13F-HR filed by NOMURA HOLDINGS INC
NOMURA HOLDINGS INC filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-14, with 1,360 holding rows worth $28,504,420,000.
- Accession
- 0001567619-18-005996
- Filer
- CIK 1163653
- Filed
- 2018-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 1,803 entries on the cover page, a total value of $28,504,420,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $28,504,420,000 with VALUE read as thousands by filing date, 13F file number 028-10594. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SEATTLE GENETICS INC | 812578102 | COM | 6,142 | $498,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 16,777 | $494,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 10,795 | $493,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 5,308 | $491,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 14,907 | $490,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 1,568 | $484,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 23,300 | $484,000 | thousands by filing date | call |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 2,013 | $483,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 11,307 | $479,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 10,000 | $478,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 55,400 | $475,000 | thousands by filing date | put |
| VULCAN MATLS CO COM | 929160109 | Stock | 4,217 | $474,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 400,000 | $466,000 | thousands by filing date | call |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 4,900 | $465,000 | thousands by filing date | put |
| DSP GROUP INC | 23332B106 | COM | 38,747 | $464,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 3,061 | $462,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 33,808 | $462,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 10,000 | $458,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 2,882 | $447,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 12,500 | $446,000 | thousands by filing date | call |
| COPART INC COM | 217204106 | Stock | 8,457 | $445,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 10,247 | $445,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 25,500 | $443,000 | thousands by filing date | put |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 11,100 | $440,000 | thousands by filing date | call |
| UBS GROUP AG SHS | H42097107 | Stock | 28,148 | $438,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 10,000 | $433,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 10,000 | $432,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 9,021 | $430,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 59,856 | $429,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 7,500 | $420,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 6,206 | $412,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 2,341 | $406,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 8,119 | $406,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 16,000 | $405,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 2,698 | $402,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 8,098 | $402,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 12,479 | $401,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 12,404 | $400,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 4,691 | $399,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 10,816 | $398,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 8,289 | $395,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 22,284 | $388,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 5,819 | $388,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 17,500 | $387,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 983 | $385,000 | thousands by filing date | |
| UNIVAR SOLUTIONS | 65342H110 | EQUITY WRT | 400,000 | $383,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 194 | $380,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 27,925 | $380,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 10,000 | $378,000 | thousands by filing date | put |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 2,642 | $375,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 11,343 | $375,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 3,256 | $374,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 28,144 | $374,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 6,327 | $372,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 8,212 | $371,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 6,111 | $370,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 92,977 | $367,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 20,159 | $366,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 8,019 | $365,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 4,396 | $365,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 4,966 | $365,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 2,897 | $360,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 50,000 | $358,000 | thousands by filing date | put |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 5,259 | $357,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 7,064 | $357,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 6,620 | $355,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 2,305 | $355,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 20,431 | $348,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 4,496 | $345,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 4,851 | $344,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 38,610 | $340,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 3,360 | $339,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 12,200 | $338,000 | thousands by filing date | put |
| HARRIS CORP INC | 413875105 | COM | 2,007 | $338,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 1,367 | $336,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 9,820 | $334,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 75,000 | $333,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 3,274 | $330,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 1,081,307 | $330,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 5,900 | $329,000 | thousands by filing date | call |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 12,121 | $322,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 11,943 | $320,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 1,340 | $319,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 30,360 | $319,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 775 | $311,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 5,926 | $311,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 4,224 | $308,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 1,833 | $306,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 4,326 | $306,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 4,951 | $305,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 6,068 | $305,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 5,200 | $305,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 4,540 | $303,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 2,497 | $302,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 2,757 | $298,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 936 | $298,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 1,295 | $295,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 19,964 | $294,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 5,273 | $293,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 2,631 | $293,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 1,959 | $290,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 2,072 | $287,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 15,000 | $285,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 4,553 | $283,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 2,865 | $282,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 7,989 | $282,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 10,725 | $279,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 6,582 | $278,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 8,100 | $276,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 14,656 | $276,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 2,833 | $275,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 10,612 | $273,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 347,500 | $270,000 | thousands by filing date | put |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 15,050 | $270,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 8,119 | $269,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 949 | $269,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 5,129 | $264,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 2,496 | $263,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 7,706 | $262,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 5,966 | $262,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 4,795 | $259,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 6,875 | $258,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 3,400 | $258,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 4,147 | $257,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 2,273 | $256,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 14,134 | $256,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 2,052 | $256,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 92,712 | $255,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 17,140 | $255,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 2,313 | $254,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 8,675 | $253,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 3,000 | $251,000 | thousands by filing date | call |
| GROUPON INC | 399473107 | COMMON STOCK | 64,625 | $250,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 80,000 | $250,000 | thousands by filing date | put |
| OFFICE DEPOT INC | 676220106 | COM | 80,000 | $250,000 | thousands by filing date | call |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 3,425 | $248,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 2,874 | $247,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 38,742 | $247,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 10,318 | $246,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 10,253 | $246,000 | thousands by filing date | |
| EVERFORTH INC COM | 00191U102 | Stock | 3,113 | $241,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 4,586 | $241,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 7,248 | $241,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 4,913 | $240,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 2,381 | $240,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 3,534 | $239,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 3,566 | $238,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 1,865 | $236,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 4,846 | $233,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 5,858 | $232,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 5,519 | $232,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 7,039 | $231,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 52,000 | $231,000 | thousands by filing date | put |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 6,500 | $229,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 1,800 | $228,000 | thousands by filing date | call |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 12,399 | $228,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 4,900 | $226,000 | thousands by filing date | call |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 1,513 | $225,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 8,854 | $224,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 1,500 | $222,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 6,290 | $221,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 2,807 | $221,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 3,171 | $220,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 2,152 | $219,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 3,276 | $217,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 5,789 | $217,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 4,917 | $216,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 1,238 | $215,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 9,381 | $215,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 2,814 | $214,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 2,737 | $213,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 4,284 | $212,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 3,476 | $211,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 5,258 | $211,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 12,299 | $210,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 3,046 | $210,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 2,803 | $209,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 6,946 | $208,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 6,348 | $206,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 1,625 | $205,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 3,785 | $203,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 1,528 | $202,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 6,773 | $202,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 10,200 | $200,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 35,600 | $199,000 | thousands by filing date | call |
