13F-HR filed by PRELUDE CAPITAL MANAGEMENT, LLC
PRELUDE CAPITAL MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-14, with 1,698 holding rows worth $1,721,952,000.
- Accession
- 0001567619-18-005984
- Filer
- CIK 1387508
- Filed
- 2018-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 1,698 entries on the cover page, a total value of $1,721,952,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,721,978,000 with VALUE read as thousands by filing date, 13F file number 028-12257. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 1,500 | $9,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 178 | $8,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 261 | $8,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 61 | $8,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 400 | $8,000 | thousands by filing date | put |
| PARK NATL CORP COM | 700658107 | Stock | 76 | $8,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 72 | $8,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 370 | $8,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 201 | $8,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 76 | $8,000 | thousands by filing date | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 422 | $8,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 481 | $8,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 181 | $8,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 150 | $8,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 123 | $8,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 213 | $8,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 399 | $8,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 174 | $8,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 164 | $8,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 177 | $8,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 151 | $8,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 261 | $8,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 110 | $8,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 158 | $8,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 192 | $8,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 300 | $8,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 152 | $8,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 120 | $8,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 560 | $8,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 672 | $8,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 211 | $8,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 498 | $8,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 126 | $8,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 419 | $8,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 139 | $8,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 451 | $8,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 200 | $8,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 148 | $8,000 | thousands by filing date | |
| ORTHOFIX MED INC | 68752M108 | COM | 132 | $8,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 222 | $8,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 366 | $8,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 111 | $8,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 301 | $8,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 262 | $8,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 386 | $8,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 143 | $8,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 111 | $8,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 1,169 | $8,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 200 | $8,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 941 | $8,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 496 | $8,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 1,724 | $8,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 255 | $8,000 | thousands by filing date | |
| BRIGHTSPHERE INVESTMENT GROUP | G1644T109 | COMMON STOCK-FO | 649 | $8,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 1,466 | $8,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 267 | $8,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 541 | $8,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 1,468 | $8,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 179 | $8,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 398 | $8,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 93 | $8,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 299 | $8,000 | thousands by filing date | |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 476 | $8,000 | thousands by filing date | |
| SUTHERLAND ASSET MGMT CORP M | 86933G105 | COM | 478 | $8,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 1,966 | $8,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 160 | $7,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 100 | $7,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 683 | $7,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 200 | $7,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 193 | $7,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 69 | $7,000 | thousands by filing date | |
| EVERFORTH INC COM | 00191U102 | Stock | 85 | $7,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 619 | $7,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 700 | $7,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 332 | $7,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 90 | $7,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 190 | $7,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 127 | $7,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 366 | $7,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 113 | $7,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 817 | $7,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 102 | $7,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 118 | $7,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 111 | $7,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 292 | $7,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 774 | $7,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 197 | $7,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 333 | $7,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 657 | $7,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 100 | $7,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 184 | $7,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 196 | $7,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 213 | $7,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 278 | $7,000 | thousands by filing date | |
| MERUS N V | N5749R100 | COM | 352 | $7,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 1,185 | $7,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 320 | $7,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 300 | $7,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 382 | $7,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 630 | $7,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 562 | $7,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 300 | $7,000 | thousands by filing date | put |
| POINTS INTL LTD | 730843208 | COM NEW | 510 | $7,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 100 | $7,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 338 | $7,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 633 | $7,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 331 | $7,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 200 | $7,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 598 | $7,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 24 | $6,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 300 | $6,000 | thousands by filing date | put |
| TUTOR PERINI CORP | 901109108 | COM | 300 | $6,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 631 | $6,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 134 | $6,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 852 | $6,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 217 | $6,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 166 | $6,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 375 | $6,000 | thousands by filing date | |
| HYD | 92189F361 | ETF | 207 | $6,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 2,098 | $6,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 556 | $6,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 640 | $6,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 375 | $6,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 103 | $6,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 584 | $6,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 300 | $5,000 | thousands by filing date | call |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 41 | $5,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 200 | $5,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 50 | $5,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 71 | $5,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 100 | $5,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 349 | $5,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 343 | $5,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 400 | $5,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 1,200 | $5,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 486 | $5,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 396 | $5,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 1,495 | $5,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 200 | $5,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 296 | $5,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 364 | $5,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 729 | $4,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 200 | $4,000 | thousands by filing date | call |
| MACROGENICS INC | 556099109 | COM | 200 | $4,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 700 | $4,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 116 | $4,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 126 | $4,000 | thousands by filing date | |
| APOLLO ENDOSURGERY INC | 03767D108 | COM | 600 | $4,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 182 | $4,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 1,080 | $4,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 1,555 | $4,000 | thousands by filing date | |
| PIVOTAL SOFTWARE INC | 72582H107 | COM CL A | 200 | $4,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 100 | $4,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 230 | $4,000 | thousands by filing date | |
| KEY ENERGY SVCS INC DEL | 49309J103 | COM | 311 | $4,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 78 | $3,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 24 | $3,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 193 | $3,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 100 | $3,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 11 | $3,000 | thousands by filing date | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 149 | $3,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 47 | $3,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 51 | $3,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 100 | $3,000 | thousands by filing date | put |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 100 | $3,000 | thousands by filing date | put |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 3,000 | $3,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 100 | $3,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 38 | $3,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 155 | $3,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 298 | $3,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 300 | $2,000 | thousands by filing date | call |
| MODINE MFG CO COM | 607828100 | Stock | 110 | $2,000 | thousands by filing date | |
| LIMBACH HLDGS INC | 53263P105 | COM | 200 | $2,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 26 | $2,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 96 | $2,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 378 | $2,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 400 | $2,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 300 | $2,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 31 | $1,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 27 | $1,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 41 | $1,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 72 | $1,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 32 | $1,000 | thousands by filing date | |
| LGL GROUP INC | 50186A108 | COM | 100 | $1,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 40 | $1,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 13 | $1,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 282 | $1,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 392 | $1,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 209 | $1,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 100 | $1,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 721 | $1,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 1,205 | $1,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 30 | $1,000 | thousands by filing date | |
| MENLO THERAPEUTICS INC | 586858102 | COM | 100 | $1,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 141 | $1,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 33,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-18-005984 | this filing | 2018-11-14 | acceptance time not in the bulk data set |