13F-HR filed by NOMURA HOLDINGS INC
NOMURA HOLDINGS INC filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-14, with 1,280 holding rows worth $26,876,930,000.
- Accession
- 0001567619-19-003928
- Filer
- CIK 1163653
- Filed
- 2019-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 1,833 entries on the cover page, a total value of $26,876,930,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $26,876,930,000 with VALUE read as thousands by filing date, 13F file number 028-10594. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 25,000 | $404,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 6,000 | $397,000 | thousands by filing date | put |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 69,490 | $396,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 13,981 | $390,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 10,489 | $386,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 12,580 | $386,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 19,555 | $386,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 17,587 | $383,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 12,500 | $383,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 6,399 | $383,000 | thousands by filing date | |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 9,879 | $381,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 1,551 | $380,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 6,500 | $380,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 37,999 | $361,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 22,500 | $359,000 | thousands by filing date | put |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 1,429 | $349,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 30,716 | $347,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 11,493 | $345,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 4,943 | $345,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 10,795 | $344,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 38,610 | $342,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 1,798 | $338,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 150,000 | $338,000 | thousands by filing date | put |
| AUTOZONE INC COM | 053332102 | Stock | 401 | $336,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 19,562 | $330,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 20,000 | $324,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 5,000 | $324,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 6,574 | $323,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 12,319 | $323,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 1,828 | $318,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 6,466 | $302,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 27,269 | $300,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 16,600 | $300,000 | thousands by filing date | put |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 400,000 | $300,000 | thousands by filing date | call |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 35,256 | $297,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 6,116 | $294,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 17,410 | $292,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 2,722 | $291,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 2,520 | $290,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 3,822 | $289,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 8,700 | $289,000 | thousands by filing date | call |
| DROPBOX INC CL A | 26210C104 | Stock | 14,026 | $286,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 25,500 | $282,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 25,500 | $282,000 | thousands by filing date | put |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 21,500 | $280,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 21,500 | $280,000 | thousands by filing date | put |
| GOLAR LNG LTD | G9456A100 | SHS | 12,816 | $278,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 18,742 | $272,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 2,968 | $268,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 60,462 | $266,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 2,708 | $265,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 8,659 | $264,000 | thousands by filing date | |
| THE STARS GROUP INC | 85570W100 | COMMON STOCK-FO | 16,000 | $264,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 5,080 | $262,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 2,111 | $261,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 131,600 | $261,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 32,022 | $256,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 2,671 | $255,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 6,455 | $255,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 5,506 | $255,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 16,326 | $253,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 4,062 | $251,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 22,520 | $246,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 7,338 | $244,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 2,673 | $241,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 7,100 | $240,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 10,420 | $237,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 3,582 | $237,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 30,200 | $231,000 | thousands by filing date | call |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 14,349 | $227,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 5,000 | $227,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 13,742 | $222,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 1,408 | $219,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 8,404 | $218,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 6,715 | $217,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 1,518 | $214,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 4,181 | $211,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 21,108 | $211,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 489 | $210,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 3,573 | $210,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 80,000 | $207,000 | thousands by filing date | put |
| OFFICE DEPOT INC | 676220106 | COM | 80,000 | $207,000 | thousands by filing date | call |
| Deere & Company | 244199105 | COM | 1,365 | $203,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 5,100 | $203,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 5,887 | $194,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 50,000 | $191,000 | thousands by filing date | put |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 6,290 | $186,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 18,000 | $180,000 | thousands by filing date | call |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 13,129 | $174,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,428 | $173,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 35,760 | $167,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 15,466 | $166,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 12,000 | $158,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 10,000 | $158,000 | thousands by filing date | call |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 35,600 | $157,000 | thousands by filing date | call |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 40,124 | $154,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 15,000 | $150,000 | thousands by filing date | put |