| PAPA JOHNS INTL INC | 698813102 | COM | 4,000 | $197,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 16,502 | $195,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 2,728 | $186,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 1,700 | $183,000 | thousands by filing date | put |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 12,900 | $183,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 26,138 | $183,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 12,000 | $180,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 4,158 | $175,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 2,613 | $170,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 100,076 | $170,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 10,000 | $169,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J114 | WTS | 150,000 | $169,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 11,839 | $166,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663117 | *W EXP 07/31/202 | 37,065 | $165,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 23,286 | $164,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 2,027 | $163,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 10,000 | $162,000 | thousands by filing date | call |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 3,710 | $157,000 | thousands by filing date | |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 17,161 | $152,000 | thousands by filing date | |
| ALTA MESA RES INC | 02133L109 | CL A | 35,000 | $148,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 1,816 | $144,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 5,032 | $136,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 8,800 | $134,000 | thousands by filing date | put |
| LILIS ENERGY INC | 532403201 | COM NEW | 26,017 | $127,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 1,940 | $126,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 2,678 | $125,000 | thousands by filing date | |
| VISTRA CORP | 92840M128 | COM | 85,051 | $125,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 10,649 | $121,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 4,000 | $121,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 14,055 | $120,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 13,772 | $117,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 539 | $116,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 20,000 | $107,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R103 | CL A | 10,000 | $99,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A309 | COM PAR | 17,684 | $88,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219117 | *W EXP 07/08/202 | 19,842 | $74,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 29,000 | $73,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 1,154 | $70,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 2,516 | $68,000 | thousands by filing date | |
| DITECH HLDG CORP | 25501G105 | COM | 15,000 | $65,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 15,000 | $62,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 4,898 | $60,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 739 | $57,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 48,000 | $56,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 1,010 | $55,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 1,238 | $53,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 12,600 | $52,000 | thousands by filing date | put |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 3,100 | $50,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 216 | $47,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 6,556 | $47,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 2,722 | $46,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 1,845 | $45,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 35,978 | $44,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 457 | $42,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 200 | $36,000 | thousands by filing date | put |
| Citigroup Inc. | 172967424 | COM | 500,000 | $29,000 | thousands by filing date | call |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 1,000 | $25,000 | thousands by filing date | call |
| DAUCH CORP | 024061103 | COM | 1,000 | $17,000 | thousands by filing date | call |
| LENDINGCLUB CORP | 52603A109 | COM | 4,000 | $16,000 | thousands by filing date | put |
| RALPH LAUREN CORP | 751212101 | CL A | 109 | $15,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 700 | $13,000 | thousands by filing date | call |
| ALTA MESA RES INC 3 | 02133L117 | COM | 25,000 | $13,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 358 | $10,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 1,238 | $9,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 484 | $9,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 1,500 | $8,000 | thousands by filing date | put |
| SECOND SIGHT MED PRODS INC | 81362J118 | *W EXP 03/06/202 | 19,676 | $8,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 125,000 | $7,000 | thousands by filing date | put |
| EBAY INC. COM | 278642103 | Stock | 100 | $3,000 | thousands by filing date | put |
| MEDICINES CO | 584688105 | COM | 100 | $3,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 1,800 | $2,000 | thousands by filing date | put |
| GENWORTH FINL INC | 37247D106 | COM SHS | 500 | $2,000 | thousands by filing date | call |
| Advanced Micro Devices,Inc. | 007903107 | COM | 2,435,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Advanced Micro Devices,Inc. | 007903107 | COM | 722,800 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Booking Holdings Inc. | 09857L108 | COM | 2,500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Booking Holdings Inc. | 09857L108 | COM | 25,900 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Intel Corp | 458140100 | COM | 323,900 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Intel Corp | 458140100 | COM | 486,600 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Micron Technology,Inc. | 595112103 | COM | 1,720,500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Micron Technology,Inc. | 595112103 | COM | 10,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Tesla Motors, Inc | 88160R101 | COM | 319,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Tesla Motors, Inc | 88160R101 | COM | 132,700 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 70,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 238,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 15,100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 85,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 550,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BLOCK INC CL A | 852234103 | Stock | 369,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 775,600 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 225,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| WAYFAIR INC | 94419L101 | CL A | 87,200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| LAM RESEARCH CORP | 512807108 | COM | 9,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 21,300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 56,100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| RED HAT INC | 756577102 | COM | 46,500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ANDEAVOR | 03349M105 | COM | 122,707 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 7,100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ALTABA INC | 021346101 | COM | 45,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ALTABA INC | 021346101 | COM | 200,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 3,700,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| CZR | 127686103 | Stock | 750,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CZR | 127686103 | Stock | 200,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| AVON PRODS INC | 054303102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 19,000,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 3,744,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 1,558,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| ON SEMICONDUCTOR CORP | 682189AP0 | NOTE 1.625%10/1 | 2,051,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 3,267,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| MICROCHIP TECHNOLOGY INC. | 595017AH7 | NOTE 2.250% 2/1 | 4,278,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| SERVICENOW INC | 81762PAC6 | NOTE 6/0 | 320,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 1,901,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 5,000,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 1,200,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| ZILLOW GROUP INC | 98954MAB7 | NOTE 2.000%12/0 | 2,692,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 2,000,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 3,490,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 3,585,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 513,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| REDWOOD TRUST INC | 758075AC9 | BOND | 1,748,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| CHESAPEAKE ENERGY CORP | 165167CB1 | NOTE 2.250%12/1 | 53,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 4,153,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| NOVAVAX INC | 670002AB0 | NOTE 3.750% 2/0 | 750,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| TRANSOCEAN INC | 893830BJ7 | DEB 0.500% 1/3 | 1,500,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 3,115,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 1,250,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| EZCORP INC | 302301AF3 | NOTE2.875% 7/0 | 1,000,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| CLOVIS ONCOLOGY INC | 189464AC4 | NOTE 1.250% 5/0 | 590,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| NICE SYS INC | 65366HAB9 | BOND | 2,573,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 159 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REALPAGE INC | 75606NAB5 | NOTE | 1,590,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| TERADYNE INC | 880770AG7 | NOTE | 610,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| WAYFAIR INC | 94419LAB7 | NOTE 0.375% 9/0 | 1,461,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| WHITING PETE CORP NEW | 966387AL6 | NOTE 1.250% 4/0 | 44,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 7,071,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 13,124,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| CYPRESS SEMICONDUCTOR CORP | 232806AM1 | NOTE 4.500% 1/1 | 3,475,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 8,440,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| FLEXION THERAPEUTICS INC | 33938JAB2 | NOTE | 1,353,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| HUBSPOT INC | 443573AB6 | NOTE 0.250% 6/0 | 5,031,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| INSULET CORP | 45784PAF8 | NOTE 1.250% 9/1 | 5,685,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| MEDICINES CO | 584688AG0 | NOTE 2.750% 7/1 | 78,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 20,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 13,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 7,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 8,296,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| DERMIRA INC | 24983LAB0 | NOTE 3.000% 5/1 | 7,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| TWO HARBORS INVENTMENT CORPO | 90187BAA9 | NOTE 6.250% 1/1 | 11,360,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 8,555,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| GOPRO INC | 38268TAB9 | NOTE 3.500% 4/1 | 57,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| ENCORE CAP GROUP INC | 292554AK8 | NOTE 3.250% 3/1 | 8,385,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| NEW YORK MTG TRUST | 649604AD7 | NOTE 6.250% 1/1 | 1,702,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 2,447,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| SOLARCITY CORP | 83416TAC4 | NOTE 1.625%11/0 | 9,292,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| AMAG PHARMACEUTICALS INC | 00163UAD8 | NOTE 3.250% 6/0 | 4,500,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 81,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| EZCORP INC | 302301AB2 | NOTE 2.125% 6/1 | 6,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| FINISAR CORP | 31787AAM3 | NOTE 0.500%12/1 | 701,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| PATTERN ENERGY GROUP INC | 70338PAB6 | NOTE 4.000% 7/1 | 1,291,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| JDS UNIPHASE CORP | 46612JAF8 | DBCV 0.625% 8/1 | 2,605,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| STARWOOD WAYPOINT RESIDENTL | 85571WAB5 | NOTE 3.000% 7/0 | 886,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 189,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 3,957,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 461,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| NEVRO CORP | 64157FAA1 | BOND | 516,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| CARRIAGE SVCS INC | 143905AM9 | NOTE 2.750% 3/1 | 2,104,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| VECTOR GROUP LTD | 92240MBC1 | FRNT 4/1 | 5,815,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| VITAMIN SHOPPE INC | 92849EAB7 | NOTE 2.25012/0 | 3,550,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| RESTORATION HARDWARE HLDGS I | 761283AD2 | NOTE 6/1 | 2,500,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| COWEN INC | 223622AB7 | NOTE 3.000 3/1 | 1,605,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| EURONET WORLDWIDE INC | 298736AH2 | NOTE 1.50010/0 | 320,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| INTEGRATED DEVICE TECHNOLOGY | 458118AC0 | NOTE 0.87511/1 | 711,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 20,328,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| NAVISTAR INTL CORP NEW | 63934EAS7 | NOTE 4.750 4/1 | 3,301,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| NAVISTAR INTL CORP NEW | 63934EAQ1 | NOTE 4.500%10/1 | 5,682,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-18-005996 | this filing | 2018-11-14 | acceptance time not in the bulk data set |