13F-HR filed by GAMCO INVESTORS, INC. ET AL
GAMCO INVESTORS, INC. ET AL filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-01-30, with 796 holding rows worth $11,815,750,000.
- Accession
- 0001567619-19-001902
- Filer
- CIK 807249
- Filed
- 2019-01-30
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 796 entries on the cover page, a total value of $11,815,750,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $11,815,750,000 with VALUE read as thousands by filing date, 13F file number 028-01887. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VEON LTD | 91822M106 | SPONSORED ADR | 604,000 | $1,413,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 99,000 | $1,407,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 103,530 | $1,402,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 43,500 | $1,395,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 19,300 | $1,379,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 21,422 | $1,336,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 40,000 | $1,324,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 28,110 | $1,319,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 11,429 | $1,299,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 33,396 | $1,266,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 14,530 | $1,244,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 65,500 | $1,232,000 | thousands by filing date | |
| STEEL CONNECT INC | 858098106 | CMN | 711,600 | $1,231,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 21,533 | $1,227,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 1,175,300 | $1,222,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 190,500 | $1,206,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 108,220 | $1,202,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 6,247 | $1,190,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 1,654,400 | $1,172,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 45,014 | $1,171,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 71,500 | $1,167,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 5,931 | $1,155,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 65,400 | $1,145,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 12,200 | $1,136,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 16,900 | $1,130,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 35,429 | $1,123,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 105,463 | $1,117,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 10,000 | $1,110,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 19,786 | $1,101,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 234,000 | $1,097,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 9,046 | $1,086,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 160,047 | $1,085,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 527,661 | $1,071,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 29,150 | $1,061,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 7,731 | $1,059,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 282,000 | $1,029,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 32,905 | $1,023,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 315,423 | $1,009,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 36,750 | $978,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 20,000 | $969,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 9,350 | $964,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 130,000 | $962,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 6,160 | $961,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 6,000 | $959,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 16,900 | $956,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 60,000 | $954,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 6,745 | $951,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 63,582 | $946,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 69,999 | $945,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 465,500 | $940,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 59,951 | $938,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 275,915 | $935,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 30,385 | $929,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 5,210 | $926,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 12,000 | $920,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 35,000 | $911,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 7,822 | $899,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 21,000 | $887,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 54,000 | $879,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 38,668 | $877,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 6,554 | $875,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 6,900 | $872,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 36,194 | $849,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 6,334 | $848,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 17,741 | $848,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 178,000 | $844,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 40,979 | $838,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 57,850 | $830,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 26,000 | $829,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 203,000 | $828,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 13,270 | $817,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 6,000 | $814,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 19,111 | $812,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 12,880 | $806,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 34,200 | $801,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 45,500 | $798,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 27,653 | $791,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 20,200 | $786,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 31,100 | $782,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 4,150 | $781,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 39,955 | $780,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 20,000 | $775,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 12,596 | $773,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 87,500 | $771,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 21,056 | $760,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 3,100 | $759,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 9,680 | $754,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 19,000 | $744,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 17,590 | $740,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 7,900 | $728,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 49,756 | $728,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 80,000 | $718,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 39,038 | $717,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 83,150 | $715,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 45,000 | $702,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 8,400 | $699,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 53,000 | $697,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 36,615 | $689,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 33,750 | $685,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 24,000 | $682,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 18,152 | $677,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 51,000 | $671,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 4,261 | $668,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 14,000 | $667,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 86,000 | $658,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 65,770 | $645,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 247,900 | $642,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 72,154 | $624,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 6,800 | $620,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 15,230 | $615,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 60,440 | $610,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 30,000 | $604,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 11,000 | $590,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 4,200 | $588,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 2,238 | $586,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 10,700 | $585,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 200,500 | $585,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 6,000 | $584,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 13,200 | $579,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 5,300 | $575,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 35,194 | $575,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 24,000 | $572,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375205 | CL A | 46,680 | $572,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 15,000 | $567,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 16,405 | $566,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 5,000 | $566,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 153,837 | $554,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 15,107 | $554,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 22,000 | $554,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 5,000 | $552,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 22,000 | $540,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 20,000 | $535,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 10,900 | $523,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 50,100 | $519,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 8,652 | $517,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 217,000 | $514,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 46,871 | $514,000 | thousands by filing date | |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 185,692 | $514,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 14,023 | $508,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 3,184 | $507,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 4,830 | $496,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 6,100 | $496,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 5,350 | $494,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 23,000 | $494,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 5,755 | $490,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 42,500 | $481,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 23,000 | $481,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V309 | 6.875% CON PFD A | 450 | $474,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 25,000 | $469,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 29,950 | $468,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 22,050 | $463,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 56,000 | $460,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 6,380 | $458,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 10,000 | $457,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 10,500 | $455,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 46,000 | $453,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 11,300 | $447,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 22,669 | $437,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 7,441 | $434,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 5,750 | $430,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 22,600 | $430,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 13,705 | $430,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 4,000 | $429,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 14,100 | $429,000 | thousands by filing date | |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 400,000 | $424,000 | thousands by filing date | principal |
