13F-HR filed by TOCQUEVILLE ASSET MANAGEMENT L.P.
TOCQUEVILLE ASSET MANAGEMENT L.P. filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-08, with 747 holding rows worth $6,672,948,000.
- Accession
- 0001567619-19-002791
- Filer
- CIK 883961
- Filed
- 2019-02-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 747 entries on the cover page, a total value of $6,672,948,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $6,672,948,000 with VALUE read as thousands by filing date, 13F file number 028-03589. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| REVVITY INC | 714046109 | COM | 9,250 | $727,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 17,340 | $726,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 15,000 | $722,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 20,950 | $720,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 8,225 | $709,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 16,475 | $703,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 23,975 | $700,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 41,200 | $697,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 11,675 | $684,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 17,350 | $680,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 10,141 | $673,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 4,000 | $672,000 | thousands by filing date | |
| GLENCORE PLC | 37827X100 | UNSP ADR | 92,700 | $671,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 7,997 | $665,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 28,146 | $662,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 12,945 | $657,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 6,358 | $651,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 7,750 | $650,000 | thousands by filing date | |
| NESTLE SA | H57312649 | COM | 8,000 | $650,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 4,944 | $647,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 7,179 | $641,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 12,173 | $634,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 18,284 | $626,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 6,005 | $623,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 79,568 | $621,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 4,571 | $620,000 | thousands by filing date | |
| THE MERGER FUND I | 589509207 | MERIX | 37,779 | $616,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 5,050 | $606,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 7,150 | $595,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 1,750 | $590,000 | thousands by filing date | |
| East Asia Minerals Corp | 270541303 | COM | 13,404,893 | $589,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 43,880 | $587,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 150,100 | $582,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 20,000 | $581,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 16,675 | $581,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 11,475 | $579,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 1,770 | $575,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 40,125 | $573,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 1,900 | $570,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 5,000 | $566,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 14,612 | $564,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 40,600 | $559,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 5,028 | $555,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 2,975 | $553,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 11,100 | $552,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 3,000 | $549,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 10,394 | $541,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 8,620 | $534,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 9,950 | $534,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 4,450 | $516,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 13,550 | $514,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 6,100 | $513,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 7,600 | $509,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 4,181 | $508,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 5,000 | $504,000 | thousands by filing date | |
| PNC FINANCIAL 6.125% $1.53125 PFD | 693475857 | PREFERRED | 19,500 | $502,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 15,681 | $500,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 7,400 | $496,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 86,555 | $495,000 | thousands by filing date | |
| Suntrust Banks Inc | 867914bj1 | COM | 500,000 | $495,000 | thousands by filing date | principal |
| AMETEK INC COM | 031100100 | Stock | 7,300 | $494,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 13,066 | $493,000 | thousands by filing date | |
| American Express Co | 025816BJ7 | COM | 500,000 | $493,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 11,200 | $492,000 | thousands by filing date | |
| Rockhaven Resources Ltd (pvt) | 77340P101 | COM | 4,631,500 | $492,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 4,821 | $482,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 7,300 | $479,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 10,045 | $478,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 8,904 | $472,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 6,240 | $468,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 41,038 | $466,000 | thousands by filing date | |
| FITB 7.67122 PERP | 316773605 | PUBLIC | 17,990 | $465,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 13,205 | $456,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 19,000 | $455,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 932,718 | $451,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 6,475 | $447,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 4,500 | $446,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 4,875 | $434,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 5,190 | $431,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 28,950 | $424,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 26,175 | $424,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 4,583 | $421,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 9,671 | $420,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 5,379 | $415,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 11,825 | $411,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 3,200 | $409,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 2,905 | $407,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 2,509 | $407,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 9,802 | $398,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 3,655 | $397,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 6,014 | $396,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 6,042 | $394,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 11,493 | $394,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 3,700 | $394,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 5,680 | $390,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 18,599 | $384,000 | thousands by filing date | |
| Zions Bancorp Ser G 6.300% 12/31/49 | 989701859 | Pfd Stk | 15,000 | $378,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 10,350 | $377,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 15,211 | $374,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 17,900 | $366,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 4,525 | $363,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 4,691 | $363,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 8,850 | $363,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 5,200 | $361,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 19,435 | $359,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 21,090 | $359,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 2,585 | $357,000 | thousands by filing date | |
| VANGUARD PRIMECAP ADM | 921936209 | EQUITY FUNDS | 2,953 | $357,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 13,686 | $352,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 4,909 | $346,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 8,000 | $344,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 634 | $343,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 2,235 | $336,000 | thousands by filing date | |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 15,550 | $332,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 11,700 | $331,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 3,305 | $330,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 4,742 | $328,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 2,890 | $326,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 1,700 | $325,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 8,900 | $322,000 | thousands by filing date | |
