13F-HR filed by NOMURA HOLDINGS INC
NOMURA HOLDINGS INC filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-14, with 1,185 holding rows worth $23,678,689,000.
- Accession
- 0001567619-19-010688
- Filer
- CIK 1163653
- Filed
- 2019-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 1,573 entries on the cover page, a total value of $23,678,689,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $23,678,689,000 with VALUE read as thousands by filing date, 13F file number 028-10594. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FARFETCH LTD | 30744W107 | ORD SH CL A | 10,000 | $262,000 | thousands by filing date | call |
| INTERPARFUMS INC COM | 458334109 | Stock | 3,422 | $259,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 8,900 | $259,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 20,269 | $257,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 14,165 | $254,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 3,479 | $251,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 16,046 | $251,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 1,880 | $250,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 13,800 | $250,000 | thousands by filing date | call |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 5,300 | $249,000 | thousands by filing date | call |
| U S CONCRETE INC | 90333L201 | COM | 5,720 | $246,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 12,711 | $246,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 8,705 | $242,000 | thousands by filing date | |
| FOX CORP | 35137L204 | CL B COM | 6,666 | $241,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 2,424 | $241,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 5,492 | $240,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 4,024 | $236,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 3,782 | $235,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 17,217 | $223,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 15,300 | $221,000 | thousands by filing date | call |
| PDC ENERGY INC | 69327R101 | COM | 5,318 | $221,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 16,163 | $214,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 13,387 | $212,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 8,000 | $211,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 3,976 | $210,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 1,997 | $209,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 52,257 | $208,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 4,052 | $207,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 2,500 | $206,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 2,625 | $206,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 1,764 | $203,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 4,446 | $203,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 1,500 | $198,000 | thousands by filing date | call |
| HOSTESS BRANDS INC | 44109J114 | WTS | 148,011 | $197,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 18,482 | $195,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 16,436 | $194,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 14,057 | $193,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 13,207 | $191,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 17,098 | $186,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 21,278 | $178,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 78,254 | $169,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 43,522 | $164,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 1,236 | $163,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 17,059 | $163,000 | thousands by filing date | |
| YETI HLDGS INC COM | 98585X104 | Stock | 5,200 | $156,000 | thousands by filing date | call |
| F N B CORP | 302520101 | COM | 13,844 | $152,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 5,244 | $149,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 1,667 | $144,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 3,100 | $143,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 3,100 | $143,000 | thousands by filing date | put |
| ARCONIC INC | 03965L100 | COM | 6,934 | $142,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 4,051 | $141,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 4,040 | $141,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 5,032 | $140,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC COM NEW | 451055305 | Stock | 75,807 | $138,000 | thousands by filing date | |
| VISTRA CORP | 92840M128 | COM | 62,877 | $136,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 2,712 | $132,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 13,762 | $128,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 2,222 | $124,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 914,579 | $123,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 10,044 | $122,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 6,300 | $121,000 | thousands by filing date | call |
| BRISTOW GROUP INC | 110394103 | COM | 100,000 | $121,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 2,464 | $118,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 3,737 | $115,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 10,000 | $111,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 859 | $109,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 10,000 | $104,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 10,324 | $104,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 16,454 | $104,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 2,614 | $99,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 13,398 | $99,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 45,000 | $97,000 | thousands by filing date | put |
| HEICO CORP NEW COM | 422806109 | Stock | 963 | $94,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 699 | $90,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 2,035 | $89,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 1,667 | $85,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 10,146 | $81,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 824 | $75,000 | thousands by filing date | |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 7,514 | $73,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 2,516 | $70,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 2,552 | $62,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 703 | $62,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 2,530 | $55,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 3,220 | $50,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 800 | $48,000 | thousands by filing date | call |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 2,722 | $48,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 485 | $46,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 830 | $40,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 766 | $36,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 1,821 | $33,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 996 | $26,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 258 | $18,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 4,878 | $17,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 358 | $9,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 1,238 | $8,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J118 | *W EXP 03/06/202 | 19,676 | $5,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 55 | $1,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q118 | *W EXP 09/09/202 | 72,471 | $1,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 350,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Advanced Micro Devices,Inc. | 007903107 | COM | 550,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Tesla Motors, Inc | 88160R101 | COM | 15,900 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Tesla Motors, Inc | 88160R101 | COM | 33,800 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SYNAPTICS INC COM | 87157D109 | Stock | 50,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SYNAPTICS INC COM | 87157D109 | Stock | 60,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 30,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYAL GOLD INC | 780287108 | COM | 117,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ENCORE CAP GROUP INC | 292554102 | COM | 6,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| WAYFAIR INC | 94419L101 | CL A | 25,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| WAYFAIR INC | 94419L101 | CL A | 270,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CITRIX SYSTEMS INC | 177376100 | COM | 190,200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GREEN PLAINS INC | 393222104 | COM | 13,100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FIREEYE INC | 31816Q101 | COM | 104,500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ARCONIC INC | 03965L100 | COM | 122,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ARCONIC INC | 03965L100 | COM | 74,800 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 3,767,788 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CZR | 127686103 | Stock | 50,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 10,045,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 35,299,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| ZENDESK INC | 98936JAB7 | NOTE 0.250% 3/1 | 2,031,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 18,991,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| ON SEMICONDUCTOR CORP | 682189AP0 | NOTE 1.625%10/1 | 2,960,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 5,380,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| MICROCHIP TECHNOLOGY INC. | 595017AH7 | NOTE 2.250% 2/1 | 6,778,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| SERVICENOW INC | 81762PAC6 | NOTE 6/0 | 520,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| ISTAR INC | 45031UCB5 | NOTE 3.125% 9/1 | 1,772,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 475,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 41,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| NUANCE COMMUNICATIONS INC | 67020YAN0 | NOTE 1.250% 4/0 | 844,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 5,371,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 2,135,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 25,500,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| RINGCENTRAL INC | 76680RAD9 | NOTE 3/1 | 1,501,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 450,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| REDWOOD TRUST INC | 758075AC9 | BOND | 1,678,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 4,435,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 1,665,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| INNOVIVA INC | 45781MAB7 | NOTE 2.500% 8/1 | 2,000,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| TRANSOCEAN INC | 893830BJ7 | DEB 0.500% 1/3 | 42,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 6,801,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| EZCORP INC | 302301AF3 | NOTE2.875% 7/0 | 662,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| OPKO HEALTH INC | 68375NAD5 | NOTE 4.500% 2/1 | 3,425,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| REALPAGE INC | 75606NAB5 | NOTE | 26,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| WHITING PETE CORP NEW | 966387AL6 | NOTE 1.250% 4/0 | 44,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 4,302,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 150,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 6,938,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 5,500,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 12,292,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| CYPRESS SEMICONDUCTOR CORP | 232806AM1 | NOTE 4.500% 1/1 | 1,075,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 11,719,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| HUBSPOT INC | 443573AB6 | NOTE 0.250% 6/0 | 1,500,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 40,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| INSULET CORP | 45784PAF8 | NOTE 1.250% 9/1 | 6,503,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 3,762,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 3,300,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 7,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| DERMIRA INC | 24983LAB0 | NOTE 3.000% 5/1 | 5,985,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 1,000,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 8,149,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 2,498,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| TEAM INC | 878155AE0 | NOTE 5.000% 8/0 | 704,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| CENTERPOINT ENERGY INC | 15189T503 | DEP RP PFD CV B | 20,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERGIZER HLDGS INC NEW | 29272W208 | 7.5 MCNV PFD A | 7,700 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOPRO INC | 38268TAB9 | NOTE 3.500% 4/1 | 57,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| ENCORE CAP GROUP INC | 292554AK8 | NOTE 3.250% 3/1 | 14,280,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| NEW YORK MTG TRUST | 649604AD7 | NOTE 6.250% 1/1 | 3,726,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 278,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| SOLARCITY CORP | 83416TAC4 | NOTE 1.625%11/0 | 26,500,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| ALDER BIOPHARMACEUTICALS INC | 014339AA3 | NOTE 2.500% 2/0 | 4,850,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| AMAG PHARMACEUTICALS INC | 00163UAD8 | NOTE 3.250% 6/0 | 4,227,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| EZCORP INC | 302301AB2 | NOTE 2.125% 6/1 | 698,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| PATTERN ENERGY GROUP INC | 70338PAB6 | NOTE 4.000% 7/1 | 2,291,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| MEDICINES CO | 584688AE5 | NOTE 2.500% 1/1 | 22,498,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 700,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 485,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 1,675,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| FORTIVE CORP | 34959J207 | PREFERRED | 175 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COWEN GROUP INC | 223622AE1 | BOND | 8,414,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| VECTOR GROUP LTD | 92240MBC1 | FRNT 4/1 | 6,335,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| DTE ENERGY CO | 233331883 | UNIT 99/99/9999 | 25,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VITAMIN SHOPPE INC | 92849EAB7 | NOTE 2.25012/0 | 3,550,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| RESTORATION HARDWARE HLDGS I | 761283AD2 | NOTE 6/1 | 8,018,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 4,300,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-19-010688 | this filing | 2019-05-14 | acceptance time not in the bulk data set |