000 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-19-015731 | this filing | 2019-08-02 | acceptance time not in the bulk data set |