| Roche Holding AG | H69293217 | COM | 1,300 | $322,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 9,480 | $319,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 41,575 | $318,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 1,480 | $313,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 13,396 | $309,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 7,550 | $303,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 7,786 | $303,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 21,000 | $303,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 6,219 | $298,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 28,804 | $298,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 4,690 | $296,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 3,052 | $294,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 8,110 | $293,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 2,200 | $290,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 2,000 | $285,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 1,486 | $282,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 4,515 | $281,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 1,500 | $281,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 24,685 | $281,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 3,457 | $280,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 4,700 | $280,000 | thousands by filing date | |
| 3D PRINTING ETF | 00214Q500 | ETF | 14,100 | $280,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 4,237 | $279,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 13,020 | $279,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 2,450 | $278,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 10,702 | $278,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 24,400 | $272,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 15,300 | $268,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 26,350 | $268,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 2,681 | $263,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 28,000 | $263,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 6,245 | $262,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 5,738 | $261,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 5,679 | $261,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 921 | $260,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 1,675 | $258,000 | thousands by filing date | |
| MANULIFE FINANCIAL CORP | 56501R957 | EQUITY | 18,150 | $258,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 2,462 | $257,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 13,750 | $254,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 29,638 | $253,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 11,283 | $249,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 6,000 | $247,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 14,504 | $247,000 | thousands by filing date | |
| UNIVERSITY N C CHAPE 2.285 12 | 914713h21 | COM | 250,000 | $247,000 | thousands by filing date | principal |
| ENBRIDGE INC COM | 29250N105 | Stock | 7,840 | $244,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 14,768 | $243,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 19,500 | $242,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 2,835 | $241,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 4,200 | $238,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 26,825 | $237,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 2,725 | $236,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 25,000 | $235,000 | thousands by filing date | |
| Advisors Inner Circle Fund At | 00769g493 | MF | 13,190 | $234,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 3,183 | $233,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 10,225 | $233,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 50,891 | $228,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 8,879 | $228,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 9,140 | $227,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 1,500 | $226,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 400 | $226,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 5,679 | $225,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 2,100 | $225,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 1,759 | $222,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 1,500 | $221,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 3,000 | $220,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 913 | $220,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 766 | $219,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 11,000 | $218,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 1,504 | $215,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475832 | PREFERRED STOCK | 9,300 | $215,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 1,350 | $214,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 1,515 | $212,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 3,282 | $211,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 15,450 | $211,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 16,426 | $211,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 1,500 | $210,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 2,554 | $210,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 2,897 | $210,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 2,500 | $209,000 | thousands by filing date | |
| WALMART DE MEXICO SPON ADR SER V | 93114W107 | COM | 8,202 | $209,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 5,500 | $208,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 15,250 | $208,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 825 | $205,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 4,795 | $205,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 2,214 | $205,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 7,535 | $205,000 | thousands by filing date | |
| KANSAS ST DEV FIN 5.1700 03/0 | 485429da9 | COM | 200,000 | $205,000 | thousands by filing date | principal |
| SMUCKER J M CO | 832696405 | COM NEW | 2,158 | $202,000 | thousands by filing date | |
| HOUSTON TEX INDPT SC 5.561 2/ | 442403fx4 | COM | 200,000 | $201,000 | thousands by filing date | principal |
| East Asia Minerals WTS C050 | 009A3R3U7 | COM | 4,617,560 | $195,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 12,224 | $194,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 28,000 | $187,000 | thousands by filing date | |
| BYD Co Ltd Shs H | Y1023R104 | COM | 29,000 | $184,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 10,000 | $182,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 12,400 | $180,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 10,500 | $169,000 | thousands by filing date | |
| ENN ENERGY HOLDINGS LTD SHS | G3066L101 | COM | 18,000 | $162,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 11,900 | $150,000 | thousands by filing date | |
| AT Mid Cap Equity Fund Institutional Class | 00769G477 | COM | 11,257 | $146,000 | thousands by filing date | |
| East Asia Minerals WTS C050 | 009A3R0MH | COM | 3,321,250 | $146,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 14,803 | $145,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 26,300 | $145,000 | thousands by filing date | |
| Sprott Physical Gold Silver | 85208R010 | COM | 10,300 | $129,000 | thousands by filing date | |
| TEMPLETON WORLD FUND CL A | 880196100 | Com | 10,081 | $124,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 17,500 | $115,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 10,000 | $110,000 | thousands by filing date | |
| Micell Technologies Inc Ser D- | 552990327 | COM | 19,367 | $109,000 | thousands by filing date | |
| Micell Technologies Inc Ser D- | 553993056 | COM | 19,367 | $109,000 | thousands by filing date | |
| LARGO RES LTD COM | 517103404 | Stock | 51,000 | $106,000 | thousands by filing date | |
| BRANDES INVT TR EMRGN MKT VAL | 105262752 | MF | 12,905 | $104,000 | thousands by filing date | |
| HARTFORD INTERNATIONAL EQUITY | 41664L351 | COM | 10,183 | $97,000 | thousands by filing date | |
| Societe Generale | 83364L109 | Equity | 14,518 | $91,000 | thousands by filing date | |
| TRIFECTA GOLD LIMITED | 89615V101 | Foreign Ordinary Shares | 2,440,444 | $89,000 | thousands by filing date | |
| Fannie Mae | 313586752 | PREF STK | 10,000 | $70,000 | thousands by filing date | |
| ALTA MESA RES INC | 02133L109 | CL A | 40,000 | $40,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 13,005 | $28,000 | thousands by filing date | |
| Energy Fuels | 33812R109 | COM | 23,700 | $9,000 | thousands by filing date | |
| FALCON OIL & GAS LTD COM | 306071101 | SHS | 40,000 | $6,000 | thousands by filing date | |
| SPROUTLY CDA INC SHS | 85209J108 | Common Stock | 10,000 | $3,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 10,000 | $2,000 | thousands by filing date | |
| TERRACE ENERGY CORP COM | 88103M102 | COM | 354,000 | $2,000 | thousands by filing date | |
| ALTA MESA RES INC 3 | 02133L117 | COM | 21,666 | $2,000 | thousands by filing date | |
| Gome Retail Hlds | G3978C124 | COM | 12,525 | $1,000 | thousands by filing date | |
| Mirant Corp (Worthless) | 604675991 | COM | 10,055 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Colossus Minerals Inc | 19681L109 | COM | 2,045,823 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Colossus Minerals Inc Warrant | 19681L174 | COM | 1,428,945 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| East Asia Minerals WTS C050 | 009A3R3RC | COM | 976,493 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-19-002791 | this filing | 2019-02-08 | acceptance time not in the bulk data set |