| V2X INC | 92242T101 | COM | 19,540 | $422,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 7,000 | $420,000 | thousands by filing date | |
| INTERDIGITAL INC | 458660AD9 | NOTE 1.500% 3/0 | 400,000 | $420,000 | thousands by filing date | principal |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 29,032 | $416,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 29,074 | $408,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 2,425 | $405,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 14,000 | $405,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 202,151 | $404,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 7,500 | $403,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 15,200 | $401,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 3,220 | $396,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 5,349 | $390,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 22,700 | $389,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 24,504 | $388,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 550,000 | $388,000 | thousands by filing date | principal |
| KNOWLES CORP | 49926DAB5 | NOTE 3.250%11/0 | 375,000 | $387,000 | thousands by filing date | principal |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 30,000 | $383,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 52,000 | $380,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 475,000 | $379,000 | thousands by filing date | principal |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 21,500 | $378,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 199,900 | $376,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 5,100 | $374,000 | thousands by filing date | |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 375,000 | $372,000 | thousands by filing date | principal |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 10,108 | $370,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 5,000 | $370,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 37,648 | $368,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 9,450 | $355,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 22,970 | $353,000 | thousands by filing date | |
| NEXTERA ENERGY INC CORPORATE | 65339f820 | COM | 6,000 | $347,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 14,768 | $346,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 275 | $345,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 150,000 | $343,000 | thousands by filing date | principal |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 15,000 | $343,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 7,637 | $341,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 425,000 | $341,000 | thousands by filing date | principal |
| DOMINION ENERGY INC | 25746U836 | UNIT 08/15/2019 | 7,000 | $338,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 7,500 | $335,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 4,145 | $331,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 19,412 | $331,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 101,800 | $330,000 | thousands by filing date | |
| STEEL PARTNERS HLDGS L P | 85814R107 | LTD PRTRSHIP U | 24,636 | $330,000 | thousands by filing date | |
| TERADYNE INC | 880770AG7 | NOTE | 275,000 | $326,000 | thousands by filing date | principal |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 7,000 | $323,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 19,860 | $320,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 21,500 | $314,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 5,705 | $308,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 5,435 | $305,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 59,000 | $303,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 12,951 | $301,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502887 | UNIT 05/15/2020 | 3,250 | $295,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 84,998 | $292,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 9,000 | $285,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 38,650 | $282,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 16,503 | $279,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 11,073 | $278,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 6,600 | $276,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 38,900 | $276,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 7,950 | $271,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 10,000 | $270,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 30,000 | $268,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 10,000 | $267,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 31,973 | $264,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 11,000 | $263,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 9,500 | $262,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 3,000 | $261,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 22,307 | $261,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 6,432 | $259,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 3,678 | $259,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 3,400 | $259,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 77,000 | $259,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 200 | $252,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 25,000 | $247,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 24,500 | $245,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 10,157 | $243,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 250,000 | $241,000 | thousands by filing date | principal |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 106,409 | $240,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 11,500 | $235,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 14,000 | $231,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 250,000 | $231,000 | thousands by filing date | principal |
| OPKO HEALTH INC | 68375N103 | COM | 76,000 | $229,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 10,500 | $226,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 200,000 | $224,000 | thousands by filing date | principal |
| QTS RLTY TR INC | 74736A103 | COM CL A | 6,000 | $222,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 6,000 | $222,000 | thousands by filing date | |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 18,024 | $222,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 34,000 | $220,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 250,000 | $216,000 | thousands by filing date | principal |
| ACTUANT CORP | 00508X203 | CL A NEW | 10,000 | $210,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 4,000 | $208,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 168,710 | $208,000 | thousands by filing date | |
| ONE MADISON CORP | G6772P100 | COM CL A | 20,000 | $201,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 4,400 | $200,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 15,000 | $198,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP | 36255F102 | COM CL A | 20,000 | $196,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 67,179 | $195,000 | thousands by filing date | |
| CHURCHILL CAP CORP | 17142R103 | COM CL A | 20,000 | $191,000 | thousands by filing date | |
| Global Eagle Entertainment | 37951DAB8 | CONV BOND | 250,000 | $186,000 | thousands by filing date | principal |
| MODERN MEDIA ACQUISITION | 60765P103 | COM | 17,900 | $183,000 | thousands by filing date | |
| INFINERA CORP | 45667GAC7 | BOND | 250,000 | $181,000 | thousands by filing date | principal |
| KEYCORP COM | 493267108 | Stock | 12,124 | $179,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 11,500 | $179,000 | thousands by filing date | |
| SORL Auto Parts Inc | 78461U101 | COM | 95,000 | $179,000 | thousands by filing date | |
| TECOGEN INC NEW | 87876P201 | COM NEW | 46,430 | $169,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 40,764 | $168,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 10,675 | $158,000 | thousands by filing date | |
| MOSAIC ACQUISITION CORP | 61946M100 | COM CL A | 15,000 | $147,000 | thousands by filing date | |
| TRINITY MERGER CORP | 89653L106 | COM CL A | 14,700 | $147,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A309 | COM PAR | 66,800 | $140,000 | thousands by filing date | |
| CONVERGEONE HLDGS INC | 212481105 | COM CL A | 11,300 | $140,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394AF0 | NOTE 4.500 6/0 | 350,000 | $134,000 | thousands by filing date | principal |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 20,000 | $133,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 12,657 | $132,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 12,000 | $130,000 | thousands by filing date | |
| FORUM MERGER II CORP | 34986F202 | UNIT 09/30/2025 | 12,850 | $130,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 34,760 | $127,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 16,400 | $120,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 25,000 | $119,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 62,000 | $111,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP | 92243N103 | COM | 10,800 | $105,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 10,000 | $103,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 21,000 | $98,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 22,752 | $91,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 25,000 | $66,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 50,000 | $57,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 125,485 | $49,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 10,500 | $44,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 62,900 | $30,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 20,000 | $30,000 | thousands by filing date | |
| MELINTA THERAPEUTICS INC | 58549G100 | COM | 20,980 | $17,000 | thousands by filing date | |
| TRINITY MERGER CORP | 89653L114 | *W EXP 05/11/202 | 14,700 | $6,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 26,800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-19-001902 | this filing | 2019-01-30 | acceptance time not in the bulk data set |