| ENCANA CORP | 292505104 | COM | 25,487 | $147,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 7,961 | $144,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 3,100 | $141,000 | thousands by filing date | put |
| HOSTESS BRANDS INC | 44109J114 | WTS | 148,011 | $139,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 10,200 | $138,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 13,762 | $136,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 50,000 | $136,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 2,000 | $128,000 | thousands by filing date | call |
| UNIVAR SOLUTIONS | 65342H110 | EQUITY WRT | 274,000 | $121,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 2,092 | $119,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 25,000 | $117,000 | thousands by filing date | put |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 20,000 | $117,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663117 | *W EXP 07/31/202 | 37,065 | $112,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 8,800 | $111,000 | thousands by filing date | put |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 45,000 | $110,000 | thousands by filing date | put |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 1,788 | $104,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 2,175 | $101,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R103 | CL A | 10,000 | $100,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 2,520 | $98,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 19,900 | $96,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 1,076,633 | $96,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 1,527 | $93,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 4,027 | $92,000 | thousands by filing date | |
| VISTRA CORP | 92840M128 | COM | 62,877 | $88,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 38,200 | $87,000 | thousands by filing date | put |
| OFFICE DEPOT INC | 676220106 | COM | 30,633 | $79,000 | thousands by filing date | |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 10,628 | $79,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 5,332 | $76,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 1,269 | $76,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 658 | $72,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 5,000 | $71,000 | thousands by filing date | put |
| INSULET CORP COM | 45784P101 | Stock | 900 | $71,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 1,800 | $58,000 | thousands by filing date | put |
| STATE STR CORP COM | 857477103 | Stock | 902 | $57,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 3,200 | $57,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 737 | $53,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 3,038 | $52,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 2,298 | $49,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 912 | $48,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 35,000 | $48,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219117 | *W EXP 07/08/202 | 15,778 | $47,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 1,000 | $45,000 | thousands by filing date | put |
| BED BATH & BEYOND INC | 075896100 | COM | 3,955 | $45,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 6,093 | $44,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 900 | $41,000 | thousands by filing date | put |
| VECTOR GROUP LTD | 92240M108 | COM | 4,243 | $41,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 48,000 | $36,000 | thousands by filing date | |
| ALTA MESA RES INC | 02133L109 | CL A | 35,000 | $35,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 6,665 | $16,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 407 | $13,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 369 | $12,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 700 | $11,000 | thousands by filing date | call |
| LENDINGCLUB CORP | 52603A109 | COM | 4,000 | $11,000 | thousands by filing date | put |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 389 | $10,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 160 | $8,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 159 | $6,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J118 | *W EXP 03/06/202 | 19,676 | $6,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 1,238 | $5,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 110 | $4,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 32 | $3,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 504 | $3,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 16 | $2,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 163 | $2,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 100 | $2,000 | thousands by filing date | |
| ALTA MESA RES INC 3 | 02133L117 | COM | 25,000 | $2,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q118 | *W EXP 09/09/202 | 72,471 | $2,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 200 | $1,000 | thousands by filing date | call |
| Booking Holdings Inc. | 09857L108 | COM | 2,500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Micron Technology,Inc. | 595112103 | COM | 2,354,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Micron Technology,Inc. | 595112103 | COM | 50,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Tesla Motors, Inc | 88160R101 | COM | 542,100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Tesla Motors, Inc | 88160R101 | COM | 237,200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 70,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 20,400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SYNAPTICS INC COM | 87157D109 | Stock | 60,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 1,000,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 85,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 550,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BLOCK INC CL A | 852234103 | Stock | 497,100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 1,554,600 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 26,300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 10,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 225,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| RH | 74967X103 | COM | 50,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PDC ENERGY INC | 69327R101 | COM | 79,900 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| LAM RESEARCH CORP | 512807108 | COM | 2,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 21,300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 56,100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ARCONIC INC | 03965L100 | COM | 105,300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ARCONIC INC | 03965L100 | COM | 827,900 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| EZCORP INC | 302301106 | CL A NON VTG | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 1,432,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 10,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| RED HAT INC | 756577102 | COM | 51,900 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| RED HAT INC | 756577102 | COM | 83,900 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 500,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| MEDICINES CO | 584688105 | COM | 20,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 919,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| VECTOR GROUP LTD | 92240MAY4 | CORPORATE OBLIG | 4,848,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 559,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 20,063,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 9,415,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 12,000,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 11,000,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 1,260,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| MICROCHIP TECHNOLOGY INC. | 595017AH7 | NOTE 2.250% 2/1 | 5,378,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 7,000,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| SERVICENOW INC | 81762PAC6 | NOTE 6/0 | 12,659,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| ISTAR INC | 45031UCB5 | NOTE 3.125% 9/1 | 1,424,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 45,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 5,000,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| SILICON LABORATORIES INC | 826919AB8 | NOTE 1.375% 3/0 | 892,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| NUANCE COMMUNICATIONS INC | 67020YAN0 | NOTE 1.250% 4/0 | 3,308,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 9,635,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| ZILLOW GROUP INC | 98954MAB7 | NOTE 2.000%12/0 | 1,367,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 22,708,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 353,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| REDWOOD TRUST INC | 758075AC9 | BOND | 1,898,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| APOLLO COML REAL ESTATE FIN | 03762UAC9 | BOND | 550,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 474,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 4,935,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 1,678,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| NOVAVAX INC | 670002AB0 | NOTE 3.750% 2/0 | 750,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 2,950,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 749,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| EZCORP INC | 302301AF3 | NOTE2.875% 7/0 | 747,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| NICE SYS INC | 65366HAB9 | BOND | 1,500,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| RADIUS HEALTH INC | 750469AA6 | NOTE | 1,500,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| REALPAGE INC | 75606NAB5 | NOTE | 2,991,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 700,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| WAYFAIR INC | 94419LAB7 | NOTE 0.375% 9/0 | 554,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| WHITING PETE CORP NEW | 966387AL6 | NOTE 1.250% 4/0 | 44,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 600,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 3,552,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 150,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 12,909,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 7,500,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 13,947,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| CYPRESS SEMICONDUCTOR CORP | 232806AM1 | NOTE 4.500% 1/1 | 1,400,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 12,988,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| HUBSPOT INC | 443573AB6 | NOTE 0.250% 6/0 | 1,321,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 129,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| INSULET CORP | 45784PAF8 | NOTE 1.250% 9/1 | 3,000,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 152,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 641,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 300,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 3,300,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 7,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 23,777,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| MERITOR INC | 59001KAF7 | NOTE 3.250%10/1 | 1,748,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 12,984,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 2,176,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| TEAM INC | 878155AE0 | NOTE 5.000% 8/0 | 950,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| CENTERPOINT ENERGY INC | 15189T503 | DEP RP PFD CV B | 64,679 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUOTIENT TECHNOLOGY INC | 749119AB9 | NOTE 1.750%12/0 | 340,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| GOPRO INC | 38268TAB9 | NOTE 3.500% 4/1 | 57,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| ENCORE CAP GROUP INC | 292554AK8 | NOTE 3.250% 3/1 | 13,115,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| NEW YORK MTG TRUST | 649604AD7 | NOTE 6.250% 1/1 | 2,631,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 4,028,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| SOLARCITY CORP | 83416TAC4 | NOTE 1.625%11/0 | 10,000,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| ALDER BIOPHARMACEUTICALS INC | 014339AA3 | NOTE 2.500% 2/0 | 2,230,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| AMAG PHARMACEUTICALS INC | 00163UAD8 | NOTE 3.250% 6/0 | 4,500,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 66,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| EZCORP INC | 302301AB2 | NOTE 2.125% 6/1 | 483,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| PATTERN ENERGY GROUP INC | 70338PAB6 | NOTE 4.000% 7/1 | 2,291,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| MEDICINES CO | 584688AE5 | NOTE 2.500% 1/1 | 13,805,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 9,000,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 461,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 385,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| NEVRO CORP | 64157FAA1 | BOND | 390,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| VECTOR GROUP LTD | 92240MBC1 | FRNT 4/1 | 6,910,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| DTE ENERGY CO | 233331883 | UNIT 99/99/9999 | 25,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHOTRONICS INC | 719405AK8 | NOTE 3.250 4/0 | 1,346,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| VITAMIN SHOPPE INC | 92849EAB7 | NOTE 2.25012/0 | 3,550,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| RESTORATION HARDWARE HLDGS I | 761283AD2 | NOTE 6/1 | 1,200,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| COWEN INC | 223622AB7 | NOTE 3.000 3/1 | 1,605,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| INTEGRATED DEVICE TECHNOLOGY | 458118AC0 | NOTE 0.87511/1 | 4,433,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 14,893,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| NAVISTAR INTL CORP NEW | 63934EAS7 | NOTE 4.750 4/1 | 1,840,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 3,385,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-19-003928 | this filing | 2019-02-14 | acceptance time not in the bulk data set |